NATIONAL PLANNING CORP - Q3 2014 holdings

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$1.31 Billion is the total value of NATIONAL PLANNING CORP's 753 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 18.8% .

All

			Value		Shares		↓ Weighting
CVX	Sell	CHEVRON CORP NEW	$29,406,000	-12.1%	249,818	-2.5%	2.24%	-14.9%
VEA	Sell	VANGUARD TAX MANAGED INTL FDftse dev mkt etf	$22,520,000	-25.7%	579,215	-18.7%	1.71%	-28.0%
AGG	Sell	ISHARES TRcore us aggbd et	$17,954,000	-11.7%	164,265	-11.6%	1.37%	-14.5%
IBM	Sell	INTERNATIONAL BUSINESS MACHS	$8,818,000	-2.0%	46,739	-5.8%	0.67%	-5.1%
JNJ	Sell	JOHNSON & JOHNSON	$8,385,000	-0.2%	79,761	-0.7%	0.64%	-3.3%
GE	Sell	GENERAL ELECTRIC CO	$7,861,000	-5.1%	309,498	-1.8%	0.60%	-8.1%
IWM	Sell	ISHARES TRrussell 2000 etf	$7,133,000	-24.9%	65,057	-18.6%	0.54%	-27.2%
EFA	Sell	ISHARES TRmsci eafe etf	$6,475,000	-16.6%	103,302	-9.1%	0.49%	-19.2%
HYG	Sell	ISHARESiboxx hi yd etf	$5,435,000	-16.7%	58,978	-13.9%	0.41%	-19.1%
HCT	Sell	AMER RLTY CAP HEALTHCAR TR I	$5,214,000	-10.5%	491,411	-8.2%	0.40%	-13.3%
4945SC	Sell	KINDER MORGAN ENERGY PARTNERut ltd partner	$4,730,000	-3.4%	50,080	-15.9%	0.36%	-6.5%
GLD	Sell	SPDR GOLD TRUST	$3,788,000	-17.5%	33,049	-7.8%	0.29%	-20.2%
VGK	Sell	VANGUARD INTL EQUITY INDEX Fftse europe etf	$3,610,000	-11.2%	67,147	-1.0%	0.28%	-14.1%
HTA	Sell	HEALTHCARE TR AMER INCcl a	$3,543,000	-4.9%	304,933	-1.4%	0.27%	-7.8%
IJJ	Sell	ISHARES TRs&p mc 400vl etf	$3,434,000	-76.0%	28,695	-74.5%	0.26%	-76.8%
DIS	Sell	DISNEY WALT CO	$3,414,000	+1.4%	38,601	-1.7%	0.26%	-1.9%
EEM	Sell	ISHARES TRmsci emg mkt etf	$3,353,000	-10.3%	81,227	-6.0%	0.26%	-13.3%
PFE	Sell	PFIZER INC	$3,278,000	-4.2%	112,168	-2.7%	0.25%	-7.4%
VSS	Sell	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$3,231,000	-10.8%	32,123	-1.5%	0.25%	-13.7%
OHI	Sell	OMEGA HEALTHCARE INVS INC	$3,135,000	-6.4%	90,471	-0.4%	0.24%	-9.1%
BAC	Sell	BANK AMER CORP	$2,991,000	+6.7%	172,986	-5.1%	0.23%	+3.6%
JPM	Sell	JPMORGAN CHASE & CO	$2,765,000	+3.9%	45,861	-0.7%	0.21%	+0.5%
KO	Sell	COCA COLA CO	$2,667,000	-0.0%	62,023	-1.5%	0.20%	-3.3%
WFC	Sell	WELLS FARGO & CO NEW	$2,635,000	-10.5%	50,584	-9.7%	0.20%	-13.0%
JNK	Sell	SPDR SERIES TRUSTbrc hgh yld bd	$2,511,000	-21.4%	62,401	-18.5%	0.19%	-23.9%
ABT	Sell	ABBOTT LABS	$2,423,000	-5.8%	57,986	-7.8%	0.18%	-8.9%
PTY	Sell	PIMCO CORPORATE & INCOME OPP	$2,411,000	-14.1%	140,556	-5.6%	0.18%	-16.7%
MDY	Sell	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$2,296,000	-83.5%	9,250	-82.7%	0.18%	-84.0%
TIP	Sell	ISHARES TRtips bd etf	$2,272,000	-8.0%	20,211	-5.6%	0.17%	-10.8%
DLN	Sell	WISDOMTREE TRlargecap divid	$2,245,000	-4.6%	31,624	-4.8%	0.17%	-7.6%
GOOG	Sell	GOOGLE INCcl c	$2,177,000	-15.5%	3,785	-15.5%	0.17%	-17.8%
CL	Sell	COLGATE PALMOLIVE CO	$2,155,000	-7.4%	32,914	-3.5%	0.16%	-10.4%
TPLMQ	Sell	TRIANGLE PETE CORP	$2,035,000	-14.5%	201,475	-0.5%	0.16%	-17.1%
IYE	Sell	ISHARES TRu.s. energy etf	$2,027,000	-59.8%	40,310	-54.6%	0.15%	-61.1%
DNKN	Sell	DUNKIN BRANDS GROUP INC	$1,998,000	-14.5%	44,904	-12.0%	0.15%	-17.4%
IGSB	Sell	ISHARES1-3 yr cr bd etf	$1,983,000	-13.9%	18,835	-13.6%	0.15%	-16.6%
CXP	Sell	COLUMBIA PPTY TR INC	$1,963,000	-22.9%	81,628	-16.6%	0.15%	-25.5%
VHT	Sell	VANGUARD WORLD FDShealth car etf	$1,907,000	-4.4%	16,187	-9.4%	0.14%	-7.6%
COP	Sell	CONOCOPHILLIPS	$1,902,000	-19.6%	25,444	-7.8%	0.14%	-22.0%
PHK	Sell	PIMCO HIGH INCOME FD	$1,901,000	-66.3%	162,456	-60.8%	0.14%	-67.3%
MCD	Sell	MCDONALDS CORP	$1,885,000	-20.2%	19,871	-15.2%	0.14%	-22.7%
IDE	Sell	VOYA INFRASTRUCTURE INDLS &	$1,882,000	-13.4%	113,310	-3.1%	0.14%	-16.4%
IJT	Sell	ISHARES TRsp smcp600gr etf	$1,849,000	-15.6%	16,385	-9.6%	0.14%	-18.0%
