$226 Million is the total value of Wellington Shields & Co., LLC's 178 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ILMN | New | ILLUMINA INC | $23,243,000 | – | 70,064 | +100.0% | 10.30% | – |
| AES | New | AES CORP | $6,766,000 | – | 339,986 | +100.0% | 3.00% | – |
| PSNL | New | PERSONALIS, INC | $5,075,000 | – | 465,618 | +100.0% | 2.25% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHINE | $4,225,000 | – | 31,519 | +100.0% | 1.87% | – |
| CASI | New | CASI PHARMACEUTICALS INC | $3,947,000 | – | 1,277,322 | +100.0% | 1.75% | – |
| GM | New | GENERAL MOTORS CO | $3,596,000 | – | 98,250 | +100.0% | 1.59% | – |
| HON | New | HONEYWELL INTERNATIONAL | $3,577,000 | – | 20,209 | +100.0% | 1.58% | – |
| HAIN | New | HAIN CELESTIAL GROUP | $3,451,000 | – | 132,966 | +100.0% | 1.53% | – |
| BMY | New | BRISTOL-MYERS SQUIBB CO | $3,326,000 | – | 51,810 | +100.0% | 1.47% | – |
| PSN | New | PARSONS CORP | $3,084,000 | – | 74,700 | +100.0% | 1.37% | – |
| SPGI | New | S&P GLOBAL INC | $2,430,000 | – | 8,900 | +100.0% | 1.08% | – |
| LLY | New | LILLY ELI & CO | $2,314,000 | – | 17,609 | +100.0% | 1.03% | – |
| INTC | New | INTEL CORP | $2,278,000 | – | 38,068 | +100.0% | 1.01% | – |
| ABBV | New | ABBVIE INC. | $2,237,000 | – | 25,265 | +100.0% | 0.99% | – |
| FSLR | New | FIRST SOLAR INC COM | $2,192,000 | – | 39,175 | +100.0% | 0.97% | – |
| UEIC | New | UNIVERSAL ELECTRONICS | $2,035,000 | – | 38,942 | +100.0% | 0.90% | – |
| ABT | New | ABBOTT LABORATORIES | $2,028,000 | – | 23,350 | +100.0% | 0.90% | – |
| LMT | New | LOCKHEED MARTIN | $1,882,000 | – | 4,834 | +100.0% | 0.83% | – |
| WPC | New | W.P. CAREY INC. | $1,702,000 | – | 21,265 | +100.0% | 0.75% | – |
| CVX | New | CHEVRON CORPORATION | $1,630,000 | – | 13,526 | +100.0% | 0.72% | – |
| CI | New | CIGNA CORP | $1,618,000 | – | 7,914 | +100.0% | 0.72% | – |
| SPOXF | New | SPROTT INC | $1,617,000 | – | 700,000 | +100.0% | 0.72% | – |
| EFX | New | EQUIFAX INC | $1,590,000 | – | 11,349 | +100.0% | 0.70% | – |
| OKE | New | ONEOK INC | $1,445,000 | – | 19,093 | +100.0% | 0.64% | – |
| V | New | VISA INC | $1,366,000 | – | 7,269 | +100.0% | 0.60% | – |
| WM | New | WASTE MGT. | $1,360,000 | – | 11,933 | +100.0% | 0.60% | – |
| C | New | CITIGROUP INC | $1,335,000 | – | 16,710 | +100.0% | 0.59% | – |
| DOW | New | DOW INC | $1,255,000 | – | 22,936 | +100.0% | 0.56% | – |
| BA | New | BOEING CO | $1,223,000 | – | 3,755 | +100.0% | 0.54% | – |
| AXP | New | AMERICAN EXPRESS CO | $1,214,000 | – | 9,750 | +100.0% | 0.54% | – |
| PEP | New | PEPSICO INC | $1,205,000 | – | 8,815 | +100.0% | 0.53% | – |
| ENB | New | ENBRIDGE INC | $1,199,000 | – | 30,148 | +100.0% | 0.53% | – |
| CFG | New | CITIZENS FINANCIAL GROUP INC | $1,186,000 | – | 29,200 | +100.0% | 0.53% | – |
| SSYS | New | STRATASYS LTD | $1,183,000 | – | 58,500 | +100.0% | 0.52% | – |
| SO | New | SOUTHERN CO | $1,169,000 | – | 18,355 | +100.0% | 0.52% | – |
| ABB | New | ABB LIMITED SPONS ADR | $1,162,000 | – | 48,240 | +100.0% | 0.52% | – |
| PM | New | PHILIP MORRIS INTERNAT | $1,157,000 | – | 13,600 | +100.0% | 0.51% | – |
