$629 Million is the total value of Wellington Shields Capital Management, LLC's 342 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 102.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EPGRQ | Exit | ENVIRONMENTAL POWER CORP. | $0 | – | -12,000 | -100.0% | 0.00% | – |
| Exit | EMC METALS CORP | $0 | – | -150,600 | -100.0% | -0.00% | – | |
| MITK | Exit | MITEK SYSTEMS INC | $0 | – | -13,000 | -100.0% | -0.01% | – |
| Exit | TITAN MEDICAL INC | $0 | – | -22,000 | -100.0% | -0.01% | – | |
| SIRI | Exit | SIRIUX XM HOLDINGS INC | $0 | – | -28,800 | -100.0% | -0.02% | – |
| CNHI | Exit | CNH INDUSTRIAL NV | $0 | – | -19,659 | -100.0% | -0.03% | – |
| SVU | Exit | SUPERVALU | $0 | – | -20,800 | -100.0% | -0.03% | – |
| DOV | Exit | DOVER CORP | $0 | – | -2,500 | -100.0% | -0.03% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLC ADR B | $0 | – | -2,586 | -100.0% | -0.03% | – |
| NXPI | Exit | NXP SEMICONDUCTORS NV | $0 | – | -3,100 | -100.0% | -0.04% | – |
| HPT | Exit | HOSPITALITY PROP TRUST | $0 | – | -8,900 | -100.0% | -0.04% | – |
| PWE | Exit | PENN WEST ENERGY PETROLEUM LTD | $0 | – | -35,600 | -100.0% | -0.04% | – |
| AMLP | Exit | ALERIAN MLP ETF | $0 | – | -14,000 | -100.0% | -0.04% | – |
| CAM | Exit | CAMERON INTERNATIONAL CORP | $0 | – | -4,000 | -100.0% | -0.04% | – |
| CNI | Exit | CANADIAN NATIONAL RAILWAY CO | $0 | – | -4,000 | -100.0% | -0.05% | – |
| MCHP | Exit | MICROCHIP TECH | $0 | – | -5,939 | -100.0% | -0.05% | – |
| PDS | Exit | PRECISION DRILLING CORP | $0 | – | -28,300 | -100.0% | -0.05% | – |
| SIAL | Exit | SIGMA-ALDRICH CORP | $0 | – | -2,300 | -100.0% | -0.05% | – |
| ORCL | Exit | ORACLE SYSTEMS | $0 | – | -8,345 | -100.0% | -0.05% | – |
| BDBD | Exit | BOULDER BRANDS INC | $0 | – | -25,000 | -100.0% | -0.06% | – |
| KFX | Exit | KOFAX LTD | $0 | – | -45,400 | -100.0% | -0.06% | – |
| DDD | Exit | 3-D SYSTEMS CORP | $0 | – | -7,850 | -100.0% | -0.06% | – |
| KOG | Exit | KODIAK OIL & GAS CORP | $0 | – | -26,675 | -100.0% | -0.06% | – |
| IRM | Exit | IRON MTN INC COM | $0 | – | -12,300 | -100.0% | -0.07% | – |
| SLM | Exit | SLM CORP | $0 | – | -48,350 | -100.0% | -0.07% | – |
| NWL | Exit | NEWELL RUBBERMAID | $0 | – | -12,000 | -100.0% | -0.07% | – |
| AVAV | Exit | AEROVIRONMENT | $0 | – | -15,050 | -100.0% | -0.08% | – |
| NAVI | Exit | NAVIENT CORPORATION | $0 | – | -27,750 | -100.0% | -0.08% | – |
| SEAS | Exit | SEAWORLD ENTERTAINMENT INC | $0 | – | -28,000 | -100.0% | -0.09% | – |
| QCLN | Exit | FIRST TRUST NASDAQ CLEAN ENERG | $0 | – | -29,950 | -100.0% | -0.10% | – |
| RIG | Exit | TRANSOCEAN LTD. | $0 | – | -21,089 | -100.0% | -0.11% | – |
| OASPQ | Exit | OASIS PETROLEUM INC | $0 | – | -16,490 | -100.0% | -0.11% | – |
| IMAX | Exit | IMAX CORP | $0 | – | -29,200 | -100.0% | -0.13% | – |
| BTX | Exit | BIOTIME INC | $0 | – | -273,000 | -100.0% | -0.14% | – |
| J106OPTLDIV | Exit | CBS OUTDOOR AMERICAS INC | $0 | – | -28,830 | -100.0% | -0.14% | – |
| ARRS | Exit | ARRIS GROUP INC | $0 | – | -35,225 | -100.0% | -0.17% | – |
| FIATY | Exit | FIAT S P A | $0 | – | -104,800 | -100.0% | -0.17% | – |
| CAVM | Exit | CAVIUM INC | $0 | – | -21,400 | -100.0% | -0.18% | – |
| WAG | Exit | WALGREEN CO | $0 | – | -18,700 | -100.0% | -0.18% | – |
| ZION | Exit | ZIONS BANCORPORATION | $0 | – | -39,000 | -100.0% | -0.19% | – |
| FLTX | Exit | FLEETMATIC GROUP PLC | $0 | – | -37,300 | -100.0% | -0.19% | – |
| EOG | Exit | EOG RESOURCES | $0 | – | -11,800 | -100.0% | -0.19% | – |
| TRN | Exit | TRINITY INDS INC. | $0 | – | -33,200 | -100.0% | -0.26% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FLOWERS FOODS INC COM | 42 | Q3 2023 | 49.4% |
| MICROSOFT CORPORATION | 42 | Q3 2023 | 8.3% |
| APPLE INC COM | 42 | Q3 2023 | 5.3% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.8% |
| MASTERCARD INCORPORATED CL A | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 2.3% |
| ILLUMINA INC COM | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 1.8% |
| PEPSICO INC COM | 42 | Q3 2023 | 2.2% |
| AT&T INC COM | 42 | Q3 2023 | 1.4% |
View Wellington Shields Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-15 |
View Wellington Shields Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.