$629 Million is the total value of Wellington Shields Capital Management, LLC's 342 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 27.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XOM | Sell | EXXON MOBIL CORP | $18,552,000 | -2.5% | 200,670 | -0.8% | 2.95% | -6.5% |
| PEP | Sell | PEPSICO | $12,826,000 | +0.8% | 135,635 | -0.8% | 2.04% | -3.4% |
| MSFT | Sell | MICROSOFT | $12,723,000 | -1.5% | 273,913 | -1.7% | 2.02% | -5.5% |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO | $8,469,000 | +15.6% | 100,027 | -3.5% | 1.35% | +10.9% |
| SYY | Sell | SYSCO CORP | $7,828,000 | +4.3% | 197,238 | -0.3% | 1.24% | 0.0% |
| JNJ | Sell | JOHNSON & JOHNSON | $7,265,000 | -3.5% | 69,476 | -1.6% | 1.16% | -7.4% |
| GE | Sell | GENERAL ELECTRIC | $7,145,000 | -2.0% | 282,739 | -0.6% | 1.14% | -6.0% |
| PG | Sell | PROCTER & GAMBLE | $7,107,000 | +6.8% | 78,027 | -1.8% | 1.13% | +2.4% |
| MA | Sell | MASTERCARD INC | $6,471,000 | +6.0% | 75,100 | -9.1% | 1.03% | +1.6% |
| IBM | Sell | INT'L BUS MACHINES | $6,320,000 | -29.7% | 39,389 | -16.9% | 1.00% | -32.6% |
| SJM | Sell | J M SMUCKER CL A | $5,359,000 | -8.3% | 53,071 | -10.2% | 0.85% | -12.1% |
| SLB | Sell | SCHLUMBERGER LTD | $5,303,000 | -17.3% | 62,093 | -1.6% | 0.84% | -20.7% |
| BMY | Sell | BRISTOL MYERS SQUIBB | $5,045,000 | +13.8% | 85,468 | -1.4% | 0.80% | +9.1% |
| GOOGL | Sell | GOOGLE INC CL A | $4,916,000 | -12.3% | 9,263 | -2.7% | 0.78% | -15.8% |
| GIS | Sell | GENERAL MILLS | $3,950,000 | +4.3% | 74,066 | -1.3% | 0.63% | 0.0% |
| MRK | Sell | MERCK & CO | $3,774,000 | -4.9% | 66,447 | -0.7% | 0.60% | -8.8% |
| F | Sell | FORD MOTOR | $3,524,000 | +4.3% | 227,330 | -0.5% | 0.56% | +0.2% |
| BGS | Sell | B&G FOODS INC. | $3,347,000 | +7.7% | 111,940 | -0.8% | 0.53% | +3.1% |
| LNCE | Sell | SNYDERS-LANCE INC | $2,817,000 | +11.5% | 92,219 | -3.3% | 0.45% | +6.9% |
| KO | Sell | COCA COLA | $2,674,000 | -2.7% | 63,329 | -1.7% | 0.42% | -6.8% |
| GILD | Sell | GILEAD SCIENCES INC. | $2,653,000 | -39.9% | 28,142 | -32.1% | 0.42% | -42.3% |
| RPM | Sell | RPM INTERNATIONAL INC. | $2,650,000 | +9.7% | 52,250 | -0.9% | 0.42% | +5.2% |
| HD | Sell | HOME DEPOT | $2,632,000 | +6.8% | 25,069 | -6.7% | 0.42% | +2.4% |
| ABBV | Sell | ABBVIE INC | $2,592,000 | +10.3% | 39,602 | -2.7% | 0.41% | +5.6% |
| CVS | Sell | CVS HEALTH CORP | $2,509,000 | +17.6% | 26,050 | -2.8% | 0.40% | +12.7% |