UTX	Sell	UNITED TECHNOLOGIES CORP	$1,852,000	-9.7%	17,735	-0.2%	0.14%	-12.4%
IJS	Sell	ISHARES TRsp smcp600vl etf	$1,843,000	-85.5%	17,171	-84.4%	0.14%	-86.0%
OXY	Sell	OCCIDENTAL PETE CORP DEL	$1,703,000	-12.4%	17,747	-6.4%	0.13%	-15.0%
SDIV	Sell	GLOBAL X FDSglb x superdiv	$1,708,000	-17.7%	72,223	-9.3%	0.13%	-20.2%
PHT	Sell	PIONEER HIGH INCOME TR	$1,691,000	-17.1%	98,518	-10.8%	0.13%	-19.4%
DD	Sell	DU PONT E I DE NEMOURS & CO	$1,691,000	+3.2%	23,937	-4.4%	0.13%	0.0%
PM	Sell	PHILIP MORRIS INTL INC	$1,654,000	-0.9%	19,573	-1.1%	0.13%	-3.8%
TYG	Sell	TORTOISE ENERGY INFRSTRCTR C	$1,607,000	-3.9%	33,483	-1.0%	0.12%	-6.9%
ED	Sell	CONSOLIDATED EDISON INC	$1,581,000	-5.0%	27,719	-3.9%	0.12%	-8.4%
MBB	Sell	ISHARESmbs etf	$1,553,000	-9.4%	14,329	-9.6%	0.12%	-12.6%
AMLP	Sell	ALPS ETF TRalerian mlp	$1,545,000	-8.3%	81,101	-8.5%	0.12%	-10.6%
IWX	Sell	ISHARESrus tp200 vl etf	$1,553,000	-0.9%	36,394	-0.5%	0.12%	-4.1%
HD	Sell	HOME DEPOT INC	$1,489,000	+8.0%	15,918	-6.5%	0.11%	+4.6%
IDU	Sell	ISHARES TRu.s. utilits etf	$1,482,000	-68.6%	13,946	-67.1%	0.11%	-69.5%
RSP	Sell	RYDEX ETF TRUSTgug s&p500 eq wt	$1,479,000	-12.0%	19,564	-10.7%	0.11%	-14.4%
CLX	Sell	CLOROX CO DEL	$1,464,000	-1.5%	15,176	-6.6%	0.11%	-5.1%
VDC	Sell	VANGUARD WORLD FDSconsum stp etf	$1,454,000	-11.6%	12,298	-13.3%	0.11%	-14.0%
LLY	Sell	LILLY ELI & CO	$1,447,000	-6.5%	22,036	-11.5%	0.11%	-9.8%
ISCG	Sell	ISHARESmrgstr sm cp gr	$1,414,000	-11.3%	11,207	-5.7%	0.11%	-13.6%
UAA	Sell	UNDER ARMOUR INCcl a	$1,419,000	+10.6%	20,919	-3.0%	0.11%	+6.9%
XLV	Sell	SELECT SECTOR SPDR TRsbi healthcare	$1,418,000	-2.0%	22,022	-7.4%	0.11%	-5.3%
V	Sell	VISA INC	$1,386,000	-9.5%	6,537	-10.1%	0.10%	-12.5%
UPS	Sell	UNITED PARCEL SERVICE INCcl b	$1,340,000	-14.5%	13,563	-11.2%	0.10%	-17.1%
IWV	Sell	ISHARES TRrussell 3000 etf	$1,338,000	-8.5%	11,483	-7.5%	0.10%	-11.3%
SNH	Sell	SENIOR HSG PPTYS TRsh ben int	$1,327,000	-24.0%	63,394	-11.8%	0.10%	-26.3%
UTG	Sell	REAVES UTIL INCOME FD	$1,304,000	-40.8%	45,100	-38.7%	0.10%	-42.8%
SPLV	Sell	POWERSHARES ETF TR IIs&p500 low vol	$1,294,000	-9.5%	36,865	-8.2%	0.10%	-12.5%
IYM	Sell	ISHARES TRu.s. bas mtl etf	$1,276,000	-91.4%	15,203	-91.1%	0.10%	-91.7%
HYLD	Sell	ADVISORSHARES TRperitus hg yld	$1,260,000	-31.0%	25,249	-26.4%	0.10%	-33.3%
DBL	Sell	DOUBLELINE OPPORTUNISTIC CR	$1,250,000	-33.7%	52,730	-33.9%	0.10%	-35.8%
CAT	Sell	CATERPILLAR INC DEL	$1,210,000	-42.9%	12,424	-36.3%	0.09%	-44.6%
CRF	Sell	CORNERSTONE TOTAL RTRN FD IN	$1,196,000	-7.4%	226,578	-1.0%	0.09%	-9.9%
HIX	Sell	WESTERN ASSET HIGH INCM FD I	$1,201,000	-11.4%	134,370	-6.5%	0.09%	-15.0%
BP	Sell	BP PLCsponsored adr	$1,171,000	-28.5%	27,417	-11.6%	0.09%	-31.0%
ETN	Sell	EATON CORP PLC	$1,154,000	-27.2%	18,268	-11.1%	0.09%	-29.6%
LQD	Sell	ISHARES TRiboxx inv cp etf	$1,113,000	-42.8%	9,362	-42.7%	0.08%	-44.4%
BBH	Sell	MARKET VECTORS ETF TRbiotech etf	$1,100,000	+10.1%	10,383	-0.9%	0.08%	+7.7%
DWAS	Sell	POWERSHARES ETF TRUST IIdwa sc momnt ptf	$1,063,000	-10.5%	29,625	-2.3%	0.08%	-12.9%
NVO	Sell	NOVO-NORDISK A Sadr	$1,047,000	-9.4%	22,006	-12.1%	0.08%	-12.1%
RCS	Sell	PIMCO STRATEGIC INCOME FD IN	$1,027,000	-13.3%	101,993	-7.9%	0.08%	-16.1%
HYS	Sell	PIMCO ETF TR0-5 high yield	$1,012,000	-12.1%	9,701	-10.0%	0.08%	-14.4%
IDV	Sell	ISHARESintl sel div etf	$990,000	-14.8%	28,218	-3.2%	0.08%	-17.6%
AXP	Sell	AMERICAN EXPRESS CO	$969,000	-10.4%	11,119	-2.4%	0.07%	-12.9%
MA	Sell	MASTERCARD INCcl a	$969,000	-10.2%	13,036	-11.2%	0.07%	-12.9%
XLE	Sell	SELECT SECTOR SPDR TRsbi int-energy	$960,000	-21.1%	10,883	-10.4%	0.07%	-24.0%
XRT	Sell	SPDR SERIES TRUSTs&p retail etf	$940,000	-0.5%	10,838	-0.5%	0.07%	-2.7%
