$603 Million is the total value of Wellington Shields Capital Management, LLC's 349 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 28.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FLO | Sell | FLOWERS FOODS INC. | $136,567,000 | -12.9% | 7,438,270 | -0.0% | 22.65% | -7.7% |
| MSFT | Sell | MICROSOFT | $12,912,000 | +10.1% | 278,510 | -1.0% | 2.14% | +16.7% |
| PEP | Sell | PEPSICO | $12,729,000 | +1.2% | 136,735 | -2.9% | 2.11% | +7.3% |
| IBM | Sell | INT'L BUS MACHINES | $8,996,000 | +3.8% | 47,389 | -0.8% | 1.49% | +10.0% |
| AAPL | Sell | APPLE COMPUTER | $8,145,000 | -2.0% | 80,840 | -9.6% | 1.35% | +3.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $7,528,000 | +1.7% | 70,626 | -0.1% | 1.25% | +7.9% |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO | $7,323,000 | -7.5% | 103,677 | -9.2% | 1.22% | -1.9% |
| PG | Sell | PROCTER & GAMBLE | $6,654,000 | +5.7% | 79,462 | -0.8% | 1.10% | +12.0% |
| SLB | Sell | SCHLUMBERGER LTD | $6,416,000 | -15.4% | 63,092 | -1.9% | 1.06% | -10.4% |
| VZ | Sell | VERIZON COMM | $6,047,000 | -0.8% | 120,973 | -2.9% | 1.00% | +5.1% |
| GOOGL | Sell | GOOGLE INC CL A | $5,603,000 | -1.6% | 9,523 | -2.3% | 0.93% | +4.1% |
| THS | Sell | TREEHOUSE FOODS INC. | $5,275,000 | -9.1% | 65,530 | -9.6% | 0.88% | -3.7% |
| BMY | Sell | BRISTOL MYERS SQUIBB | $4,435,000 | +3.1% | 86,664 | -2.3% | 0.74% | +9.4% |
| DD | Sell | DU PONT (EI) DE NEMOURS | $3,994,000 | -14.1% | 55,653 | -21.7% | 0.66% | -9.1% |
| MRK | Sell | MERCK & CO | $3,969,000 | +1.2% | 66,947 | -1.3% | 0.66% | +7.2% |
| F | Sell | FORD MOTOR | $3,379,000 | -14.3% | 228,465 | -0.1% | 0.56% | -9.2% |
| RDSA | Sell | ROYAL DUTCH SHELL PLC CL A | $3,291,000 | -10.5% | 43,225 | -3.1% | 0.55% | -5.0% |
| BGS | Sell | B&G FOODS INC. | $3,109,000 | -16.3% | 112,837 | -0.7% | 0.52% | -11.3% |
| COP | Sell | CONOCOPHILLIPS | $2,960,000 | -10.9% | 38,689 | -0.1% | 0.49% | -5.6% |
| SDRL | Sell | SEADRILL LTD | $2,823,000 | -39.3% | 105,500 | -9.3% | 0.47% | -35.7% |
| LNCE | Sell | SNYDERS-LANCE INC | $2,527,000 | -2.9% | 95,365 | -3.0% | 0.42% | +2.9% |
| RPM | Sell | RPM INTERNATIONAL INC. | $2,415,000 | -1.2% | 52,750 | -0.4% | 0.40% | +4.7% |
| ABBV | Sell | ABBVIE INC | $2,351,000 | -0.6% | 40,702 | -2.9% | 0.39% | +5.4% |
| AMGN | Sell | AMGEN | $2,325,000 | +15.9% | 16,550 | -2.4% | 0.39% | +22.9% |
| QQQ | Sell | POWERSHARES QQQ TRUST | $2,231,000 | +4.8% | 22,580 | -0.4% | 0.37% | +11.1% |
| CVS | Sell | CVS HEALTH CORP | $2,133,000 | -19.4% | 26,800 | -23.6% | 0.35% | -14.5% |
| WPC | Sell | W.P. CAREY INC. | $1,973,000 | -6.2% | 30,935 | -5.3% | 0.33% | -0.6% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $1,844,000 | -21.6% | 20,771 | -22.4% | 0.31% | -16.8% |
| KRFT | Sell | KRAFT FOODS GROUP | $1,827,000 | -11.4% | 32,387 | -5.8% | 0.30% | -6.2% |