| PNC | New | PNC FINANCIAL CORP | $1,105,000 | – | 6,923 | +100.0% | 0.49% | – |
| KO | New | COCA COLA | $1,103,000 | – | 19,925 | +100.0% | 0.49% | – |
| MMM | New | 3M CO | $1,061,000 | – | 6,015 | +100.0% | 0.47% | – |
| AMGN | New | AMGEN | $1,053,000 | – | 4,370 | +100.0% | 0.47% | – |
| BXMT | New | BLACKSTONE MORTGAGE TRUST INC | $1,029,000 | – | 27,633 | +100.0% | 0.46% | – |
| CAT | New | CATERPILLAR | $960,000 | – | 6,500 | +100.0% | 0.42% | – |
| NEE | New | NEXTERA ENERGY INC | $944,000 | – | 3,900 | +100.0% | 0.42% | – |
| CSX | New | CSX CORP | $897,000 | – | 12,400 | +100.0% | 0.40% | – |
| AGN | New | ALLERGAN PLC | $898,000 | – | 4,697 | +100.0% | 0.40% | – |
| NEM | New | NEWMONT MINING | $852,000 | – | 19,600 | +100.0% | 0.38% | – |
| MO | New | ALTRIA GROUP INC | $846,000 | – | 16,954 | +100.0% | 0.38% | – |
| UFI | New | UNIFI INC | $834,000 | – | 33,000 | +100.0% | 0.37% | – |
| QCOM | New | QUALCOMM INC | $829,000 | – | 9,400 | +100.0% | 0.37% | – |
| DD | New | DUPONT DE NEMOURS | $817,000 | – | 12,722 | +100.0% | 0.36% | – |
| UTX | New | UNITED TECH. | $811,000 | – | 5,416 | +100.0% | 0.36% | – |
| GILD | New | GILEAD SCIENCES INC. | $809,000 | – | 12,450 | +100.0% | 0.36% | – |
| COP | New | CONOCOPHILLIPS | $800,000 | – | 12,300 | +100.0% | 0.36% | – |
| GIS | New | GENERAL MILLS INC | $795,000 | – | 14,839 | +100.0% | 0.35% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC. CLASS | $786,000 | – | 3,471 | +100.0% | 0.35% | – |
| SEIC | New | SEI INVESTMENTS COMPANY | $786,000 | – | 12,000 | +100.0% | 0.35% | – |
| WDC | New | WESTERN DIGITAL CORP | $730,000 | – | 11,500 | +100.0% | 0.32% | – |
| PXD | New | PIONEER NATURAL RESOURCES | $696,000 | – | 4,600 | +100.0% | 0.31% | – |
| GLW | New | CORNING INC | $676,000 | – | 23,210 | +100.0% | 0.30% | – |
| New | DIAGEO | $643,000 | – | 15,375 | +100.0% | 0.28% | – | |
| FCX | New | FREEPORT MCMORAN INC | $619,000 | – | 47,200 | +100.0% | 0.27% | – |
| OXY | New | OCCIDENTAL PETROLEUM | $602,000 | – | 14,600 | +100.0% | 0.27% | – |
| RDSA | New | ROYAL DUTCH SHELL PLC CL A | $585,000 | – | 9,915 | +100.0% | 0.26% | – |
| NSC | New | NORFOLK SOUTHERN | $563,000 | – | 2,900 | +100.0% | 0.25% | – |
| GSK | New | GLAXO SMITHKLINE PLC SPONS ADR | $551,000 | – | 11,733 | +100.0% | 0.24% | – |
| HD | New | HOME DEPOT INC | $531,000 | – | 2,430 | +100.0% | 0.24% | – |
| DUK | New | DUKE ENERGY CORP | $524,000 | – | 5,747 | +100.0% | 0.23% | – |
| IP | New | INTERNATIONAL PAPER | $519,000 | – | 11,260 | +100.0% | 0.23% | – |
| SLB | New | SCHLUMBERGER LTD | $511,000 | – | 12,700 | +100.0% | 0.23% | – |
| MDLZ | New | MONDELEZ INTERNATIONAL | $478,000 | – | 8,678 | +100.0% | 0.21% | – |
| TRV | New | THE TRAVELERS COMPANIES INC | $469,000 | – | 3,426 | +100.0% | 0.21% | – |
| TIF | New | TIFFANY & CO | $466,000 | – | 3,485 | +100.0% | 0.21% | – |
| AFL | New | AFLAC INC. | $468,000 | – | 8,856 | +100.0% | 0.21% | – |
| EMN | New | EASTMAN CHEM CO | $467,000 | – | 5,895 | +100.0% | 0.21% | – |