NTI	Sell	NORTHERN TIER ENERGY LP	$938,000	-41.7%	39,410	-34.5%	0.07%	-43.7%
JCE	Sell	NUVEEN CORE EQUITY ALPHA FUN	$914,000	-15.1%	53,245	-10.1%	0.07%	-17.6%
IYR	Sell	ISHARES TRu.s. real es etf	$910,000	-91.8%	13,070	-91.6%	0.07%	-92.1%
CSX	Sell	CSX CORP	$900,000	-4.9%	28,178	-8.2%	0.07%	-6.8%
VPU	Sell	VANGUARD WORLD FDSutilities etf	$906,000	-5.6%	9,830	-1.0%	0.07%	-8.0%
FRI	Sell	FIRST TR S&P REIT INDEX FD	$882,000	-3.4%	44,635	-0.0%	0.07%	-6.9%
CMCSA	Sell	COMCAST CORP NEWcl a	$878,000	-1.7%	16,357	-1.7%	0.07%	-4.3%
PXD	Sell	PIONEER NAT RES CO	$862,000	-26.8%	4,627	-9.7%	0.07%	-28.3%
FVD	Sell	FIRST TR VALUE LINE DIVID IN	$868,000	-3.4%	38,644	-1.7%	0.07%	-7.0%
DEO	Sell	DIAGEO P L Cspon adr new	$854,000	-25.2%	7,611	-15.1%	0.06%	-27.8%
ADP	Sell	AUTOMATIC DATA PROCESSING IN	$854,000	-15.6%	11,415	-10.6%	0.06%	-18.8%
NCZ	Sell	ALLIANZGI CONV & INCOME FD I	$849,000	-8.9%	91,384	-1.9%	0.06%	-11.0%
CMI	Sell	CUMMINS INC	$846,000	-37.8%	6,264	-28.9%	0.06%	-40.2%
IWO	Sell	ISHARES TRrus 2000 grw etf	$801,000	-14.1%	6,157	-8.5%	0.06%	-16.4%
GDX	Sell	MARKET VECTORS ETF TRgold miner etf	$780,000	-76.0%	37,826	-69.2%	0.06%	-76.9%
NEM	Sell	NEWMONT MINING CORP	$781,000	-21.2%	34,407	-11.7%	0.06%	-24.4%
IWN	Sell	ISHARES TRrus 2000 val etf	$759,000	-19.0%	8,106	-10.7%	0.06%	-21.6%
DEM	Sell	WISDOMTREE TRemerg mkts etf	$746,000	-28.1%	15,746	-21.3%	0.06%	-29.6%
NEE	Sell	NEXTERA ENERGY INC	$751,000	-18.2%	7,971	-11.0%	0.06%	-20.8%
PIZ	Sell	POWERSHARES ETF TRUST IIdwa devmktmom pt	$743,000	-9.5%	31,049	-0.3%	0.06%	-10.9%
BOE	Sell	BLACKROCK GLOBAL OPP EQTY TR	$747,000	-11.2%	53,765	-3.7%	0.06%	-13.6%
MDLZ	Sell	MONDELEZ INTL INCcl a	$726,000	-21.8%	21,186	-14.1%	0.06%	-24.7%
CHY	Sell	CALAMOS CONV & HIGH INCOME F	$725,000	-4.9%	50,818	-1.4%	0.06%	-8.3%
AGNC	Sell	AMERICAN CAPITAL AGENCY CORP	$725,000	-8.6%	33,770	-0.3%	0.06%	-11.3%
GSK	Sell	GLAXOSMITHKLINE PLCsponsored adr	$727,000	-51.3%	15,885	-43.0%	0.06%	-53.0%
PSEC	Sell	PROSPECT CAPITAL CORPORATION	$696,000	-30.6%	70,985	-24.8%	0.05%	-32.9%
DBA	Sell	POWERSHS DB MULTI SECT COMMps db agricul fd	$691,000	-10.1%	26,855	-4.2%	0.05%	-11.7%
LOW	Sell	LOWES COS INC	$687,000	-32.0%	12,811	-39.1%	0.05%	-34.2%
ALKS	Sell	ALKERMES PLC	$670,000	-28.1%	15,962	-13.8%	0.05%	-30.1%
HAL	Sell	HALLIBURTON CO	$670,000	-19.0%	10,823	-7.0%	0.05%	-21.5%
IYK	Sell	ISHARES TRu.s. cnsm gd etf	$667,000	-50.4%	6,711	-50.4%	0.05%	-51.9%
IHE	Sell	ISHARESu.s. pharma etf	$655,000	+4.0%	4,612	-1.1%	0.05%	+2.0%
PFN	Sell	PIMCO INCOME STRATEGY FUND I	$640,000	-12.0%	60,560	-7.9%	0.05%	-14.0%
AOM	Sell	ISHARESmodert alloc etf	$630,000	-3.5%	18,153	-0.7%	0.05%	-5.9%
DLS	Sell	WISDOMTREE TRintl smcap div	$637,000	-69.4%	10,917	-66.1%	0.05%	-70.7%
NGG	Sell	NATIONAL GRID PLCspon adr new	$602,000	-30.2%	8,473	-26.9%	0.05%	-32.4%
BK	Sell	BANK NEW YORK MELLON CORP	$587,000	+1.6%	15,162	-1.6%	0.04%	0.0%
LINEQ	Sell	LINN ENERGY LLCunit ltd liab	$586,000	-12.9%	20,497	-1.4%	0.04%	-15.1%
PEG	Sell	PUBLIC SVC ENTERPRISE GROUP	$594,000	-9.5%	15,935	-0.9%	0.04%	-13.5%
AEP	Sell	AMERICAN ELEC PWR INC	$579,000	-20.8%	10,950	-16.5%	0.04%	-22.8%
GS	Sell	GOLDMAN SACHS GROUP INC	$577,000	+9.5%	3,069	-2.5%	0.04%	+7.3%
AIG	Sell	AMERICAN INTL GROUP INC	$572,000	-21.1%	10,728	-19.3%	0.04%	-22.8%
XEL	Sell	XCEL ENERGY INC	$583,000	-8.3%	19,057	-3.4%	0.04%	-12.0%
IWS	Sell	ISHARES TRrus mdcp val etf	$569,000	-13.8%	8,162	-10.2%	0.04%	-17.3%
CRM	Sell	SALESFORCE COM INC	$570,000	+0.4%	9,752	-0.2%	0.04%	-4.4%
PHD	Sell	PIONEER FLOATING RATE TR	$556,000	-46.6%	47,700	-42.9%	0.04%	-48.8%
JPS	Sell	NUVEEN QUALITY PFD INCOME FD	$554,000	-3.8%	63,530	-0.5%	0.04%	-6.7%
