$1.12 Billion is the total value of NATIONAL PLANNING CORP's 705 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 26.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CVX | Buy | CHEVRON CORP NEW | $32,091,000 | +4.2% | 257,229 | +1.3% | 2.86% | -4.3% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $30,352,000 | +19.6% | 397,428 | +10.0% | 2.71% | +9.8% |
| IWM | Buy | ISHARESrussell 2000 etf | $27,198,000 | +98.9% | 235,727 | +85.9% | 2.42% | +82.6% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $26,880,000 | +24.5% | 288,964 | +14.4% | 2.40% | +14.4% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $20,961,000 | +2.6% | 262,158 | +3.1% | 1.87% | -5.7% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $18,050,000 | +102.5% | 205,140 | +83.4% | 1.61% | +86.0% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $17,596,000 | +21.7% | 421,928 | +16.1% | 1.57% | +11.8% |
| AAPL | Buy | APPLE INC | $17,508,000 | +19.9% | 31,272 | +4.5% | 1.56% | +10.1% |
| XOM | Buy | EXXON MOBIL CORP | $14,466,000 | +26.7% | 143,136 | +7.9% | 1.29% | +16.3% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $14,196,000 | +12.0% | 76,871 | +2.7% | 1.27% | +2.9% |
| EFA | Buy | ISHARESmsci eafe etf | $13,499,000 | +86.5% | 201,257 | +78.3% | 1.20% | +71.3% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $11,277,000 | +14.8% | 102,564 | +8.6% | 1.00% | +5.3% |
| IJK | Buy | ISHARESs&p mc 400gr etf | $10,530,000 | +292.6% | 70,109 | +268.3% | 0.94% | +261.2% |
| DVY | Buy | ISHARESselect divid etf | $9,929,000 | +12.9% | 138,930 | +5.4% | 0.88% | +3.6% |
| IVV | Buy | ISHAREScore s&p500 etf | $9,797,000 | +31.8% | 52,771 | +20.9% | 0.87% | +20.9% |
| T | Buy | AT&T INC | $9,126,000 | +4.0% | 258,230 | +0.0% | 0.81% | -4.5% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmortg-back sec | $9,022,000 | +3.6% | 176,570 | +4.3% | 0.80% | -5.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $8,911,000 | +4.3% | 47,489 | +3.6% | 0.79% | -4.2% |
| IEI | Buy | ISHARES3-7 yr tr bd etf | $8,825,000 | +6.0% | 73,558 | +6.9% | 0.79% | -2.6% |
| IJH | Buy | ISHAREScore s&p mcp etf | $8,656,000 | +37.9% | 64,813 | +29.9% | 0.77% | +26.6% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $8,438,000 | +27.0% | 170,185 | +27.2% | 0.75% | +16.6% |
| GE | Buy | GENERAL ELECTRIC CO | $8,281,000 | +17.6% | 295,106 | +1.1% | 0.74% | +8.1% |
| SHY | Buy | ISHARES1-3 yr tr bd etf | $7,962,000 | +114.4% | 94,375 | +114.7% | 0.71% | +96.7% |
| IYM | Buy | ISHARESu.s. bas mtl etf | $7,754,000 | +243.7% | 95,180 | +212.8% | 0.69% | +215.5% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $7,566,000 | +11.6% | 63,720 | +7.2% | 0.68% | +2.6% |
| IVW | Buy | ISHARESs&p 500 grwt etf | $7,519,000 | +44.3% | 76,090 | +31.7% | 0.67% | +32.4% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $7,480,000 | +222.0% | 120,179 | +199.8% | 0.67% | +195.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $7,458,000 | +16.4% | 81,675 | +11.3% | 0.66% | +6.9% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $7,314,000 | +10.0% | 148,601 | +4.8% | 0.65% | +0.9% |
| IYW | Buy | ISHARESu.s. tech etf | $7,221,000 | +17.3% | 81,508 | +5.5% | 0.64% | +7.7% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $7,095,000 | +11.3% | 97,692 | +6.6% | 0.63% | +2.3% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $5,678,000 | +3.1% | 138,378 | +2.6% | 0.51% | -5.4% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $5,586,000 | +22.0% | 74,208 | +13.6% | 0.50% | +12.2% |
| BLV | Buy | VANGUARD BD INDEX FD INClong term bond | $5,573,000 | +6.7% | 68,262 | +8.0% | 0.50% | -2.0% |
| BA | Buy | BOEING CO | $5,322,000 | +33.2% | 38,962 | +15.3% | 0.47% | +22.2% |
| IJR | Buy | ISHAREScore s&p scp etf | $5,051,000 | +34.7% | 46,316 | +24.8% | 0.45% | +23.6% |
| MMM | Buy | 3M CO | $4,953,000 | +27.5% | 35,294 | +8.7% | 0.44% | +17.2% |
| HYG | Buy | ISHARESiboxx hi yd etf | $4,857,000 | +9.1% | 52,261 | +7.4% | 0.43% | +0.2% |
| IWF | Buy | ISHARESrus 1000 grw etf | $4,828,000 | +46.3% | 56,220 | +34.5% | 0.43% | +34.4% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $3,983,000 | +16.6% | 67,710 | +8.6% | 0.36% | +6.9% |
| IYC | Buy | ISHARESu.s. cnsm sv etf | $3,948,000 | +376.8% | 32,489 | +338.2% | 0.35% | +340.0% |
| IYJ | Buy | ISHARESu.s. inds etf | $3,884,000 | +73.1% | 38,290 | +55.4% | 0.35% | +58.7% |
| IEMG | Buy | ISHARES INCcore msci emkt | $3,830,000 | +63.9% | 76,776 | +63.6% | 0.34% | +50.2% |
| TLT | Buy | ISHARES20+ yr tr bd etf | $3,543,000 | +611.4% | 34,751 | +638.8% | 0.32% | +558.3% |
| IWD | Buy | ISHARESrus 1000 val etf | $3,314,000 | +40.7% | 35,251 | +30.0% | 0.30% | +28.8% |
| SBUX | Buy | STARBUCKS CORP | $3,148,000 | +5.3% | 40,064 | +3.5% | 0.28% | -3.1% |