| BDX | Sell | BECTON DICKINSON | $1,793,000 | -5.0% | 15,750 | -1.3% | 0.30% | +0.7% |
| MCD | Sell | MCDONALDS CORP | $1,710,000 | -37.0% | 18,033 | -33.0% | 0.28% | -33.2% |
| MIC | Sell | MACQUARIE INFRASTRUCTURE CO LT | $1,688,000 | +1.0% | 25,300 | -5.6% | 0.28% | +6.9% |
| AL | Sell | AIR LEASE CORP | $1,664,000 | -19.5% | 51,200 | -4.4% | 0.28% | -14.6% |
| K | Sell | KELLOGG CO | $1,509,000 | -21.6% | 24,502 | -16.4% | 0.25% | -16.9% |
| DUK | Sell | DUKE ENERGY CORP | $1,432,000 | +0.4% | 19,153 | -0.3% | 0.24% | +6.7% |
| ING | Sell | ING GROEP N.V. ADS | $1,413,000 | +0.4% | 99,550 | -0.8% | 0.23% | +6.4% |
| SLXP | Sell | SALIX PHARMACEUTICALS LTD | $1,383,000 | -17.2% | 8,854 | -34.7% | 0.23% | -12.6% |
| AA | Sell | ALCOA INC. | $1,374,000 | -32.5% | 85,410 | -37.5% | 0.23% | -28.5% |
| BR | Sell | BROADRIDGE FINANCIAL SOLUTIONS | $1,347,000 | -0.6% | 32,348 | -0.6% | 0.22% | +5.2% |
| NVS | Sell | NOVARTIS AG ADR | $1,270,000 | +3.3% | 13,495 | -0.7% | 0.21% | +9.3% |
| FBHS | Sell | FORTUNE BRANDS HOME & SECURITY | $1,274,000 | -0.3% | 31,000 | -3.1% | 0.21% | +5.5% |
| INTC | Sell | INTEL CORP | $1,228,000 | -0.8% | 35,256 | -12.0% | 0.20% | +5.2% |
| HPQ | Sell | HEWLETT PACKARD | $1,194,000 | -18.8% | 33,653 | -22.9% | 0.20% | -13.9% |
| WAG | Sell | WALGREEN CO | $1,108,000 | -22.9% | 18,700 | -3.6% | 0.18% | -18.2% |
| DVY | Sell | ISHARES TRUST DOW JONES SELECT | $1,078,000 | -4.8% | 14,600 | -0.7% | 0.18% | +1.1% |
| RTN | Sell | RAYTHEON CO | $1,029,000 | 0.0% | 10,126 | -9.2% | 0.17% | +6.2% |
| WEN | Sell | WENDY'S COMPANY | $1,023,000 | -3.6% | 123,900 | -0.4% | 0.17% | +2.4% |
| VOD | Sell | VODAFONE GROUP PLC | $1,012,000 | -10.6% | 30,756 | -9.3% | 0.17% | -5.1% |
| LLY | Sell | ELI LILLY | $955,000 | +4.1% | 14,733 | -0.1% | 0.16% | +9.7% |
| QCOM | Sell | QUALCOMM INC | $923,000 | -22.0% | 12,350 | -17.4% | 0.15% | -17.3% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL IN | $905,000 | -4.1% | 10,853 | -3.1% | 0.15% | +1.4% |
| EMC | Sell | EMC CORP | $898,000 | -0.3% | 30,703 | -10.2% | 0.15% | +5.7% |
| Sell | TUMI HOLDINGS INC | $883,000 | -1.2% | 43,405 | -2.3% | 0.15% | +4.3% | |
| PNR | Sell | PENTAIR PLC | $877,000 | -69.3% | 13,386 | -66.2% | 0.14% | -67.6% |
| WTR | Sell | AQUA AMERICA | $849,000 | -17.0% | 36,101 | -7.4% | 0.14% | -11.9% |
| JWN | Sell | NORDSTROM INC COM | $820,000 | -19.5% | 12,000 | -20.0% | 0.14% | -15.0% |
| RGC | Sell | REGAL ENTERTAINMENT GROUP | $804,000 | -6.1% | 40,450 | -0.2% | 0.13% | -0.7% |
| IMAX | Sell | IMAX CORP | $802,000 | -11.5% | 29,200 | -8.2% | 0.13% | -6.3% |
| COTY | Sell | COTY INC | $764,000 | -27.9% | 46,165 | -25.3% | 0.13% | -23.5% |
| GM | Sell | GENERAL MOTORS COMPANY | $715,000 | -18.3% | 22,392 | -7.1% | 0.12% | -13.1% |
| ACE | Sell | ACE LTD. | $713,000 | +0.4% | 6,800 | -0.7% | 0.12% | +6.3% |