| PF | Sell | PINNACLE FOODS INC | $2,337,000 | +3.5% | 66,200 | -4.3% | 0.37% | -0.8% |
| COP | Sell | CONOCOPHILLIPS | $2,119,000 | -28.4% | 30,689 | -20.7% | 0.34% | -31.4% |
| CSX | Sell | CSX CORP | $2,003,000 | -0.1% | 55,273 | -11.7% | 0.32% | -4.2% |
| LMT | Sell | LOCKHEED MARTIN | $1,926,000 | -4.2% | 10,000 | -9.1% | 0.31% | -8.4% |
| ABT | Sell | ABBOTT LABS | $1,771,000 | +6.8% | 39,343 | -1.3% | 0.28% | +2.5% |
| WDFC | Sell | WD 40 CO. | $1,720,000 | +24.5% | 20,220 | -0.5% | 0.27% | +19.7% |
| UNP | Sell | UNION PACIFIC | $1,631,000 | +3.9% | 13,694 | -5.4% | 0.26% | -0.4% |
| MIC | Sell | MACQUARIE INFRASTRUCTURE CO LT | $1,585,000 | -6.1% | 22,300 | -11.9% | 0.25% | -10.0% |
| WU | Sell | WESTERN UNION CO | $1,580,000 | -1.5% | 88,200 | -11.8% | 0.25% | -5.6% |
| MCD | Sell | MCDONALDS CORP | $1,560,000 | -8.8% | 16,649 | -7.7% | 0.25% | -12.7% |
| CSCO | Sell | CISCO SYSTEMS | $1,548,000 | +6.7% | 55,650 | -3.5% | 0.25% | +2.1% |
| BAC | Sell | BANK OF AMERICA CORP | $1,518,000 | +4.4% | 84,827 | -0.5% | 0.24% | 0.0% |
| IRDM | Sell | IRIDIUM COMMUNICATIONS INC | $1,448,000 | -10.5% | 148,516 | -18.8% | 0.23% | -14.2% |
| BR | Sell | BROADRIDGE FINANCIAL SOLUTIONS | $1,448,000 | +7.5% | 31,348 | -3.1% | 0.23% | +3.1% |
| BIIB | Sell | BIOGEN | $1,432,000 | -4.2% | 4,219 | -6.6% | 0.23% | -8.1% |
| CMO | Sell | CAPSTEAD MORTGAGE CORP | $1,354,000 | -1.5% | 110,252 | -1.8% | 0.22% | -5.7% |
| BP | Sell | BP PLC ADR | $1,318,000 | -16.8% | 34,566 | -4.2% | 0.21% | -20.2% |
| K | Sell | KELLOGG CO | $1,276,000 | -15.4% | 19,503 | -20.4% | 0.20% | -18.8% |
| ARCC | Sell | ARES CAPITAL CORP | $1,267,000 | -12.6% | 81,160 | -9.5% | 0.20% | -15.8% |
| AA | Sell | ALCOA INC. | $1,247,000 | -9.2% | 78,960 | -7.6% | 0.20% | -13.2% |
| CB | Sell | CHUBB CORP. | $1,242,000 | -9.1% | 12,000 | -20.0% | 0.20% | -12.8% |
| AMZN | Sell | AMAZON.COM INC | $1,165,000 | -11.1% | 3,755 | -7.6% | 0.18% | -14.7% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES | $1,118,000 | -58.5% | 14,082 | -43.2% | 0.18% | -60.2% |
| INTC | Sell | INTEL CORP | $1,085,000 | -11.6% | 29,906 | -15.2% | 0.17% | -15.2% |
| VRX | Sell | VALEANT PHARMACEUTICAL INTL IN | $1,073,000 | -6.0% | 7,500 | -13.8% | 0.17% | -9.5% |
| WFM | Sell | WHOLE FOOD MRT | $1,069,000 | -51.0% | 21,200 | -62.9% | 0.17% | -53.0% |
| TR | Sell | TOOTSIE ROLL | $1,009,000 | +2.4% | 32,916 | -6.4% | 0.16% | -1.2% |
