NATIONAL PLANNING CORP - Q4 2013 holdings

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$1.12 Billion is the total value of NATIONAL PLANNING CORP's 705 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 12.0% .

All

			Value		Shares		↓ Weighting
PG	Sell	PROCTER & GAMBLE CO	$15,508,000	+6.4%	190,657	-0.3%	1.38%	-2.3%
T104PS	Sell	AMERICAN RLTY CAP PPTYS INC	$15,218,000	-2.0%	1,183,660	-4.4%	1.36%	-10.0%
BIL	Sell	SPDR SERIES TRUSTbrclys 1-3mt etf	$12,274,000	-28.9%	268,372	-28.9%	1.09%	-34.8%
PEP	Sell	PEPSICO INC	$9,164,000	+1.4%	110,511	-2.3%	0.82%	-6.8%
VDC	Sell	VANGUARD WORLD FDSconsum stp etf	$9,114,000	-4.0%	82,750	-9.0%	0.81%	-11.7%
AGG	Sell	ISHAREScore totusbd etf	$8,852,000	-31.7%	83,153	-31.5%	0.79%	-37.3%
BIV	Sell	VANGUARD BD INDEX FD INCintermed term	$7,643,000	-3.3%	93,706	-1.4%	0.68%	-11.2%
IVE	Sell	ISHARESs&p 500 val etf	$6,702,000	-43.6%	78,397	-48.0%	0.60%	-48.2%
MBB	Sell	ISHARESmbs etf	$6,577,000	-36.2%	63,016	-35.3%	0.59%	-41.4%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$6,203,000	+1.5%	93,587	-5.5%	0.55%	-6.9%
VXF	Sell	VANGUARD INDEX FDSextend mkt etf	$6,120,000	+0.5%	73,997	-5.1%	0.55%	-7.6%
VTI	Sell	VANGUARD INDEX FDStotal stk mkt	$5,721,000	-2.7%	59,682	-10.2%	0.51%	-10.7%
GLD	Sell	SPDR GOLD TRUST	$5,508,000	-25.7%	47,399	-20.6%	0.49%	-31.7%
GOOGL	Sell	GOOGLE INCcl a	$5,421,000	+25.6%	4,849	-0.4%	0.48%	+15.3%
USMV	Sell	ISHARESusa min vol etf	$5,163,000	+5.2%	145,440	-0.8%	0.46%	-3.6%
DIA	Sell	SPDR DOW JONES INDL AVRG ETFut ser 1	$5,031,000	-54.5%	30,410	-58.3%	0.45%	-58.2%
PHK	Sell	PIMCO HIGH INCOME FD	$5,036,000	-4.0%	432,668	-1.1%	0.45%	-11.8%
COLE	Sell	COLE REAL ESTATE INVTS INC	$4,926,000	-27.6%	351,076	-36.1%	0.44%	-33.5%
IEF	Sell	ISHARES7-10 y tr bd etf	$4,461,000	-66.7%	45,028	-65.8%	0.40%	-69.4%
4945SC	Sell	KINDER MORGAN ENERGY PARTNERut ltd partner	$4,224,000	-0.3%	52,514	-0.5%	0.38%	-8.3%
DBL	Sell	DOUBLELINE OPPORTUNISTIC CR	$4,213,000	-30.8%	188,778	-28.8%	0.38%	-36.4%
MO	Sell	ALTRIA GROUP INC	$4,092,000	+8.0%	106,231	-3.2%	0.36%	-0.8%
XLV	Sell	SELECT SECTOR SPDR TRsbi healthcare	$4,089,000	-11.6%	73,795	-18.2%	0.36%	-18.7%
IJT	Sell	ISHARESsp smcp600gr etf	$3,455,000	-61.5%	29,021	-64.5%	0.31%	-64.6%
LQD	Sell	ISHARESiboxx inv cp etf	$3,378,000	-11.5%	29,621	-12.2%	0.30%	-18.9%
IJS	Sell	ISHARESsp smcp600vl etf	$3,370,000	-60.4%	30,273	-63.3%	0.30%	-63.7%
EEM	Sell	ISHARESmsci emg mkt etf	$3,241,000	-7.9%	77,681	-8.6%	0.29%	-15.5%
JNK	Sell	SPDR SERIES TRUSTbrc hgh yld bd	$3,233,000	+0.4%	79,887	-1.0%	0.29%	-8.0%
PTY	Sell	PIMCO CORPORATE & INCOME OPP	$3,073,000	-15.8%	178,121	-12.0%	0.27%	-22.6%
XLP	Sell	SELECT SECTOR SPDR TRsbi cons stpls	$2,953,000	-7.7%	68,624	-14.2%	0.26%	-15.4%
SHW	Sell	SHERWIN WILLIAMS CO	$2,928,000	-0.6%	15,951	-0.1%	0.26%	-8.7%
XLE	Sell	SELECT SECTOR SPDR TRsbi int-energy	$2,838,000	-11.0%	32,137	-16.0%	0.25%	-18.1%
MDY	Sell	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$2,691,000	-3.1%	11,035	-9.0%	0.24%	-11.1%
IGSB	Sell	ISHARES1-3 yr cr bd etf	$2,662,000	-45.2%	25,256	-45.1%	0.24%	-49.7%
FB	Sell	FACEBOOK INCcl a	$2,581,000	+1.2%	47,586	-6.2%	0.23%	-7.3%
JPM	Sell	JPMORGAN CHASE & CO	$2,549,000	+12.1%	43,510	-0.9%	0.23%	+2.7%
OCN	Sell	OCWEN FINL CORP	$2,440,000	-5.4%	44,232	-4.2%	0.22%	-12.8%