| HTA | Buy | HEALTHCARE TR AMER INCcl a | $3,132,000 | +124.2% | 318,315 | +145.4% | 0.28% | +105.1% |
| IYH | Buy | ISHARESus hlthcare etf | $3,110,000 | +63.3% | 26,670 | +52.1% | 0.28% | +49.7% |
| STWD | Buy | STARWOOD PPTY TR INC | $3,099,000 | +22.3% | 111,664 | +6.9% | 0.28% | +12.2% |
| MSFT | Buy | MICROSOFT CORP | $3,050,000 | +11.8% | 81,766 | +0.7% | 0.27% | +2.6% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $3,021,000 | +18.4% | 56,759 | +5.0% | 0.27% | +8.5% |
| PFE | Buy | PFIZER INC | $3,002,000 | +14.0% | 97,987 | +7.6% | 0.27% | +4.7% |
| INTC | Buy | INTEL CORP | $2,995,000 | +14.9% | 115,355 | +1.1% | 0.27% | +5.5% |
| BAC | Buy | BANK OF AMERICA CORPORATION | $2,987,000 | +29.5% | 190,653 | +15.2% | 0.27% | +18.8% |
| PKO | Buy | PIMCO INCOME OPPORTUNITY FD | $2,975,000 | +19.3% | 105,475 | +17.0% | 0.26% | +9.5% |
| DIS | Buy | DISNEY WALT CO | $2,954,000 | +19.0% | 38,516 | +0.3% | 0.26% | +9.1% |
| IJJ | Buy | ISHARESs&p mc 400vl etf | $2,860,000 | +33.0% | 24,615 | +24.9% | 0.26% | +22.0% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $2,834,000 | +11.0% | 27,577 | +8.8% | 0.25% | +2.0% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $2,771,000 | +292.5% | 131,151 | +301.1% | 0.25% | +258.0% |
| MRK | Buy | MERCK & CO INC NEW | $2,742,000 | +17.9% | 54,555 | +14.6% | 0.24% | +8.0% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $2,693,000 | +25.0% | 40,212 | +13.5% | 0.24% | +14.8% |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $2,692,000 | -1.6% | 90,217 | +0.9% | 0.24% | -9.8% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $2,644,000 | -1.3% | 41,075 | +2.5% | 0.24% | -9.2% |
| HDV | Buy | ISHAREShigh dividnd etf | $2,625,000 | +43.1% | 37,348 | +35.7% | 0.23% | +31.5% |
| ILCV | Buy | ISHARESmrngstr lg-cp vl | $2,570,000 | +9.4% | 31,972 | +0.4% | 0.23% | +0.4% |
| KO | Buy | COCA COLA CO | $2,493,000 | +45.2% | 60,406 | +34.4% | 0.22% | +32.9% |
| GILD | Buy | GILEAD SCIENCES INC | $2,488,000 | +54.1% | 32,855 | +28.4% | 0.22% | +41.4% |
| DUK | Buy | DUKE ENERGY CORP NEW | $2,438,000 | +3.2% | 35,430 | +0.5% | 0.22% | -5.2% |
| DNKN | Buy | DUNKIN BRANDS GROUP INC | $2,402,000 | +8.3% | 49,893 | +2.6% | 0.21% | -0.5% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $2,369,000 | +13.5% | 45,185 | +5.4% | 0.21% | +3.9% |
| MINT | Buy | PIMCO ETF TRenhan shrt mat | $2,307,000 | +881.7% | 22,775 | +880.0% | 0.21% | +795.7% |
| FLTR | New | MARKET VECTORS ETF TRinvt grd fl rt | $2,281,000 | – | 91,507 | +100.0% | 0.20% | – |
| DLN | Buy | WISDOMTREE TRlargecap divid | $2,253,000 | +11.6% | 33,814 | +3.2% | 0.20% | +2.6% |
| ABT | Buy | ABBOTT LABS | $2,257,000 | +17.7% | 58,640 | +3.2% | 0.20% | +8.1% |
| PID | Buy | POWERSHARES ETF TRUSTintl div achv | $2,144,000 | +7.7% | 116,090 | +1.1% | 0.19% | -1.0% |
| PHB | Buy | POWERSHARES GLOBAL ETF TRUSTfdm hg yld rafi | $2,108,000 | +4.7% | 109,884 | +2.9% | 0.19% | -3.6% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $2,071,000 | +30.3% | 116,243 | +30.1% | 0.18% | +20.1% |
| IWR | Buy | ISHARESrus mid-cap etf | $2,073,000 | +41.4% | 13,836 | +33.0% | 0.18% | +30.3% |
| CELG | Buy | CELGENE CORP | $2,065,000 | +14.1% | 12,203 | +6.2% | 0.18% | +4.5% |
| VCR | Buy | VANGUARD WORLD FDSconsum dis etf | $2,067,000 | +16.8% | 19,152 | +7.8% | 0.18% | +7.0% |
| GOF | Buy | GUGGENHEIM STRATEGIC OPP FD | $2,047,000 | +5.1% | 95,759 | +8.9% | 0.18% | -3.2% |
| ISCG | Buy | ISHARESmrgstr sm cp gr | $2,050,000 | +11.2% | 15,459 | +5.0% | 0.18% | +2.2% |
| VPL | Buy | VANGUARD INTL EQUITY INDEX Fmega cap gro etf | $2,018,000 | +7.3% | 32,929 | +6.6% | 0.18% | -1.6% |
| RXI | Buy | ISHARESglb cns disc etf | $2,003,000 | +60.6% | 23,791 | +50.9% | 0.18% | +47.9% |
| OAK | Buy | OAKTREE CAP GROUP LLCunit cl a | $1,992,000 | +72.8% | 33,920 | +56.5% | 0.18% | +58.9% |
| PHT | Buy | PIONEER HIGH INCOME TR | $1,993,000 | +10.1% | 116,994 | +9.7% | 0.18% | +1.1% |
| CAT | Buy | CATERPILLAR INC DEL | $1,973,000 | +24.1% | 21,739 | +14.0% | 0.18% | +14.3% |
| IDE | Buy | ING INFRASTRUCTURE INDLS & M | $1,927,000 | +89.9% | 112,600 | +84.3% | 0.17% | +73.7% |
| YHOO | Buy | YAHOO INC | $1,928,000 | +161.6% | 48,145 | +121.9% | 0.17% | +138.9% |
| MGC | Buy | VANGUARD WORLD FDmega cap index | $1,922,000 | +22.8% | 30,359 | +12.3% | 0.17% | +12.5% |
| EWJ | Buy | ISHARESmsci japan etf | $1,878,000 | +101.5% | 154,924 | +99.5% | 0.17% | +85.6% |
| NTI | Buy | NORTHERN TIER ENERGY LP | $1,857,000 | +22.7% | 75,863 | +0.1% | 0.17% | +12.9% |
| CXP | New | COLUMBIA PPTY TR INC | $1,861,000 | – | 74,506 | +100.0% | 0.17% | – |
| UTG | Buy | REAVES UTIL INCOME FD | $1,819,000 | +73.2% | 72,071 | +74.4% | 0.16% | +58.8% |
