$1.05 Billion is the total value of Lombard Odier Asset Management (USA) Corp's 245 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $30,316,000 | +8.0% | 16,000,000 | 0.0% | 2.90% | +28.4% | ||
| J2 GLOBAL INCnote 3.250% 6/1 | $17,404,000 | +1.9% | 12,255,000 | 0.0% | 1.66% | +21.1% | ||
| ISTAR INCnote 3.125% 9/1 | $16,983,000 | +3.6% | 16,000,000 | 0.0% | 1.62% | +23.2% | ||
| RTI INTL METALS INCnote 1.625%10/1 | $16,966,000 | -1.7% | 17,000,000 | 0.0% | 1.62% | +16.8% | ||
| GM | GENERAL MTRS COput | $13,493,000 | -2.7% | 360,000 | 0.0% | 1.29% | +15.7% | |
| BUD | ANHEUSER BUSCH INBEV SA/NVput | $11,418,000 | +7.5% | 120,000 | 0.0% | 1.09% | +27.7% | |
| AK STL CORPnote 5.000%11/1 | $11,199,000 | -0.2% | 11,187,000 | 0.0% | 1.07% | +18.6% | ||
| GILD | GILEAD SCIENCES INCcall | $9,507,000 | -6.2% | 150,000 | 0.0% | 0.91% | +11.5% | |
| GLNG | GOLAR LNG LTD BERMUDAput | $9,093,000 | -29.7% | 700,000 | 0.0% | 0.87% | -16.4% | |
| PSX | PHILLIPS 66call | $8,192,000 | +9.5% | 80,000 | 0.0% | 0.78% | +30.2% | |
| F | FORD MTR CO DELput | $7,792,000 | -10.5% | 850,700 | 0.0% | 0.74% | +6.4% | |
| CPRI | CAPRI HOLDINGS LIMITEDcall | $7,627,000 | -4.4% | 230,000 | 0.0% | 0.73% | +13.7% | |
| DISH NETWORK CORPnote 3.375% 8/1 | $7,351,000 | -5.8% | 8,000,000 | 0.0% | 0.70% | +11.9% | ||
| IBM | INTERNATIONAL BUSINESS MACHScall | $4,217,000 | +5.5% | 29,000 | 0.0% | 0.40% | +25.2% | |
| TGT | TARGET CORPcall | $3,753,000 | +23.5% | 35,100 | 0.0% | 0.36% | +46.5% | |
| AXL | AMERICAN AXLE & MFG HLDGS INcall | $3,699,000 | -35.6% | 450,000 | 0.0% | 0.35% | -23.4% | |
| ZAYO | ZAYO GROUP HLDGS INCcall | $3,465,000 | +3.0% | 102,200 | 0.0% | 0.33% | +22.1% | |
| X | UNITED STATES STL CORP NEWcall | $2,310,000 | -24.6% | 200,000 | 0.0% | 0.22% | -10.2% | |
| CONSOLIDATED TOMOKA LD COnote 4.500% 3/1 | $2,142,000 | +4.7% | 2,000,000 | 0.0% | 0.20% | +24.2% | ||
| BNFT | BENEFITFOCUS INCput | $2,060,000 | -12.3% | 86,500 | 0.0% | 0.20% | +4.2% | |
| CZR | CAESARS ENTMT CORP | $2,041,000 | -1.4% | 175,000 | 0.0% | 0.20% | +16.8% | |
| LUMN | CENTURYLINK INCcall | $1,872,000 | +6.1% | 150,000 | 0.0% | 0.18% | +26.1% | |
| LSXMK | LIBERTY MEDIA CORP DELAWARE | $1,472,000 | +10.5% | 35,078 | 0.0% | 0.14% | +31.8% | |
| RAVN | RAVEN INDS INC | $1,422,000 | -6.8% | 42,500 | 0.0% | 0.14% | +10.6% | |
| WDC | WESTERN DIGITAL CORPcall | $1,193,000 | +25.4% | 20,000 | 0.0% | 0.11% | +48.1% | |
| LEN | LENNAR CORPcall | $1,117,000 | +15.3% | 20,000 | 0.0% | 0.11% | +37.2% | |
