$2.28 Billion is the total value of Lombard Odier Asset Management (USA) Corp's 318 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RCL | ROYAL CARIBBEAN GROUPput | $206,364,000 | +4.3% | 2,320,000 | 0.0% | 9.04% | +15.1% | |
| BA | BOEING COput | $43,548,000 | -8.2% | 198,000 | 0.0% | 1.91% | +1.3% | |
| TSLA | TESLA INCput | $40,713,000 | +14.1% | 52,500 | 0.0% | 1.78% | +25.8% | |
| NCL CORP LTDnote 6.000% 5/1 | $37,488,000 | -7.9% | 17,500,000 | 0.0% | 1.64% | +1.7% | ||
| CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $33,330,000 | -8.1% | 13,000,000 | 0.0% | 1.46% | +1.4% | ||
| SPG | SIMON PPTY GROUP INC NEWcall | $28,593,000 | -0.4% | 220,000 | 0.0% | 1.25% | +9.8% | |
| IBM | INTERNATIONAL BUSINESS MACHScall | $24,174,000 | -5.2% | 174,000 | 0.0% | 1.06% | +4.5% | |
| SPY | SPDR S&P 500 ETF TRcall | $24,032,000 | +0.3% | 56,000 | 0.0% | 1.05% | +10.5% | |
| CLF | CLEVELAND-CLIFFS INC NEWput | $23,772,000 | -8.1% | 1,200,000 | 0.0% | 1.04% | +1.4% | |
| OXYWS | OCCIDENTAL PETE CORPcall | $23,700,000 | -14.8% | 2,000,000 | 0.0% | 1.04% | -6.0% | |
| MAR | MARRIOTT INTL INC NEWput | $22,214,000 | +8.5% | 150,000 | 0.0% | 0.97% | +19.7% | |
| OXY | OCCIDENTAL PETE CORPput | $20,706,000 | -5.4% | 700,000 | 0.0% | 0.91% | +4.4% | |
| GILD | GILEAD SCIENCES INCcall | $19,558,000 | +1.4% | 280,000 | 0.0% | 0.86% | +12.0% | |
| UNITED STATES STL CORPnote 5.000%11/0 | $17,048,000 | -6.4% | 9,000,000 | 0.0% | 0.75% | +3.3% | ||
| INTC | INTEL CORPcall | $14,386,000 | -5.1% | 270,000 | 0.0% | 0.63% | +4.7% | |
| LMT | LOCKHEED MARTIN CORPcall | $13,804,000 | -8.8% | 40,000 | 0.0% | 0.60% | +0.7% | |
| QCOM | QUALCOMM INCcall | $12,898,000 | -9.8% | 100,000 | 0.0% | 0.56% | -0.4% | |
| X | UNITED STATES STL CORP NEWcall | $12,523,000 | -8.5% | 570,000 | 0.0% | 0.55% | +0.9% | |
| C | CITIGROUP INCcall | $11,229,000 | -0.8% | 160,000 | 0.0% | 0.49% | +9.6% | |
| T | AT&T INCcall | $10,264,000 | -6.1% | 380,000 | 0.0% | 0.45% | +3.5% | |
| TEVA | TEVA PHARMACEUTICAL INDS LTDput | $9,740,000 | -1.6% | 1,000,000 | 0.0% | 0.43% | +8.7% | |
| DISH NETWORK CORPORATIONnote 3.375% 8/1 | $9,387,000 | +2.0% | 9,000,000 | 0.0% | 0.41% | +12.6% | ||
| VRTX | VERTEX PHARMACEUTICALS INCput | $9,070,000 | -10.0% | 50,000 | 0.0% | 0.40% | -0.8% | |
| VRTX | VERTEX PHARMACEUTICALS INCcall | $9,070,000 | -10.0% | 50,000 | 0.0% | 0.40% | -0.8% | |
| RAD | RITE AID CORPput | $8,236,000 | -12.9% | 580,000 | 0.0% | 0.36% | -3.7% | |
| DISH | DISH NETWORK CORPORATIONput | $6,519,000 | +4.0% | 150,000 | 0.0% | 0.28% | +14.5% | |
| NUAN | NUANCE COMMUNICATIONS INC | $6,211,000 | +1.1% | 112,842 | 0.0% | 0.27% | +11.5% | |
| NRG ENERGY INCdbcv 2.750% 6/0 | $5,855,000 | +0.7% | 5,000,000 | 0.0% | 0.26% | +10.8% | ||