TJX	Sell	TJX COS INC NEW	$535,000	+7.9%	8,755	-6.2%	0.04%	+5.1%
LVS	Sell	LAS VEGAS SANDS CORP	$543,000	-19.7%	8,684	-2.1%	0.04%	-22.6%
VAW	Sell	VANGUARD WORLD FDSmaterials etf	$525,000	-3.8%	4,877	-0.1%	0.04%	-7.0%
NKE	Sell	NIKE INCcl b	$521,000	+16.0%	5,774	-0.2%	0.04%	+14.3%
TEVA	Sell	TEVA PHARMACEUTICAL INDS LTDadr	$531,000	+3.7%	9,665	-1.0%	0.04%	0.0%
ADM	Sell	ARCHER DANIELS MIDLAND CO	$515,000	+8.4%	10,068	-6.5%	0.04%	+5.4%
C	Sell	CITIGROUP INC	$515,000	+1.0%	9,846	-9.1%	0.04%	-2.5%
SPH	Sell	SUBURBAN PROPANE PARTNERS Lunit ltd partn	$510,000	-27.4%	11,314	-25.8%	0.04%	-29.1%
BDX	Sell	BECTON DICKINSON & CO	$511,000	-3.4%	4,412	-1.4%	0.04%	-7.1%
RPAI	Sell	RETAIL PPTYS AMER INCcl a	$500,000	-26.7%	34,210	-22.9%	0.04%	-29.6%
CLM	Sell	CORNERSTONE STRATEGIC VALUE	$486,000	-6.7%	85,465	-0.1%	0.04%	-9.8%
ILCG	Sell	ISHARES TRmrngstr lg-cp gr	$480,000	-0.2%	4,423	-2.0%	0.04%	-2.6%
PFL	Sell	PIMCO INCOME STRATEGY FUND	$483,000	-8.2%	39,927	-6.3%	0.04%	-9.8%
EOD	Sell	WELLS FARGO ADV GLB DIV OPP	$484,000	-19.3%	61,478	-13.1%	0.04%	-21.3%
ISIS	Sell	ISIS PHARMACEUTICALS INC	$475,000	+3.5%	12,083	-9.4%	0.04%	0.0%
BQR	Sell	BLACKROCK ECOSOLUTIONS INVT	$475,000	-27.5%	62,850	-20.8%	0.04%	-29.4%
DHR	Sell	DANAHER CORP DEL	$467,000	-20.7%	6,226	-16.8%	0.04%	-21.7%
ISCB	Sell	ISHARESmrgstr sm cp etf	$460,000	-7.3%	3,573	-1.1%	0.04%	-10.3%
AA	Sell	ALCOA INC	$444,000	+0.7%	28,493	-3.8%	0.03%	-2.9%
ERF	Sell	ENERPLUS CORP	$447,000	-39.4%	25,451	-13.1%	0.03%	-41.4%
OAK	Sell	OAKTREE CAP GROUP LLCunit cl a	$433,000	-44.7%	8,483	-45.9%	0.03%	-46.8%
KRFT	Sell	KRAFT FOODS GROUP INC	$436,000	-17.7%	7,741	-12.4%	0.03%	-21.4%
EWC	Sell	ISHARESmsci cda etf	$436,000	-15.7%	14,411	-10.2%	0.03%	-19.5%
SNY	Sell	SANOFIsponsored adr	$434,000	-11.1%	7,933	-13.6%	0.03%	-13.2%
CPB	Sell	CAMPBELL SOUP CO	$436,000	-13.3%	10,268	-6.5%	0.03%	-17.5%
FCX	Sell	FREEPORT-MCMORAN INCcl b	$426,000	-49.0%	13,181	-42.4%	0.03%	-51.5%
HCN	Sell	HEALTH CARE REIT INC	$419,000	-33.7%	6,672	-33.8%	0.03%	-36.0%
PCY	Sell	POWERSHARES GLOBAL ETF TRUSTsovereign debt	$426,000	-38.4%	14,923	-37.0%	0.03%	-40.7%
PWV	Sell	POWERSHARES ETF TRUSTdynm lrg cp vl	$420,000	-22.2%	13,896	-22.0%	0.03%	-23.8%
VPL	Sell	VANGUARD INTL EQUITY INDEX Fftse pacific etf	$422,000	-83.3%	7,220	-82.2%	0.03%	-83.9%
EFG	Sell	ISHARESeafe grwth etf	$419,000	-9.9%	6,293	-2.0%	0.03%	-13.5%
CQP	Sell	CHENIERE ENERGY PARTNERS LP	$404,000	-17.2%	12,375	-16.2%	0.03%	-18.4%
SXL	Sell	SUNOCO LOGISTICS PRTNRS L P	$413,000	-2.1%	8,690	-3.1%	0.03%	-6.1%
BAX	Sell	BAXTER INTL INC	$412,000	-9.1%	5,647	-9.9%	0.03%	-13.9%
NEBLQ	Sell	NOBLE CORP PLC	$407,000	-49.3%	20,115	-15.9%	0.03%	-50.8%
A309PS	Sell	DIRECTV	$393,000	-11.3%	4,479	-14.1%	0.03%	-14.3%
RXI	Sell	ISHARESglb cns disc etf	$395,000	-81.2%	4,908	-80.3%	0.03%	-81.8%
PBR	Sell	PETROLEO BRASILEIRO SA PETROsponsored adr	$394,000	-4.8%	28,210	-0.4%	0.03%	-9.1%
SIRI	Sell	SIRIUS XM HLDGS INC	$397,000	-8.1%	116,129	-6.9%	0.03%	-11.8%
IYC	Sell	ISHARES TRu.s. cnsm sv etf	$398,000	-45.4%	3,190	-46.0%	0.03%	-47.4%
RDSA	Sell	ROYAL DUTCH SHELL PLCspons adr a	$386,000	-22.5%	5,245	-13.3%	0.03%	-25.6%
ITW	Sell	ILLINOIS TOOL WKS INC	$380,000	-30.0%	4,538	-26.8%	0.03%	-32.6%
GLW	Sell	CORNING INC	$375,000	-14.4%	19,800	-0.7%	0.03%	-14.7%
FV	Sell	FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf	$384,000	+2.4%	18,711	-1.1%	0.03%	0.0%
DTN	Sell	WISDOMTREE TRdiv ex-finl fd	$366,000	-2.7%	5,004	-1.7%	0.03%	-6.7%
UHT	Sell	UNIVERSAL HEALTH RLTY INCM Tsh ben int	$374,000	-3.4%	8,849	-0.5%	0.03%	-6.7%
AKR	Sell	ACADIA RLTY TR	$363,000	-7.9%	13,071	-6.7%	0.03%	-9.7%
ABEV	Sell	AMBEV SAsponsored adr	$357,000	-8.7%	54,448	-1.9%	0.03%	-12.9%