| PSX | Sell | PHILLIPS 66 | $711,000 | -2.1% | 8,744 | -3.2% | 0.12% | +3.5% |
| PCL | Sell | PLUM CREEK TIMBER | $700,000 | -25.9% | 17,943 | -14.3% | 0.12% | -21.6% |
| OASPQ | Sell | OASIS PETROLEUM INC | $689,000 | -26.5% | 16,490 | -1.8% | 0.11% | -22.4% |
| HLSSF | Sell | HOME LOAN SERVICING SOLUTIONS | $682,000 | -14.8% | 32,200 | -8.5% | 0.11% | -9.6% |
| PBS | Sell | POWERSHARES DYNAMIC MKT | $684,000 | -4.2% | 27,650 | -2.0% | 0.11% | +0.9% |
| NFG | Sell | NATIONAL FUEL GAS CO | $665,000 | -13.3% | 9,500 | -3.1% | 0.11% | -8.3% |
| EFX | Sell | EQUIFAX | $635,000 | -30.0% | 8,500 | -32.0% | 0.10% | -26.1% |
| DOFSQ | Sell | DIAMOND OFFSHORE | $632,000 | -57.6% | 18,430 | -38.6% | 0.10% | -54.9% |
| GLW | Sell | CORNING INC | $636,000 | -21.4% | 32,860 | -10.9% | 0.10% | -17.3% |
| EDU | Sell | NEW ORIENTAL EDUCATION | $610,000 | -62.5% | 26,300 | -57.0% | 0.10% | -60.4% |
| L | Sell | LOEWS CORP | $592,000 | -5.4% | 14,220 | -0.1% | 0.10% | 0.0% |
| POT | Sell | POTASH CORP. OF SASKATCHEWAN | $570,000 | -68.3% | 16,500 | -65.2% | 0.10% | -66.2% |
| QCLN | Sell | FIRST TRUST NASDAQ CLEAN ENERG | $572,000 | -11.9% | 29,950 | -5.2% | 0.10% | -6.9% |
| ESV | Sell | ENSCO PLC | $549,000 | -26.8% | 13,300 | -1.5% | 0.09% | -22.2% |
| CHS | Sell | CHICO'S FAS INC | $529,000 | -15.2% | 35,800 | -2.7% | 0.09% | -10.2% |
| DE | Sell | DEERE & CO. | $533,000 | -14.7% | 6,505 | -5.8% | 0.09% | -10.2% |
| UHS | Sell | UNIVERSAL HEALTH SERVICES | $522,000 | -31.9% | 5,000 | -37.5% | 0.09% | -27.5% |
| NAVI | Sell | NAVIENT CORPORATION | $491,000 | -2.2% | 27,750 | -2.1% | 0.08% | +2.5% |
| ALB | Sell | ALBEMARLE CORP | $456,000 | -18.7% | 7,750 | -1.3% | 0.08% | -13.6% |
| AVAV | Sell | AEROVIRONMENT | $453,000 | -74.3% | 15,050 | -72.8% | 0.08% | -72.7% |
| PAYX | Sell | PAYCHEX INC | $444,000 | +5.2% | 10,050 | -1.0% | 0.07% | +12.1% |
| CE | Sell | CELANESE CORP | $445,000 | -11.2% | 7,600 | -2.6% | 0.07% | -5.1% |
| TWO | Sell | TWO HARBORS INVT CORP | $438,000 | -18.4% | 45,300 | -11.5% | 0.07% | -13.1% |
| NWL | Sell | NEWELL RUBBERMAID | $413,000 | -21.6% | 12,000 | -29.4% | 0.07% | -15.9% |
| DOW | Sell | DOW CHEMICAL | $417,000 | -41.9% | 7,950 | -43.0% | 0.07% | -38.4% |
| QEP | Sell | QEP RES INC | $394,000 | -13.4% | 12,800 | -3.0% | 0.06% | -8.5% |
| TUP | Sell | TUPPERWARE BRANDS CORP. | $368,000 | -82.1% | 5,323 | -78.3% | 0.06% | -81.1% |
| FXEN | Sell | F X ENERGY | $370,000 | -16.5% | 121,734 | -0.8% | 0.06% | -11.6% |
| MDU | Sell | MDU RESOURCES GROUP INC | $370,000 | -32.8% | 13,300 | -15.3% | 0.06% | -29.1% |
| TATYY | Sell | TATE & LYLE | $366,000 | -22.8% | 9,408 | -5.1% | 0.06% | -17.6% |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP | $360,000 | +10.8% | 55,259 | -0.7% | 0.06% | +17.6% |
| KOG | Sell | KODIAK OIL & GAS CORP | $362,000 | -19.4% | 26,675 | -13.6% | 0.06% | -14.3% |