| CVY | Buy | CLAYMORE EXCHANGE TRD FD TRgug multi asset | $1,802,000 | +27.0% | 72,683 | +23.0% | 0.16% | +16.7% |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS L P | $1,729,000 | +1.1% | 57,823 | +3.1% | 0.15% | -7.2% |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $1,711,000 | +30.6% | 44,994 | +13.0% | 0.15% | +20.5% |
| COP | Buy | CONOCOPHILLIPS | $1,712,000 | +3.8% | 24,253 | +3.4% | 0.15% | -4.4% |
| TYG | Buy | TORTOISE ENERGY INFRSTRCTR C | $1,670,000 | +9.4% | 34,853 | +6.0% | 0.15% | +0.7% |
| SHM | Buy | SPDR SERIES TRUSTnuvn br sht muni | $1,639,000 | +4.9% | 67,507 | +4.4% | 0.15% | -3.9% |
| ED | Buy | CONSOLIDATED EDISON INC | $1,612,000 | +6.1% | 29,067 | +5.9% | 0.14% | -2.7% |
| ABBV | Buy | ABBVIE INC | $1,614,000 | +22.2% | 30,588 | +6.7% | 0.14% | +12.5% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $1,610,000 | +35.0% | 14,136 | +26.7% | 0.14% | +24.1% |
| V | Buy | VISA INC | $1,592,000 | +112.8% | 7,155 | +84.3% | 0.14% | +94.5% |
| LTPZ | New | PIMCO ETF TR15+ yr us tips | $1,578,000 | – | 27,630 | +100.0% | 0.14% | – |
| VHT | Buy | VANGUARD WORLD FDShealth car etf | $1,565,000 | +13.1% | 15,514 | +5.8% | 0.14% | +4.5% |
| IWB | Buy | ISHARESrus 1000 etf | $1,557,000 | +11.9% | 15,079 | +3.2% | 0.14% | +3.0% |
| PDP | Buy | POWERSHARES ETF TRUSTdwa momentum ptf | $1,543,000 | +17.5% | 42,133 | +9.6% | 0.14% | +8.7% |
| RWX | Buy | SPDR INDEX SHS FDSdj intl rl etf | $1,532,000 | +72.9% | 37,231 | +77.5% | 0.14% | +59.3% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $1,520,000 | +22.8% | 23,626 | +12.4% | 0.14% | +13.3% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $1,530,000 | +37.3% | 21,449 | +26.7% | 0.14% | +25.9% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $1,516,000 | +182.8% | 34,429 | +160.7% | 0.14% | +159.6% |
| CLX | Buy | CLOROX CO DEL | $1,513,000 | +34.5% | 16,289 | +19.1% | 0.14% | +23.9% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $1,484,000 | +21.3% | 67,624 | +10.4% | 0.13% | +10.9% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,458,000 | +31.8% | 28,811 | +27.1% | 0.13% | +21.5% |
| EMB | Buy | ISHARESjp mor em mk etf | $1,440,000 | +6.3% | 13,332 | +6.7% | 0.13% | -3.0% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,427,000 | +15.1% | 12,997 | +8.6% | 0.13% | +5.8% |
| IMCB | Buy | ISHARESmrgstr md cp etf | $1,421,000 | +10.8% | 10,981 | +2.3% | 0.13% | +1.6% |
| CSCO | Buy | CISCO SYS INC | $1,416,000 | -3.7% | 63,945 | +0.9% | 0.13% | -11.9% |
| ETN | Buy | EATON CORP PLC | $1,408,000 | +41.6% | 18,489 | +28.7% | 0.13% | +29.9% |
| HD | Buy | HOME DEPOT INC | $1,380,000 | +10.0% | 16,816 | +2.9% | 0.12% | +0.8% |
| IWX | Buy | ISHARESrus tp200 vl etf | $1,381,000 | +10.3% | 34,274 | +0.4% | 0.12% | +0.8% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $1,341,000 | +49.3% | 25,264 | +42.1% | 0.12% | +37.9% |
| QCOM | Buy | QUALCOMM INC | $1,350,000 | +13.4% | 18,347 | +3.6% | 0.12% | +3.4% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $1,338,000 | +23.1% | 16,710 | +18.6% | 0.12% | +12.3% |
| CRF | Buy | CORNERSTONE TOTAL RTRN FD IN | $1,303,000 | +29.3% | 215,984 | +44.8% | 0.12% | +18.4% |
| PVR | Buy | PVR PARTNERS L P | $1,248,000 | +21.8% | 46,523 | +4.9% | 0.11% | +11.0% |
| COST | Buy | COSTCO WHSL CORP NEW | $1,220,000 | +4.9% | 10,227 | +0.9% | 0.11% | -3.5% |
| BSJI | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy | $1,212,000 | +4.8% | 44,947 | +2.7% | 0.11% | -3.6% |
| PXD | New | PIONEER NAT RES CO | $1,215,000 | – | 6,609 | +100.0% | 0.11% | – |
| CMI | Buy | CUMMINS INC | $1,205,000 | +60.0% | 8,596 | +51.7% | 0.11% | +46.6% |
| DWAS | Buy | POWERSHARES ETF TRUST IIdwa sc momnt ptf | $1,178,000 | +251.6% | 29,515 | +232.6% | 0.10% | +218.2% |
| KMB | Buy | KIMBERLY CLARK CORP | $1,164,000 | +12.8% | 11,164 | +2.7% | 0.10% | +4.0% |
| SYY | Buy | SYSCO CORP | $1,167,000 | +94.2% | 32,444 | +73.0% | 0.10% | +79.3% |
| MA | Buy | MASTERCARD INCcl a | $1,150,000 | +249.5% | 1,378 | +185.3% | 0.10% | +221.9% |
| AXP | Buy | AMERICAN EXPRESS CO | $1,156,000 | +20.5% | 12,786 | +1.9% | 0.10% | +10.8% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $1,102,000 | +15.5% | 11,329 | +7.8% | 0.10% | +5.4% |
| SDIV | New | GLOBAL X FDSglb x superdiv | $1,084,000 | – | 46,797 | +100.0% | 0.10% | – |
| SNH | Buy | SENIOR HSG PPTYS TRsh ben int | $1,080,000 | +2.1% | 48,856 | +10.8% | 0.10% | -6.8% |
| LLY | Buy | LILLY ELI & CO | $1,079,000 | +16.5% | 21,173 | +15.9% | 0.10% | +6.7% |
| WAG | Buy | WALGREEN CO | $1,074,000 | +5.6% | 18,694 | +3.2% | 0.10% | -3.0% |
| IBB | Buy | ISHARESnasdq biotec etf | $1,055,000 | +9.2% | 4,648 | +2.9% | 0.09% | 0.0% |
| PPG | Buy | PPG INDS INC | $1,048,000 | +28.6% | 5,524 | +13.2% | 0.09% | +17.7% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $1,046,000 | +88.8% | 29,023 | +69.0% | 0.09% | +72.2% |