WMT	Sell	WAL-MART STORES INC	$2,331,000	+6.1%	29,552	-0.9%	0.21%	-2.3%
MCD	Sell	MCDONALDS CORP	$2,303,000	+0.7%	23,645	-0.2%	0.20%	-7.7%
CL	Sell	COLGATE PALMOLIVE CO	$2,218,000	+6.6%	33,910	-2.1%	0.20%	-2.0%
XLU	Sell	SELECT SECTOR SPDR TRsbi int-utils	$2,166,000	-3.5%	57,116	-5.2%	0.19%	-11.5%
ETP	Sell	ENERGY TRANSFER PRTNRS L Punit ltd partn	$2,052,000	+4.6%	35,829	-4.7%	0.18%	-3.7%
XLI	Sell	SELECT SECTOR SPDR TRsbi int-inds	$2,030,000	-6.7%	39,032	-15.4%	0.18%	-14.2%
PM	Sell	PHILIP MORRIS INTL INC	$1,994,000	-0.3%	22,852	-0.3%	0.18%	-8.2%
SLV	Sell	ISHARES SILVER TRUSTishares	$1,959,000	-34.3%	104,756	-28.2%	0.18%	-39.4%
BND	Sell	VANGUARD BD INDEX FD INCtotal bnd mrkt	$1,831,000	-51.4%	22,956	-51.0%	0.16%	-55.3%
PFF	Sell	ISHARESu.s. pfd stk etf	$1,806,000	-2.8%	49,107	-0.2%	0.16%	-10.6%
TIP	Sell	ISHAREStips bd etf	$1,811,000	-19.4%	16,532	-17.7%	0.16%	-26.1%
USIG	Sell	ISHAREScredit bd etf	$1,773,000	-46.6%	16,542	-46.9%	0.16%	-51.1%
NLY	Sell	ANNALY CAP MGMT INC	$1,747,000	-23.2%	176,074	-8.7%	0.16%	-29.4%
WFC	Sell	WELLS FARGO & CO NEW	$1,733,000	+0.9%	38,142	-8.3%	0.16%	-7.2%
OXY	Sell	OCCIDENTAL PETE CORP DEL	$1,740,000	+1.5%	18,101	-1.0%	0.16%	-6.6%
RPG	Sell	RYDEX ETF TRUSTgug s&p500 pu gr	$1,711,000	+2.5%	24,363	-6.4%	0.15%	-5.6%
FCG	Sell	FIRST TR ISE REVERE NAT GAS	$1,645,000	-7.4%	83,952	-9.3%	0.15%	-15.0%
WIP	Sell	SPDR SERIES TRUSTdb int gvt etf	$1,634,000	-57.3%	28,038	-56.4%	0.15%	-60.8%
UPS	Sell	UNITED PARCEL SERVICE INCcl b	$1,630,000	+12.6%	15,371	-2.6%	0.14%	+2.8%
FDL	Sell	FIRST TR MORNINGSTAR DIV LEA	$1,609,000	-2.4%	73,291	-7.0%	0.14%	-10.6%
F	Sell	FORD MTR CO DEL	$1,548,000	-41.9%	100,093	-35.5%	0.14%	-46.7%
PAA	Sell	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$1,492,000	-13.2%	29,041	-9.9%	0.13%	-20.4%
HIX	Sell	WESTERN ASSET HIGH INCM FD I	$1,442,000	-28.9%	159,465	-26.1%	0.13%	-34.5%
VCSH	Sell	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$1,434,000	-60.4%	17,923	-60.6%	0.13%	-63.5%
PCN	Sell	PIMCO CORPORATE INCOME STRAT	$1,405,000	-7.0%	88,645	-1.0%	0.12%	-15.0%
IWV	Sell	ISHARESrussell 3000 etf	$1,384,000	+2.1%	12,482	-6.4%	0.12%	-6.8%
SPLV	Sell	POWERSHARES ETF TR IIs&p500 low vol	$1,342,000	-64.4%	40,520	-66.4%	0.12%	-67.2%
RDSB	Sell	ROYAL DUTCH SHELL PLCspon adr b	$1,333,000	+7.9%	17,578	-2.2%	0.12%	-0.8%
VPU	Sell	VANGUARD WORLD FDSutilities etf	$1,308,000	-11.3%	15,706	-12.5%	0.12%	-18.2%
VOD	Sell	VODAFONE GROUP PLC NEWspons adr new	$1,264,000	+3.6%	32,077	-6.8%	0.11%	-4.2%
SHV	Sell	ISHARESshrt trs bd etf	$1,269,000	-9.4%	11,509	-9.3%	0.11%	-16.9%
RCS	Sell	PIMCO STRATEGIC GBL GOV FD I	$1,261,000	-26.0%	128,679	-20.6%	0.11%	-32.1%
WPC	Sell	W P CAREY INC	$1,250,000	-20.4%	20,474	-14.4%	0.11%	-27.0%
SO	Sell	SOUTHERN CO	$1,249,000	-9.2%	30,478	-8.9%	0.11%	-17.2%
EWC	Sell	ISHARESmsci cda etf	$1,195,000	-15.3%	41,249	-17.1%	0.11%	-21.9%
BP	Sell	BP PLCsponsored adr	$1,152,000	+9.5%	23,667	-5.5%	0.10%	+1.0%
RWO	Sell	SPDR INDEX SHS FDSdj glb rl es etf	$1,153,000	-10.8%	27,748	-8.2%	0.10%	-17.6%
AMZN	Sell	AMAZON COM INC	$1,137,000	-6.2%	2,848	-24.7%	0.10%	-14.4%
OKS	Sell	ONEOK PARTNERS LPunit ltd partn	$1,117,000	-10.0%	21,179	-9.4%	0.10%	-16.7%
LOW	Sell	LOWES COS INC	$1,082,000	+2.2%	21,793	-0.8%	0.10%	-6.8%
IYZ	Sell	ISHARES	$1,079,000	-14.5%	35,808	-20.2%	0.10%	-22.0%
