$651 Million is the total value of Wellington Shields Capital Management, LLC's 263 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 2.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LMT | LOCKHEED MARTIN | $7,245,000 | -0.2% | 18,606 | 0.0% | 1.11% | -5.8% | |
| AES | AES CORP | $4,654,000 | +21.8% | 233,850 | 0.0% | 0.72% | +15.0% | |
| PG | PROCTER & GAMBLE COMPANY | $4,405,000 | +0.4% | 35,270 | 0.0% | 0.68% | -5.2% | |
| UEIC | UNIVERSAL ELECTRONICS | $3,240,000 | +2.7% | 62,001 | 0.0% | 0.50% | -3.1% | |
| UNP | UNION PACIFIC | $3,124,000 | +11.6% | 17,282 | 0.0% | 0.48% | +5.5% | |
| SNA | SNAP ON INC. | $2,541,000 | +8.2% | 15,000 | 0.0% | 0.39% | +2.1% | |
| SCL | STEPAN CO. | $2,510,000 | +5.6% | 24,500 | 0.0% | 0.39% | -0.3% | |
| BURL | BURLINGTON STORES INC. | $2,483,000 | +14.1% | 10,890 | 0.0% | 0.38% | +7.9% | |
| ABT | ABBOTT LABORATORIES | $2,451,000 | +3.8% | 28,218 | 0.0% | 0.38% | -1.8% | |
| CSX | CSX CORP | $2,355,000 | +4.4% | 32,550 | 0.0% | 0.36% | -1.4% | |
| FBHS | FORTUNE BRANDS HOME & SECURITY | $2,308,000 | +19.5% | 35,325 | 0.0% | 0.36% | +13.1% | |
| CIEN | CIENA CORPORATION | $2,245,000 | +8.8% | 52,600 | 0.0% | 0.34% | +2.7% | |
| ABBV | ABBVIE INC. | $2,163,000 | +16.9% | 24,435 | 0.0% | 0.33% | +10.3% | |
| ABB | ABB LIMITED SPONS ADR | $1,959,000 | +22.5% | 81,300 | 0.0% | 0.30% | +15.8% | |
| HXL | HEXCEL CORPORATION | $1,840,000 | -10.7% | 25,100 | 0.0% | 0.28% | -15.5% | |
| FSLR | FIRST SOLAR INC COM | $1,802,000 | -3.5% | 32,200 | 0.0% | 0.28% | -8.9% | |
| OKE | ONEOK INC | $1,802,000 | +2.7% | 23,814 | 0.0% | 0.28% | -3.1% | |
| UNH | UNITEDHEALTH GROUP | $1,604,000 | +35.2% | 5,457 | 0.0% | 0.25% | +27.5% | |
| SLB | SCHLUMBERGER LTD | $1,393,000 | +17.7% | 34,663 | 0.0% | 0.21% | +10.9% | |
| CI | CIGNA CORP | $1,352,000 | +34.7% | 6,613 | 0.0% | 0.21% | +27.6% | |
| VCSH | VANGUARD SHORT-TERM CORPORATE | $1,278,000 | -0.1% | 15,775 | 0.0% | 0.20% | -5.8% | |
| NEE | NEXTERA ENERGY INC | $1,255,000 | +4.0% | 5,181 | 0.0% | 0.19% | -1.5% | |
| CDW | CDW CORPORATION | $1,107,000 | +15.9% | 7,750 | 0.0% | 0.17% | +9.7% | |
| CODI | COMPASS DIVERSIFIED HOLDINGS | $1,067,000 | +26.1% | 42,920 | 0.0% | 0.16% | +18.8% | |
| WPM | WHEATON PRECIOUS METALS CORP | $1,031,000 | +13.4% | 34,650 | 0.0% | 0.16% | +6.8% | |
| ROK | ROCKWELL AUTOMATION INC | $1,026,000 | +23.0% | 5,060 | 0.0% | 0.16% | +16.2% | |