| FLR | Sell | FLUOR CORP | $982,000 | -9.8% | 16,200 | -0.6% | 0.16% | -13.8% |
| ING | Sell | ING GROEP N.V. ADS | $973,000 | -31.1% | 75,050 | -24.6% | 0.16% | -33.8% |
| Sell | TUMI HOLDINGS INC | $945,000 | +7.0% | 39,805 | -8.3% | 0.15% | +2.7% | |
| APC | Sell | ANADARKO PETR. | $929,000 | -22.1% | 11,262 | -4.3% | 0.15% | -25.3% |
| COTY | Sell | COTY INC | $915,000 | +19.8% | 44,265 | -4.1% | 0.15% | +15.0% |
| UTX | Sell | UNITED TECH. | $892,000 | +3.6% | 7,755 | -4.9% | 0.14% | -0.7% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $889,000 | -4.9% | 30,400 | -0.3% | 0.14% | -9.0% |
| PNR | Sell | PENTAIR PLC | $816,000 | -7.0% | 12,286 | -8.2% | 0.13% | -10.3% |
| QCOM | Sell | QUALCOMM INC | $814,000 | -11.8% | 10,950 | -11.3% | 0.13% | -15.7% |
| BREW | Sell | CRAFT BREW ALLIANCE INC | $803,000 | -8.1% | 60,204 | -0.8% | 0.13% | -11.7% |
| ALL | Sell | ALLSTATE CORP | $792,000 | +8.8% | 11,270 | -5.1% | 0.13% | +4.1% |
| CASI | Sell | CASI PHARMACEUTICALS INC | $760,000 | -50.2% | 571,695 | -32.9% | 0.12% | -52.2% |
| YHOO | Sell | YAHOO | $755,000 | +22.4% | 14,950 | -1.3% | 0.12% | +17.6% |
| EMC | Sell | EMC CORP | $738,000 | -17.8% | 24,803 | -19.2% | 0.12% | -21.5% |
| VOD | Sell | VODAFONE GROUP PLC | $719,000 | -29.0% | 21,050 | -31.6% | 0.11% | -32.1% |
| NSC | Sell | NORFOLK SOUTHERN | $712,000 | -32.8% | 6,500 | -31.6% | 0.11% | -35.8% |
| PCL | Sell | PLUM CREEK TIMBER | $704,000 | +0.6% | 16,443 | -8.4% | 0.11% | -3.4% |
| GLW | Sell | CORNING INC | $697,000 | +9.6% | 30,400 | -7.5% | 0.11% | +5.7% |
| DOFSQ | Sell | DIAMOND OFFSHORE | $633,000 | +0.2% | 17,230 | -6.5% | 0.10% | -3.8% |
| AHT | Sell | ASHFORD HOSPITALITY TRUST INC | $633,000 | -17.8% | 60,407 | -19.9% | 0.10% | -21.1% |
| SPG | Sell | SIMON PROPERTY GRP | $585,000 | -15.5% | 3,211 | -23.7% | 0.09% | -19.1% |
| LNG | Sell | CHENIERE ENERGY INC | $577,000 | -23.7% | 8,200 | -13.2% | 0.09% | -26.4% |
| RGC | Sell | REGAL ENTERTAINMENT GROUP | $556,000 | -30.8% | 26,050 | -35.6% | 0.09% | -33.8% |
| ITW | Sell | ILLINOIS TOOL WORKS | $552,000 | +4.9% | 5,830 | -6.4% | 0.09% | +1.1% |
| COH | Sell | COACH INC. | $541,000 | -73.0% | 14,400 | -74.4% | 0.09% | -74.2% |
| TWO | Sell | TWO HARBORS INVT CORP | $436,000 | -0.5% | 43,500 | -4.0% | 0.07% | -5.5% |
| COL | Sell | ROCKWELL COLLINS | $422,000 | -2.3% | 5,000 | -9.1% | 0.07% | -6.9% |
| SDRL | Sell | SEADRILL LTD | $412,000 | -85.4% | 34,500 | -67.3% | 0.07% | -85.9% |