| STR | Sell | QUESTAR CORP | $361,000 | -12.4% | 16,200 | -2.4% | 0.06% | -6.2% |
| KFX | Sell | KOFAX LTD | $351,000 | -19.7% | 45,400 | -10.6% | 0.06% | -14.7% |
| WIN | Sell | WINDSTREAM HOLDINGS INC | $299,000 | -5.4% | 27,700 | -12.8% | 0.05% | +2.0% |
| ONVO | Sell | ORGANOVO HOLDINGS INC | $283,000 | -27.8% | 44,400 | -5.3% | 0.05% | -23.0% |
| ABB | Sell | ABB LIMITED SPONS ADR | $269,000 | -10.0% | 12,000 | -7.7% | 0.04% | -4.3% |
| HY | Sell | HYSTER-YALE MATERIALS HANDLING | $258,000 | -78.7% | 3,600 | -73.7% | 0.04% | -77.4% |
| XRAY | Sell | DENTSPLY INTERNATIONAL INC | $258,000 | -11.3% | 5,650 | -8.1% | 0.04% | -6.5% |
| RAD | Sell | RITE AID CORP | $247,000 | -76.1% | 50,950 | -64.7% | 0.04% | -74.7% |
| ED | Sell | CONSOLIDATED EDISON | $229,000 | -4.6% | 4,040 | -3.0% | 0.04% | 0.0% |
| LPNT | Sell | LIFEPOINT HOSPITALS INC | $232,000 | -3.3% | 3,360 | -13.0% | 0.04% | 0.0% |
| ZBH | Sell | ZIMMER HOLDINGS | $216,000 | -4.0% | 2,150 | -0.9% | 0.04% | +2.9% |
| BIREF | Sell | BIRCHCLIFF ENERGY LTD | $188,000 | -52.6% | 19,910 | -33.4% | 0.03% | -50.0% |
| CNHI | Sell | CNH INDUSTRIAL NV | $156,000 | -47.8% | 19,659 | -32.8% | 0.03% | -44.7% |
| SIRI | Sell | SIRIUX XM HOLDINGS INC | $101,000 | -33.6% | 28,800 | -34.2% | 0.02% | -29.2% |
| Sell | EMC METALS CORP | $11,000 | -62.1% | 150,600 | -49.1% | 0.00% | -60.0% | |
| NEWP | Exit | NEWPORT CORP | $0 | – | -10,500 | -100.0% | -0.03% | – |
| 3101SC | Exit | COMMONWEALTH REIT | $0 | – | -7,700 | -100.0% | -0.03% | – |
| GSPRBCL | Exit | GOLDMAN SACHS GROUP INCprd | $0 | – | -8,200 | -100.0% | -0.03% | – |
| BG | Exit | BUNGE LIMITED | $0 | – | -2,700 | -100.0% | -0.03% | – |
| COHR | Exit | COHERENT, INC. | $0 | – | -3,175 | -100.0% | -0.03% | – |
| SALT | Exit | SCORPIO BULKERS INC | $0 | – | -23,500 | -100.0% | -0.03% | – |
| WFTIQ | Exit | WEATHERFORD INTERNATIONAL PLC | $0 | – | -9,200 | -100.0% | -0.03% | – |
| DNRCQ | Exit | DENBURY RESOURCES INC. | $0 | – | -11,900 | -100.0% | -0.03% | – |
| FSTO | Exit | FOREST OIL CORPORATION | $0 | – | -99,215 | -100.0% | -0.04% | – |
| OI | Exit | OWENS ILLINOIS | $0 | – | -6,500 | -100.0% | -0.04% | – |
| SYT | Exit | SYNGENTA | $0 | – | -3,100 | -100.0% | -0.04% | – |
| STLD | Exit | STEEL DYNAMICS | $0 | – | -12,845 | -100.0% | -0.04% | – |
| ALEX | Exit | ALEXANDER & BALDWIN INC | $0 | – | -5,725 | -100.0% | -0.04% | – |
| KIMPRJCL | Exit | KIMCO REALTY CORPprd | $0 | – | -10,400 | -100.0% | -0.04% | – |
| HSEBCL | Exit | HSBC HOLDINGS PLC 8% PFD SER 2prd | $0 | – | -9,900 | -100.0% | -0.04% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -3,532 | -100.0% | -0.04% | – |
| DBLV | Exit | TRIMTABS FLOAT SHRINK ETF | $0 | – | -5,800 | -100.0% | -0.05% | – |
| BKH | Exit | BLACK HILLS CORPORATION | $0 | – | -4,900 | -100.0% | -0.05% | – |