| VZ | VERIZON COMMUNICATIONS INCcall | $5,401,000 | -3.6% | 100,000 | 0.0% | 0.24% | +6.8% | |
| AMZN | AMAZON COM INCcall | $4,928,000 | -4.5% | 1,500 | 0.0% | 0.22% | +5.4% | |
| GOOGL | ALPHABET INCcap stk cl a | $4,037,000 | +9.5% | 1,510 | 0.0% | 0.18% | +21.2% | |
| DISH | DISH NETWORK CORPORATIONcall | $3,911,000 | +4.0% | 90,000 | 0.0% | 0.17% | +14.8% | |
| TEAM | ATLASSIAN CORP PLCcl a | $3,914,000 | +52.4% | 10,000 | 0.0% | 0.17% | +67.6% | |
| INFO | IHS MARKIT LTD | $3,790,000 | +3.5% | 32,500 | 0.0% | 0.17% | +14.5% | |
| F | FORD MTR CO DELput | $2,832,000 | -4.7% | 200,000 | 0.0% | 0.12% | +5.1% | |
| HLT | HILTON WORLDWIDE HLDGS INC | $2,642,000 | +9.5% | 20,000 | 0.0% | 0.12% | +20.8% | |
| VIAC | VIACOMCBS INCcall | $2,568,000 | -12.6% | 65,000 | 0.0% | 0.11% | -4.3% | |
| HTOO | FUSION FUEL GREEN PLCcl a | $2,445,000 | -24.7% | 225,098 | 0.0% | 0.11% | -17.1% | |
| KVSC | KHOSLA VENTURES ACQUT CO III | $1,960,000 | -0.7% | 200,000 | 0.0% | 0.09% | +10.3% | |
| LVRA | LEVERE HOLDINGS CORP | $1,952,000 | -0.2% | 200,000 | 0.0% | 0.08% | +9.0% | |
| KHC | KRAFT HEINZ COcall | $1,841,000 | -9.7% | 50,000 | 0.0% | 0.08% | 0.0% | |
| RCL | ROYAL CARIBBEAN GROUPcall | $1,779,000 | +4.3% | 20,000 | 0.0% | 0.08% | +14.7% | |
| BHC | BAUSCH HEALTH COS INC | $1,753,000 | -5.0% | 62,959 | 0.0% | 0.08% | +5.5% | |
| FE | FIRSTENERGY CORP | $1,603,000 | -4.2% | 45,000 | 0.0% | 0.07% | +6.1% | |
| TCACU | TUATARA CAPITAL ACQUISITN COunit 99/99/9999 | $1,503,000 | -1.5% | 150,000 | 0.0% | 0.07% | +8.2% | |
| GTPAU | GORES TECHNOLOGY PARTNERS INunit 03/16/2028 | $1,499,000 | -0.6% | 150,000 | 0.0% | 0.07% | +10.0% | |
| NMIH | NMI HLDGS INCcl a | $1,416,000 | +0.6% | 62,641 | 0.0% | 0.06% | +10.7% | |
| MACQU | MCAP ACQUISITION CORPunit 02/18/2030 | $1,276,000 | +2.2% | 125,000 | 0.0% | 0.06% | +12.0% | |
| ARRWU | ARROWROOT ACQUISITION CORPunit 01/29/2026 | $1,238,000 | -1.3% | 125,000 | 0.0% | 0.05% | +8.0% | |
| PMGMU | PRIVETERRA ACQUISITION CORPunit 99/99/9999 | $1,241,000 | -0.3% | 125,000 | 0.0% | 0.05% | +10.2% | |
| SCLEU | BROADSCALE ACQUISITION CORPunit 02/02/2026 | $1,182,000 | -1.1% | 119,537 | 0.0% | 0.05% | +10.6% | |
| ATAQU | ALTIMAR ACQUISITION CORP IIIunit 99/99/9999 | $1,101,000 | -0.9% | 110,000 | 0.0% | 0.05% | +9.1% | |
| FSII | FS DEVELOPMENT CORP II | $995,000 | -0.3% | 100,000 | 0.0% | 0.04% | +10.0% | |
| COVAU | COVA ACQUISITION CORPunit 04/01/2021 | $995,000 | -1.3% | 100,000 | 0.0% | 0.04% | +10.0% | |
| SWETU | ATHLON ACQUISITION CORPunit 01/12/2026 | $1,003,000 | 0.0% | 100,000 | 0.0% | 0.04% | +10.0% | |
| GTPBU | GORES TECHNOLOGY PARTNERS IIunit 03/16/2028 | $996,000 | -3.6% | 100,000 | 0.0% | 0.04% | +7.3% | |