DEM	Sell	WISDOMTREE TRemerg mkts etf	$1,068,000	-29.2%	20,879	-27.0%	0.10%	-35.4%
SDRL	Sell	SEADRILL LIMITED	$1,054,000	-32.3%	25,858	-23.1%	0.09%	-37.7%
ORCL	Sell	ORACLE CORP	$956,000	+4.6%	25,015	-8.8%	0.08%	-4.5%
HON	Sell	HONEYWELL INTL INC	$930,000	0.0%	10,209	-8.8%	0.08%	-7.8%
VOE	Sell	VANGUARD INDEX FDSmcap vl idxvip	$926,000	+6.7%	11,589	-1.1%	0.08%	-1.2%
DPZ	Sell	DOMINOS PIZZA INC	$933,000	-11.1%	13,361	-11.0%	0.08%	-18.6%
EIX	Sell	EDISON INTL	$928,000	-2.2%	20,179	-2.7%	0.08%	-9.8%
BKLN	Sell	POWERSHARES ETF TRUST IIsenior ln port	$933,000	-1.3%	37,456	-2.1%	0.08%	-9.8%
SLB	Sell	SCHLUMBERGER LTD	$894,000	+0.2%	9,900	-1.1%	0.08%	-8.0%
NEM	Sell	NEWMONT MINING CORP	$890,000	-25.9%	38,811	-12.5%	0.08%	-32.5%
CVBF	Sell	CVB FINL CORP	$870,000	+21.7%	51,002	-1.7%	0.08%	+13.0%
NCZ	Sell	ALLIANZGI CONV & INCOME FD I	$867,000	+3.3%	96,324	-0.4%	0.08%	-4.9%
CLNY	Sell	COLONY FINL INC	$869,000	-57.1%	42,966	-57.4%	0.08%	-60.9%
MDLZ	Sell	MONDELEZ INTL INCcl a	$859,000	+13.6%	23,991	-2.2%	0.08%	+5.5%
UNP	Sell	UNION PAC CORP	$851,000	-33.0%	5,058	-37.6%	0.08%	-38.2%
HYD	Sell	MARKET VECTORS ETF TRhg yld mun etf	$838,000	-9.7%	29,674	-7.3%	0.08%	-16.7%
IWN	Sell	ISHARESrus 2000 val etf	$844,000	+5.0%	8,487	-2.3%	0.08%	-3.8%
AGNC	Sell	AMERICAN CAPITAL AGENCY CORP	$818,000	-29.4%	42,352	-16.4%	0.07%	-34.8%
IYE	Sell	ISHARESu.s. energy etf	$820,000	-14.0%	16,260	-18.6%	0.07%	-21.5%
VOT	Sell	VANGUARD INDEX FDSmcap gr idxvip	$793,000	+0.3%	8,779	-4.5%	0.07%	-7.8%
BIDU	Sell	BAIDU INCspon adr rep a	$782,000	+7.1%	4,395	-4.5%	0.07%	-1.4%
GPM	Sell	GUGGENHEIM ENHNCD EQTY INCM	$765,000	+1.9%	86,600	-2.3%	0.07%	-6.8%
IRY	Sell	SPDR INDEX SHS FDSintl hlth etf	$750,000	-18.3%	17,032	-23.5%	0.07%	-24.7%
MTGE	Sell	AMERICAN CAP MTG INVT CORP	$753,000	-71.3%	42,924	-66.8%	0.07%	-73.7%
O	Sell	REALTY INCOME CORP	$728,000	-10.5%	19,465	-3.2%	0.06%	-17.7%
VGR	Sell	VECTOR GROUP LTD	$733,000	+1.2%	44,696	-0.9%	0.06%	-7.1%
FRI	Sell	FIRST TR S&P REIT INDEX FD	$732,000	-41.4%	41,940	-39.1%	0.06%	-46.3%
EWZ	Sell	ISHARESmsci brz cap etf	$713,000	-13.9%	15,989	-6.9%	0.06%	-20.0%
MPA	Sell	BLACKROCK MUNIYIELD PA QLTY	$718,000	-5.8%	56,000	-1.4%	0.06%	-13.5%
PFN	Sell	PIMCO INCOME STRATEGY FUND I	$713,000	-30.7%	71,481	-29.0%	0.06%	-36.0%
CMCSA	Sell	COMCAST CORP NEWcl a	$720,000	+11.5%	13,832	-1.6%	0.06%	+1.6%
QDF	Sell	FLEXSHARES TRqualt divd idx	$706,000	+5.2%	21,173	-3.2%	0.06%	-3.1%
AMGN	Sell	AMGEN INC	$695,000	-3.2%	6,091	-3.0%	0.06%	-11.4%
PJP	Sell	POWERSHARES ETF TRUSTdyn phrma port	$698,000	+6.6%	13,093	-6.3%	0.06%	-3.1%
CHI	Sell	CALAMOS CONV OPP AND INC FDsh ben int	$699,000	-33.1%	52,655	-36.2%	0.06%	-38.6%
JPS	Sell	NUVEEN QUALITY PFD INCOME FD	$687,000	-27.1%	84,609	-27.3%	0.06%	-33.7%
SRE	Sell	SEMPRA ENERGY	$674,000	+1.5%	7,525	-3.2%	0.06%	-6.2%
DE	Sell	DEERE & CO	$671,000	+2.3%	7,363	-8.3%	0.06%	-6.2%
IYR	Sell	ISHARESu.s. real es etf	$660,000	-5.4%	10,523	-3.3%	0.06%	-13.2%
XLB	Sell	SELECT SECTOR SPDR TRsbi materials	$642,000	+1.6%	13,902	-7.3%	0.06%	-6.6%
HQH	Sell	H & Q HEALTHCARE INVESTORSsh ben int	$629,000	-1.9%	23,588	-10.2%	0.06%	-9.7%
NEE	Sell	NEXTERA ENERGY INC	$626,000	+1.3%	7,265	-5.9%	0.06%	-6.7%
GS	Sell	GOLDMAN SACHS GROUP INC	$632,000	+3.8%	3,546	-7.0%	0.06%	-5.1%
DOV	Sell	DOVER CORP	$613,000	+3.5%	6,335	-2.7%	0.06%	-3.5%
