$235 Million is the total value of DFPG INVESTMENTS, LLC's 175 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | APOLLO COML REAL ESTATE FINnote 4.750% 8/2 | $0 | – | -15,000 | -100.0% | -0.01% | – | |
| OTLY | Exit | OATLY GROUP ABsponsored ads | $0 | – | -40,686 | -100.0% | -0.06% | – |
| LQD | Exit | ISHARES TRiboxx inv cp etf | $0 | – | -1,892 | -100.0% | -0.09% | – |
| SCHP | Exit | SCHWAB STRATEGIC TRus tips etf | $0 | – | -3,772 | -100.0% | -0.09% | – |
| XLF | Exit | SELECT SECTOR SPDR TRfinancial | $0 | – | -6,712 | -100.0% | -0.09% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -1,675 | -100.0% | -0.10% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -6,767 | -100.0% | -0.12% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -7,294 | -100.0% | -0.13% | – |
| AFRM | Exit | AFFIRM HLDGS INC | $0 | – | -12,500 | -100.0% | -0.13% | – |
| TQQQ | Exit | PROSHARES TRultrapro qqq | $0 | – | -13,000 | -100.0% | -0.15% | – |
| OXYWS | Exit | OCCIDENTAL PETE CORP*w exp 08/03/202 | $0 | – | -8,903 | -100.0% | -0.15% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -3,290 | -100.0% | -0.15% | – |
| VEA | Exit | VANGUARD TAX-MANAGED INTL FDvan ftse dev mkt | $0 | – | -9,973 | -100.0% | -0.18% | – |
| HYLS | Exit | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $0 | – | -13,265 | -100.0% | -0.23% | – |
| SHOP | Exit | SHOPIFY INCcl a | $0 | – | -19,021 | -100.0% | -0.27% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-10-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 7.1% |
| FIRST TR EXCHANGE-TRADED FD | 20 | Q3 2023 | 9.3% |
| INVESCO QQQ TR | 20 | Q3 2023 | 3.3% |
| AMAZON COM INC | 20 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.3% |
| VANGUARD INDEX FDS | 20 | Q3 2023 | 6.4% |
| META PLATFORMS INC | 20 | Q3 2023 | 2.9% |
| ALPHABET INC | 20 | Q3 2023 | 1.9% |
| SPDR S&P 500 ETF TR | 20 | Q3 2023 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 20 | Q3 2023 | 2.5% |
View DFPG INVESTMENTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-28 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-11 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-08-01 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
View DFPG INVESTMENTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.