$733 Million is the total value of Wellington Shields Capital Management, LLC's 262 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 30.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FLO | Sell | FLOWERS FOODS INC | $155,009,000 | -2.4% | 6,559,820 | -0.0% | 21.15% | +10.2% |
| MSFT | Sell | MICROSOFT CORPORATION | $32,943,000 | -11.5% | 116,851 | -14.9% | 4.50% | -0.1% |
| AAPL | Sell | APPLE INC | $25,410,000 | -10.2% | 179,574 | -13.1% | 3.47% | +1.3% |
| AMZN | Sell | AMAZON.COM INC | $17,437,000 | -13.5% | 5,308 | -9.5% | 2.38% | -2.4% |
| GOOG | Sell | ALPHABET INC-CL C | $16,989,000 | +0.4% | 6,374 | -5.6% | 2.32% | +13.3% |
| BX | Sell | BLACKSTONE GROUP INC. | $16,525,000 | +19.2% | 142,038 | -0.5% | 2.26% | +34.5% |
| GOOGL | Sell | ALPHABET INC (A) | $15,049,000 | -1.5% | 5,629 | -10.0% | 2.05% | +11.2% |
| EW | Sell | EDWARDS LIFESCIENCES CORP. | $14,393,000 | +6.9% | 127,133 | -2.2% | 1.96% | +20.6% |
| ILMN | Sell | ILLUMINA INC | $14,350,000 | -17.3% | 35,379 | -3.5% | 1.96% | -6.7% |
| MA | Sell | MASTERCARD INC | $14,221,000 | -6.8% | 40,903 | -2.2% | 1.94% | +5.1% |
| JPM | Sell | JP MORGAN CHASE & CO | $11,796,000 | +3.0% | 72,064 | -2.1% | 1.61% | +16.3% |
| BLK | Sell | BLACKROCK INC | $9,094,000 | -5.9% | 10,844 | -1.8% | 1.24% | +6.2% |
| CRM | Sell | SALESFORCE.COM | $7,538,000 | +10.8% | 27,794 | -0.2% | 1.03% | +24.9% |
| TGT | Sell | TARGET CORP | $7,412,000 | -5.7% | 32,401 | -0.4% | 1.01% | +6.4% |
| JNJ | Sell | JOHNSON & JOHNSON | $6,819,000 | -28.3% | 42,226 | -26.8% | 0.93% | -19.1% |
| AMD | Sell | ADVANCED MICRO DEVICES | $6,810,000 | +8.4% | 66,182 | -1.0% | 0.93% | +22.4% |
| XOM | Sell | EXXON MOBIL CORP | $6,290,000 | -13.8% | 106,940 | -7.6% | 0.86% | -2.8% |
| HD | Sell | HOME DEPOT INC | $4,579,000 | +1.1% | 13,948 | -1.8% | 0.62% | +14.3% |
| PG | Sell | PROCTER & GAMBLE COMPANY | $4,369,000 | -10.2% | 31,254 | -13.3% | 0.60% | +1.4% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $3,729,000 | -39.3% | 69,043 | -37.1% | 0.51% | -31.5% |
| ABT | Sell | ABBOTT LABORATORIES | $3,351,000 | +1.2% | 28,366 | -0.7% | 0.46% | +14.2% |
| CG | Sell | CARLYLE GROUP INC | $3,330,000 | +1.6% | 70,424 | -0.2% | 0.45% | +14.6% |
| ABBV | Sell | ABBVIE INC. | $2,965,000 | -21.1% | 27,490 | -17.6% | 0.40% | -10.8% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $2,920,000 | -15.7% | 33,967 | -16.4% | 0.40% | -5.0% |
| AXP | Sell | AMERICAN EXPRESS CO | $2,877,000 | -5.8% | 17,173 | -7.1% | 0.39% | +6.5% |
| FCX | Sell | FREEPORT MCMORAN INC | $2,646,000 | -15.0% | 81,351 | -3.0% | 0.36% | -4.0% |
| HON | Sell | HONEYWELL INTERNATIONAL | $2,513,000 | -51.2% | 11,837 | -49.6% | 0.34% | -44.9% |
| KO | Sell | COCA COLA | $2,442,000 | -21.3% | 46,544 | -18.8% | 0.33% | -11.2% |