EBAY	Sell	EBAY INC	$618,000	-63.4%	11,354	-62.0%	0.06%	-66.5%
HYMB	Sell	SPDR SERIES TRUSTnuv hghyld mun	$602,000	-49.3%	11,790	-48.6%	0.05%	-53.0%
BPT	Sell	BP PRUDHOE BAY RTY TRunit ben int	$601,000	-25.4%	7,585	-17.5%	0.05%	-30.8%
DNIF	Sell	DIVIDEND & INCOME FUND	$603,000	+4.3%	39,920	-0.5%	0.05%	-3.6%
XEL	Sell	XCEL ENERGY INC	$589,000	-5.6%	20,998	-5.7%	0.05%	-13.1%
FFC	Sell	FLAHERTY&CRMN PFD SEC INCOM	$592,000	-25.8%	33,836	-23.4%	0.05%	-31.2%
EOD	Sell	WELLS FARGO ADV GLB DIV OPP	$595,000	-7.3%	81,938	-6.8%	0.05%	-14.5%
ADP	Sell	AUTOMATIC DATA PROCESSING IN	$595,000	+11.0%	7,396	-1.0%	0.05%	+1.9%
PFL	Sell	PIMCO INCOME STRATEGY FUND	$597,000	-37.2%	52,712	-35.6%	0.05%	-42.4%
AIG	Sell	AMERICAN INTL GROUP INC	$583,000	-10.9%	11,515	-13.8%	0.05%	-17.5%
CIM	Sell	CHIMERA INVT CORP	$574,000	-1.4%	184,611	-3.7%	0.05%	-10.5%
CHY	Sell	CALAMOS CONV & HIGH INCOME F	$564,000	-38.2%	43,746	-39.5%	0.05%	-43.8%
GAB	Sell	GABELLI EQUITY TR INC	$554,000	+12.6%	71,150	-2.3%	0.05%	+2.1%
ILCB	Sell	ISHARESmrngstr lg-cp et	$551,000	+5.2%	5,111	-2.3%	0.05%	-3.9%
EMR	Sell	EMERSON ELEC CO	$533,000	+5.3%	7,561	-2.5%	0.05%	-2.0%
FDX	Sell	FEDEX CORP	$528,000	+13.5%	3,695	-7.4%	0.05%	+4.4%
MDT	Sell	MEDTRONIC INC	$526,000	+7.1%	9,190	-0.4%	0.05%	-2.1%
BPL	Sell	BUCKEYE PARTNERS L Punit ltd partn	$531,000	+6.2%	7,473	-0.2%	0.05%	-4.1%
EXC	Sell	EXELON CORP	$505,000	-17.9%	18,450	-10.7%	0.04%	-25.0%
CEF	Sell	CENTRAL FD CDA LTDcl a	$509,000	-11.9%	38,517	-4.5%	0.04%	-19.6%
SLW	Sell	SILVER WHEATON CORP	$491,000	-62.4%	24,273	-55.3%	0.04%	-65.4%
PCK	Sell	PIMCO CALIF MUN INCOME FD II	$492,000	-23.4%	54,430	-22.3%	0.04%	-29.0%
ALKS	Sell	ALKERMES PLC	$488,000	+1.7%	12,062	-16.6%	0.04%	-6.4%
XNTK	Sell	SPDR SERIES TRUSTmorgan tech etf	$493,000	+6.9%	5,500	-1.8%	0.04%	-2.2%
SBR	Sell	SABINE ROYALTY TRunit ben int	$498,000	-10.8%	9,776	-10.8%	0.04%	-18.5%
IEZ	Sell	ISHARESus oil eq&sv etf	$490,000	-16.4%	7,558	-18.3%	0.04%	-22.8%
8107SC	Sell	AMERICAN STRATEGIC INCM PTFL	$481,000	-37.4%	53,459	-31.4%	0.04%	-42.7%
HCN	Sell	HEALTH CARE REIT INC	$458,000	-21.7%	8,574	-6.6%	0.04%	-28.1%
ITB	Sell	ISHARESus home cons etf	$457,000	-13.4%	18,433	-22.1%	0.04%	-19.6%
PCM	Sell	PCM FUND INC	$464,000	-35.9%	39,632	-36.4%	0.04%	-41.4%
UUP	Sell	POWERSHS DB US DOLLAR INDEXdoll indx bull	$456,000	-3.0%	21,261	-2.3%	0.04%	-10.9%
PBR	Sell	PETROLEO BRASILEIRO SA PETROsponsored adr	$453,000	-13.7%	32,328	-3.3%	0.04%	-21.6%
IWS	Sell	ISHARESrus mdcp val etf	$440,000	-1.1%	6,681	-7.3%	0.04%	-9.3%
TNH	Sell	TERRA NITROGEN CO L P	$436,000	-32.3%	3,093	-3.1%	0.04%	-38.1%
DOW	Sell	DOW CHEM CO	$441,000	-34.6%	9,987	-43.1%	0.04%	-40.0%
LINEQ	Sell	LINN ENERGY LLCunit ltd liab	$436,000	+16.9%	14,210	-1.1%	0.04%	+8.3%
GMF	Sell	SPDR INDEX SHS FDSasia pacif etf	$427,000	-25.9%	5,520	-25.3%	0.04%	-32.1%
BIIB	Sell	BIOGEN IDEC INC	$427,000	+7.8%	1,531	-6.1%	0.04%	0.0%
HSY	Sell	HERSHEY CO	$411,000	-16.1%	4,231	-19.9%	0.04%	-22.9%
DLX	Sell	DELUXE CORP	$415,000	-31.6%	8,017	-42.8%	0.04%	-37.3%
XMPT	Sell	MARKET VECTORS ETF TRmun bd closed	$417,000	-69.0%	17,837	-68.2%	0.04%	-71.8%
BDX	Sell	BECTON DICKINSON & CO	$414,000	-2.4%	3,762	-11.0%	0.04%	-9.8%
ILCG	Sell	ISHARESmrngstr lg-cp gr	$412,000	+5.9%	4,133	-3.0%	0.04%	-2.6%
DBE	Sell	POWERSHS DB MULTI SECT COMMdb energy fund	$416,000	-1.2%	14,279	-4.5%	0.04%	-9.8%