| SMG | SCOTTS MIRACLE-GRO | $972,000 | +4.3% | 9,150 | 0.0% | 0.15% | -2.0% | |
| FANG | DIAMONDBACK ENERGY INC | $970,000 | +3.2% | 10,450 | 0.0% | 0.15% | -2.6% | |
| YUM | YUM BRANDS | $917,000 | -11.1% | 9,100 | 0.0% | 0.14% | -16.1% | |
| PYPL | PAYPAL HOLDINGS INC | $919,000 | +4.3% | 8,500 | 0.0% | 0.14% | -1.4% | |
| EFX | EQUIFAX INC | $902,000 | -0.4% | 6,438 | 0.0% | 0.14% | -5.4% | |
| C | CITIGROUP INC | $893,000 | +15.7% | 11,180 | 0.0% | 0.14% | +8.7% | |
| SYY | SYSCO CORP | $890,000 | +7.7% | 10,400 | 0.0% | 0.14% | +2.2% | |
| DOW | DOW INC | $880,000 | +14.9% | 16,082 | 0.0% | 0.14% | +8.0% | |
| CB | CHUBB CORP. | $874,000 | -3.5% | 5,612 | 0.0% | 0.13% | -8.8% | |
| DE | DEERE & CO. | $868,000 | +2.7% | 5,010 | 0.0% | 0.13% | -2.9% | |
| WEC | WEC ENERGY GROUP INC | $804,000 | -3.0% | 8,712 | 0.0% | 0.12% | -8.1% | |
| ROST | ROSS STORES | $792,000 | +6.0% | 6,800 | 0.0% | 0.12% | 0.0% | |
| MAIN | MAIN STREET CAPITAL CORP | $761,000 | -0.3% | 17,650 | 0.0% | 0.12% | -5.6% | |
| PLD | PROLOGIS INC | $749,000 | +4.6% | 8,400 | 0.0% | 0.12% | -1.7% | |
| BRKA | BERKSHIRE HATHAWAY 'A' | $679,000 | +8.8% | 2 | 0.0% | 0.10% | +2.0% | |
| CAT | CATERPILLAR | $657,000 | +16.9% | 4,450 | 0.0% | 0.10% | +11.0% | |
| FLOT | ISHARES FLOATING RATE BOND ETF | $657,000 | -0.2% | 12,900 | 0.0% | 0.10% | -5.6% | |
| JEF | JEFFERIES FINANCIAL GROUP | $652,000 | +16.2% | 30,500 | 0.0% | 0.10% | +9.9% | |
| LOW | LOWES COMPANIES | $635,000 | +8.9% | 5,300 | 0.0% | 0.10% | +3.2% | |
| PWR | QUANTA SERVICES | $627,000 | +7.7% | 15,400 | 0.0% | 0.10% | +1.1% | |
| MDT | MEDTRONIC PLC | $608,000 | +4.5% | 5,360 | 0.0% | 0.09% | -2.1% | |
| TRV | THE TRAVELERS COMPANIES INC | $570,000 | -7.9% | 4,164 | 0.0% | 0.09% | -12.9% | |
| XPO | XPO LOGISTICS INC | $534,000 | +11.2% | 6,700 | 0.0% | 0.08% | +5.1% | |
| PXD | PIONEER NATURAL RESOURCES | $530,000 | +20.5% | 3,500 | 0.0% | 0.08% | +12.5% | |
| AEP | AMERICAN ELECTRIC POWER INC | $529,000 | +0.8% | 5,599 | 0.0% | 0.08% | -4.7% | |
| ALB | ALBEMARLE CORP | $511,000 | +4.9% | 7,000 | 0.0% | 0.08% | 0.0% | |
| AMT | AMERICAN TOWER REIT | $506,000 | +4.1% | 2,200 | 0.0% | 0.08% | -1.3% | |
| OC | OWENS CORNING INC. | $501,000 | +2.9% | 7,700 | 0.0% | 0.08% | -2.5% | |
| WBA | WALGREEN BOOTS ALLIANCE INC | $448,000 | +6.7% | 7,600 | 0.0% | 0.07% | +1.5% | |
| IGHG | PROSHARES INVEST GRADE-INTERES | $445,000 | +3.7% | 5,750 | 0.0% | 0.07% | -2.9% | |