| BABA | Sell | ALIBABA GROUP HOLDING LTD | $2,362,000 | -66.0% | 15,954 | -47.9% | 0.32% | -61.7% |
| PFE | Sell | PFIZER INC | $2,328,000 | -24.5% | 54,135 | -31.2% | 0.32% | -14.7% |
| CSX | Sell | CSX CORP | $2,333,000 | -12.0% | 78,451 | -5.1% | 0.32% | -0.6% |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $2,269,000 | -16.8% | 60,376 | -2.4% | 0.31% | -6.1% |
| CMCSA | Sell | COMCAST CORP | $2,240,000 | -7.2% | 40,050 | -5.4% | 0.31% | +4.8% |
| PEP | Sell | PEPSICO INC | $2,245,000 | -42.4% | 14,927 | -43.3% | 0.31% | -35.0% |
| DE | Sell | DEERE & CO. | $2,235,000 | -5.3% | 6,670 | -0.3% | 0.30% | +7.0% |
| TXN | Sell | TEXAS INSTRUMENTS | $2,020,000 | -45.3% | 10,511 | -45.3% | 0.28% | -38.3% |
| CVX | Sell | CHEVRON CORPORATION | $1,972,000 | -43.5% | 19,438 | -41.7% | 0.27% | -36.3% |
| WYNN | Sell | WYNN RESORTS LTD | $1,797,000 | -34.8% | 21,200 | -6.0% | 0.24% | -26.4% |
| LIN | Sell | LINDE PLC | $1,782,000 | -4.8% | 6,075 | -6.2% | 0.24% | +7.5% |
| CI | Sell | CIGNA CORP | $1,782,000 | -39.4% | 8,905 | -28.2% | 0.24% | -31.7% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINE | $1,766,000 | -38.8% | 12,713 | -35.4% | 0.24% | -30.9% |
| RDSA | Sell | ROYAL DUTCH SHELL PLC CL A | $1,727,000 | +7.3% | 38,750 | -2.8% | 0.24% | +21.0% |
| T | Sell | AT&T INC | $1,707,000 | -42.5% | 63,217 | -38.7% | 0.23% | -35.1% |
| NEE | Sell | NEXTERA ENERGY INC | $1,612,000 | -6.4% | 20,535 | -12.7% | 0.22% | +5.8% |
| LLY | Sell | LILLY ELI & CO | $1,569,000 | -5.9% | 6,790 | -6.5% | 0.21% | +5.9% |
| MDLZ | Sell | MONDELEZ INTERNATIONAL | $1,515,000 | -8.1% | 26,047 | -1.3% | 0.21% | +4.0% |
| APPH | Sell | APPHARVEST INC | $1,461,000 | -63.9% | 224,128 | -11.3% | 0.20% | -59.3% |
| PM | Sell | PHILIP MORRIS INTERNAT | $1,438,000 | -29.1% | 15,167 | -25.9% | 0.20% | -20.0% |
| BDX | Sell | BECTON DICKINSON | $1,421,000 | -6.9% | 5,781 | -8.0% | 0.19% | +4.9% |
| GLW | Sell | CORNING INC | $1,274,000 | -13.7% | 34,901 | -3.3% | 0.17% | -2.2% |
| BXMT | Sell | BLACKSTONE MORTGAGE TRUST INC | $1,236,000 | -8.1% | 40,772 | -3.3% | 0.17% | +3.7% |
| LOW | Sell | LOWES COMPANIES | $1,160,000 | -11.0% | 5,716 | -14.9% | 0.16% | 0.0% |
| GE | Sell | GENERAL ELECTRIC CO | $1,152,000 | -19.3% | 11,181 | -89.5% | 0.16% | -9.2% |
| XLB | Sell | SECTOR SPDR MATERIALS | $1,127,000 | -9.6% | 14,251 | -5.9% | 0.15% | +2.0% |
| UEIC | Sell | UNIVERSAL ELECTRONICS | $1,091,000 | -2.8% | 22,154 | -4.3% | 0.15% | +9.6% |
| BAC | Sell | BANK OF AMERICA CORP | $1,018,000 | -4.9% | 23,971 | -7.7% | 0.14% | +7.8% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $927,000 | -60.3% | 15,660 | -55.2% | 0.13% | -55.3% |
| SYY | Sell | SYSCO CORP | $895,000 | -52.2% | 11,401 | -52.7% | 0.12% | -46.3% |
| DOW | Sell | DOW INC | $884,000 | -30.5% | 15,354 | -23.6% | 0.12% | -21.4% |