HES	Sell	HESS CORP	$400,000	-17.7%	4,808	-21.3%	0.04%	-23.4%
FHY	Sell	FIRST TR STRATEGIC HIGH INC	$406,000	-10.2%	25,353	-11.5%	0.04%	-18.2%
CLB	Sell	CORE LABORATORIES N V	$400,000	+8.7%	2,101	-2.3%	0.04%	0.0%
JPC	Sell	NUVEEN PFD INCOME OPPRTNY FD	$408,000	-54.0%	45,877	-54.7%	0.04%	-58.1%
ASB	Sell	ASSOCIATED BANC CORP	$400,000	+0.3%	22,944	-9.6%	0.04%	-7.7%
LUMN	Sell	CENTURYLINK INC	$403,000	-12.8%	12,703	-12.9%	0.04%	-20.0%
FXG	Sell	FIRST TR EXCHANGE TRADED FDconsumr staple	$409,000	-0.5%	11,507	-7.0%	0.04%	-10.0%
PSLV	Sell	SPROTT PHYSICAL SILVER TRtr unit	$399,000	-40.9%	53,009	-33.2%	0.04%	-45.5%
MON	Sell	MONSANTO CO NEW	$393,000	+8.6%	3,382	-1.4%	0.04%	0.0%
WAB	Sell	WABTEC CORP	$392,000	+14.6%	5,261	-2.1%	0.04%	+6.1%
KKR	Sell	KKR & CO L P DEL	$387,000	-25.7%	15,938	-35.6%	0.04%	-31.4%
DBA	Sell	POWERSHS DB MULTI SECT COMMps db agricul fd	$394,000	-14.0%	16,275	-9.8%	0.04%	-20.5%
AOR	Sell	ISHARESgrwt allocat etf	$388,000	-21.1%	10,088	-24.0%	0.04%	-27.1%
WM	Sell	WASTE MGMT INC DEL	$388,000	+9.6%	8,642	-0.1%	0.04%	+2.9%
CPB	Sell	CAMPBELL SOUP CO	$384,000	+0.3%	9,048	-3.3%	0.03%	-8.1%
DXJ	Sell	WISDOMTREE TRjapn hedge eqt	$383,000	-71.2%	7,560	-73.0%	0.03%	-73.6%
FE	Sell	FIRSTENERGY CORP	$382,000	-22.7%	11,585	-13.7%	0.03%	-29.2%
AOM	Sell	ISHARESmodert alloc etf	$378,000	-3.8%	11,000	-6.2%	0.03%	-10.5%
KRFT	Sell	KRAFT FOODS GROUP INC	$385,000	0.0%	7,046	-1.4%	0.03%	-8.1%
AFL	Sell	AFLAC INC	$382,000	+4.4%	5,713	-1.3%	0.03%	-5.6%
EFG	Sell	ISHARESeafe grwth etf	$386,000	0.0%	5,355	-5.7%	0.03%	-8.1%
UHT	Sell	UNIVERSAL HEALTH RLTY INCM Tsh ben int	$365,000	-10.8%	9,071	-6.9%	0.03%	-17.5%
ALXN	Sell	ALEXION PHARMACEUTICALS INC	$367,000	+9.9%	2,772	-2.0%	0.03%	+3.1%
APU	Sell	AMERIGAS PARTNERS L Punit l p int	$369,000	-14.0%	8,488	-15.9%	0.03%	-21.4%
PFM	Sell	POWERSHARES ETF TRUSTdiv achv prtf	$375,000	+2.5%	18,859	-4.3%	0.03%	-8.3%
LMT	Sell	LOCKHEED MARTIN CORP	$355,000	+7.6%	2,358	-8.4%	0.03%	0.0%
TWO	Sell	TWO HBRS INVT CORP	$355,000	-9.7%	38,102	-5.1%	0.03%	-15.8%
AEE	Sell	AMEREN CORP	$343,000	+0.9%	9,464	-3.8%	0.03%	-6.1%
PBI	Sell	PITNEY BOWES INC	$345,000	-28.3%	14,718	-42.1%	0.03%	-34.0%
PSA	Sell	PUBLIC STORAGE	$344,000	-13.1%	2,289	-5.8%	0.03%	-18.4%
PDM	Sell	PIEDMONT OFFICE REALTY TR IN	$346,000	-40.4%	21,085	-35.7%	0.03%	-44.6%
MDU	Sell	MDU RES GROUP INC	$336,000	-10.6%	11,036	-15.9%	0.03%	-18.9%
RPM	Sell	RPM INTL INC	$332,000	+12.9%	7,973	-0.9%	0.03%	+3.4%
RESP	Sell	WISDOMTREE TRttl earning fd	$323,000	+8.8%	4,853	-1.0%	0.03%	0.0%
PIO	Sell	POWERSHARES GLOBAL ETF TRUSTgbl wtr port	$320,000	-8.8%	13,862	-15.3%	0.03%	-14.7%
TEX	Sell	TEREX CORP NEW	$324,000	-6.1%	7,809	-22.8%	0.03%	-12.1%
FGD	Sell	FIRST TR EXCHANGE TRADED FDdj glbl divid	$327,000	-4.4%	12,064	-8.8%	0.03%	-12.1%
ADM	Sell	ARCHER DANIELS MIDLAND CO	$313,000	+7.9%	7,229	-7.9%	0.03%	0.0%
AXJL	Sell	WISDOMTREE TRasia pac exjp fd	$314,000	-29.6%	4,757	-27.2%	0.03%	-34.9%
GM	Sell	GENERAL MTRS CO	$312,000	+15.1%	7,524	-1.4%	0.03%	+7.7%
EFV	Sell	ISHARESeafe value etf	$310,000	+1.0%	5,409	-2.9%	0.03%	-6.7%
PGX	Sell	POWERSHARES GLOBAL ETF TRUSTagg pfd port	$318,000	-48.0%	23,405	-47.3%	0.03%	-52.5%
VCIT	Sell	VANGUARD SCOTTSDALE FDSint-term corp	$307,000	-10.5%	3,710	-9.5%	0.03%	-18.2%
TEVA	Sell	TEVA PHARMACEUTICAL INDS LTDadr	$299,000	-0.3%	7,495	-5.0%	0.03%	-6.9%