| IEP | Buy | ICAHN ENTERPRISES LPdepositary unit | $1,038,000 | +44.2% | 9,514 | +13.6% | 0.09% | +32.9% |
| IXN | Buy | ISHARESglobal tech etf | $1,030,000 | +18.8% | 12,389 | +8.4% | 0.09% | +9.5% |
| IDV | Buy | ISHARESintl sel div etf | $1,024,000 | +41.6% | 26,978 | +35.8% | 0.09% | +30.0% |
| SE | Buy | SPECTRA ENERGY CORP | $993,000 | +62.8% | 27,788 | +57.3% | 0.09% | +50.8% |
| UAA | Buy | UNDER ARMOUR INCcl a | $982,000 | +8.3% | 11,260 | +2.7% | 0.09% | 0.0% |
| BOND | Buy | PIMCO ETF TRtotl retn etf | $977,000 | +4.4% | 9,358 | +6.2% | 0.09% | -4.4% |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $978,000 | +142.1% | 13,965 | +114.8% | 0.09% | +123.1% |
| USB | Buy | US BANCORP DEL | $965,000 | +10.5% | 23,937 | +0.7% | 0.09% | +1.2% |
| AZN | Buy | ASTRAZENECA PLCsponsored adr | $968,000 | +64.6% | 16,345 | +44.3% | 0.09% | +50.9% |
| BWX | Buy | SPDR SERIES TRUSTbrclys intl etf | $953,000 | +206.4% | 16,502 | +208.6% | 0.08% | +183.3% |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $951,000 | – | 73,653 | +100.0% | 0.08% | – |
| XRT | Buy | SPDR SERIES TRUSTs&p retail etf | $956,000 | +6.7% | 10,875 | +0.7% | 0.08% | -2.3% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $954,000 | +13.2% | 7,815 | +7.5% | 0.08% | +3.7% |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RE | $934,000 | – | 50,135 | +100.0% | 0.08% | – |
| DDD | Buy | 3-D SYS CORP DEL | $929,000 | +197.8% | 10,011 | +80.0% | 0.08% | +176.7% |
| C | Buy | CITIGROUP INC | $922,000 | +8.3% | 17,780 | +1.3% | 0.08% | -1.2% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $915,000 | +22.2% | 82,343 | +21.9% | 0.08% | +12.3% |
| IWO | Buy | ISHARESrus 2000 grw etf | $900,000 | +7.3% | 6,635 | +1.5% | 0.08% | -1.2% |
| RPAI | Buy | RETAIL PPTYS AMER INCcl a | $893,000 | +15.1% | 70,283 | +26.5% | 0.08% | +6.7% |
| HYS | New | PIMCO ETF TR0-5 high yield | $887,000 | – | 8,342 | +100.0% | 0.08% | – |
| NSC | Buy | NORFOLK SOUTHERN CORP | $879,000 | +136.3% | 9,462 | +99.0% | 0.08% | +116.7% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $871,000 | +21.3% | 13,783 | +10.5% | 0.08% | +11.4% |
| TOO | Buy | TEEKAY OFFSHORE PARTNERS L Ppartnership un | $865,000 | +4.7% | 26,028 | +5.2% | 0.08% | -3.8% |
| TPLMQ | Buy | TRIANGLE PETE CORP | $868,000 | -17.3% | 106,800 | +1.9% | 0.08% | -24.5% |
| VOO | New | VANGUARD INDEX FDS | $857,000 | – | 5,072 | +100.0% | 0.08% | – |
| PRFZ | New | POWERSHARES ETF TRUSTftse us1500 sm | $845,000 | – | 8,686 | +100.0% | 0.08% | – |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $817,000 | +15.7% | 38,112 | +8.4% | 0.07% | +5.8% |
| ICF | Buy | ISHAREScohen&steer reit | $796,000 | -4.3% | 10,667 | +0.4% | 0.07% | -12.3% |
| ELRC | Buy | ELECTRO RENT CORP | $793,000 | +9.4% | 42,621 | +3.2% | 0.07% | +1.4% |
| CVS | Buy | CVS CAREMARK CORPORATION | $795,000 | +26.4% | 11,116 | +1.8% | 0.07% | +16.4% |
| PSX | Buy | PHILLIPS 66 | $779,000 | +41.1% | 10,003 | +6.0% | 0.07% | +27.8% |
| LVS | Buy | LAS VEGAS SANDS CORP | $748,000 | +23.4% | 9,459 | +3.7% | 0.07% | +13.6% |
| CWB | Buy | SPDR SERIES TRUSTbrc cnv secs etf | $751,000 | +64.0% | 16,070 | +58.7% | 0.07% | +52.3% |
| IEO | Buy | ISHARESus oil&gs ex etf | $753,000 | +20.9% | 9,140 | +14.4% | 0.07% | +11.7% |
| NCV | Buy | ALLIANZGI CONV & INCOME FD | $754,000 | +95.3% | 78,048 | +94.2% | 0.07% | +81.1% |
| PIZ | Buy | POWERSHARES ETF TRUST IIdwa devmktmom pt | $741,000 | +178.6% | 27,902 | +165.6% | 0.07% | +153.8% |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $726,000 | +14.3% | 34,384 | +31.3% | 0.06% | +4.8% |
| CSX | Buy | CSX CORP | $723,000 | +18.3% | 25,025 | +7.1% | 0.06% | +8.5% |
| DEO | Buy | DIAGEO P L Cspon adr new | $703,000 | +8.0% | 5,308 | +4.5% | 0.06% | 0.0% |
| KMR | Buy | KINDER MORGAN MANAGEMENT LLC | $702,000 | +19.8% | 9,261 | +19.5% | 0.06% | +10.5% |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $697,000 | +0.9% | 49,003 | +7.0% | 0.06% | -7.5% |
| SPH | Buy | SUBURBAN PROPANE PARTNERS Lunit ltd partn | $671,000 | +146.7% | 14,337 | +143.1% | 0.06% | +130.8% |
| PPL | Buy | PPL CORP | $667,000 | +5.0% | 22,175 | +6.4% | 0.06% | -4.8% |
| JCE | New | NUVEEN CORE EQUITY ALPHA FUN | $658,000 | – | 38,810 | +100.0% | 0.06% | – |
| FEZ | Buy | SPDR INDEX SHS FDSeuro stoxx 50 | $649,000 | +50.6% | 15,392 | +39.0% | 0.06% | +38.1% |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $652,000 | – | 36,250 | +100.0% | 0.06% | – |
| FXI | New | ISHARESchina lg-cap etf | $651,000 | – | 16,909 | +100.0% | 0.06% | – |
| VDE | Buy | VANGUARD WORLD FDSenergy etf | $650,000 | +15.0% | 5,125 | +9.0% | 0.06% | +5.5% |
| TGT | Buy | TARGET CORP | $641,000 | +22.8% | 10,275 | +23.8% | 0.06% | +11.8% |
| ATRS | Buy | ANTARES PHARMA INC | $639,000 | +4.1% | 143,350 | +1.8% | 0.06% | -5.0% |