| NRACU | NOBLE ROCK ACQUISITION CORPunit 01/31/2028 | $994,000 | -0.6% | 100,000 | 0.0% | 0.04% | +10.0% | |
| FRSGU | FIRST RESERVE SUSTAINABLE GWunit 03/05/2026 | $1,005,000 | +0.6% | 100,000 | 0.0% | 0.04% | +10.0% | |
| VIIAU | 7GC & CO HOLDINGS INCunit 12/23/2025 | $1,002,000 | -1.0% | 100,000 | 0.0% | 0.04% | +10.0% | |
| CPUHU | COMPUTE HEALTH ACQUISITIN COunit 99/99/9999 | $1,001,000 | -2.1% | 100,000 | 0.0% | 0.04% | +7.3% | |
| OCAXU | OCA ACQUISITION CORPunit 01/14/2026 | $1,014,000 | -0.1% | 100,000 | 0.0% | 0.04% | +10.0% | |
| FVIVU | FORTRESS VALUE ACQUISI CORPunit 03/31/2028 | $985,000 | -1.5% | 100,000 | 0.0% | 0.04% | +7.5% | |
| VAQC | VECTOR ACQUISITION CORP II | $975,000 | -1.8% | 100,000 | 0.0% | 0.04% | +10.3% | |
| SVFC | SVF INVESTMENT CORP 3 | $983,000 | -1.1% | 100,000 | 0.0% | 0.04% | +10.3% | |
| SVFB | SVF INVESTMENT CORP 2 | $982,000 | -1.3% | 100,000 | 0.0% | 0.04% | +10.3% | |
| PICCU | PIVOTAL INVESTMENT CORP IIIunit 01/28/2028 | $988,000 | -1.2% | 100,000 | 0.0% | 0.04% | +7.5% | |
| HUGS | USHG ACQUISITION CORP | $971,000 | +0.1% | 100,000 | 0.0% | 0.04% | +10.3% | |
| DHBCU | DHB CAPITAL CORPunit 03/31/2028 | $988,000 | -1.2% | 100,000 | 0.0% | 0.04% | +7.5% | |
| RXRAU | RXR ACQUISITION CORPunit 01/01/2025 | $985,000 | -1.2% | 100,000 | 0.0% | 0.04% | +7.5% | |
| PANA | PANACEA ACQUISITION CORP II | $977,000 | -2.5% | 100,000 | 0.0% | 0.04% | +7.5% | |
| NDACU | NIGHTDRAGON ACQUISITION CORPunit 02/26/20266 | $993,000 | -1.3% | 100,000 | 0.0% | 0.04% | +7.5% | |
| SBIIU | SANDBRIDGE X2 CORPunit 99/99/9999 | $991,000 | -1.0% | 100,000 | 0.0% | 0.04% | +7.5% | |
| LGACU | LAZARD GROWTH ACQUISITION COunit 99/99/9999 | $988,000 | -1.0% | 100,000 | 0.0% | 0.04% | +7.5% | |
| KLAQU | KL ACQUISITION CORPunit 99/99/9999 | $989,000 | -1.1% | 100,000 | 0.0% | 0.04% | +7.5% | |
| ATAQ | ALTIMAR ACQUISITION CORP III | $974,000 | -0.1% | 100,000 | 0.0% | 0.04% | +10.3% | |
| GPACU | GLOBAL PARTNER ACQISTN CORPunit 01/06/2026 | $989,000 | -0.1% | 100,000 | 0.0% | 0.04% | +10.3% | |
| TBCPU | THUNDER BRIDGE CAP PRTNRS IIunit 02/15/2028 | $990,000 | -0.9% | 100,000 | 0.0% | 0.04% | +7.5% | |
| AMPIU | ADVANCED MERGER PARTNERS INCunit 99/99/9999 | $987,000 | -1.2% | 100,000 | 0.0% | 0.04% | +7.5% | |
| CSTAU | CONSTELLATION ACQUISITN CORPunit 99/99/9999 | $991,000 | -0.9% | 100,000 | 0.0% | 0.04% | +7.5% | |
| TWND | TAILWIND ACQUISITION CORP | $978,000 | -1.9% | 100,000 | 0.0% | 0.04% | +7.5% | |
| DGNU | DRAGONEER GROWTH OPT CORP II | $980,000 | -2.0% | 100,000 | 0.0% | 0.04% | +7.5% | |
| DNZU | D AND Z MEDIA ACQUISITION COunit 99/99/9999 | $894,000 | -0.2% | 90,000 | 0.0% | 0.04% | +8.3% | |