WY	Sell	WEYERHAEUSER CO	$306,000	+7.7%	9,666	-1.0%	0.03%	-3.6%
EAD	Sell	WELLS FARGO ADVANTAGE INCOME	$308,000	-27.0%	33,595	-28.2%	0.03%	-34.1%
AKR	Sell	ACADIA RLTY TR	$299,000	-3.5%	12,030	-2.6%	0.03%	-10.0%
HUN	Sell	HUNTSMAN CORP	$302,000	-13.0%	12,267	-25.1%	0.03%	-20.6%
EXK	Sell	ENDEAVOUR SILVER CORP	$302,000	-51.7%	83,246	-44.3%	0.03%	-55.7%
GSG	Sell	ISHARES S&P GSCI COMMODITY Iunit ben int	$287,000	-45.2%	8,938	-45.8%	0.03%	-49.0%
LNT	Sell	ALLIANT ENERGY CORP	$287,000	-1.4%	5,580	-3.9%	0.03%	-7.1%
EFSC	Sell	ENTERPRISE FINL SVCS CORP	$296,000	-40.7%	14,500	-50.0%	0.03%	-45.8%
KYN	Sell	KAYNE ANDERSON MLP INVT CO	$289,000	+6.2%	7,259	-3.6%	0.03%	0.0%
TSLA	Sell	TESLA MTRS INC	$295,000	-24.0%	1,925	-3.7%	0.03%	-31.6%
KMI	Sell	KINDER MORGAN INC DEL	$293,000	-19.1%	8,071	-19.5%	0.03%	-25.7%
HPQ	Sell	HEWLETT PACKARD CO	$284,000	+30.9%	10,071	-1.0%	0.02%	+19.0%
VMM	Sell	DELAWARE INV MN MUN INC FD I	$286,000	-52.0%	23,259	-49.8%	0.02%	-56.9%
MS	Sell	MORGAN STANLEY	$281,000	-7.9%	9,002	-20.3%	0.02%	-16.7%
NLR	Sell	MARKET VECTORS ETF TRuran nuclr enrgy	$277,000	-18.0%	5,793	-22.7%	0.02%	-24.2%
DTE	Sell	DTE ENERGY CO	$266,000	+0.4%	3,991	-0.8%	0.02%	-7.7%
NS	Sell	NUSTAR ENERGY LP	$265,000	+25.6%	5,176	-0.9%	0.02%	+20.0%
STT	Sell	STATE STR CORP	$264,000	+10.5%	3,580	-0.8%	0.02%	+4.3%
SXL	Sell	SUNOCO LOGISTICS PRTNRS L P	$269,000	+12.1%	3,548	-1.3%	0.02%	+4.3%
BX	Sell	BLACKSTONE GROUP L P	$264,000	+7.8%	8,349	-16.5%	0.02%	0.0%
GG	Sell	GOLDCORP INC NEW	$273,000	-22.4%	12,588	-9.5%	0.02%	-29.4%
ETJ	Sell	EATON VANCE RISK MNGD DIV EQ	$265,000	-18.7%	23,400	-21.7%	0.02%	-25.0%
SKT	Sell	TANGER FACTORY OUTLET CTRS I	$264,000	-7.4%	8,370	-3.9%	0.02%	-14.3%
RTN	Sell	RAYTHEON CO	$254,000	+7.2%	2,777	-8.7%	0.02%	0.0%
DGS	Sell	WISDOMTREE TRemg mkts smcap	$259,000	-9.8%	5,615	-7.5%	0.02%	-17.9%
CTSH	Sell	COGNIZANT TECHNOLOGY SOLUTIOcl a	$258,000	+16.2%	2,570	-3.7%	0.02%	+4.5%
XMLV	Sell	POWERSHARES ETF TR IIs&p400 lovl pt	$257,000	-89.5%	9,040	-89.9%	0.02%	-90.3%
EPP	Sell	ISHARESmsci pac jp etf	$259,000	-6.2%	5,536	-2.9%	0.02%	-14.8%
EMC	Sell	E M C CORP MASS	$259,000	-7.8%	10,115	-6.4%	0.02%	-14.8%
PHYS	Sell	SPROTT PHYSICAL GOLD TRUSTunit	$253,000	-60.4%	25,723	-57.0%	0.02%	-62.9%
XHB	Sell	SPDR SERIES TRUSTs&p homebuild	$250,000	+2.9%	7,526	-4.4%	0.02%	-8.3%
APC	Sell	ANADARKO PETE CORP	$244,000	-17.0%	3,064	-2.9%	0.02%	-24.1%
IUSG	Sell	ISHARESrus 3000 grw etf	$250,000	+7.3%	3,545	-1.3%	0.02%	-4.3%
IUSV	Sell	ISHARESrus 3000 val etf	$236,000	+4.9%	1,914	-2.8%	0.02%	-4.5%
EXI	Sell	ISHARESglob indstrl etf	$231,000	0.0%	3,300	-5.7%	0.02%	-4.5%
MKC	Sell	MCCORMICK & CO INC	$240,000	+6.2%	3,486	-0.9%	0.02%	-4.5%
BBT	Sell	BB&T CORP	$241,000	+4.8%	6,443	-4.8%	0.02%	-4.5%
BRXX	Sell	EGA EMERGING GLOBAL SHS TRegs braz inf etf	$235,000	-9.3%	13,780	-2.8%	0.02%	-16.0%
UGA	Sell	UNITED STS GASOLINE FD LPunits	$223,000	-22.0%	3,711	-26.8%	0.02%	-28.6%
FLOT	Sell	ISHARESfltg rate bd etf	$223,000	-51.3%	4,393	-51.2%	0.02%	-54.5%
HE	Sell	HAWAIIAN ELEC INDUSTRIES	$220,000	+0.9%	8,476	-1.1%	0.02%	-4.8%
HQL	Sell	H & Q LIFE SCIENCES INVSsh ben int	$215,000	-63.9%	10,387	-65.7%	0.02%	-67.2%
NUE	Sell	NUCOR CORP	$214,000	+5.9%	4,034	-2.4%	0.02%	-5.0%
PEG	Sell	PUBLIC SVC ENTERPRISE GROUP	$216,000	-34.1%	6,714	-32.6%	0.02%	-40.6%
