$1.08 Billion is the total value of DFPG INVESTMENTS, LLC's 575 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BOCT | INNOVATOR ETFS TRus eqty buf oct | $2,553,473 | -2.7% | 71,001 | 0.0% | 0.24% | 0.0% | |
| BALT | INNOVATOR ETFS TRdefined wlt shld | $1,749,260 | +0.0% | 62,340 | 0.0% | 0.16% | +3.2% | |
| XOUT | GRANITESHARES ETF TRnasdaq select di | $806,839 | -4.7% | 20,478 | 0.0% | 0.08% | -1.3% | |
| PFEB | INNOVATOR ETFS TRus eqty pwr buf | $718,251 | -1.1% | 23,335 | 0.0% | 0.07% | +3.1% | |
| PINS | PINTEREST INCcl a | $673,028 | +4.8% | 21,530 | 0.0% | 0.06% | +8.6% | |
| SKYY | FIRST TR EXCHANGE TRADED FD | $562,151 | -6.9% | 7,445 | 0.0% | 0.05% | -3.7% | |
| FPX | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $521,607 | -13.5% | 6,482 | 0.0% | 0.05% | -9.3% | |
| DIAX | NUVEEN DOW 30 DYNMC OVERWRT | $379,281 | -7.1% | 28,625 | 0.0% | 0.04% | -5.4% | |
| QTEC | FIRST TR NASDAQ 100 TECH IND | $370,152 | -4.5% | 2,506 | 0.0% | 0.03% | -2.9% | |
| IWB | ISHARES TRrus 1000 etf | $356,417 | -5.2% | 1,499 | 0.0% | 0.03% | -2.9% | |
| QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $288,092 | -13.6% | 13,270 | 0.0% | 0.03% | -10.0% | |
| SLF | SUN LIFE FINANCIAL INC. | $252,843 | -8.8% | 5,332 | 0.0% | 0.02% | -4.0% | |
| SPXX | NUVEEN S&P 500 DYNAMIC OVERW | $234,519 | -10.4% | 16,469 | 0.0% | 0.02% | -8.3% | |
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $68,045 | +1.3% | 69,000 | 0.0% | 0.01% | 0.0% | ||
| EIGR | EIGER BIOPHARMACEUTICALS INC | $10,896 | -59.5% | 32,430 | 0.0% | 0.00% | -50.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.