$1.3 Billion is the total value of Lombard Odier Asset Management (USA) Corp's 210 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 137.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VXX | Buy | BARCLAYS BK PLCput | $32,627,000 | +132.5% | 1,190,150 | +138.0% | 2.50% | +151.0% |
| GLD | Buy | SPDR GOLD TRUSTcall | $29,676,000 | +2340.5% | 240,000 | +2300.0% | 2.28% | +2545.3% |
| GLD | New | SPDR GOLD TRUSTput | $29,676,000 | – | 240,000 | +100.0% | 2.28% | – |
| EEM | New | ISHARES TRput | $24,502,000 | – | 520,000 | +100.0% | 1.88% | – |
| Buy | VECTOR GROUP LTDfrnt 4/1 | $24,385,000 | +18.2% | 21,106,000 | +17.3% | 1.87% | +27.5% | |
| PXD | Buy | PIONEER NAT RES CO | $23,517,000 | +36.4% | 136,053 | +16.5% | 1.80% | +47.2% |
| CLR | Buy | CONTINENTAL RESOURCES INC | $23,336,000 | +50.4% | 440,547 | +9.6% | 1.79% | +62.2% |
| XEC | Buy | CIMAREX ENERGY CO | $22,292,000 | +29.9% | 182,708 | +21.0% | 1.71% | +40.1% |
| NXPI | Buy | NXP SEMICONDUCTORS N Vcall | $21,662,000 | +74.1% | 185,000 | +68.2% | 1.66% | +87.9% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHScall | $21,556,000 | +147.6% | 140,500 | +134.2% | 1.65% | +167.0% |
| New | TESLA INCnote 0.250% 3/0 | $21,139,000 | – | 20,000,000 | +100.0% | 1.62% | – | |
| New | YAHOO INCnote 12/0 | $20,835,000 | – | 15,473,000 | +100.0% | 1.60% | – | |
| TWX | Buy | TIME WARNER INC | $19,866,000 | +6.4% | 217,191 | +19.2% | 1.52% | +14.8% |
| EA | New | ELECTRONIC ARTS INC | $18,386,000 | – | 175,000 | +100.0% | 1.41% | – |
| New | PANDORA MEDIA INCnote 1.750%12/0 | $17,763,000 | – | 20,000,000 | +100.0% | 1.36% | – | |
| STZ | New | CONSTELLATION BRANDS INCcl a | $17,143,000 | – | 75,000 | +100.0% | 1.31% | – |
| New | TRINITY INDS INCnote 3.875% 6/0 | $16,334,000 | – | 10,323,000 | +100.0% | 1.25% | – | |
| CSTM | Buy | CONSTELLIUM NVcl a | $15,130,000 | +91.1% | 1,356,919 | +75.7% | 1.16% | +106.0% |
| EL | Buy | LAUDER ESTEE COS INCcall | $13,322,000 | +18.6% | 104,700 | +0.5% | 1.02% | +27.8% |
| H | New | HYATT HOTELS CORP | $12,870,000 | – | 175,000 | +100.0% | 0.99% | – |
| KRA | Buy | KRATON CORPORATION | $12,001,000 | +32.9% | 249,140 | +11.6% | 0.92% | +43.3% |
| COP | New | CONOCOPHILLIPS | $11,478,000 | – | 209,104 | +100.0% | 0.88% | – |
| TWX | Buy | TIME WARNER INCput | $11,434,000 | +31.6% | 125,000 | +47.4% | 0.88% | +41.9% |
| MA | New | MASTERCARD INCORPORATEDcl a | $11,352,000 | – | 75,000 | +100.0% | 0.87% | – |
| TGT | Buy | TARGET CORPcall | $11,093,000 | +25.3% | 170,000 | +13.3% | 0.85% | +35.3% |
| XRT | New | SPDR SERIES TRUSTput | $10,888,000 | – | 241,000 | +100.0% | 0.84% | – |
| HHC | Buy | HOWARD HUGHES CORP | $10,777,000 | +21.7% | 82,101 | +9.3% | 0.83% | +31.1% |
| SHW | New | SHERWIN WILLIAMS CO | $10,251,000 | – | 25,000 | +100.0% | 0.79% | – |
| LILA | New | LIBERTY LATIN AMERICA LTD | $9,300,000 | – | 461,519 | +100.0% | 0.71% | – |
| PDCE | Buy | PDC ENERGY INC | $9,163,000 | +38.4% | 177,782 | +31.7% | 0.70% | +49.3% |
| VST | New | VISTRA ENERGY CORP | $8,984,000 | – | 490,397 | +100.0% | 0.69% | – |