| ENB | Sell | ENBRIDGE INC | $877,000 | -17.6% | 22,034 | -17.1% | 0.12% | -7.0% |
| CAT | Sell | CATERPILLAR | $854,000 | -34.1% | 4,450 | -25.2% | 0.12% | -25.5% |
| MCD | Sell | MCDONALDS CORP | $844,000 | -3.0% | 3,502 | -7.0% | 0.12% | +9.5% |
| MMM | Sell | 3M CO | $816,000 | -63.7% | 4,651 | -58.8% | 0.11% | -59.0% |
| INTC | Sell | INTEL CORP | $802,000 | -51.7% | 15,046 | -49.1% | 0.11% | -45.8% |
| WEC | Sell | WEC ENERGY GROUP INC | $768,000 | -25.0% | 8,713 | -24.3% | 0.10% | -15.3% |
| QQQ | Sell | INVESCO QQQ TR ETF | $746,000 | +0.8% | 2,083 | -0.2% | 0.10% | +14.6% |
| XHB | Sell | SPDR SER TR S&P HOMEBLDRS | $725,000 | -59.2% | 10,101 | -58.4% | 0.10% | -54.0% |
| RGEN | Sell | REPLIGEN CORP | $722,000 | +14.8% | 2,500 | -20.6% | 0.10% | +30.3% |
| MDT | Sell | MEDTRONIC PLC | $681,000 | -34.8% | 5,435 | -35.4% | 0.09% | -26.2% |
| MRK | Sell | MERCK & CO | $682,000 | -64.1% | 9,084 | -62.8% | 0.09% | -59.6% |
| SLB | Sell | SCHLUMBERGER LTD | $680,000 | -9.2% | 22,947 | -2.0% | 0.09% | +2.2% |
| BAX | Sell | BAXTER INTERNATIONAL INC | $656,000 | -38.1% | 8,151 | -38.0% | 0.09% | -30.5% |
| GLD | Sell | SPDR GOLD TRUST | $627,000 | -79.3% | 3,820 | -79.1% | 0.09% | -76.5% |
| TRV | Sell | THE TRAVELERS COMPANIES INC | $633,000 | -1.1% | 4,164 | -2.6% | 0.09% | +11.7% |
| SSYS | Sell | STRATASYS LTD | $603,000 | -29.3% | 28,001 | -15.1% | 0.08% | -20.4% |
| GDX | Sell | VANECK VECTORS GOLD MINERS ETF | $604,000 | -69.1% | 20,501 | -64.3% | 0.08% | -65.3% |
| GD | Sell | GENERAL DYNAMICS | $594,000 | +2.4% | 3,031 | -1.6% | 0.08% | +15.7% |
| EMR | Sell | EMERSON ELECTRIC COMPANY | $583,000 | -31.1% | 6,190 | -29.6% | 0.08% | -21.6% |
| RSP | Sell | INVESCO S&P 500 EQUAL WEIGHT E | $575,000 | -5.0% | 3,836 | -4.5% | 0.08% | +6.8% |
| BE | Sell | BLOOM EMERGY CORP | $562,000 | -88.7% | 30,001 | -83.9% | 0.08% | -87.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC. CLASS | $539,000 | -18.6% | 1,975 | -17.1% | 0.07% | -7.5% |
| BIIB | Sell | BIOGEN INC | $511,000 | -55.3% | 1,804 | -45.4% | 0.07% | -49.3% |
| KMI | Sell | KINDER MORGAN INC | $504,000 | -33.5% | 30,145 | -27.5% | 0.07% | -25.0% |
| D | Sell | DOMINION RES INC VA NEW | $496,000 | -7.6% | 6,795 | -6.8% | 0.07% | +4.6% |
| CCI | Sell | CROWN CASTLE INTERNATIONAL COR | $493,000 | -20.9% | 2,842 | -11.0% | 0.07% | -10.7% |
| WMT | Sell | WAL-MART STORES | $467,000 | -53.8% | 3,350 | -53.3% | 0.06% | -47.5% |
| ETN | Sell | EATON CORP PLC | $462,000 | -48.8% | 3,095 | -49.2% | 0.06% | -42.2% |
| SBUX | Sell | STARBUCKS | $460,000 | -41.3% | 4,171 | -40.6% | 0.06% | -33.7% |
| QCOM | Sell | QUALCOMM INC | $456,000 | -14.6% | 3,538 | -5.2% | 0.06% | -4.6% |
| FDX | Sell | FEDEX CORP | $455,000 | -48.8% | 2,075 | -30.3% | 0.06% | -42.1% |