| BQR | Buy | BLACKROCK ECOSOLUTIONS INVT | $624,000 | +18.0% | 79,100 | +18.6% | 0.06% | +9.8% |
| NGG | Buy | NATIONAL GRID PLCspon adr new | $623,000 | +101.6% | 9,437 | +81.9% | 0.06% | +86.7% |
| IHF | Buy | ISHARESus hlthcr pr etf | $633,000 | +28.1% | 6,788 | +21.4% | 0.06% | +16.7% |
| IEFA | New | ISHARES TRcore msci eafe | $623,000 | – | 10,250 | +100.0% | 0.06% | – |
| MGV | New | VANGUARD WORLD FDmega cap val etf | $630,000 | – | 11,468 | +100.0% | 0.06% | – |
| HYLD | New | ADVISORSHARES TRperitus hg yld | $593,000 | – | 11,460 | +100.0% | 0.05% | – |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $597,000 | +21.6% | 40,258 | +15.0% | 0.05% | +10.4% |
| LTC | Buy | LTC PPTYS INC | $594,000 | -8.8% | 16,646 | +1.2% | 0.05% | -15.9% |
| RALS | Buy | PROSHARES TRrafi lg sht fd | $584,000 | +23.2% | 13,724 | +20.6% | 0.05% | +13.0% |
| NVO | Buy | NOVO-NORDISK A Sadr | $561,000 | +14.3% | 3,053 | +4.2% | 0.05% | +4.2% |
| TJX | Buy | TJX COS INC NEW | $553,000 | +49.5% | 8,771 | +36.3% | 0.05% | +36.1% |
| ISCB | Buy | ISHARESmrgstr sm cp etf | $552,000 | +9.1% | 4,255 | +1.0% | 0.05% | 0.0% |
| BK | Buy | BANK NEW YORK MELLON CORP | $549,000 | +16.3% | 15,762 | +2.5% | 0.05% | +6.5% |
| IHE | Buy | ISHARESu.s. pharma etf | $533,000 | +31.0% | 4,518 | +19.1% | 0.05% | +20.0% |
| DCI | Buy | DONALDSON INC | $534,000 | +66.4% | 12,286 | +48.8% | 0.05% | +54.8% |
| NFLX | Buy | NETFLIX INC | $523,000 | +19.1% | 1,415 | +3.7% | 0.05% | +9.3% |
| PGP | Buy | PIMCO GLOBAL STOCKSPLS INCM | $531,000 | +145.8% | 22,963 | +141.6% | 0.05% | +123.8% |
| PAYX | Buy | PAYCHEX INC | $522,000 | +15.5% | 11,413 | +0.8% | 0.05% | +6.8% |
| ERF | Buy | ENERPLUS CORP | $526,000 | +8.9% | 29,199 | +1.2% | 0.05% | 0.0% |
| HAL | Buy | HALLIBURTON CO | $521,000 | +14.3% | 10,305 | +10.1% | 0.05% | +4.5% |
| BBH | Buy | MARKET VECTORS ETF TRbiotech etf | $502,000 | +47.6% | 5,626 | +38.7% | 0.04% | +36.4% |
| D | Buy | DOMINION RES INC VA NEW | $508,000 | +7.2% | 7,885 | +4.7% | 0.04% | -2.2% |
| WYNN | Buy | WYNN RESORTS LTD | $504,000 | +25.7% | 2,598 | +3.6% | 0.04% | +15.4% |
| VAW | Buy | VANGUARD WORLD FDSmaterials etf | $503,000 | +8.9% | 4,883 | +1.0% | 0.04% | 0.0% |
| NKE | Buy | NIKE INCcl b | $499,000 | +76.3% | 6,332 | +62.7% | 0.04% | +63.0% |
| WFM | Buy | WHOLE FOODS MKT INC | $490,000 | +8.9% | 8,387 | +11.0% | 0.04% | 0.0% |
| MGK | New | VANGUARD WORLD FDmega grwth ind | $491,000 | – | 6,765 | +100.0% | 0.04% | – |
| PWV | Buy | POWERSHARES ETF TRUSTdynm lrg cp vl | $487,000 | +22.4% | 17,113 | +11.8% | 0.04% | +10.3% |
| CRRTQ | Buy | CARBO CERAMICS INC | $477,000 | +47.7% | 4,080 | +26.3% | 0.04% | +38.7% |
| RWR | Buy | SPDR SERIES TRUSTdj reit etf | $482,000 | -1.8% | 6,786 | +2.1% | 0.04% | -10.4% |
| IXJ | Buy | ISHARESglob hlthcre etf | $483,000 | +42.1% | 5,611 | +32.8% | 0.04% | +30.3% |
| SJM | Buy | SMUCKER J M CO | $476,000 | +13.1% | 4,616 | +14.9% | 0.04% | +2.4% |
| APA | Buy | APACHE CORP | $468,000 | +4.5% | 5,409 | +4.6% | 0.04% | -2.3% |
| RAI | Buy | REYNOLDS AMERICAN INC | $473,000 | +9.7% | 9,740 | +9.1% | 0.04% | 0.0% |
| PCLN | Buy | PRICELINE COM INC | $474,000 | +14.5% | 408 | +2.5% | 0.04% | +5.0% |
| SLY | Buy | SPDR SERIES TRUSTs&p 600 sml cap | $476,000 | +97.5% | 4,612 | +86.8% | 0.04% | +82.6% |
| NML | Buy | NEUBERGER BERMAN MLP INCOME | $463,000 | +26.2% | 24,306 | +24.8% | 0.04% | +13.9% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $461,000 | +1.1% | 39,413 | +9.0% | 0.04% | -6.8% |
| IQDF | Buy | FLEXSHARES TRintl qltdv idx | $465,000 | +16.5% | 17,116 | +11.3% | 0.04% | +5.1% |
| MDSO | Buy | MEDIDATA SOLUTIONS INC | $454,000 | +29.7% | 7,500 | +114.3% | 0.04% | +17.6% |
| APD | Buy | AIR PRODS & CHEMS INC | $448,000 | +34.5% | 3,954 | +27.3% | 0.04% | +25.0% |
| PIE | Buy | POWERSHARES ETF TRUST IIdwa emkt mom ptf | $444,000 | +3.0% | 24,409 | +4.8% | 0.04% | -4.8% |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $453,000 | +22.4% | 26,986 | +12.2% | 0.04% | +11.1% |
| GIS | Buy | GENERAL MLS INC | $438,000 | +7.4% | 8,779 | +3.2% | 0.04% | -2.5% |
| GPC | Buy | GENUINE PARTS CO | $438,000 | +12.6% | 5,268 | +8.7% | 0.04% | +2.6% |
| AEP | Buy | AMERICAN ELEC PWR INC | $433,000 | +6.9% | 9,319 | +0.9% | 0.04% | 0.0% |
| EMN | Buy | EASTMAN CHEM CO | $422,000 | +12.2% | 5,233 | +11.5% | 0.04% | +2.7% |
| MXI | Buy | ISHARESglobal mater etf | $429,000 | +31.6% | 6,875 | +26.4% | 0.04% | +18.8% |
| AA | Buy | ALCOA INC | $428,000 | +179.7% | 40,438 | +110.8% | 0.04% | +153.3% |
| KOG | Buy | KODIAK OIL & GAS CORP | $412,000 | +4.8% | 36,875 | +19.7% | 0.04% | -2.6% |
| MHFI | New | MCGRAW HILL FINL INC | $412,000 | – | 5,280 | +100.0% | 0.04% | – |