| ACII | ATLAS CREST INVESTMENT CORP | $689,000 | 0.0% | 70,623 | 0.0% | 0.03% | +11.1% | |
| MAXR | MAXAR TECHNOLOGIES INCcall | $617,000 | -29.1% | 21,800 | 0.0% | 0.03% | -22.9% | |
| FMAC | FIRSTMARK HORIZON ACQUISITIO | $588,000 | -1.3% | 60,000 | 0.0% | 0.03% | +8.3% | |
| ORIAU | ORION BIOTECH OPPORTUNTES COunit 04/15/2025 | $495,000 | -1.6% | 50,000 | 0.0% | 0.02% | +10.0% | |
| SVFAU | SVF INVESTMENT CORPunit 12/20/2025 | $497,000 | -2.4% | 50,000 | 0.0% | 0.02% | +10.0% | |
| ALTU | ALTITUDE ACQUISITION CORP | $492,000 | +0.4% | 50,000 | 0.0% | 0.02% | +15.8% | |
| FMACU | FIRSTMARK HORIZON ACQUISITIOunit 99/99/9999 | $401,000 | -2.2% | 39,300 | 0.0% | 0.02% | +12.5% | |
| NAUT | NAUTILUS BIOTECHNOLOGY INC | $307,000 | -39.2% | 50,000 | 0.0% | 0.01% | -35.0% | |
| TECK | TECK RESOURCES LTDcl b | $249,000 | +8.3% | 10,000 | 0.0% | 0.01% | +22.2% | |
| KVSA | KHOSLA VENTURES ACQUISITIONcl a | $247,000 | 0.0% | 25,000 | 0.0% | 0.01% | +10.0% | |
| XPDIW | POWER & DIGITAL INFRA ACQ COcall | $93,000 | +78.8% | 37,500 | 0.0% | 0.00% | +100.0% | |
| LVRA | LEVERE HOLDINGS CORPcall | $57,000 | -20.8% | 66,666 | 0.0% | 0.00% | -33.3% | |
| TWNDWS | TAILWIND ACQUISITION CORPcall | $44,000 | -56.4% | 75,000 | 0.0% | 0.00% | -50.0% | |
| ACIIWS | ATLAS CREST INVESTMENT CORPcall | $15,000 | -25.0% | 17,655 | 0.0% | 0.00% | 0.0% | |
| HUGSWS | USHG ACQUISITION CORPcall | $28,000 | -17.6% | 33,333 | 0.0% | 0.00% | 0.0% | |
| ATAQ | ALTIMAR ACQUISITION CORP IIIcall | $26,000 | -7.1% | 25,000 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ASSURED GUARANTY LTD | 39 | Q3 2023 | 2.4% |
| AMAZON.COM INC | 37 | Q3 2023 | 4.3% |
| UNITED STATES STL CORP NEW | 27 | Q3 2023 | 4.4% |
| RETROPHIN INC | 26 | Q2 2020 | 3.8% |
| META PLATFORMS INC | 26 | Q3 2023 | 2.2% |
| GOODYEAR TIRE & RUBR CO | 25 | Q1 2023 | 3.4% |
| ALIBABA GROUP HLDG LTD | 25 | Q3 2023 | 3.4% |
| INTERNATIONAL BUSINESS MACHS | 25 | Q3 2023 | 1.7% |
| APPLE INC | 25 | Q3 2023 | 2.0% |
| SPDR S&P 500 ETF TRUST | 24 | Q3 2023 | 22.7% |
View Lombard Odier Asset Management (USA) Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Eiger BioPharmaceuticals, Inc. | February 14, 2017 | 170,032 | 2.0% |
| PIERIS PHARMACEUTICALS, INC. | February 14, 2017 | 2,422,930 | 5.6% |
| CymaBay Therapeutics, Inc. | February 16, 2016 | 1,085,681 | 4.6% |
| Retrophin, Inc. | February 16, 2016 | 1,144,720 | 3.2% |
| BON TON STORES INCSold out | February 11, 2015 | 0 | 0.0% |
| FAIRPOINT COMMUNICATIONS INCSold out | February 11, 2015 | 0 | 0.0% |
View Lombard Odier Asset Management (USA) Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
View Lombard Odier Asset Management (USA) Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.