| MO | Sell | ALTRIA GROUP INC | $421,000 | -49.8% | 9,246 | -47.5% | 0.06% | -43.6% |
| ETR | Sell | ENTERGY CORP. NEW | $417,000 | -49.0% | 4,200 | -48.8% | 0.06% | -42.4% |
| RPM | Sell | RPM INTERNATIONAL INC. | $398,000 | -26.2% | 5,126 | -15.6% | 0.05% | -16.9% |
| BK | Sell | BANK OF NEW YORK MELLON CORP | $389,000 | -10.6% | 7,500 | -11.8% | 0.05% | 0.0% |
| DD | Sell | DUPONT DE NEMOURS | $391,000 | -60.5% | 5,753 | -54.9% | 0.05% | -55.8% |
| COP | Sell | CONOCOPHILLIPS | $379,000 | -64.4% | 5,591 | -68.1% | 0.05% | -59.7% |
| KHC | Sell | THE KRAFT HEINZ COMPANY | $380,000 | -60.6% | 10,324 | -56.3% | 0.05% | -55.6% |
| ADP | Sell | AUTOMATIC DATA PROCESSING | $365,000 | -44.8% | 1,826 | -45.1% | 0.05% | -37.5% |
| SLV | Sell | ISHARES SILVER TRUST | $304,000 | -84.2% | 14,801 | -81.4% | 0.04% | -82.4% |
| L | Sell | LOEWS CORP | $276,000 | -24.8% | 5,110 | -23.8% | 0.04% | -13.6% |
| LIT | Sell | GLOBAL X LITHIUM & BATTERY TEC | $246,000 | -1.6% | 3,000 | -13.0% | 0.03% | +13.3% |
| CTVA | Sell | CORTEVA | $245,000 | -35.7% | 5,816 | -32.3% | 0.03% | -28.3% |
| IP | Sell | INTERNATIONAL PAPER | $221,000 | -30.1% | 3,950 | -23.3% | 0.03% | -21.1% |
| FIS | Sell | FIDELITY NATIONAL INFORMATION | $209,000 | -97.0% | 1,716 | -96.5% | 0.03% | -96.6% |
| MPLN | Sell | MULTIPLAN CORPORATION | $111,000 | -49.3% | 19,700 | -14.3% | 0.02% | -42.3% |
| RSRBF | Exit | ROBEX INC | $0 | – | -70,000 | -100.0% | -0.00% | – |
| TRVN | Exit | TREVENA INC | $0 | – | -16,000 | -100.0% | -0.00% | – |
| NEM | Exit | NEWMONT MINING | $0 | – | -3,163 | -100.0% | -0.02% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INC. | $0 | – | -2,100 | -100.0% | -0.02% | – |
| BLNK | Exit | BLINK CHARGING CO | $0 | – | -5,000 | -100.0% | -0.02% | – |
| JCI | Exit | JOHNSON CONTROLS INTL PLC | $0 | – | -2,974 | -100.0% | -0.02% | – |
| EWJ | Exit | ISHARES MSCI JAPAN INC | $0 | – | -3,020 | -100.0% | -0.02% | – |
| VV | Exit | VANGUARD LARGE CAP ETF | $0 | – | -1,042 | -100.0% | -0.02% | – |
| TWLO | Exit | TWILIO | $0 | – | -570 | -100.0% | -0.03% | – |
| POOL | Exit | POOL CORPORATION | $0 | – | -525 | -100.0% | -0.03% | – |
| HAL | Exit | HALLIBURTON COMPANY | $0 | – | -10,800 | -100.0% | -0.03% | – |
| PBR | Exit | PETROLEO BRASILEIRO SA PETRO | $0 | – | -20,000 | -100.0% | -0.03% | – |
| DELL | Exit | DELL TECHNOLOGIES | $0 | – | -2,461 | -100.0% | -0.03% | – |
| VTRS | Exit | VIATRIS INC | $0 | – | -17,923 | -100.0% | -0.03% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INC | $0 | – | -700 | -100.0% | -0.03% | – |
| RNP | Exit | COHEN & STEERS REIT PREFERRED | $0 | – | -10,900 | -100.0% | -0.04% | – |
| CIEN | Exit | CIENA CORPORATION | $0 | – | -5,500 | -100.0% | -0.04% | – |
| CNC | Exit | CENTENE CORP | $0 | – | -5,000 | -100.0% | -0.04% | – |