TCP	Sell	TC PIPELINES LP	$217,000	-27.2%	4,438	-25.9%	0.02%	-34.5%
7143SC	Sell	ISHARES	$202,000	-3.3%	2,135	-9.9%	0.02%	-10.0%
MVT	Sell	BLACKROCK MUNIVEST FD II INC	$190,000	-10.4%	13,591	-7.9%	0.02%	-19.0%
JRO	Sell	NUVEEN FLTNG RTE INCM OPP FD	$189,000	-14.1%	15,483	-12.5%	0.02%	-19.0%
ACG	Sell	ALLIANCEBERNSTEIN INCOME FUN	$174,000	-1.7%	24,512	-2.7%	0.02%	-5.9%
IRC	Sell	INLAND REAL ESTATE CORP	$178,000	-0.6%	17,087	-2.6%	0.02%	-5.9%
PZC	Sell	PIMCO CALIF MUN INCOME FD II	$165,000	-33.2%	18,025	-31.8%	0.02%	-37.5%
IVR	Sell	INVESCO MORTGAGE CAPITAL INC	$157,000	-13.3%	10,650	-8.6%	0.01%	-22.2%
DHY	Sell	CREDIT SUISSE HIGH YLD BND Fsh ben int	$136,000	-12.8%	44,406	-12.6%	0.01%	-20.0%
NOK	Sell	NOKIA CORPsponsored adr	$131,000	-20.1%	16,241	-34.6%	0.01%	-25.0%
WIW	Sell	WESTERN ASSET CLYM INFL OPP	$130,000	-9.7%	11,371	-6.6%	0.01%	-14.3%
MTOR	Sell	MERITOR INC	$128,000	+18.5%	12,300	-8.9%	0.01%	+10.0%
IGR	Sell	CBRE CLARION GLOBAL REAL EST	$118,000	-19.2%	14,909	-18.1%	0.01%	-21.4%
HL	Sell	HECLA MNG CO	$124,000	0.0%	40,092	-1.2%	0.01%	-8.3%
PWE	Sell	PENN WEST PETE LTD NEW	$125,000	-68.4%	14,803	-57.6%	0.01%	-71.1%
NUV	Sell	NUVEEN MUN VALUE FD INC	$115,000	-29.9%	12,710	-28.2%	0.01%	-37.5%
WIN	Sell	WINDSTREAM HLDGS INC	$113,000	-45.4%	14,278	-43.7%	0.01%	-50.0%
SAN	Sell	BANCO SANTANDER SAadr	$114,000	+7.5%	12,577	-1.5%	0.01%	0.0%
IGD	Sell	ING GLOBAL EQTY DIV & PREM O	$99,000	-14.7%	10,658	-14.6%	0.01%	-18.2%
AUY	Sell	YAMANA GOLD INC	$90,000	-59.6%	10,442	-53.1%	0.01%	-63.6%
NG	Sell	NOVAGOLD RES INC	$90,000	-29.7%	36,300	-34.9%	0.01%	-33.3%
MUX	Sell	MCEWEN MNG INC	$76,000	-38.2%	38,567	-21.1%	0.01%	-41.7%
MIN	Sell	MFS INTER INCOME TRsh ben int	$79,000	-3.7%	15,103	-2.9%	0.01%	-12.5%
QUIK	Sell	QUICKLOGIC CORP	$75,000	+19.0%	18,700	-21.1%	0.01%	+16.7%
AOD	Sell	ALPINE TOTAL DYNAMIC DIVID F	$66,000	+1.5%	15,831	-3.1%	0.01%	0.0%
VVR	Sell	INVESCO SR INCOME TR	$68,000	-37.0%	13,375	-32.7%	0.01%	-40.0%
ECTE	Sell	ECHO THERAPEUTICS INC	$66,000	+4.8%	21,025	-0.2%	0.01%	0.0%
QTRRF	Sell	QUATERRA RES INC	$56,000	-53.7%	616,625	-28.8%	0.01%	-58.3%
TWER	Sell	TOWERSTREAM CORP	$58,000	-6.5%	19,500	-13.3%	0.01%	-16.7%
AKG	Sell	ASANKO GOLD INC	$26,000	-50.0%	18,449	-23.1%	0.00%	-60.0%
DRWI	Sell	DRAGONWAVE INC	$14,000	-63.2%	10,000	-47.4%	0.00%	-75.0%
VELTF	Exit	VELTI PLC ST HELIER	$0	–	-10,000	-100.0%	0.00%	–
PCF	Exit	PUTMAN HIGH INCOME SEC FUND	$0	–	-12,000	-100.0%	-0.01%	–
XCO	Exit	EXCO RESOURCES INC	$0	–	-15,756	-100.0%	-0.01%	–
RQI	Exit	COHEN & STEERS QUALITY RLTY	$0	–	-10,761	-100.0%	-0.01%	–
EGO	Exit	ELDORADO GOLD CORP NEW	$0	–	-17,980	-100.0%	-0.01%	–
HYB	Exit	NEW AMER HIGH INCOME FD INC	$0	–	-11,708	-100.0%	-0.01%	–
IAF	Exit	ABERDEEN AUSTRALIA EQTY FD I	$0	–	-16,600	-100.0%	-0.02%	–
CEW	Exit	WISDOMTREE TRdryfs curr etf	$0	–	-9,811	-100.0%	-0.02%	–
MOO	Exit	MARKET VECTORS ETF TRagribus etf	$0	–	-4,108	-100.0%	-0.02%	–
PSE	Exit	PIONEER SOUTHWST ENRG PRTNRunit lp int	$0	–	-4,618	-100.0%	-0.02%	–
GD	Exit	GENERAL DYNAMICS CORP	$0	–	-2,264	-100.0%	-0.02%	–
SGOL	Exit	ETFS GOLD TR	$0	–	-1,584	-100.0%	-0.02%	–
ISIS	Exit	ISIS PHARMACEUTICALS INC	$0	–	-5,700	-100.0%	-0.02%	–
SPIP	Exit	SPDR SERIES TRUSTbarclys tips etf	$0	–	-3,899	-100.0%	-0.02%	–
UNG	Exit	UNITED STATES NATL GAS FUNDunit par $0.001	$0	–	-11,638	-100.0%	-0.02%	–