| FCX | Sell | FREEPORT MCMORAN INC | $411,000 | -70.3% | 17,600 | -58.5% | 0.06% | -71.7% |
| INGR | Sell | INGREDION INC | $405,000 | -70.2% | 4,776 | -73.4% | 0.06% | -71.6% |
| STR | Sell | QUESTAR CORP | $399,000 | +10.5% | 15,800 | -2.5% | 0.06% | +5.0% |
| HLSSF | Sell | HOME LOAN SERVICING SOLUTIONS | $388,000 | -43.1% | 19,900 | -38.2% | 0.06% | -45.1% |
| RAD | Sell | RITE AID CORP | $376,000 | +52.2% | 49,950 | -2.0% | 0.06% | +46.3% |
| GLD | Sell | SPDR GOLD TRUST | $366,000 | -11.8% | 3,220 | -9.8% | 0.06% | -15.9% |
| KS | Sell | KAPSTONE PAPER & PACKAGING | $367,000 | -71.1% | 12,525 | -72.4% | 0.06% | -72.4% |
| SNH | Sell | SENIOR HOUSING PROPERTIES TRUS | $365,000 | -18.9% | 16,500 | -23.3% | 0.06% | -22.7% |
| PKI | Sell | PERKINELMER | $363,000 | -2.2% | 8,300 | -2.4% | 0.06% | -6.5% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $355,000 | -1.4% | 53,259 | -3.6% | 0.06% | -6.7% |
| CPB | Sell | CAMPBELL SOUP CO | $355,000 | -42.9% | 8,060 | -44.6% | 0.06% | -45.6% |
| LNCOQ | Sell | LINN CO LLC | $339,000 | -76.4% | 32,658 | -34.2% | 0.05% | -77.3% |
| MNR | Sell | MONMOUTH REAL ESTATE INVESTMEN | $332,000 | +0.9% | 30,000 | -7.7% | 0.05% | -3.6% |
| CMC | Sell | COMMERCIAL METALS CO | $326,000 | -57.1% | 20,000 | -55.1% | 0.05% | -58.7% |
| PBS | Sell | POWERSHARES DYNAMIC MKT | $329,000 | -51.9% | 12,850 | -53.5% | 0.05% | -54.0% |
| EDU | Sell | NEW ORIENTAL EDUCATION | $322,000 | -47.2% | 15,800 | -39.9% | 0.05% | -49.5% |
| WY | Sell | WEYERHAEUSER | $316,000 | +10.1% | 8,800 | -2.2% | 0.05% | +4.2% |
| ESV | Sell | ENSCO PLC | $314,000 | -42.8% | 10,500 | -21.1% | 0.05% | -45.1% |
| SNMX | Sell | SENOMYX INC | $300,000 | -56.5% | 50,000 | -40.5% | 0.05% | -57.9% |
| OC | Sell | OWENS CORNING INC. | $295,000 | +9.3% | 8,250 | -2.9% | 0.05% | +4.4% |
| WAB | Sell | WABTEC | $290,000 | -20.3% | 3,340 | -25.6% | 0.05% | -23.3% |
| NCR | Sell | NCR CORP | $279,000 | -38.4% | 9,564 | -29.5% | 0.04% | -41.3% |
| SLXP | Sell | SALIX PHARMACEUTICALS LTD | $271,000 | -80.4% | 2,359 | -73.4% | 0.04% | -81.2% |
| GPRE | Sell | GREEN PLAINS INC | $273,000 | -37.4% | 11,000 | -5.6% | 0.04% | -40.3% |
| MDU | Sell | MDU RESOURCES GROUP INC | $266,000 | -28.1% | 11,300 | -15.0% | 0.04% | -31.1% |
| NOV | Sell | NATIONAL OILWELL VARCO INC | $262,000 | -82.8% | 4,000 | -80.0% | 0.04% | -83.3% |
| QEP | Sell | QEP RES INC | $251,000 | -36.3% | 12,400 | -3.1% | 0.04% | -38.5% |