| SMPL | SIMPLY GOOD FOODS CO | $1,044,000 | +20.4% | 36,000 | 0.0% | 0.10% | +42.9% | |
| INTC | INTEL CORPput | $1,031,000 | +7.7% | 20,000 | 0.0% | 0.10% | +28.6% | |
| INTC | INTEL CORPcall | $1,031,000 | +7.7% | 20,000 | 0.0% | 0.10% | +28.6% | |
| TOL | TOLL BROTHERS INCput | $1,026,000 | +12.0% | 25,000 | 0.0% | 0.10% | +32.4% | |
| NOK | NOKIA CORPcall | $1,012,000 | +1.0% | 200,000 | 0.0% | 0.10% | +19.8% | |
| BLDP | BALLARD PWR SYS INC NEW | $844,000 | +19.9% | 172,500 | 0.0% | 0.08% | +42.1% | |
| DOFSQ | DIAMOND OFFSHORE DRILLING INcall | $834,000 | -37.3% | 150,000 | 0.0% | 0.08% | -25.2% | |
| CISN | CISION LTDcall | $741,000 | -34.4% | 96,300 | 0.0% | 0.07% | -22.0% | |
| CBAY | CYMABAY THERAPEUTICS INC | $742,000 | -28.5% | 145,000 | 0.0% | 0.07% | -15.5% | |
| AKS | AK STL HLDG CORPput | $681,000 | -4.2% | 300,000 | 0.0% | 0.06% | +14.0% | |
| URI | UNITED RENTALS INCcall | $623,000 | -6.0% | 5,000 | 0.0% | 0.06% | +13.2% | |
| ARMK | ARAMARK | $392,000 | +20.6% | 9,000 | 0.0% | 0.04% | +46.2% | |
| CLF | CLEVELAND CLIFFS INCcall | $347,000 | -32.2% | 48,000 | 0.0% | 0.03% | -19.5% | |
| ECA | ENCANA CORPput | $230,000 | -10.5% | 50,000 | 0.0% | 0.02% | +4.8% | |
| BE | BLOOM ENERGY CORP | $226,000 | -73.6% | 69,675 | 0.0% | 0.02% | -68.1% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ASSURED GUARANTY LTD | 39 | Q3 2023 | 2.4% |
| AMAZON.COM INC | 37 | Q3 2023 | 4.3% |
| UNITED STATES STL CORP NEW | 27 | Q3 2023 | 4.4% |
| RETROPHIN INC | 26 | Q2 2020 | 3.8% |
| META PLATFORMS INC | 26 | Q3 2023 | 2.2% |
| GOODYEAR TIRE & RUBR CO | 25 | Q1 2023 | 3.4% |
| ALIBABA GROUP HLDG LTD | 25 | Q3 2023 | 3.4% |
| INTERNATIONAL BUSINESS MACHS | 25 | Q3 2023 | 1.7% |
| APPLE INC | 25 | Q3 2023 | 2.0% |
| SPDR S&P 500 ETF TRUST | 24 | Q3 2023 | 22.7% |
View Lombard Odier Asset Management (USA) Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Eiger BioPharmaceuticals, Inc. | February 14, 2017 | 170,032 | 2.0% |
| PIERIS PHARMACEUTICALS, INC. | February 14, 2017 | 2,422,930 | 5.6% |
| CymaBay Therapeutics, Inc. | February 16, 2016 | 1,085,681 | 4.6% |
| Retrophin, Inc. | February 16, 2016 | 1,144,720 | 3.2% |
| BON TON STORES INCSold out | February 11, 2015 | 0 | 0.0% |
| FAIRPOINT COMMUNICATIONS INCSold out | February 11, 2015 | 0 | 0.0% |
View Lombard Odier Asset Management (USA) Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
View Lombard Odier Asset Management (USA) Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.