| IRR | Buy | ING RISK MANAGED NAT RES FD | $412,000 | +5.6% | 41,575 | +6.7% | 0.04% | -2.6% |
| SPEU | Buy | SPDR INDEX SHS FDSstoxx eur 50 etf | $415,000 | +8.6% | 10,456 | +0.5% | 0.04% | 0.0% |
| PCY | New | POWERSHARES GLOBAL ETF TRUSTsovereign debt | $411,000 | – | 15,231 | +100.0% | 0.04% | – |
| STJ | Buy | ST JUDE MED INC | $404,000 | +43.8% | 6,555 | +25.9% | 0.04% | +33.3% |
| PCEF | Buy | POWERSHARES ETF TRUST II | $406,000 | +50.9% | 16,618 | +50.8% | 0.04% | +38.5% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $399,000 | +10.5% | 4,748 | +0.7% | 0.04% | +2.9% |
| EDIV | New | SPDR INDEX SHS FDSs&p em mkt div | $406,000 | – | 10,421 | +100.0% | 0.04% | – |
| SIRI | New | SIRIUS XM HLDGS INC | $401,000 | – | 115,819 | +100.0% | 0.04% | – |
| DBBR | New | DBX ETF TRxtrak msci brazl | $408,000 | – | 26,100 | +100.0% | 0.04% | – |
| CQP | Buy | CHENIERE ENERGY PARTNERS LP | $399,000 | +27.5% | 13,785 | +14.9% | 0.04% | +20.0% |
| BAX | Buy | BAXTER INTL INC | $393,000 | +62.4% | 5,651 | +53.8% | 0.04% | +52.2% |
| ARNA | Buy | ARENA PHARMACEUTICALS INC | $392,000 | +28.5% | 66,000 | +11.8% | 0.04% | +16.7% |
| ESV | New | ENSCO PLC | $391,000 | – | 6,831 | +100.0% | 0.04% | – |
| ABEV | New | AMBEV SAsponsored adr | $396,000 | – | 53,970 | +100.0% | 0.04% | – |
| ELD | New | WISDOMTREE TRem lcl debt fd | $397,000 | – | 8,628 | +100.0% | 0.04% | – |
| PCL | Buy | PLUM CREEK TIMBER CO INC | $388,000 | +18.7% | 8,339 | +23.1% | 0.04% | +9.4% |
| NOV | Buy | NATIONAL OILWELL VARCO INC | $385,000 | +4.6% | 4,817 | +4.0% | 0.03% | -5.6% |
| PMD | Buy | PSYCHEMEDICS CORP | $386,000 | +6.3% | 27,164 | +1.9% | 0.03% | -2.9% |
| DISH | Buy | DISH NETWORK CORPcl a | $383,000 | +28.5% | 6,600 | +3.1% | 0.03% | +17.2% |
| WEA | Buy | WESTERN ASSET PREMIER BD FD | $378,000 | +51.2% | 25,943 | +46.5% | 0.03% | +41.7% |
| KSU | Buy | KANSAS CITY SOUTHERN | $378,000 | +14.5% | 3,065 | +4.1% | 0.03% | +6.2% |
| HAIN | Buy | HAIN CELESTIAL GROUP INC | $374,000 | +51.4% | 4,144 | +31.8% | 0.03% | +37.5% |
| EWG | Buy | ISHARESmsci germany etf | $367,000 | +60.3% | 11,558 | +42.0% | 0.03% | +50.0% |
| QQEW | New | FIRST TR NAS100 EQ WEIGHTED | $373,000 | – | 10,250 | +100.0% | 0.03% | – |
| AINV | Buy | APOLLO INVT CORP | $367,000 | +4.6% | 44,487 | +2.6% | 0.03% | -2.9% |
| YUM | Buy | YUM BRANDS INC | $358,000 | +26.1% | 4,667 | +16.9% | 0.03% | +14.3% |
| AWK | Buy | AMERICAN WTR WKS CO INC NEW | $362,000 | +5.8% | 8,653 | +3.9% | 0.03% | -3.0% |
| BCF | Buy | BLACKROCK REAL ASSET EQUITY | $345,000 | +1.2% | 39,750 | +5.0% | 0.03% | -6.1% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $346,000 | +16.9% | 5,817 | +9.8% | 0.03% | +6.9% |
| GLW | Buy | CORNING INC | $343,000 | +30.4% | 19,041 | +5.8% | 0.03% | +19.2% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $353,000 | +16.5% | 13,065 | +12.4% | 0.03% | +6.9% |
| SNY | New | SANOFIsponsored adr | $340,000 | – | 6,315 | +100.0% | 0.03% | – |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $332,000 | +55.1% | 21,100 | +49.6% | 0.03% | +42.9% |
| EXG | Buy | EATON VANCE TAX MNGD GBL DV | $333,000 | +24.7% | 32,906 | +18.1% | 0.03% | +15.4% |
| FSC | Buy | FIFTH STREET FINANCE CORP | $341,000 | +0.6% | 36,887 | +9.7% | 0.03% | -9.1% |
| IGE | New | ISHARESna nat res | $331,000 | – | 7,671 | +100.0% | 0.03% | – |
| IWY | Buy | ISHARESrus tp200 gr etf | $336,000 | +12.8% | 7,414 | +2.6% | 0.03% | +3.4% |
| LGF | New | LIONS GATE ENTMNT CORP | $338,000 | – | 10,686 | +100.0% | 0.03% | – |
| TRV | Buy | TRAVELERS COMPANIES INC | $331,000 | +20.8% | 3,656 | +13.1% | 0.03% | +11.1% |
| IVOO | Buy | VANGUARD ADMIRAL FDS INCmidcp 400 idx | $339,000 | +58.4% | 3,787 | +49.1% | 0.03% | +42.9% |
| DHS | Buy | WISDOMTREE TReqty inc etf | $340,000 | +6.6% | 6,139 | +0.9% | 0.03% | -3.2% |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N V | $325,000 | +21.3% | 3,961 | +3.7% | 0.03% | +11.5% |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $323,000 | – | 49,320 | +100.0% | 0.03% | – |
| IDU | Buy | ISHARESu.s. utilits etf | $321,000 | +35.4% | 3,364 | +33.7% | 0.03% | +26.1% |
| M102SC | Buy | NUVEEN EQTY PRM OPPORTUNITYF | $330,000 | +4.4% | 26,045 | +0.5% | 0.03% | -6.5% |
| BWP | Buy | BOARDWALK PIPELINE PARTNERSut ltd partner | $316,000 | -4.8% | 11,948 | +8.6% | 0.03% | -12.5% |
| PRXL | New | PAREXEL INTL CORP | $319,000 | – | 7,050 | +100.0% | 0.03% | – |
| ETW | Buy | EATON VANCE TXMGD GL BUYWR O | $300,000 | +9.5% | 24,850 | +4.4% | 0.03% | 0.0% |
| A309PS | Buy | DIRECTV | $301,000 | +21.9% | 4,402 | +6.5% | 0.03% | +12.5% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $300,000 | -4.2% | 37,841 | +1.6% | 0.03% | -10.0% |
| PCP | Buy | PRECISION CASTPARTS CORP | $300,000 | +27.1% | 1,114 | +9.4% | 0.03% | +17.4% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $307,000 | +10.8% | 4,320 | +2.5% | 0.03% | 0.0% |