| THVB | New | THOMASVILLE BANCSHARES INC | $464,000 | – | 10,094 | +100.0% | 0.21% | – |
| DTE | New | D T E ENERGY CO | $464,000 | – | 3,569 | +100.0% | 0.21% | – |
| UPS | New | UNITED PARCEL SERVICE | $453,000 | – | 3,870 | +100.0% | 0.20% | – |
| FLO | New | FLOWERS FOODS INC | $444,000 | – | 20,441 | +100.0% | 0.20% | – |
| NVDA | New | NVIDIA | $435,000 | – | 1,850 | +100.0% | 0.19% | – |
| TIP | New | ISHARES TIPS BOND ETF | $434,000 | – | 3,719 | +100.0% | 0.19% | – |
| WFC | New | WELLS FARGO & COMPANY | $430,000 | – | 7,997 | +100.0% | 0.19% | – |
| ALB | New | ALBEMARLE CORP | $409,000 | – | 5,600 | +100.0% | 0.18% | – |
| MCD | New | MCDONALDS CORP | $393,000 | – | 1,986 | +100.0% | 0.17% | – |
| RIG | New | TRANSOCEAN LTD | $388,000 | – | 56,423 | +100.0% | 0.17% | – |
| TRN | New | TRINITY INDS INC. | $377,000 | – | 17,000 | +100.0% | 0.17% | – |
| XBI | New | SPDR S&P BIOTECH | $371,000 | – | 3,900 | +100.0% | 0.16% | – |
| YUM | New | YUM BRANDS | $370,000 | – | 3,670 | +100.0% | 0.16% | – |
| PANW | New | PALO ALTO NETWORKS INC | $370,000 | – | 1,600 | +100.0% | 0.16% | – |
| MET | New | METLIFE INC | $342,000 | – | 6,712 | +100.0% | 0.15% | – |
| BGS | New | B&G FOODS INC | $342,000 | – | 19,100 | +100.0% | 0.15% | – |
| SYY | New | SYSCO CORP | $342,000 | – | 4,000 | +100.0% | 0.15% | – |
| ZTS | New | ZOETIS INC | $334,000 | – | 2,527 | +100.0% | 0.15% | – |
| KMB | New | KIMBERLY CLARK CORP | $330,000 | – | 2,400 | +100.0% | 0.15% | – |
| RSP | New | INVESCO S&P 500 EQUAL WEIGHT E | $329,000 | – | 2,839 | +100.0% | 0.15% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $315,000 | – | 1,952 | +100.0% | 0.14% | – |
| AVGO | New | BROADCOM LIMITED | $316,000 | – | 1,000 | +100.0% | 0.14% | – |
| GEO | New | GEO GROUP INC | $316,000 | – | 19,050 | +100.0% | 0.14% | – |
| CTVA | New | CORTEVA | $314,000 | – | 10,636 | +100.0% | 0.14% | – |
| GS | New | GOLDMAN SACHS | $310,000 | – | 1,350 | +100.0% | 0.14% | – |
| WST | New | WEST PHARMACEUTICALS SVCS INC | $301,000 | – | 2,000 | +100.0% | 0.13% | – |
| MTB | New | M&T BANK CORP | $292,000 | – | 1,723 | +100.0% | 0.13% | – |
| CODI | New | COMPASS DIVERSIFIED HOLDINGS | $288,000 | – | 11,570 | +100.0% | 0.13% | – |
| QRVO | New | QORVO INC | $279,000 | – | 2,400 | +100.0% | 0.12% | – |
| FVD | New | FIRST TRUST VALUE LINE DIV FUN | $273,000 | – | 7,580 | +100.0% | 0.12% | – |
| TEL | New | TE CONNECTIVITY LTD | $268,000 | – | 2,800 | +100.0% | 0.12% | – |
| XRX | New | XEROX HOLDINGS CORP | $260,000 | – | 7,059 | +100.0% | 0.12% | – |
| CWT | New | CALIFORNIA WATER SEFICE GROUP | $258,000 | – | 5,000 | +100.0% | 0.11% | – |
| HPQ | New | H P INC | $251,000 | – | 12,200 | +100.0% | 0.11% | – |
| SPG | New | SIMON PROPERTY GROUP INC REIT | $249,000 | – | 1,670 | +100.0% | 0.11% | – |
| CBRE | New | CBRE GROUP INC CL A | $245,000 | – | 4,000 | +100.0% | 0.11% | – |
| AWK | New | AMERICAN WTR WKS | $246,000 | – | 2,000 | +100.0% | 0.11% | – |
| VNO | New | VORNADO REALTY TRUST | $246,000 | – | 3,700 | +100.0% | 0.11% | – |
| VLO | New | VALERO ENERGY | $244,000 | – | 2,606 | +100.0% | 0.11% | – |