| POT | Sell | POTASH CORP. OF SASKATCHEWAN | $230,000 | -59.6% | 6,500 | -60.6% | 0.04% | -61.1% |
| WHLR | Sell | WHEELER REIT | $234,000 | -15.2% | 59,120 | -2.5% | 0.04% | -19.6% |
| ONVO | Sell | ORGANOVO HOLDINGS INC | $228,000 | -19.4% | 31,400 | -29.3% | 0.04% | -23.4% |
| FXEN | Sell | F X ENERGY | $181,000 | -51.1% | 116,734 | -4.1% | 0.03% | -52.5% |
| WIN | Sell | WINDSTREAM HOLDINGS INC | $179,000 | -40.1% | 21,700 | -21.7% | 0.03% | -44.0% |
| Sell | DAVIDE CAMPARI-MILANO | $163,000 | -23.1% | 26,400 | -10.8% | 0.03% | -25.7% | |
| IMMR | Sell | IMMERSION CORP | $142,000 | -53.4% | 15,000 | -57.7% | 0.02% | -54.9% |
| SYRX | Sell | SYSOREX GLOBAL HOLDINGS INC | $118,000 | -60.5% | 58,060 | -20.5% | 0.02% | -62.0% |
| SZYM | Sell | SOLAZYME INC | $65,000 | -92.8% | 25,200 | -79.2% | 0.01% | -93.3% |
| EPGRQ | Exit | ENVIRONMENTAL POWER CORP. | $0 | – | -12,000 | -100.0% | 0.00% | – |
| Exit | EMC METALS CORP | $0 | – | -150,600 | -100.0% | -0.00% | – | |
| MITK | Exit | MITEK SYSTEMS INC | $0 | – | -13,000 | -100.0% | -0.01% | – |
| Exit | TITAN MEDICAL INC | $0 | – | -22,000 | -100.0% | -0.01% | – | |
| SIRI | Exit | SIRIUX XM HOLDINGS INC | $0 | – | -28,800 | -100.0% | -0.02% | – |
| CNHI | Exit | CNH INDUSTRIAL NV | $0 | – | -19,659 | -100.0% | -0.03% | – |
| SVU | Exit | SUPERVALU | $0 | – | -20,800 | -100.0% | -0.03% | – |
| DOV | Exit | DOVER CORP | $0 | – | -2,500 | -100.0% | -0.03% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLC ADR B | $0 | – | -2,586 | -100.0% | -0.03% | – |
| NXPI | Exit | NXP SEMICONDUCTORS NV | $0 | – | -3,100 | -100.0% | -0.04% | – |
| HPT | Exit | HOSPITALITY PROP TRUST | $0 | – | -8,900 | -100.0% | -0.04% | – |
| PWE | Exit | PENN WEST ENERGY PETROLEUM LTD | $0 | – | -35,600 | -100.0% | -0.04% | – |
| AMLP | Exit | ALERIAN MLP ETF | $0 | – | -14,000 | -100.0% | -0.04% | – |
| CAM | Exit | CAMERON INTERNATIONAL CORP | $0 | – | -4,000 | -100.0% | -0.04% | – |
| CNI | Exit | CANADIAN NATIONAL RAILWAY CO | $0 | – | -4,000 | -100.0% | -0.05% | – |
| MCHP | Exit | MICROCHIP TECH | $0 | – | -5,939 | -100.0% | -0.05% | – |
| PDS | Exit | PRECISION DRILLING CORP | $0 | – | -28,300 | -100.0% | -0.05% | – |
| SIAL | Exit | SIGMA-ALDRICH CORP | $0 | – | -2,300 | -100.0% | -0.05% | – |
| ORCL | Exit | ORACLE SYSTEMS | $0 | – | -8,345 | -100.0% | -0.05% | – |
| BDBD | Exit | BOULDER BRANDS INC | $0 | – | -25,000 | -100.0% | -0.06% | – |
