$2.72 Billion is the total value of Lombard Odier Asset Management (USA) Corp's 301 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 4.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CLF | CLEVELAND-CLIFFS INC NEWput | $82,451,000 | +38.1% | 4,100,000 | 0.0% | 3.03% | +5.9% | |
| CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $34,232,000 | +34.5% | 13,000,000 | 0.0% | 1.26% | +3.1% | ||
| OXYWS | OCCIDENTAL PETE CORPcall | $23,820,000 | +74.9% | 2,000,000 | 0.0% | 0.88% | +34.2% | |
| CLF | CLEVELAND-CLIFFS INC NEWcall | $20,110,000 | +38.1% | 1,000,000 | 0.0% | 0.74% | +5.9% | |
| UNITED STATES STL CORP NEWnote 5.000%11/0 | $19,470,000 | +43.1% | 9,000,000 | 0.0% | 0.72% | +9.6% | ||
| SPG | SIMON PPTY GROUP INC NEWcall | $17,293,000 | +33.4% | 152,000 | 0.0% | 0.64% | +2.3% | |
| LMT | LOCKHEED MARTIN CORPcall | $14,780,000 | +4.1% | 40,000 | 0.0% | 0.54% | -20.1% | |
| TEVA | TEVA PHARMACEUTICAL INDS LTDput | $11,540,000 | +19.6% | 1,000,000 | 0.0% | 0.42% | -8.4% | |
| RIG | TRANSOCEAN LTDput | $9,940,000 | +53.7% | 2,800,000 | 0.0% | 0.37% | +18.1% | |
| DISH NETWORK CORPORATIONnote 3.375% 8/1 | $7,725,000 | +0.8% | 8,000,000 | 0.0% | 0.28% | -22.8% | ||
| NCLH | NORWEGIAN CRUISE LINE HLDG Lcall | $5,518,000 | +8.5% | 200,000 | 0.0% | 0.20% | -16.8% | |
| OC | OWENS CORNING NEW | $5,525,000 | +21.5% | 60,000 | 0.0% | 0.20% | -6.9% | |
| T | AT&T INCcall | $5,449,000 | +5.3% | 180,000 | 0.0% | 0.20% | -19.4% | |
| CCL | CARNIVAL CORPcall | $5,308,000 | +22.5% | 200,000 | 0.0% | 0.20% | -6.2% | |
| DISH | DISH NETWORK CORPORATIONput | $4,887,000 | +11.9% | 135,000 | 0.0% | 0.18% | -13.9% | |
| VAR | VARIAN MED SYS INC | $3,266,000 | +0.9% | 18,500 | 0.0% | 0.12% | -22.6% | |
| DISH | DISH NETWORK CORPORATIONcall | $3,258,000 | +11.9% | 90,000 | 0.0% | 0.12% | -14.3% | |
| INFO | IHS MARKIT LTD | $3,145,000 | +7.7% | 32,500 | 0.0% | 0.12% | -17.1% | |
| DISH | DISH NETWORK CORPORATIONcl a | $1,267,000 | +11.9% | 35,000 | 0.0% | 0.05% | -13.0% | |
| PNM | PNM RES INC | $1,226,000 | +1.1% | 25,000 | 0.0% | 0.04% | -22.4% | |
| FMACU | FIRSTMARK HORIZON ACQUISITIOunit 99/99/9999 | $413,000 | -7.8% | 39,300 | 0.0% | 0.02% | -28.6% | |
| ARMK | ARAMARK | $261,000 | -1.9% | 6,900 | 0.0% | 0.01% | -23.1% | |
| ZSAN | ZOSANO PHARMA CORPcall | $0 | – | 15,922 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ASSURED GUARANTY LTD | 39 | Q3 2023 | 2.4% |
| AMAZON.COM INC | 37 | Q3 2023 | 4.3% |
| UNITED STATES STL CORP NEW | 27 | Q3 2023 | 4.4% |
| RETROPHIN INC | 26 | Q2 2020 | 3.8% |
| META PLATFORMS INC | 26 | Q3 2023 | 2.2% |
| GOODYEAR TIRE & RUBR CO | 25 | Q1 2023 | 3.4% |
| ALIBABA GROUP HLDG LTD | 25 | Q3 2023 | 3.4% |
| INTERNATIONAL BUSINESS MACHS | 25 | Q3 2023 | 1.7% |
| APPLE INC | 25 | Q3 2023 | 2.0% |
| SPDR S&P 500 ETF TRUST | 24 | Q3 2023 | 22.7% |
View Lombard Odier Asset Management (USA) Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Eiger BioPharmaceuticals, Inc. | February 14, 2017 | 170,032 | 2.0% |
| PIERIS PHARMACEUTICALS, INC. | February 14, 2017 | 2,422,930 | 5.6% |
| CymaBay Therapeutics, Inc. | February 16, 2016 | 1,085,681 | 4.6% |
| Retrophin, Inc. | February 16, 2016 | 1,144,720 | 3.2% |
| BON TON STORES INCSold out | February 11, 2015 | 0 | 0.0% |
| FAIRPOINT COMMUNICATIONS INCSold out | February 11, 2015 | 0 | 0.0% |
View Lombard Odier Asset Management (USA) Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
View Lombard Odier Asset Management (USA) Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.