| TRIP | Buy | TRIPADVISOR INC | $291,000 | +23.8% | 3,592 | +20.3% | 0.03% | +13.0% |
| HPT | Buy | HOSPITALITY PPTYS TR | $294,000 | -1.0% | 10,879 | +6.7% | 0.03% | -10.3% |
| DON | Buy | WISDOMTREE TRmidcap divi fd | $296,000 | +9.2% | 3,979 | +2.6% | 0.03% | 0.0% |
| POT | New | POTASH CORP SASK INC | $278,000 | – | 8,449 | +100.0% | 0.02% | – |
| PNR | New | PENTAIR LTD | $278,000 | – | 3,602 | +100.0% | 0.02% | – |
| BCE | New | BCE INC | $283,000 | – | 6,680 | +100.0% | 0.02% | – |
| EOG | Buy | EOG RES INC | $277,000 | -1.4% | 1,644 | +0.1% | 0.02% | -7.4% |
| HCP | Buy | HCP INC | $278,000 | +1.8% | 7,648 | +18.0% | 0.02% | -7.4% |
| RFG | Buy | RYDEX ETF TRUSTgug s&p mc400 pg | $284,000 | +37.2% | 2,314 | +26.8% | 0.02% | +25.0% |
| PETM | Buy | PETSMART INC | $283,000 | -5.7% | 3,881 | +0.7% | 0.02% | -13.8% |
| HOG | Buy | HARLEY DAVIDSON INC | $267,000 | +7.2% | 3,866 | +2.5% | 0.02% | 0.0% |
| RAD | Buy | RITE AID CORP | $267,000 | +39.8% | 51,856 | +34.5% | 0.02% | +26.3% |
| IYK | New | ISHARESu.s. cnsm gd etf | $272,000 | – | 2,836 | +100.0% | 0.02% | – |
| BMO | Buy | BANK MONTREAL QUE | $265,000 | +10.9% | 3,975 | +11.9% | 0.02% | +4.3% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $272,000 | +11.5% | 25,050 | +2.9% | 0.02% | 0.0% |
| CSG | New | CHAMBERS STR PPTYS | $272,000 | – | 35,367 | +100.0% | 0.02% | – |
| TRN | New | TRINITY INDS INC | $265,000 | – | 4,880 | +100.0% | 0.02% | – |
| DNP | Buy | DNP SELECT INCOME FD | $265,000 | +140.9% | 28,003 | +143.7% | 0.02% | +118.2% |
| PKW | New | POWERSHARES ETF TRUSTdyna buybk ach | $254,000 | – | 5,940 | +100.0% | 0.02% | – |
| REG | Buy | REGENCY CTRS CORP | $253,000 | -4.2% | 5,357 | +0.5% | 0.02% | -11.5% |
| NMZ | New | NUVEEN MUN HIGH INCOME OPP F | $257,000 | – | 21,400 | +100.0% | 0.02% | – |
| ROST | Buy | ROSS STORES INC | $257,000 | +12.2% | 3,471 | +11.2% | 0.02% | +4.5% |
| FGPRQ | Buy | FERRELLGAS PARTNERS L.P.unit ltd part | $257,000 | +8.0% | 11,254 | +4.9% | 0.02% | 0.0% |
| S | New | SPRINT CORP | $249,000 | – | 23,443 | +100.0% | 0.02% | – |
| IHD | Buy | ING EMERGING MKTS HGH DIV EQ | $251,000 | +5.0% | 20,950 | +10.6% | 0.02% | -4.3% |
| CMG | New | CHIPOTLE MEXICAN GRILL INC | $248,000 | – | 461 | +100.0% | 0.02% | – |
| BME | New | BLACKROCK HEALTH SCIENCES TR | $243,000 | – | 6,850 | +100.0% | 0.02% | – |
| RY | Buy | ROYAL BK CDA MONTREAL QUE | $244,000 | +8.4% | 3,617 | +4.3% | 0.02% | 0.0% |
| DTN | Buy | WISDOMTREE TRdiv ex-finl fd | $244,000 | +7.5% | 3,567 | +0.5% | 0.02% | 0.0% |
| UXI | New | PROSHARES TR | $242,000 | – | 2,316 | +100.0% | 0.02% | – |
| AGQ | New | PROSHARES TR IIultra silver | $243,000 | – | 15,480 | +100.0% | 0.02% | – |
| SON | Buy | SONOCO PRODS CO | $231,000 | +6.5% | 5,534 | +0.6% | 0.02% | 0.0% |
| MOAT | New | MARKET VECTORS ETF TRmkt vectr wide | $237,000 | – | 8,206 | +100.0% | 0.02% | – |
| SRC | Buy | SPIRIT RLTY CAP INC NEW | $238,000 | +18.4% | 24,191 | +10.6% | 0.02% | +5.0% |
| BTI | Buy | BRITISH AMERN TOB PLCsponsored adr | $240,000 | +3.4% | 2,205 | +0.5% | 0.02% | -8.7% |
| NBL | New | NOBLE ENERGY INC | $236,000 | – | 3,481 | +100.0% | 0.02% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $220,000 | – | 1,915 | +100.0% | 0.02% | – |
| SPDW | New | SPDR INDEX SHS FDSs&p wrld ex us | $225,000 | – | 7,700 | +100.0% | 0.02% | – |
| MRO | New | MARATHON OIL CORP | $225,000 | – | 6,348 | +100.0% | 0.02% | – |
| ITOT | New | ISHAREScore s&p ttl stk | $220,000 | – | 2,590 | +100.0% | 0.02% | – |
| EWA | New | ISHARESmsci aust etf | $226,000 | – | 9,229 | +100.0% | 0.02% | – |
| JKHY | New | HENRY JACK & ASSOC INC | $221,000 | – | 3,723 | +100.0% | 0.02% | – |
| SYK | New | STRYKER CORP | $222,000 | – | 2,917 | +100.0% | 0.02% | – |
| RGR | New | STURM RUGER & CO INC | $222,000 | – | 3,042 | +100.0% | 0.02% | – |
| DST | New | DST SYS INC DEL | $220,000 | – | 2,424 | +100.0% | 0.02% | – |
| BMR | Buy | BIOMED REALTY TRUST INC | $220,000 | +0.5% | 12,235 | +7.4% | 0.02% | -4.8% |
| RDOG | New | ALPS ETF TRc&s globl etf | $226,000 | – | 5,751 | +100.0% | 0.02% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $212,000 | – | 2,769 | +100.0% | 0.02% | – |
| DFS | New | DISCOVER FINL SVCS | $213,000 | – | 3,788 | +100.0% | 0.02% | – |
| IXC | New | ISHARESglobal energ etf | $214,000 | – | 4,914 | +100.0% | 0.02% | – |
| CERN | New | CERNER CORP | $213,000 | – | 3,804 | +100.0% | 0.02% | – |
| XPP | New | PROSHARES TRult ftse china25 | $213,000 | – | 3,683 | +100.0% | 0.02% | – |
| IWP | New | ISHARESrus md cp gr etf | $209,000 | – | 2,486 | +100.0% | 0.02% | – |
| YELP | New | YELP INCcl a | $203,000 | – | 2,950 | +100.0% | 0.02% | – |