PCK	Sell	PIMCO CALIF MUN INCOME FD II	$353,000	-16.0%	38,045	-14.3%	0.03%	-18.2%
DOV	Sell	DOVER CORP	$354,000	-43.5%	4,433	-35.6%	0.03%	-44.9%
APA	Sell	APACHE CORP	$358,000	-27.7%	4,122	-16.3%	0.03%	-30.8%
ALXN	Sell	ALEXION PHARMACEUTICALS INC	$351,000	-9.1%	1,972	-20.2%	0.03%	-10.0%
XLI	Sell	SELECT SECTOR SPDR TRsbi int-inds	$354,000	-22.2%	6,712	-20.2%	0.03%	-25.0%
MXI	Sell	ISHARESglobal mater etf	$356,000	-12.3%	6,123	-2.7%	0.03%	-15.6%
XLY	Sell	SELECT SECTOR SPDR TRsbi cons discr	$348,000	-69.0%	5,198	-69.1%	0.03%	-70.5%
BMO	Sell	BANK MONTREAL QUE	$342,000	-17.4%	4,700	-16.4%	0.03%	-21.2%
EL	Sell	LAUDER ESTEE COS INCcl a	$343,000	-4.5%	4,633	-4.1%	0.03%	-7.1%
SJM	Sell	SMUCKER J M CO	$347,000	-36.9%	3,513	-31.9%	0.03%	-39.5%
CMG	Sell	CHIPOTLE MEXICAN GRILL INC	$342,000	+12.9%	507	-1.0%	0.03%	+8.3%
POT	Sell	POTASH CORP SASK INC	$346,000	-16.4%	10,611	-2.7%	0.03%	-21.2%
IEZ	Sell	ISHARESus oil eq&sv etf	$333,000	-19.2%	5,271	-0.8%	0.02%	-21.9%
PCM	Sell	PCM FUND INC	$322,000	-13.9%	28,565	-6.3%	0.02%	-13.8%
NLR	Sell	MARKET VECTORS ETF TRuran nuclr enrgy	$322,000	-6.9%	6,416	-2.7%	0.02%	-7.4%
HES	Sell	HESS CORP	$323,000	-25.1%	3,558	-18.4%	0.02%	-26.5%
DON	Sell	WISDOMTREE TRmidcap divi fd	$334,000	-10.0%	4,274	-5.9%	0.02%	-13.8%
TNH	Sell	TERRA NITROGEN CO L P	$323,000	-7.4%	2,295	-5.2%	0.02%	-7.4%
BCF	Sell	BLACKROCK REAL ASSET EQUITY	$314,000	-18.4%	37,750	-7.9%	0.02%	-20.0%
BCE	Sell	BCE INC	$314,000	-9.2%	7,323	-4.1%	0.02%	-11.1%
PSLV	Sell	SPROTT PHYSICAL SILVER TRtr unit	$318,000	-24.6%	47,241	-5.1%	0.02%	-27.3%
WFM	Sell	WHOLE FOODS MKT INC	$309,000	-16.5%	8,081	-15.6%	0.02%	-17.2%
IYJ	Sell	ISHARES TRu.s. inds etf	$320,000	-82.0%	3,185	-81.4%	0.02%	-82.9%
EXI	Sell	ISHARESglob indstrl etf	$309,000	-21.2%	4,480	-16.7%	0.02%	-22.6%
RALS	Sell	PROSHARES TRrafi lg sht fd	$303,000	-3.8%	7,208	-3.1%	0.02%	-8.0%
PKW	Sell	POWERSHARES ETF TRUSTdyna buybk ach	$304,000	-0.3%	6,771	-0.4%	0.02%	-4.2%
ARNA	Sell	ARENA PHARMACEUTICALS INC	$299,000	-31.4%	73,450	-1.3%	0.02%	-32.4%
NUE	Sell	NUCOR CORP	$308,000	-2.5%	5,916	-7.8%	0.02%	-8.0%
IEO	Sell	ISHARESus oil&gs ex etf	$300,000	-58.7%	3,593	-52.0%	0.02%	-59.6%
TCP	Sell	TC PIPELINES LP	$291,000	+18.8%	4,289	-9.6%	0.02%	+15.8%
MINT	Sell	PIMCO ETF TRenhan shrt mat	$293,000	-29.9%	2,887	-30.0%	0.02%	-33.3%
TRIP	Sell	TRIPADVISOR INC	$284,000	-25.3%	3,200	-8.6%	0.02%	-26.7%
MON	Sell	MONSANTO CO NEW	$282,000	-32.5%	2,571	-23.3%	0.02%	-36.4%
YHOO	Sell	YAHOO INC	$276,000	-83.6%	6,727	-86.0%	0.02%	-84.1%
USO	Sell	UNITED STATES OIL FUND LPunits	$272,000	-20.2%	8,050	-8.2%	0.02%	-22.2%
CRDT	Sell	WISDOMTREE TRstrategic cp bd	$276,000	-6.4%	3,700	-5.1%	0.02%	-8.7%
FHY	Sell	FIRST TR STRATEGIC HIGH INC	$270,000	-17.2%	17,679	-11.5%	0.02%	-19.2%
HSY	Sell	HERSHEY CO	$275,000	-11.0%	2,932	-7.5%	0.02%	-12.5%
PAYX	Sell	PAYCHEX INC	$279,000	-31.1%	6,300	-35.4%	0.02%	-34.4%
EOG	Sell	EOG RES INC	$260,000	-42.1%	2,692	-29.9%	0.02%	-42.9%
IUSG	Sell	ISHARES TRcore us grw etf	$268,000	-7.9%	3,602	-8.0%	0.02%	-13.0%
PIO	Sell	POWERSHARES GLOBAL ETF TRUSTgbl wtr port	$267,000	-11.3%	11,921	-2.7%	0.02%	-16.7%
ILF	Sell	ISHARES TRlatn amer 40 etf	$247,000	-26.0%	6,758	-22.5%	0.02%	-26.9%
SKT	Sell	TANGER FACTORY OUTLET CTRS I	$250,000	-7.7%	7,560	-2.6%	0.02%	-9.5%
SLY	Sell	SPDR SERIES TRUSTs&p 600 sml cap	$255,000	-43.7%	2,592	-39.9%	0.02%	-47.2%
ETJ	Sell	EATON VANCE RISK MNGD DIV EQ	$246,000	-26.3%	20,944	-27.5%	0.02%	-26.9%
KSU	Sell	KANSAS CITY SOUTHERN	$246,000	-28.1%	2,013	-36.7%	0.02%	-29.6%
FGPRQ	Sell	FERRELLGAS PARTNERS L.P.unit ltd part	$253,000	-5.6%	9,322	-4.9%	0.02%	-9.5%
ACWI	Sell	ISHARESmsci acwi etf	$235,000	-4.1%	4,030	-0.7%	0.02%	-5.3%
