$417 Million is the total value of Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 99 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 11.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $18,443,000 | -0.1% | 218,751 | -4.0% | 4.42% | -1.9% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $11,145,000 | -0.9% | 117,065 | -1.8% | 2.67% | -2.7% |
| TIP | Sell | ISHARES TRtips bd etf | $7,290,000 | -5.4% | 64,182 | -6.7% | 1.75% | -7.2% |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $6,824,000 | -4.6% | 67,226 | -5.2% | 1.64% | -6.2% |
| SCHP | Sell | SCHWAB STRATEGIC TRus tips etf | $6,146,000 | -33.4% | 111,903 | -34.3% | 1.47% | -34.7% |
| MUB | Sell | ISHARESnat amt free bd | $5,261,000 | -3.9% | 47,564 | -4.1% | 1.26% | -5.6% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $4,377,000 | -3.3% | 40,811 | -4.4% | 1.05% | -5.0% |
| HYMB | Sell | SPDR SERIES TRUSTnuv hghyld mun | $4,085,000 | -3.4% | 70,952 | -3.2% | 0.98% | -5.1% |
| SCHZ | Sell | SCHWAB STRATEGIC TRus aggregate b | $3,865,000 | -1.7% | 73,051 | -2.8% | 0.93% | -3.5% |
| TUZ | Sell | PIMCO ETF TR1-3yr ustreidx | $2,717,000 | -45.7% | 53,275 | -45.7% | 0.65% | -46.6% |
| FM | Sell | ISHARESmsci frntr100etf | $2,254,000 | -5.8% | 75,803 | -2.4% | 0.54% | -7.4% |
| EFA | Sell | ISHARES TRmsci eafe etf | $2,124,000 | +0.7% | 33,105 | -4.5% | 0.51% | -1.2% |
| EBND | Sell | SPDR SERIES TRUSTbrcly em locl | $2,092,000 | -19.4% | 76,772 | -16.0% | 0.50% | -20.8% |
| AGG | Sell | ISHARES TRcore us aggbd et | $1,771,000 | -2.5% | 15,895 | -3.7% | 0.42% | -4.3% |
| RWR | Sell | SPDR SERIES TRUSTdj reit etf | $1,654,000 | -0.8% | 17,487 | -4.6% | 0.40% | -2.5% |
| IEFA | Sell | ISHARES TRcore msci eafe | $1,532,000 | +4.0% | 26,198 | -1.6% | 0.37% | +1.9% |
| HYD | Sell | MARKET VECTORS ETF TRhg yld mun etf | $1,474,000 | -1.0% | 47,023 | -2.6% | 0.35% | -2.7% |
| SHM | Sell | SPDR SERIES TRUSTnuvn br sht muni | $1,456,000 | -8.2% | 59,887 | -8.3% | 0.35% | -9.8% |
| ITM | Sell | MARKET VECTORS ETF TRmktvec intmuetf | $1,438,000 | -0.6% | 60,402 | -1.1% | 0.34% | -2.3% |
| MSFT | Sell | MICROSOFT CORP | $1,428,000 | -16.0% | 35,126 | -4.0% | 0.34% | -17.6% |
| SCZ | Sell | ISHARESeafe sml cp etf | $1,362,000 | +0.1% | 27,523 | -5.4% | 0.33% | -1.5% |
| IGSB | Sell | ISHARES1-3 yr cr bd etf | $1,338,000 | -2.0% | 12,679 | -2.4% | 0.32% | -3.9% |
| VT | Sell | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $1,311,000 | -4.2% | 21,294 | -6.4% | 0.31% | -6.0% |
| IWC | Sell | ISHARESmicro-cap etf | $1,222,000 | +1.9% | 15,448 | -0.8% | 0.29% | 0.0% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,098,000 | -3.0% | 5,321 | -3.3% | 0.26% | -4.7% |
| AAPL | Sell | APPLE INC | $1,082,000 | -40.7% | 8,692 | -47.5% | 0.26% | -41.9% |
| SPIB | Sell | SPDR SERIES TRUSTintr trm corp bd | $1,001,000 | -12.3% | 28,995 | -13.2% | 0.24% | -14.0% |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $746,000 | -0.3% | 15,015 | -4.2% | 0.18% | -2.2% |