| TPIC | Exit | TPI COMPOSITES, INC. | $0 | – | -7,490 | -100.0% | -0.04% | – |
| NSRGY | Exit | NESTLE SA SPON ADR REPSTG REG | $0 | – | -3,000 | -100.0% | -0.04% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -725 | -100.0% | -0.05% | – |
| DIDI | Exit | DIDI GLOBAL INC ADS | $0 | – | -27,525 | -100.0% | -0.05% | – |
| ICE | Exit | INTERCONTINENTAL EXCHANGE, INC | $0 | – | -3,400 | -100.0% | -0.05% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -3,250 | -100.0% | -0.05% | – |
| IR | Exit | INGERSOLL RAND INC | $0 | – | -9,028 | -100.0% | -0.05% | – |
| FCN | Exit | FTI CONSULTING INC | $0 | – | -3,250 | -100.0% | -0.05% | – |
| DHR | Exit | DANAHER CORP | $0 | – | -2,001 | -100.0% | -0.06% | – |
| ALLE | Exit | ALLEGION PLC | $0 | – | -4,132 | -100.0% | -0.07% | – |
| FNV | Exit | FRANCO NEVADA CORP | $0 | – | -4,060 | -100.0% | -0.07% | – |
| CAG | Exit | CONAGRA BRANDS INC | $0 | – | -16,350 | -100.0% | -0.07% | – |
| APTV | Exit | APTIV PLC | $0 | – | -4,050 | -100.0% | -0.08% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -4,265 | -100.0% | -0.08% | – |
| BSX | Exit | BOSTON SCIENTIFIC | $0 | – | -17,600 | -100.0% | -0.09% | – |
| GDXJ | Exit | VANECK VECTORS JUNIOR GOLD MIN | $0 | – | -19,100 | -100.0% | -0.11% | – |
| NKE | Exit | NIKE | $0 | – | -6,039 | -100.0% | -0.11% | – |
| DHI | Exit | D R HORTON INC. | $0 | – | -11,649 | -100.0% | -0.13% | – |
| XOP | Exit | SPDR S&P OIL & GAS ETF | $0 | – | -12,230 | -100.0% | -0.14% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -3,875 | -100.0% | -0.15% | – |
| URA | Exit | GLOBAL X URANIUM ETF | $0 | – | -60,630 | -100.0% | -0.16% | – |
| CL | Exit | COLGATE PALMOLIVE | $0 | – | -16,553 | -100.0% | -0.16% | – |
| EDU | Exit | NEW ORIENTAL EDUCATION | $0 | – | -198,000 | -100.0% | -0.20% | – |
| AMGN | Exit | AMGEN | $0 | – | -7,300 | -100.0% | -0.22% | – |
| TT | Exit | TRANE TECHNOLOGIES PLC | $0 | – | -10,100 | -100.0% | -0.22% | – |
| IPG | Exit | INTERPUBLIC GROUP | $0 | – | -71,190 | -100.0% | -0.28% | – |
| ITW | Exit | ILLINOIS TOOL WORKS | $0 | – | -26,795 | -100.0% | -0.72% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FLOWERS FOODS INC COM | 42 | Q3 2023 | 49.4% |
| MICROSOFT CORPORATION | 42 | Q3 2023 | 8.3% |
| APPLE INC COM | 42 | Q3 2023 | 5.3% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.8% |
| MASTERCARD INCORPORATED CL A | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 2.3% |
| ILLUMINA INC COM | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 1.8% |
| PEPSICO INC COM | 42 | Q3 2023 | 2.2% |
| AT&T INC COM | 42 | Q3 2023 | 1.4% |
View Wellington Shields Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-15 |
View Wellington Shields Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.