RPM	Sell	RPM INTL INC	$235,000	-41.5%	5,214	-40.0%	0.02%	-43.8%
DFS	Sell	DISCOVER FINL SVCS	$240,000	+4.3%	3,708	-0.1%	0.02%	0.0%
DAL	Sell	DELTA AIR LINES INC DEL	$236,000	-43.3%	6,393	-40.5%	0.02%	-45.5%
SYK	Sell	STRYKER CORP	$231,000	-7.2%	2,801	-5.3%	0.02%	-10.0%
IRR	Sell	VOYA RISK MANAGED NAT RES FD	$234,000	-33.7%	23,700	-22.8%	0.02%	-35.7%
AB	Sell	ALLIANCEBERNSTEIN HOLDING LPunit ltd partn	$237,000	-15.7%	9,105	-16.1%	0.02%	-18.2%
EFV	Sell	ISHARESeafe value etf	$218,000	-12.8%	4,084	-4.2%	0.02%	-15.0%
MUB	Sell	ISHARESnat amt free bd	$227,000	0.0%	2,068	-0.9%	0.02%	-5.6%
IUSV	Sell	ISHARES TRcore us val etf	$217,000	-14.6%	1,671	-12.7%	0.02%	-15.0%
ATRS	Sell	ANTARES PHARMA INC	$227,000	-32.4%	112,200	-10.9%	0.02%	-34.6%
GD	Sell	GENERAL DYNAMICS CORP	$224,000	+5.7%	1,814	-0.1%	0.02%	0.0%
PHB	Sell	POWERSHARES GLOBAL ETF TRUSTfdm hg yld rafi	$218,000	-90.1%	11,349	-89.9%	0.02%	-90.2%
PCL	Sell	PLUM CREEK TIMBER CO INC	$212,000	-51.0%	5,414	-43.6%	0.02%	-52.9%
ITB	Sell	ISHARESus home cons etf	$211,000	-29.2%	9,285	-22.7%	0.02%	-30.4%
EVV	Sell	EATON VANCE LTD DUR INCOME F	$215,000	-16.3%	14,652	-11.1%	0.02%	-20.0%
PNC	Sell	PNC FINL SVCS GROUP INC	$204,000	-9.7%	2,401	-5.6%	0.02%	-11.1%
URA	Sell	GLOBAL X FDSgblx uranium new	$209,000	-16.4%	16,908	-2.0%	0.02%	-20.0%
UNH	Sell	UNITEDHEALTH GROUP INC	$216,000	-3.6%	2,510	-8.2%	0.02%	-11.1%
GG	Sell	GOLDCORP INC NEW	$214,000	-34.8%	9,445	-19.6%	0.02%	-38.5%
MFM	Sell	MFS MUN INCOME TRsh ben int	$199,000	-6.6%	30,500	-5.6%	0.02%	-11.8%
RDNT	Sell	RADNET INC	$198,000	-12.4%	27,666	-18.7%	0.02%	-16.7%
NBL	Sell	NOBLE ENERGY INC	$202,000	-25.5%	3,105	-11.4%	0.02%	-28.6%
EAD	Sell	WELLS FARGO ADVANTAGE INCOME	$169,000	-15.9%	18,695	-11.0%	0.01%	-18.8%
MFA	Sell	MFA FINL INC	$170,000	-4.0%	21,372	-0.9%	0.01%	-7.1%
ACG	Sell	ALLIANCEBERNSTEIN INCOME FUN	$163,000	-11.9%	21,693	-11.9%	0.01%	-20.0%
FSC	Sell	FIFTH STREET FINANCE CORP	$142,000	-66.4%	15,391	-64.2%	0.01%	-66.7%
GAB	Sell	GABELLI EQUITY TR INC	$142,000	-21.1%	22,225	-7.1%	0.01%	-21.4%
ELRC	Sell	ELECTRO RENT CORP	$145,000	-80.3%	10,463	-76.3%	0.01%	-81.0%
PBCT	Sell	PEOPLES UNITED FINANCIAL INC	$149,000	-13.4%	10,315	-8.8%	0.01%	-21.4%
NUV	Sell	NUVEEN MUN VALUE FD INC	$135,000	-10.6%	14,269	-9.2%	0.01%	-16.7%
IGR	Sell	CBRE CLARION GLOBAL REAL EST	$119,000	-15.0%	14,211	-7.3%	0.01%	-18.2%
WIN	Sell	WINDSTREAM HLDGS INC	$113,000	-31.5%	10,293	-38.0%	0.01%	-30.8%
AINV	Sell	APOLLO INVT CORP	$103,000	-73.2%	12,400	-72.3%	0.01%	-73.3%
DHY	Sell	CREDIT SUISSE HIGH YLD BND Fsh ben int	$95,000	-30.7%	30,469	-27.8%	0.01%	-36.4%
BB	Sell	BLACKBERRY LTD	$98,000	-11.7%	10,315	-4.6%	0.01%	-22.2%
TSI	Sell	TCW STRATEGIC INCOME FUND IN	$82,000	-2.4%	14,846	-2.3%	0.01%	-14.3%
AUY	Sell	YAMANA GOLD INC	$77,000	-30.0%	13,225	-0.7%	0.01%	-33.3%
PPPMF	Sell	PRIMERO MNG CORP	$52,000	-44.7%	11,770	-0.1%	0.00%	-42.9%
QUIK	Sell	QUICKLOGIC CORP	$36,000	-69.2%	12,200	-46.3%	0.00%	-66.7%
NEON	Sell	NEONODE INC	$28,000	-59.4%	13,000	-40.9%	0.00%	-60.0%
AKG	Sell	ASANKO GOLD INC	$29,000	-31.0%	15,215	-5.6%	0.00%	-33.3%
ECTE	Sell	ECHO THERAPEUTICS INC	$16,000	-68.0%	21,872	-1.7%	0.00%	-75.0%
MGHCF	Sell	MINCO GOLD CORPORATION	$14,000	0.0%	37,690	-0.9%	0.00%	0.0%
PCO	Exit	PENDRELL CORP	$0	–	-20,496	-100.0%	-0.00%	–
TWER	Exit	TOWERSTREAM CORP	$0	–	-19,500	-100.0%	-0.00%	–
PDLI	Exit	PDL BIOPHARMA INCcall	$0	–	-27,000	-100.0%	-0.00%	–
HK	Exit	HALCON RES CORP	$0	–	-10,317	-100.0%	-0.01%	–
MIN	Exit	MFS INTER INCOME TRsh ben int	$0	–	-14,546	-100.0%	-0.01%	–
WEN	Exit	WENDYS CO	$0	–	-11,350	-100.0%	-0.01%	–
ASG	Exit	LIBERTY ALL-STAR GROWTH FD I	$0	–	-22,566	-100.0%	-0.01%	–