| CLMT | New | CALUMET SPECIALTY PRODS PTNRut ltd partner | $202,000 | – | 7,775 | +100.0% | 0.02% | – |
| LUK | New | LEUCADIA NATL CORP | $204,000 | – | 7,190 | +100.0% | 0.02% | – |
| PX | New | PRAXAIR INC | $203,000 | – | 1,547 | +100.0% | 0.02% | – |
| FANG | New | DIAMONDBACK ENERGY INC | $200,000 | – | 3,700 | +100.0% | 0.02% | – |
| VLY | Buy | VALLEY NATL BANCORP | $199,000 | +1.0% | 19,688 | +1.3% | 0.02% | -5.3% |
| AB | New | ALLIANCEBERNSTEIN HOLDING LPunit ltd partn | $204,000 | – | 9,455 | +100.0% | 0.02% | – |
| ALL | New | ALLSTATE CORP | $205,000 | – | 3,724 | +100.0% | 0.02% | – |
| ETV | Buy | EATON VANCE TX MNG BY WRT OP | $199,000 | +17.1% | 14,200 | +10.1% | 0.02% | +5.9% |
| EVV | New | EATON VANCE LTD DUR INCOME F | $195,000 | – | 12,772 | +100.0% | 0.02% | – |
| MFM | Buy | MFS MUN INCOME TRsh ben int | $193,000 | +7.8% | 30,800 | +8.8% | 0.02% | 0.0% |
| MNKD | New | MANNKIND CORP | $188,000 | – | 36,200 | +100.0% | 0.02% | – |
| ORI | New | OLD REP INTL CORP | $183,000 | – | 10,804 | +100.0% | 0.02% | – |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $185,000 | +2.8% | 13,523 | +8.4% | 0.02% | -5.9% |
| CFP | New | CORNERSTONE PROGRESSIVE RTN | $163,000 | – | 31,817 | +100.0% | 0.02% | – |
| CMO | Buy | CAPSTEAD MTG CORP | $165,000 | +25.0% | 13,757 | +23.3% | 0.02% | +15.4% |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $160,000 | -2.4% | 13,495 | +3.8% | 0.01% | -12.5% |
| MFA | Buy | MFA FINL INC | $154,000 | +42.6% | 21,592 | +50.1% | 0.01% | +40.0% |
| PZG | Buy | PARAMOUNT GOLD & SILVER CORP | $136,000 | -2.2% | 141,000 | +32.0% | 0.01% | -7.7% |
| SWHC | New | SMITH & WESSON HLDG CORP | $139,000 | – | 10,370 | +100.0% | 0.01% | – |
| GLAD | New | GLADSTONE CAPITAL CORP | $134,000 | – | 14,014 | +100.0% | 0.01% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD V | $134,000 | – | 11,060 | +100.0% | 0.01% | – |
| PSP | Buy | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $129,000 | +11.2% | 10,655 | +6.0% | 0.01% | +9.1% |
| BB | Buy | BLACKBERRY LTD | $135,000 | +50.0% | 18,315 | +63.3% | 0.01% | +33.3% |
| IRET | Buy | INVESTORS REAL ESTATE TRsh ben int | $123,000 | +19.4% | 14,309 | +17.6% | 0.01% | +10.0% |
| JCPNQ | New | PENNEY J C INC | $116,000 | – | 12,535 | +100.0% | 0.01% | – |
| PPR | Buy | ING PRIME RATE TRsh ben int | $102,000 | +15.9% | 17,469 | +22.3% | 0.01% | 0.0% |
| DNDNQ | Buy | DENDREON CORP | $101,000 | +5.2% | 35,538 | +2.6% | 0.01% | 0.0% |
| CMU | Buy | MFS HIGH YIELD MUN TRsh ben int | $92,000 | 0.0% | 22,608 | +1.1% | 0.01% | -11.1% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $82,000 | 0.0% | 12,417 | +0.3% | 0.01% | -12.5% |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $80,000 | +19.4% | 18,703 | +7.1% | 0.01% | 0.0% |
| GNSS | New | LRAD CORP | $79,000 | – | 40,062 | +100.0% | 0.01% | – |
| TSI | Buy | TCW STRATEGIC INCOME FUND IN | $82,000 | +2.5% | 15,192 | +3.4% | 0.01% | -12.5% |
| ELNK | New | EARTHLINK INC | $80,000 | – | 15,175 | +100.0% | 0.01% | – |
| MCPIQ | Buy | MOLYCORP INC DEL | $68,000 | -8.1% | 12,634 | +8.1% | 0.01% | -14.3% |
| AMD | New | ADVANCED MICRO DEVICES INC | $46,000 | – | 11,850 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-01-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 19 | Q4 2017 | 4.2% |
| VANGUARD INDEX FDS | 19 | Q4 2017 | 8.3% |
| VANGUARD TAX MANAGED INTL FD | 19 | Q4 2017 | 8.8% |
| VANGUARD INDEX FDS | 19 | Q4 2017 | 7.2% |
| VANGUARD BD INDEX FD INC | 19 | Q4 2017 | 3.5% |
| ISHARES TR | 19 | Q4 2017 | 4.4% |
| VANGUARD BD INDEX FD INC | 19 | Q4 2017 | 2.7% |
| ISHARES TR | 19 | Q4 2017 | 2.9% |
| SPDR S&P MIDCAP 400 ETF TR | 19 | Q4 2017 | 3.2% |
| ISHARES TR | 19 | Q4 2017 | 2.9% |
View NATIONAL PLANNING CORP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PowerShares Exchange-Traded Fund Trust IISold out | March 29, 2018 | 0 | 0.0% |
| SSGA Active TrustSold out | January 04, 2018 | 0 | 0.0% |
| VANGUARD WHITEHALL FUNDS | August 08, 2017 | 4,356 | 0.1% |
| Victory Portfolios II | August 08, 2017 | 870,496 | 0.3% |
| Victory Portfolios II | August 08, 2017 | 7,486 | 0.1% |
| Victory Portfolios II | August 08, 2017 | 4,253 | 0.8% |
| Victory Portfolios II | August 08, 2017 | 4,668 | 0.6% |
| Kimber Resources Inc. | April 23, 2012 | 908,774 | 1.1% |
| SPDR SERIES TRUST | April 23, 2012 | 10,377 | 0.5% |
| SPDR SERIES TRUST | April 23, 2012 | 49,421 | 3.8% |
View NATIONAL PLANNING CORP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2018-04-16 |
| SC 13G/A | 2018-03-29 |
| 13F-HR | 2018-02-14 |
| SC 13G/A | 2018-01-04 |
| 13F-HR/A | 2017-11-22 |
| SC 13G/A | 2017-11-14 |
| 13F-HR | 2017-11-13 |
| SC 13G/A | 2017-08-14 |
| SC 13G/A | 2017-08-08 |
| SC 13G/A | 2017-08-08 |
View NATIONAL PLANNING CORP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.