SPPP	Exit	SPROTT PHYSICAL PLAT PALLADunit	$0	–	-25,509	-100.0%	-0.02%	–
RYN	Exit	RAYONIER INC	$0	–	-3,973	-100.0%	-0.02%	–
GDPMQ	Exit	GOODRICH PETE CORP	$0	–	-9,189	-100.0%	-0.02%	–
REGI	Exit	RENEWABLE ENERGY GROUP INC	$0	–	-14,750	-100.0%	-0.02%	–
GYRO	Exit	GYRODYNE CO AMER INC	$0	–	-3,267	-100.0%	-0.02%	–
TDC	Exit	TERADATA CORP DEL	$0	–	-4,742	-100.0%	-0.03%	–
GDXJ	Exit	MARKET VECTORS ETF TRjr gold miners e	$0	–	-7,137	-100.0%	-0.03%	–
YNDX	Exit	YANDEX N V	$0	–	-8,350	-100.0%	-0.03%	–
DWX	Exit	SPDR INDEX SHS FDSs&p intl etf	$0	–	-6,834	-100.0%	-0.03%	–
TUZ	Exit	PIMCO ETF TR1-3yr ustreidx	$0	–	-6,926	-100.0%	-0.03%	–
HCSG	Exit	HEALTHCARE SVCS GRP INC	$0	–	-13,778	-100.0%	-0.04%	–
GLTR	Exit	ETFS PRECIOUS METALS BASKETphys pm bskt	$0	–	-5,934	-100.0%	-0.04%	–
VRX	Exit	VALEANT PHARMACEUTICALS INTL	$0	–	-4,051	-100.0%	-0.04%	–
ABV	Exit	COMPANHIA DE BEBIDAS DAS AMEspon adr pfd	$0	–	-11,005	-100.0%	-0.04%	–
CLF	Exit	CLIFFS NAT RES INC	$0	–	-21,340	-100.0%	-0.04%	–
TRP	Exit	TRANSCANADA CORP	$0	–	-10,061	-100.0%	-0.04%	–
SIRI	Exit	SIRIUS XM RADIO INC	$0	–	-113,792	-100.0%	-0.04%	–
HDGE	Exit	ADVISORSHARES TRranger equity be	$0	–	-40,150	-100.0%	-0.06%	–
2108SC	Exit	EL PASO PIPELINE PARTNERS L	$0	–	-14,032	-100.0%	-0.06%	–
VOO	Exit	VANGUARD INDEX FDSs&p 500 etf sh	$0	–	-9,149	-100.0%	-0.07%	–
XSLV	Exit	POWERSHARES ETF TR IIs&p600 lovl pt	$0	–	-28,817	-100.0%	-0.08%	–
CLDX	Exit	CELLDEX THERAPEUTICS INC NEW	$0	–	-30,650	-100.0%	-0.11%	–
EEMV	Exit	ISHARESem mk minvol etf	$0	–	-27,594	-100.0%	-0.16%	–
ZROZ	Exit	PIMCO ETF TR25yr+ zero u s	$0	–	-27,835	-100.0%	-0.24%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

PRUDENTIAL PLC #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-01-13

Signatures

The EDGAR filing(s) were signed by:

Sean Haley — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TR	19	Q4 2017	4.2%
VANGUARD INDEX FDS	19	Q4 2017	8.3%
VANGUARD TAX MANAGED INTL FD	19	Q4 2017	8.8%
VANGUARD INDEX FDS	19	Q4 2017	7.2%
VANGUARD BD INDEX FD INC	19	Q4 2017	3.5%
ISHARES TR	19	Q4 2017	4.4%
VANGUARD BD INDEX FD INC	19	Q4 2017	2.7%
ISHARES TR	19	Q4 2017	2.9%
SPDR S&P MIDCAP 400 ETF TR	19	Q4 2017	3.2%
ISHARES TR	19	Q4 2017	2.9%

View NATIONAL PLANNING CORP's complete holdings history.

Latest significant ownerships (13-D/G)

NATIONAL PLANNING CORP Q4 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PowerShares Exchange-Traded Fund Trust II^{Sold out}	March 29, 2018	0	0.0%
SSGA Active Trust^{Sold out}	January 04, 2018	0	0.0%
VANGUARD WHITEHALL FUNDS	August 08, 2017	4,356	0.1%
Victory Portfolios II	August 08, 2017	870,496	0.3%
Victory Portfolios II	August 08, 2017	7,486	0.1%
Victory Portfolios II	August 08, 2017	4,253	0.8%
Victory Portfolios II	August 08, 2017	4,668	0.6%
Kimber Resources Inc.	April 23, 2012	908,774	1.1%
SPDR SERIES TRUST	April 23, 2012	10,377	0.5%
SPDR SERIES TRUST	April 23, 2012	49,421	3.8%

View NATIONAL PLANNING CORP's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2018-04-16
SC 13G/A	2018-03-29
13F-HR	2018-02-14
SC 13G/A	2018-01-04
13F-HR/A	2017-11-22
SC 13G/A	2017-11-14
13F-HR	2017-11-13
SC 13G/A	2017-08-14
SC 13G/A	2017-08-08
SC 13G/A	2017-08-08

View NATIONAL PLANNING CORP's complete filings history.

All filings

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