| FANG | Buy | DIAMONDBACK ENERGY INC | $8,924,000 | +30.1% | 70,686 | +1.0% | 0.68% | +40.2% |
| Buy | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $8,746,000 | +43.1% | 15,365,000 | +38.9% | 0.67% | +54.6% | |
| PE | Buy | PARSLEY ENERGY INCcl a | $8,754,000 | +28.3% | 297,359 | +14.8% | 0.67% | +38.4% |
| RSPP | Buy | RSP PERMIAN INC | $8,730,000 | +26.3% | 214,595 | +7.4% | 0.67% | +36.3% |
| AGO | Buy | ASSURED GUARANTY LTD | $8,196,000 | +16.6% | 241,976 | +30.0% | 0.63% | +25.6% |
| COL | Buy | ROCKWELL COLLINS INC | $7,459,000 | +280.4% | 55,000 | +266.7% | 0.57% | +311.5% |
| GE | New | GENERAL ELECTRIC COcall | $6,980,000 | – | 400,000 | +100.0% | 0.54% | – |
| LUMN | New | CENTURYLINK INCput | $6,672,000 | – | 400,000 | +100.0% | 0.51% | – |
| XOGAQ | New | EXTRACTION OIL AND GAS INC | $6,629,000 | – | 463,268 | +100.0% | 0.51% | – |
| NWL | New | NEWELL BRANDS INCput | $6,467,000 | – | 209,300 | +100.0% | 0.50% | – |
| VMC | New | VULCAN MATLS CO | $6,419,000 | – | 50,000 | +100.0% | 0.49% | – |
| QCOM | Buy | QUALCOMM INCcall | $6,402,000 | +340.9% | 100,000 | +257.1% | 0.49% | +376.7% |
| WPX | New | WPX ENERGY INC | $6,360,000 | – | 452,025 | +100.0% | 0.49% | – |
| TLT | New | ISHARES TRput | $6,343,000 | – | 50,000 | +100.0% | 0.49% | – |
| GILD | New | GILEAD SCIENCES INCcall | $6,089,000 | – | 85,000 | +100.0% | 0.47% | – |
| Buy | AK STL CORPnote 5.000%11/1 | $6,033,000 | +49.9% | 4,500,000 | +50.0% | 0.46% | +61.9% | |
| FOXA | New | TWENTY FIRST CENTY FOX INCcl a | $5,525,000 | – | 160,000 | +100.0% | 0.42% | – |
| CHTR | New | CHARTER COMMUNICATIONS INC Ncl a | $5,375,000 | – | 16,000 | +100.0% | 0.41% | – |
| CHTR | New | CHARTER COMMUNICATIONS INC Nput | $5,375,000 | – | 16,000 | +100.0% | 0.41% | – |
| CLF | Buy | CLEVELAND CLIFFS INCput | $5,047,000 | +56.8% | 700,000 | +55.6% | 0.39% | +69.0% |
| SWCH | New | SWITCH INCcl a | $4,974,000 | – | 273,451 | +100.0% | 0.38% | – |
| GLNG | Buy | GOLAR LNG LTD BERMUDAcall | $4,773,000 | +75.9% | 160,100 | +33.4% | 0.37% | +89.6% |
| NQ | Buy | NQ MOBILE INCadr repstg cl a | $4,761,000 | +14.9% | 1,184,306 | +0.1% | 0.36% | +23.7% |
| CPE | Buy | CALLON PETE CO DEL | $4,669,000 | +31.4% | 384,275 | +21.5% | 0.36% | +41.5% |
| EVH | Buy | EVOLENT HEALTH INCcl a | $4,667,000 | -12.6% | 379,441 | +26.5% | 0.36% | -5.8% |
| GOGO | New | GOGO INCcall | $4,585,000 | – | 406,500 | +100.0% | 0.35% | – |
| EXAS | New | EXACT SCIENCES CORP | $4,557,000 | – | 86,731 | +100.0% | 0.35% | – |
| AET | Buy | AETNA INC NEW | $4,510,000 | +183.6% | 25,000 | +150.0% | 0.35% | +206.2% |
| TIF | Buy | TIFFANY & CO NEW | $4,497,000 | +22.3% | 43,263 | +8.0% | 0.34% | +32.2% |
| JAG | New | JAGGED PEAK ENERGY INC | $4,458,000 | – | 282,496 | +100.0% | 0.34% | – |
| CI | New | CIGNA CORPORATION | $4,404,000 | – | 21,683 | +100.0% | 0.34% | – |
| SRCI | Buy | SRC ENERGY INC | $4,309,000 | +47.1% | 505,180 | +66.8% | 0.33% | +58.7% |
| DIS | New | DISNEY WALT COcall | $4,300,000 | – | 40,000 | +100.0% | 0.33% | – |
| AC | New | ASSOCIATED CAP GROUP INCcall | $4,247,000 | – | 164,100 | +100.0% | 0.33% | – |