| VNOPRK | Exit | VORNADO REALTY TRUST 5.7% PFDprd | $0 | – | -13,300 | -100.0% | -0.05% | – |
| MON | Exit | MONSANTO CO. | $0 | – | -2,738 | -100.0% | -0.05% | – |
| DAN | Exit | DANA HOLDING CORPORATION | $0 | – | -15,000 | -100.0% | -0.06% | – |
| CHD | Exit | CHURCH & DWIGHT INC. | $0 | – | -5,529 | -100.0% | -0.06% | – |
| IRBT | Exit | IROBOT CORPORATION | $0 | – | -9,850 | -100.0% | -0.06% | – |
| HSH | Exit | HILLSHIRE BRANDS CO | $0 | – | -6,820 | -100.0% | -0.07% | – |
| JPMPRDCL | Exit | JPMORGAN CHASE 5.5% PFDprd | $0 | – | -21,150 | -100.0% | -0.08% | – |
| GSPRICL | Exit | GOLDMAN SACHS 5.95% PFD SER Iprd | $0 | – | -21,450 | -100.0% | -0.08% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIAL IN | $0 | – | -16,283 | -100.0% | -0.08% | – |
| FITB | Exit | FIFTH THIRD BANCORP | $0 | – | -26,650 | -100.0% | -0.09% | – |
| FUN | Exit | CEDAR FAIR LP | $0 | – | -11,100 | -100.0% | -0.09% | – |
| SDLP | Exit | SEADRILL PARTNERS LLC | $0 | – | -17,890 | -100.0% | -0.09% | – |
| FRCPRCCL | Exit | FIRST REPUBLIC BANK 5.625 PREFprd | $0 | – | -25,400 | -100.0% | -0.09% | – |
| TRW | Exit | TRW AUTOMOTIVE HOLDINGS CORP. | $0 | – | -7,000 | -100.0% | -0.10% | – |
| VLO | Exit | VALERO ENERGY | $0 | – | -12,995 | -100.0% | -0.10% | – |
| VSAT | Exit | VIASAT INC | $0 | – | -11,235 | -100.0% | -0.10% | – |
| CVA | Exit | COVANTA HOLDING CORPORATION | $0 | – | -32,100 | -100.0% | -0.10% | – |
| KMI | Exit | KINDER MORGAN | $0 | – | -18,450 | -100.0% | -0.10% | – |
| Exit | NUVEEN MUNI VALUE FUNDprd | $0 | – | -69,650 | -100.0% | -0.10% | – | |
| NVGS | Exit | NAVIGATOR HOLDINGS | $0 | – | -25,000 | -100.0% | -0.12% | – |
| GLNG | Exit | GOLAR LNG LIMITED | $0 | – | -12,700 | -100.0% | -0.12% | – |
| Exit | POWERSHARES S&P 500 HIGH DIVID | $0 | – | -24,400 | -100.0% | -0.12% | – | |
| EDR | Exit | EDUCATION REALTY TRUST INC | $0 | – | -84,200 | -100.0% | -0.14% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOGY | $0 | – | -63,480 | -100.0% | -0.16% | – |
| ARRS | Exit | ARRIS GROUP INC | $0 | – | -34,125 | -100.0% | -0.17% | – |
| CROX | Exit | CROCS INCORPORATED | $0 | – | -151,200 | -100.0% | -0.36% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FLOWERS FOODS INC COM | 42 | Q3 2023 | 49.4% |
| MICROSOFT CORPORATION | 42 | Q3 2023 | 8.3% |
| APPLE INC COM | 42 | Q3 2023 | 5.3% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 3.8% |
| MASTERCARD INCORPORATED CL A | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 2.3% |
| ILLUMINA INC COM | 42 | Q3 2023 | 2.5% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 1.8% |
| PEPSICO INC COM | 42 | Q3 2023 | 2.2% |
| AT&T INC COM | 42 | Q3 2023 | 1.4% |
View Wellington Shields Capital Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-15 |
View Wellington Shields Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.