| GLD | SPDR GOLD TRUST | $443,000 | +3.0% | 3,100 | 0.0% | 0.07% | -2.9% | |
| YUMC | YUM CHINA HOLDINGS INC | $437,000 | +5.8% | 9,100 | 0.0% | 0.07% | 0.0% | |
| IQV | IQVIA HOLDINGS INC | $437,000 | +3.3% | 2,831 | 0.0% | 0.07% | -2.9% | |
| ETFC | ETRADE FINANCIAL CORP | $431,000 | +3.9% | 9,500 | 0.0% | 0.07% | -2.9% | |
| IDA | IDACORP | $427,000 | -5.3% | 4,000 | 0.0% | 0.07% | -9.6% | |
| CLX | CLOROX CO | $425,000 | +1.0% | 2,770 | 0.0% | 0.06% | -5.8% | |
| POL | POLYONE CORP | $417,000 | +12.7% | 11,346 | 0.0% | 0.06% | +6.7% | |
| WELL | WELLTOWER INC | $417,000 | -9.7% | 5,100 | 0.0% | 0.06% | -14.7% | |
| CCI | CROWN CASTLE INTERNATIONAL COR | $404,000 | +2.3% | 2,842 | 0.0% | 0.06% | -3.1% | |
| AVGO | BROADCOM LIMITED | $392,000 | +14.3% | 1,241 | 0.0% | 0.06% | +7.1% | |
| SHM | SPDR NUVEEN BARCLAYS SH TR MUN | $393,000 | +0.3% | 8,000 | 0.0% | 0.06% | -6.2% | |
| WTR | AQUA AMERICA INC | $372,000 | +4.8% | 7,916 | 0.0% | 0.06% | -1.7% | |
| TRI | THOMSON REUTERS CORP NEW | $357,000 | +6.9% | 4,993 | 0.0% | 0.06% | +1.9% | |
| HAS | HASBRO INC | $349,000 | -11.0% | 3,300 | 0.0% | 0.05% | -15.6% | |
| FRC | FIRST REPUBLIC BANK SAN FRANCI | $352,000 | +21.4% | 3,000 | 0.0% | 0.05% | +14.9% | |
| FDX | FEDEX CORP | $344,000 | +3.9% | 2,275 | 0.0% | 0.05% | -1.9% | |
| PRAH | PRA HEALTH SERVICES INC | $345,000 | +12.0% | 3,100 | 0.0% | 0.05% | +6.0% | |
| STE | STERIS CORP | $343,000 | +5.5% | 2,250 | 0.0% | 0.05% | 0.0% | |
| PKI | PERKINELMER INC | $340,000 | +14.1% | 3,500 | 0.0% | 0.05% | +8.3% | |
| WM | WASTE MGT. | $341,000 | -0.9% | 2,993 | 0.0% | 0.05% | -7.1% | |
| ICE | INTERCONTINENTAL EXCHANGE, INC | $331,000 | +0.3% | 3,575 | 0.0% | 0.05% | -5.6% | |
| SBUX | STARBUCKS | $329,000 | -0.6% | 3,740 | 0.0% | 0.05% | -5.6% | |
| D | DOMINION RES INC VA NEW | $331,000 | +2.2% | 4,000 | 0.0% | 0.05% | -3.8% | |
| AWK | AMERICAN WTR WKS | $332,000 | -0.9% | 2,700 | 0.0% | 0.05% | -7.3% | |
| RDSB | ROYAL DUTCH SHELL PLC ADR B | $326,000 | 0.0% | 5,436 | 0.0% | 0.05% | -5.7% | |
| CIM | CHIMERA INVT CORP NEW | $324,000 | +5.2% | 15,750 | 0.0% | 0.05% | 0.0% | |
| TATYY | TATE & LYLE PLC SPONSORED ADR | $322,000 | +9.9% | 8,101 | 0.0% | 0.05% | +2.1% | |
| ADP | AUTOMATIC DATA PROCESSING | $311,000 | +5.4% | 1,826 | 0.0% | 0.05% | 0.0% | |
| WST | WEST PHARMACEUTICALS SVCS INC | $301,000 | +6.0% | 2,000 | 0.0% | 0.05% | 0.0% | |