| MBI | Buy | MBIA INC | $4,174,000 | +35.5% | 570,280 | +61.1% | 0.32% | +46.1% |
| CDEV | Buy | CENTENNIAL RESOURCE DEV INCcl a | $4,106,000 | +16.8% | 207,352 | +6.0% | 0.32% | +26.0% |
| SE | New | SEA LTDadr | $3,849,000 | – | 288,711 | +100.0% | 0.30% | – |
| ORCL | New | ORACLE CORPput | $3,782,000 | – | 80,000 | +100.0% | 0.29% | – |
| LNCE | New | SNYDERS-LANCE INC | $3,756,000 | – | 75,000 | +100.0% | 0.29% | – |
| PODD | New | INSULET CORP | $3,740,000 | – | 54,207 | +100.0% | 0.29% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $3,585,000 | – | 16,262 | +100.0% | 0.28% | – |
| WHR | Buy | WHIRLPOOL CORPcall | $3,457,000 | +171.6% | 20,500 | +197.1% | 0.26% | +194.4% |
| TPX | New | TEMPUR SEALY INTL INCcall | $3,435,000 | – | 54,800 | +100.0% | 0.26% | – |
| AXDX | Buy | ACCELERATE DIAGNOSTICS INC | $3,408,000 | +507.5% | 130,094 | +420.4% | 0.26% | +552.5% |
| BBL | Buy | BHP BILLITON PLCsponsored adr | $3,374,000 | +29.0% | 83,718 | +13.4% | 0.26% | +39.2% |
| THC | Buy | TENET HEALTHCARE CORP | $3,352,000 | +277.9% | 221,092 | +309.4% | 0.26% | +307.9% |
| RIO | Buy | RIO TINTO PLCsponsored adr | $3,241,000 | +14.5% | 61,229 | +2.0% | 0.25% | +23.4% |
| QCOM | New | QUALCOMM INCput | $3,201,000 | – | 50,000 | +100.0% | 0.24% | – |
| QCOM | Buy | QUALCOMM INC | $3,201,000 | +311.4% | 50,000 | +233.3% | 0.24% | +345.5% |
| IPOAU | Buy | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $3,180,000 | +50.7% | 300,000 | +50.0% | 0.24% | +62.7% |
| CJ | Buy | C&J ENERGY SVCS INC NEW | $3,126,000 | +30.4% | 93,398 | +16.7% | 0.24% | +41.2% |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $3,085,000 | – | 95,491 | +100.0% | 0.24% | – |
| TSEM | Buy | TOWER SEMICONDUCTOR LTD | $2,792,000 | +263.1% | 81,938 | +227.8% | 0.21% | +289.1% |
| XLNX | New | XILINX INC | $2,749,000 | – | 40,768 | +100.0% | 0.21% | – |
| SIRI | Buy | SIRIUS XM HLDGS INCput | $2,705,000 | +1.8% | 504,700 | +4.8% | 0.21% | +9.5% |
| CVEO | New | CIVEO CORP CDA | $2,691,000 | – | 985,676 | +100.0% | 0.21% | – |
| RCII | Buy | RENT A CTR INC NEWcall | $2,664,000 | +12.4% | 240,000 | +16.2% | 0.20% | +20.7% |
| TX | Buy | TERNIUM SAspon adr | $2,574,000 | +9.5% | 81,492 | +7.2% | 0.20% | +18.0% |
| AAVVF | New | ADVANTAGE OIL & GAS LTD | $2,542,000 | – | 592,122 | +100.0% | 0.20% | – |
| LILA | New | LIBERTY LATIN AMERICA LTDcall | $2,519,000 | – | 125,000 | +100.0% | 0.19% | – |
| WCG | New | WELLCARE HEALTH PLANS INC | $2,443,000 | – | 12,146 | +100.0% | 0.19% | – |
| PKX | Buy | POSCOsponsored adr | $2,439,000 | +251.4% | 31,219 | +212.2% | 0.19% | +281.6% |
| PAAS | New | PAN AMERICAN SILVER CORP | $2,397,000 | – | 154,050 | +100.0% | 0.18% | – |
| ISRG | New | INTUITIVE SURGICAL INC | $2,374,000 | – | 6,504 | +100.0% | 0.18% | – |
| MON | New | MONSANTO CO NEWput | $2,336,000 | – | 20,000 | +100.0% | 0.18% | – |
| LSXMK | Buy | LIBERTY MEDIA CORP DELAWARE | $2,140,000 | -4.0% | 53,953 | +1.4% | 0.16% | +3.8% |
| SNI | Buy | SCRIPPS NETWORKS INTERACT IN | $2,135,000 | +24.3% | 25,000 | +25.0% | 0.16% | +34.4% |