VRNG	Exit	VRINGO INC	$0	–	-37,000	-100.0%	-0.01%	–
E103PS	Exit	WESTERN ASSET EMRG MKT INCM	$0	–	-13,200	-100.0%	-0.01%	–
IVR	Exit	INVESCO MORTGAGE CAPITAL INC	$0	–	-10,250	-100.0%	-0.01%	–
S	Exit	SPRINT CORP	$0	–	-21,794	-100.0%	-0.02%	–
CAG	Exit	CONAGRA FOODS INC	$0	–	-6,817	-100.0%	-0.02%	–
SCG	Exit	SCANA CORP NEW	$0	–	-3,900	-100.0%	-0.02%	–
EWA	Exit	ISHARESmsci aust etf	$0	–	-7,799	-100.0%	-0.02%	–
DES	Exit	WISDOMTREE TRsmallcap divid	$0	–	-2,890	-100.0%	-0.02%	–
DLR	Exit	DIGITAL RLTY TR INC	$0	–	-3,554	-100.0%	-0.02%	–
SU	Exit	SUNCOR ENERGY INC NEW	$0	–	-5,147	-100.0%	-0.02%	–
DST	Exit	DST SYS INC DEL	$0	–	-2,381	-100.0%	-0.02%	–
CLR	Exit	CONTINENTAL RESOURCES INC	$0	–	-1,407	-100.0%	-0.02%	–
STO	Exit	STATOIL ASAsponsored adr	$0	–	-7,214	-100.0%	-0.02%	–
XMLV	Exit	POWERSHARES ETF TR IIs&p400 lovl pt	$0	–	-7,103	-100.0%	-0.02%	–
BGS	Exit	B & G FOODS INC NEW	$0	–	-6,543	-100.0%	-0.02%	–
FRA	Exit	BLACKROCK FLOAT RATE OME STR	$0	–	-15,057	-100.0%	-0.02%	–
DWX	Exit	SPDR INDEX SHS FDSs&p intl etf	$0	–	-4,205	-100.0%	-0.02%	–
MLPX	Exit	GLOBAL X FDSglb x mlp enrg i	$0	–	-11,581	-100.0%	-0.02%	–
PBI	Exit	PITNEY BOWES INC	$0	–	-8,218	-100.0%	-0.02%	–
YELP	Exit	YELP INCcl a	$0	–	-3,000	-100.0%	-0.02%	–
MKC	Exit	MCCORMICK & CO INC	$0	–	-3,184	-100.0%	-0.02%	–
UL	Exit	UNILEVER PLCspon adr new	$0	–	-4,924	-100.0%	-0.02%	–
DIG	Exit	PROSHARES TR	$0	–	-2,537	-100.0%	-0.02%	–
AAL	Exit	AMERICAN AIRLS GROUP INC	$0	–	-5,230	-100.0%	-0.02%	–
GWPH	Exit	GW PHARMACEUTICALS PLCads	$0	–	-2,180	-100.0%	-0.02%	–
FXU	Exit	FIRST TR EXCHANGE TRADED FDutilities alph	$0	–	-10,410	-100.0%	-0.02%	–
HTY	Exit	HANCOCK JOHN INV TRUSTtax adv glb sh	$0	–	-18,550	-100.0%	-0.02%	–
SWAY	Exit	STARWOOD WAYPOINT RESIDENTL	$0	–	-9,341	-100.0%	-0.02%	–
GYLD	Exit	NORTHERN LTS ETF TRarrow dj globl	$0	–	-9,171	-100.0%	-0.02%	–
CLMT	Exit	CALUMET SPECIALTY PRODS PTNRut ltd partner	$0	–	-8,050	-100.0%	-0.02%	–
RESP	Exit	WISDOMTREE TRttl earning fd	$0	–	-3,621	-100.0%	-0.02%	–
BWX	Exit	SPDR SERIES TRUSTbrclys intl etf	$0	–	-4,264	-100.0%	-0.02%	–
TTE	Exit	TOTAL S Asponsored adr	$0	–	-3,764	-100.0%	-0.02%	–
DDD	Exit	3-D SYS CORP DEL	$0	–	-4,368	-100.0%	-0.02%	–
IVOO	Exit	VANGUARD ADMIRAL FDS INCmidcp 400 idx	$0	–	-2,979	-100.0%	-0.02%	–
TEX	Exit	TEREX CORP NEW	$0	–	-7,009	-100.0%	-0.02%	–
EPP	Exit	ISHARESmsci pac jp etf	$0	–	-5,956	-100.0%	-0.02%	–
CLB	Exit	CORE LABORATORIES N V	$0	–	-1,732	-100.0%	-0.02%	–
APC	Exit	ANADARKO PETE CORP	$0	–	-2,778	-100.0%	-0.02%	–
BKH	Exit	BLACK HILLS CORP	$0	–	-5,360	-100.0%	-0.03%	–
WBC	Exit	WABCO HLDGS INC	$0	–	-3,230	-100.0%	-0.03%	–
TLT	Exit	ISHARES20+ yr tr bd etf	$0	–	-3,112	-100.0%	-0.03%	–
8107SC	Exit	AMERICAN STRATEGIC INCM PTFL	$0	–	-35,678	-100.0%	-0.03%	–
XPP	Exit	PROSHARES TRult ftse china25	$0	–	-7,262	-100.0%	-0.03%	–
LUMN	Exit	CENTURYLINK INC	$0	–	-12,392	-100.0%	-0.04%	–
ZROZ	Exit	PIMCO ETF TR25yr+ zero u s	$0	–	-4,610	-100.0%	-0.04%	–
ESV	Exit	ENSCO PLC	$0	–	-8,274	-100.0%	-0.04%	–
MOO	Exit	MARKET VECTORS ETF TRagribus etf	$0	–	-8,249	-100.0%	-0.04%	–
CRRTQ	Exit	CARBO CERAMICS INC	$0	–	-3,180	-100.0%	-0.04%	–
FLR	Exit	FLUOR CORP NEW	$0	–	-6,448	-100.0%	-0.04%	–
PFM	Exit	POWERSHARES ETF TRUSTdiv achv prtf	$0	–	-23,799	-100.0%	-0.04%	–
KOG	Exit	KODIAK OIL & GAS CORP	$0	–	-34,975	-100.0%	-0.04%	–
OEF	Exit	ISHARESs&p 100 etf	$0	–	-6,865	-100.0%	-0.05%	–
TIPZ	Exit	PIMCO ETF TRbroad us tips	$0	–	-11,796	-100.0%	-0.05%	–
LTPZ	Exit	PIMCO ETF TR15+ yr us tips	$0	–	-15,247	-100.0%	-0.08%	–
ROOF	Exit	INDEXIQ ETF TRus rl est smcp	$0	–	-39,018	-100.0%	-0.08%	–
USMV	Exit	ISHARES TRusa min vol etf	$0	–	-137,503	-100.0%	-0.40%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