| CSGP | COSTAR GROUP INC. | $284,000 | +0.7% | 475 | 0.0% | 0.04% | -4.3% | |
| IWF | ISHARES RUSSELL 1000 GROWTH IN | $287,000 | +10.0% | 1,633 | 0.0% | 0.04% | +4.8% | |
| ADI | ANALOG DEVICES | $285,000 | +6.3% | 2,400 | 0.0% | 0.04% | 0.0% | |
| EWJ | ISHARES MSCI JAPAN INC | $278,000 | +4.1% | 4,700 | 0.0% | 0.04% | 0.0% | |
| VALE | VALE S.A. | $264,000 | +14.8% | 20,000 | 0.0% | 0.04% | +10.8% | |
| XRAY | DENTSPLY SIRONA INC | $266,000 | +6.0% | 4,700 | 0.0% | 0.04% | 0.0% | |
| ETR | ENTERGY CORP. NEW | $264,000 | +2.3% | 2,200 | 0.0% | 0.04% | -2.4% | |
| ETN | EATON CORP PLC | $247,000 | +13.8% | 2,612 | 0.0% | 0.04% | +8.6% | |
| SYK | STRYKER CORP | $241,000 | -3.2% | 1,150 | 0.0% | 0.04% | -9.8% | |
| AMP | AMERIPRISE FINANCIAL INC | $233,000 | +13.1% | 1,400 | 0.0% | 0.04% | +5.9% | |
| QCOM | QUALCOMM INC | $234,000 | +15.8% | 2,650 | 0.0% | 0.04% | +9.1% | |
| VEOEY | VEOLIA ENVIRONMENT | $231,000 | +5.0% | 8,700 | 0.0% | 0.04% | -2.8% | |
| PPL | PPL CORP | $230,000 | +13.9% | 6,400 | 0.0% | 0.04% | +6.1% | |
| ALLY | ALLY FINANCIAL INC | $223,000 | -7.9% | 7,300 | 0.0% | 0.03% | -12.8% | |
| GIS | GENERAL MILLS INC | $214,000 | -2.7% | 4,000 | 0.0% | 0.03% | -8.3% | |
| UPS | UNITED PARCEL SERVICE | $206,000 | -2.4% | 1,762 | 0.0% | 0.03% | -5.9% | |
| PRI | PRIMERICA INC | $209,000 | +2.5% | 1,600 | 0.0% | 0.03% | -3.0% | |
| WUXI APPTEC CO | $156,000 | +13.0% | 12,600 | 0.0% | 0.02% | +9.1% | ||
| STONE & WEBSTER INC ESCROW | $0 | – | 95,000 | 0.0% | 0.00% | – | ||
| CLCL | CALCOL INC | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| CLWB | CROWN LABORATORIES INC | $0 | – | 25,000 | 0.0% | 0.00% | – | |
| GNOLF | GENOIL INC | $1,000 | 0.0% | 54,000 | 0.0% | 0.00% | – | |
| SRCH | SEARCHLIGHT MINERALS CORP | $0 | -100.0% | 15,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FLOWERS FOODS INC COM | 42 | Q3 2023 | 49.4% |
| MICROSOFT CORPORATION | 42 | Q3 2023 | 8.3% |
| APPLE INC COM | 42 | Q3 2023 | 5.3% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.8% |
| MASTERCARD INCORPORATED CL A | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 2.3% |
| ILLUMINA INC COM | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 1.8% |
| PEPSICO INC COM | 42 | Q3 2023 | 2.2% |
| AT&T INC COM | 42 | Q3 2023 | 1.4% |
View Wellington Shields Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-15 |
View Wellington Shields Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.