| XLF | New | SECTOR SPDR FINANCIAL | $242,000 | – | 7,858 | +100.0% | 0.11% | – |
| STE | New | STERIS CORP | $236,000 | – | 1,550 | +100.0% | 0.10% | – |
| MOS | New | MOSAIC CORP | $232,000 | – | 10,700 | +100.0% | 0.10% | – |
| ECA | New | ENCANA CORP | $232,000 | – | 49,374 | +100.0% | 0.10% | – |
| LAZ | New | LAZARD LTD | $230,000 | – | 5,750 | +100.0% | 0.10% | – |
| CERN | New | CERNER CORP | $228,000 | – | 3,100 | +100.0% | 0.10% | – |
| CLX | New | CLOROX CO | $222,000 | – | 1,443 | +100.0% | 0.10% | – |
| D | New | DOMINION RES INC VA NEW | $221,000 | – | 2,668 | +100.0% | 0.10% | – |
| NUE | New | NUCOR CORP | $219,000 | – | 3,900 | +100.0% | 0.10% | – |
| AMAT | New | APPLIED MATERIALS | $214,000 | – | 3,500 | +100.0% | 0.10% | – |
| CAG | New | CONAGRA BRANDS INC | $215,000 | – | 6,265 | +100.0% | 0.10% | – |
| ED | New | CONSOLIDATED EDISON | $210,000 | – | 2,326 | +100.0% | 0.09% | – |
| AEP | New | AMERICAN ELECTRIC POWER INC | $207,000 | – | 2,194 | +100.0% | 0.09% | – |
| ACA | New | ARCOSA INC | $207,000 | – | 4,657 | +100.0% | 0.09% | – |
| ROK | New | ROCKWELL AUTOMATION INC | $203,000 | – | 1,000 | +100.0% | 0.09% | – |
| PSX | New | PHILLIPS 66 | $204,000 | – | 1,832 | +100.0% | 0.09% | – |
| HPE | New | HEWLETT PACKARD ENTERPRIS | $198,000 | – | 12,500 | +100.0% | 0.09% | – |
| AHH | New | ARMADA HOFFLER PROPERTIES INC | $183,000 | – | 10,000 | +100.0% | 0.08% | – |
| PBCT | New | PEOPLE'S UNITED FINANCIAL INC | $181,000 | – | 10,707 | +100.0% | 0.08% | – |
| XON | New | INTREXON CORP | $140,000 | – | 25,600 | +100.0% | 0.06% | – |
| AMLP | New | ALERIAN MLP ETF | $123,000 | – | 14,497 | +100.0% | 0.06% | – |
| F | New | FORD MOTOR COMPANY NEW | $116,000 | – | 12,450 | +100.0% | 0.05% | – |
| MITK | New | MITEK SYSTEMS INC | $94,000 | – | 12,330 | +100.0% | 0.04% | – |
| CSU | New | CAPITAL SENIOR LIVING CORP | $31,000 | – | 10,000 | +100.0% | 0.01% | – |
| AQMS | New | AQUA METALS, INC | $24,000 | – | 32,060 | +100.0% | 0.01% | – |
| TVAGF | New | TVA GROUP INC CL B | $23,000 | – | 19,800 | +100.0% | 0.01% | – |
| BIOL | New | BIOLASE INC | $6,000 | – | 10,000 | +100.0% | 0.00% | – |
| COCBF | New | COASTAL CAR OIL & MINERALS | $0 | – | 32,150 | +100.0% | 0.00% | – |
| HSHL | New | HOME SOLUTIONS HEALTH INC | $0 | – | 50,000 | +100.0% | 0.00% | – |
| ISLT | New | ISLET SCIENCES | $0 | – | 30,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORPORATION | 42 | Q3 2023 | 9.0% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.2% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 3.0% |
| AT&T INC COM | 42 | Q3 2023 | 2.6% |
| WALT DISNEY CO/THE | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC COM | 42 | Q3 2023 | 2.3% |
| UNION PACIFIC | 42 | Q3 2023 | 1.8% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 3.2% |
| PFIZER INC COM | 42 | Q3 2023 | 1.9% |
| CISCO SYSTEMS | 42 | Q3 2023 | 1.0% |
View Wellington Shields & Co., LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-15 |
View Wellington Shields & Co., LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.