| VYM | Sell | VANGUARD WHITEHALL FDS INChigh div yld | $685,000 | -7.6% | 10,025 | -7.0% | 0.16% | -9.4% |
| GE | Sell | GENERAL ELECTRIC CO | $652,000 | -12.0% | 26,296 | -10.4% | 0.16% | -13.8% |
| MMM | Sell | 3M CO | $606,000 | -18.3% | 3,673 | -18.7% | 0.14% | -19.9% |
| EWX | Sell | SPDR INDEX SHS FDSs&p emktsc etf | $601,000 | -13.4% | 13,430 | -14.1% | 0.14% | -15.3% |
| IEI | Sell | ISHARES3-7 yr tr bd etf | $597,000 | -2.3% | 4,810 | -3.7% | 0.14% | -4.0% |
| AMGN | Sell | AMGEN INC | $490,000 | -5.8% | 3,067 | -6.1% | 0.12% | -7.1% |
| CVX | Sell | CHEVRON CORP NEW | $469,000 | -14.9% | 4,469 | -8.9% | 0.11% | -17.0% |
| BAC | Sell | BANK AMER CORP | $440,000 | -16.8% | 28,616 | -3.2% | 0.11% | -17.8% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $431,000 | -48.0% | 2,073 | -48.3% | 0.10% | -49.0% |
| DES | Sell | WISDOMTREE TRsmallcap divid | $419,000 | -4.3% | 5,816 | -5.9% | 0.10% | -6.5% |
| XOM | Sell | EXXON MOBIL CORP | $354,000 | -9.9% | 4,160 | -2.1% | 0.08% | -11.5% |
| SBUX | Sell | STARBUCKS CORP | $332,000 | -36.0% | 3,509 | -44.5% | 0.08% | -37.0% |
| DLS | Sell | WISDOMTREE TRintl smcap div | $314,000 | +5.7% | 5,291 | -0.9% | 0.08% | +2.7% |
| DWX | Sell | SPDR INDEX SHS FDSs&p intl etf | $312,000 | -10.6% | 7,451 | -10.3% | 0.08% | -11.8% |
| DIS | Sell | DISNEY WALT CO | $286,000 | -7.1% | 2,725 | -16.7% | 0.07% | -8.0% |
| BA | Sell | BOEING CO | $247,000 | -18.5% | 1,643 | -29.6% | 0.06% | -20.3% |
| COST | Sell | COSTCO WHSL CORP NEW | $230,000 | -23.3% | 1,517 | -28.3% | 0.06% | -24.7% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $200,000 | -21.3% | 1,244 | -21.4% | 0.05% | -22.6% |
| COT | Exit | COTT CORP QUE | $0 | – | -32,000 | -100.0% | -0.05% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -2,421 | -100.0% | -0.06% | – |
| CMF | Exit | ISHAREScali amt-fre etf | $0 | – | -2,006 | -100.0% | -0.06% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -2,465 | -100.0% | -0.06% | – |
| PEO | Exit | PETROLEUM & RES CORP | $0 | – | -11,593 | -100.0% | -0.07% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -4,922 | -100.0% | -0.08% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 22.3% |
| VANGUARD SCOTTSDALE FDS | 42 | Q3 2023 | 13.8% |
| ISHARES INC | 42 | Q3 2023 | 5.3% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| SPDR SER TR | 42 | Q3 2023 | 5.3% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 8.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 3.8% |
| SCHWAB STRATEGIC TR | 42 | Q3 2023 | 7.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.3% |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| SC 13G/A | 2024-02-08 |
| SC 13G | 2024-02-08 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-08 |
| SC 13G/A | 2023-02-07 |
| 13F-HR | 2022-11-03 |
View Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.