PRUDENTIAL PLC #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-10-24

Signatures

The EDGAR filing(s) were signed by:

Sean Haley — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TR	19	Q4 2017	4.2%
VANGUARD INDEX FDS	19	Q4 2017	8.3%
VANGUARD TAX MANAGED INTL FD	19	Q4 2017	8.8%
VANGUARD INDEX FDS	19	Q4 2017	7.2%
VANGUARD BD INDEX FD INC	19	Q4 2017	3.5%
ISHARES TR	19	Q4 2017	4.4%
VANGUARD BD INDEX FD INC	19	Q4 2017	2.7%
ISHARES TR	19	Q4 2017	2.9%
SPDR S&P MIDCAP 400 ETF TR	19	Q4 2017	3.2%
ISHARES TR	19	Q4 2017	2.9%

View NATIONAL PLANNING CORP's complete holdings history.

Latest significant ownerships (13-D/G)

NATIONAL PLANNING CORP Q3 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PowerShares Exchange-Traded Fund Trust II^{Sold out}	March 29, 2018	0	0.0%
SSGA Active Trust^{Sold out}	January 04, 2018	0	0.0%
VANGUARD WHITEHALL FUNDS	August 08, 2017	4,356	0.1%
Victory Portfolios II	August 08, 2017	870,496	0.3%
Victory Portfolios II	August 08, 2017	7,486	0.1%
Victory Portfolios II	August 08, 2017	4,253	0.8%
Victory Portfolios II	August 08, 2017	4,668	0.6%
Kimber Resources Inc.	April 23, 2012	908,774	1.1%
SPDR SERIES TRUST	April 23, 2012	10,377	0.5%
SPDR SERIES TRUST	April 23, 2012	49,421	3.8%

View NATIONAL PLANNING CORP's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2018-04-16
SC 13G/A	2018-03-29
13F-HR	2018-02-14
SC 13G/A	2018-01-04
13F-HR/A	2017-11-22
SC 13G/A	2017-11-14
13F-HR	2017-11-13
SC 13G/A	2017-08-14
SC 13G/A	2017-08-08
SC 13G/A	2017-08-08

View NATIONAL PLANNING CORP's complete filings history.

All filings

View complete filings history.

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