$1.08 Billion is the total value of DFPG INVESTMENTS, LLC's 575 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PAYS | Exit | PAYSIGN INC | $0 | – | -10,996 | -100.0% | -0.00% | – |
| PRCH | Exit | PORCH GROUP INC | $0 | – | -17,647 | -100.0% | -0.00% | – |
| VNRX | Exit | VOLITIONRX LTD | $0 | – | -25,138 | -100.0% | -0.00% | – |
| CERS | Exit | CERUS CORP | $0 | – | -12,020 | -100.0% | -0.00% | – |
| ILPT | Exit | INDUSTRIAL LOGISTICS PPTYS T | $0 | – | -10,867 | -100.0% | -0.00% | – |
| TTI | Exit | TETRA TECHNOLOGIES INC DEL | $0 | – | -12,343 | -100.0% | -0.01% | – |
| ASRT | Exit | ASSERTIO HOLDINGS INC | $0 | – | -10,992 | -100.0% | -0.01% | – |
| TME | Exit | TENCENT MUSIC ENTMT GROUPspon ads | $0 | – | -11,872 | -100.0% | -0.01% | – |
| ACCD | Exit | ACCOLADE INC | $0 | – | -10,285 | -100.0% | -0.01% | – |
| SNA | Exit | SNAP ON INC | $0 | – | -696 | -100.0% | -0.02% | – |
| SR | Exit | SPIRE INC | $0 | – | -3,123 | -100.0% | -0.02% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -1,479 | -100.0% | -0.02% | – |
| FDS | Exit | FACTSET RESH SYS INC | $0 | – | -474 | -100.0% | -0.02% | – |
| NVS | Exit | NOVARTIS AGsponsored adr | $0 | – | -2,070 | -100.0% | -0.02% | – |
| ABG | Exit | ASBURY AUTOMOTIVE GROUP INC | $0 | – | -841 | -100.0% | -0.02% | – |
| Exit | PEAKSTONE REALTY TRUST | $0 | – | -8,936 | -100.0% | -0.02% | – | |
| HDB | Exit | HDFC BANK LTDsponsored ads | $0 | – | -2,951 | -100.0% | -0.02% | – |
| OKE | Exit | ONEOK INC NEW | $0 | – | -3,245 | -100.0% | -0.02% | – |
| BLDR | Exit | BUILDERS FIRSTSOURCE INC | $0 | – | -1,438 | -100.0% | -0.02% | – |
| JNK | Exit | SPDR SER TRbloomberg high y | $0 | – | -2,226 | -100.0% | -0.02% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -2,076 | -100.0% | -0.02% | – |
| IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -1,316 | -100.0% | -0.02% | – |
| ARES | Exit | ARES MANAGEMENT CORPORATION | $0 | – | -2,171 | -100.0% | -0.02% | – |
| EQR | Exit | EQUITY RESIDENTIALsh ben int | $0 | – | -3,252 | -100.0% | -0.02% | – |
| OMC | Exit | OMNICOM GROUP INC | $0 | – | -2,502 | -100.0% | -0.02% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -1,553 | -100.0% | -0.02% | – |
| KR | Exit | KROGER CO | $0 | – | -5,022 | -100.0% | -0.02% | – |
| BWA | Exit | BORGWARNER INC | $0 | – | -5,222 | -100.0% | -0.02% | – |
| APAM | Exit | ARTISAN PARTNERS ASSET MGMTcl a | $0 | – | -5,778 | -100.0% | -0.02% | – |
| Exit | VS TRUST2x long vix fut | $0 | – | -62,098 | -100.0% | -0.02% | – | |
| LEA | Exit | LEAR CORP | $0 | – | -1,714 | -100.0% | -0.02% | – |
| IRT | Exit | INDEPENDENCE RLTY TR INC | $0 | – | -14,536 | -100.0% | -0.02% | – |
| SU | Exit | SUNCOR ENERGY INC NEW | $0 | – | -9,125 | -100.0% | -0.02% | – |
| BCE | Exit | BCE INC | $0 | – | -5,987 | -100.0% | -0.02% | – |
| THY | Exit | NORTHERN LIGHTS FD TRtoews aglty dnym | $0 | – | -12,197 | -100.0% | -0.02% | – |
| ON | Exit | ON SEMICONDUCTOR CORP | $0 | – | -2,619 | -100.0% | -0.02% | – |
| STX | Exit | SEAGATE TECHNOLOGY HLDNGS PL | $0 | – | -4,577 | -100.0% | -0.02% | – |
| Exit | GSK PLCsponsored adr | $0 | – | -7,815 | -100.0% | -0.02% | – | |