| KFX | Exit | KOFAX LTD | $0 | – | -45,400 | -100.0% | -0.06% | – |
| DDD | Exit | 3-D SYSTEMS CORP | $0 | – | -7,850 | -100.0% | -0.06% | – |
| KOG | Exit | KODIAK OIL & GAS CORP | $0 | – | -26,675 | -100.0% | -0.06% | – |
| IRM | Exit | IRON MTN INC COM | $0 | – | -12,300 | -100.0% | -0.07% | – |
| SLM | Exit | SLM CORP | $0 | – | -48,350 | -100.0% | -0.07% | – |
| NWL | Exit | NEWELL RUBBERMAID | $0 | – | -12,000 | -100.0% | -0.07% | – |
| AVAV | Exit | AEROVIRONMENT | $0 | – | -15,050 | -100.0% | -0.08% | – |
| NAVI | Exit | NAVIENT CORPORATION | $0 | – | -27,750 | -100.0% | -0.08% | – |
| SEAS | Exit | SEAWORLD ENTERTAINMENT INC | $0 | – | -28,000 | -100.0% | -0.09% | – |
| QCLN | Exit | FIRST TRUST NASDAQ CLEAN ENERG | $0 | – | -29,950 | -100.0% | -0.10% | – |
| RIG | Exit | TRANSOCEAN LTD. | $0 | – | -21,089 | -100.0% | -0.11% | – |
| OASPQ | Exit | OASIS PETROLEUM INC | $0 | – | -16,490 | -100.0% | -0.11% | – |
| IMAX | Exit | IMAX CORP | $0 | – | -29,200 | -100.0% | -0.13% | – |
| BTX | Exit | BIOTIME INC | $0 | – | -273,000 | -100.0% | -0.14% | – |
| J106OPTLDIV | Exit | CBS OUTDOOR AMERICAS INC | $0 | – | -28,830 | -100.0% | -0.14% | – |
| ARRS | Exit | ARRIS GROUP INC | $0 | – | -35,225 | -100.0% | -0.17% | – |
| FIATY | Exit | FIAT S P A | $0 | – | -104,800 | -100.0% | -0.17% | – |
| CAVM | Exit | CAVIUM INC | $0 | – | -21,400 | -100.0% | -0.18% | – |
| WAG | Exit | WALGREEN CO | $0 | – | -18,700 | -100.0% | -0.18% | – |
| ZION | Exit | ZIONS BANCORPORATION | $0 | – | -39,000 | -100.0% | -0.19% | – |
| FLTX | Exit | FLEETMATIC GROUP PLC | $0 | – | -37,300 | -100.0% | -0.19% | – |
| EOG | Exit | EOG RESOURCES | $0 | – | -11,800 | -100.0% | -0.19% | – |
| TRN | Exit | TRINITY INDS INC. | $0 | – | -33,200 | -100.0% | -0.26% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FLOWERS FOODS INC COM | 42 | Q3 2023 | 49.4% |
| MICROSOFT CORPORATION | 42 | Q3 2023 | 8.3% |
| APPLE INC COM | 42 | Q3 2023 | 5.3% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.8% |
| MASTERCARD INCORPORATED CL A | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 2.3% |
| ILLUMINA INC COM | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 1.8% |
| PEPSICO INC COM | 42 | Q3 2023 | 2.2% |
| AT&T INC COM | 42 | Q3 2023 | 1.4% |
View Wellington Shields Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-15 |
View Wellington Shields Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.