| JD | Exit | JD.COM INCspon adr cl a | $0 | – | -7,729 | -100.0% | -0.02% | – |
| ONEY | Exit | SPDR SER TRrussell yield | $0 | – | -2,770 | -100.0% | -0.02% | – |
| STAG | Exit | STAG INDL INC | $0 | – | -7,613 | -100.0% | -0.03% | – |
| PSK | Exit | SPDR SER TRice pfd sec etf | $0 | – | -8,580 | -100.0% | -0.03% | – |
| BOE | Exit | BLACKROCK ENHANCED GLOBAL DI | $0 | – | -28,520 | -100.0% | -0.03% | – |
| Exit | THOMSON REUTERS CORP. | $0 | – | -2,233 | -100.0% | -0.03% | – | |
| WFCPRL | Exit | WELLS FARGO CO NEWperp pfd cnv a | $0 | – | -267 | -100.0% | -0.03% | – |
| OHI | Exit | OMEGA HEALTHCARE INVS INC | $0 | – | -9,521 | -100.0% | -0.03% | – |
| FALN | Exit | ISHARES TRfaln angls usd | $0 | – | -12,041 | -100.0% | -0.03% | – |
| SQM | Exit | SOCIEDAD QUIMICA Y MINERA DEspon adr ser b | $0 | – | -3,919 | -100.0% | -0.03% | – |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -1,610 | -100.0% | -0.03% | – |
| AFIN | Exit | THE NECESSITY RETAIL REIT IN | $0 | – | -43,346 | -100.0% | -0.03% | – |
| SRLN | Exit | SSGA ACTIVE ETF TRblackstone senr | $0 | – | -7,970 | -100.0% | -0.03% | – |
| CRH | Exit | CRH PLCadr | $0 | – | -5,809 | -100.0% | -0.03% | – |
| DFAU | Exit | DIMENSIONAL ETF TRUSTus core eqt mkt | $0 | – | -10,800 | -100.0% | -0.03% | – |
| ALC | Exit | ALCON AG | $0 | – | -4,228 | -100.0% | -0.03% | – |
| ARE | Exit | ALEXANDRIA REAL ESTATE EQ IN | $0 | – | -2,976 | -100.0% | -0.03% | – |
| SFBS | Exit | SERVISFIRST BANCSHARES INC | $0 | – | -7,858 | -100.0% | -0.03% | – |
| GWX | Exit | SPDR INDEX SHS FDSs&p intl smlcp | $0 | – | -12,015 | -100.0% | -0.03% | – |
| RTOKY | Exit | RENTOKIL INITIAL PLCsponsored adr | $0 | – | -9,607 | -100.0% | -0.04% | – |
| NEM | Exit | NEWMONT CORP | $0 | – | -8,756 | -100.0% | -0.04% | – |
| HCA | Exit | HCA HEALTHCARE INC | $0 | – | -1,417 | -100.0% | -0.04% | – |
| CWB | Exit | SPDR SER TRbbg conv sec etf | $0 | – | -6,727 | -100.0% | -0.04% | – |
| BATRK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -11,568 | -100.0% | -0.04% | – |
| RJF | Exit | RAYMOND JAMES FINL INC | $0 | – | -4,581 | -100.0% | -0.04% | – |
| IEX | Exit | IDEX CORP | $0 | – | -2,413 | -100.0% | -0.05% | – |
| DOCU | Exit | DOCUSIGN INC | $0 | – | -10,528 | -100.0% | -0.05% | – |
| DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -3,557 | -100.0% | -0.06% | – |
| AAON | Exit | AAON INC | $0 | – | -6,081 | -100.0% | -0.06% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -4,563 | -100.0% | -0.06% | – |
| TLH | Exit | ISHARES TR10-20 yr trs etf | $0 | – | -6,770 | -100.0% | -0.07% | – |
| FLJH | Exit | FRANKLIN TEMPLETON ETF TRftse japan hdg | $0 | – | -28,258 | -100.0% | -0.08% | – |
| TRTN | Exit | TRITON INTL LTDcl a | $0 | – | -11,092 | -100.0% | -0.08% | – |
| UUP | Exit | INVESCO DB US DLR INDEX TRbullish fd | $0 | – | -51,385 | -100.0% | -0.13% | – |
| IUSV | Exit | ISHARES TRcore s&p us vlu | $0 | – | -26,310 | -100.0% | -0.19% | – |
| VIXM | Exit | PROSHARES TR IIvix mdtrm futr n | $0 | – | -125,468 | -100.0% | -0.23% | – |
| XHE | Exit | SPDR SER TRhlth cr equip | $0 | – | -308,728 | -100.0% | -2.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.