| QHCCQ | New | QUORUM HEALTH CORP | $2,119,000 | – | 339,617 | +100.0% | 0.16% | – |
| TAP | Buy | MOLSON COORS BREWING COcall | $2,117,000 | +72.8% | 25,800 | +72.0% | 0.16% | +86.2% |
| OIH | Buy | VANECK VECTORS ETF TRoil svcs etf | $2,091,000 | +93.3% | 80,260 | +93.4% | 0.16% | +107.8% |
| BRKS | New | BROOKS AUTOMATION INC | $1,939,000 | – | 81,308 | +100.0% | 0.15% | – |
| YUME | Buy | YUME INC | $1,826,000 | +55.4% | 382,121 | +17.2% | 0.14% | +66.7% |
| ETM | New | ENTERCOM COMMUNICATIONS CORPcall | $1,772,000 | – | 164,100 | +100.0% | 0.14% | – |
| TRIP | Buy | TRIPADVISOR INCcall | $1,723,000 | +70.1% | 50,000 | +100.0% | 0.13% | +83.3% |
| CSX | New | CSX CORP | $1,709,000 | – | 31,061 | +100.0% | 0.13% | – |
| AKS | New | AK STL HLDG CORPput | $1,698,000 | – | 300,000 | +100.0% | 0.13% | – |
| FOSL | Buy | FOSSIL GROUP INC | $1,601,000 | -16.6% | 206,100 | +0.2% | 0.12% | -9.6% |
| FOSL | Buy | FOSSIL GROUP INCput | $1,601,000 | -16.6% | 206,100 | +0.2% | 0.12% | -9.6% |
| BOBE | Buy | BOB EVANS FARMS INC | $1,576,000 | +103.4% | 20,000 | +100.0% | 0.12% | +120.0% |
| BWLD | New | BUFFALO WILD WINGS INC | $1,564,000 | – | 10,000 | +100.0% | 0.12% | – |
| CVS | New | CVS HEALTH CORPcall | $1,523,000 | – | 21,000 | +100.0% | 0.12% | – |
| TRCO | Buy | TRIBUNE MEDIA COcl a | $1,486,000 | +142.4% | 35,000 | +133.3% | 0.11% | +159.1% |
| GLOG | New | GASLOG LTD | $1,367,000 | – | 61,436 | +100.0% | 0.10% | – |
| MSCC | New | MICROSEMI CORPcall | $1,291,000 | – | 25,000 | +100.0% | 0.10% | – |
| MDT | New | MEDTRONIC PLCcall | $1,292,000 | – | 16,000 | +100.0% | 0.10% | – |
| NBR | Buy | NABORS INDUSTRIES LTD | $1,290,000 | +4.5% | 188,800 | +23.4% | 0.10% | +12.5% |
| TRCO | Buy | TRIBUNE MEDIA COput | $1,274,000 | +24.7% | 30,000 | +20.0% | 0.10% | +34.2% |
| LUMN | New | CENTURYLINK INCcall | $1,248,000 | – | 74,800 | +100.0% | 0.10% | – |
| MTD | New | METTLER TOLEDO INTERNATIONAL | $1,143,000 | – | 1,845 | +100.0% | 0.09% | – |
| SFL | New | SHIP FINANCE INTERNATIONAL L | $1,138,000 | – | 73,427 | +100.0% | 0.09% | – |
| GLNG | New | GOLAR LNG LTD BERMUDA | $1,084,000 | – | 36,365 | +100.0% | 0.08% | – |
| OLN | New | OLIN CORP | $1,023,000 | – | 28,761 | +100.0% | 0.08% | – |
| PRTY | New | PARTY CITY HOLDCO INC | $978,000 | – | 70,096 | +100.0% | 0.08% | – |
| KND | New | KINDRED HEALTHCARE INC | $970,000 | – | 100,000 | +100.0% | 0.07% | – |
| ORCL | New | ORACLE CORP | $946,000 | – | 20,000 | +100.0% | 0.07% | – |
| BMS | New | BEMIS INCcall | $903,000 | – | 18,900 | +100.0% | 0.07% | – |
| GOLD | New | BARRICK GOLD CORPcall | $868,000 | – | 60,000 | +100.0% | 0.07% | – |
| AKS | New | AK STL HLDG CORP | $812,000 | – | 143,464 | +100.0% | 0.06% | – |
| MBI | Buy | MBIA INCcall | $800,000 | -8.0% | 109,300 | +9.3% | 0.06% | -1.6% |
| QTNT | New | QUOTIENT LTD | $751,000 | – | 151,777 | +100.0% | 0.06% | – |
| CLF | Buy | CLEVELAND CLIFFS INC | $705,000 | +146.5% | 97,791 | +144.5% | 0.05% | +170.0% |
| APRN | New | BLUE APRON HLDGS INCcl a | $705,000 | – | 175,000 | +100.0% | 0.05% | – |
| KIDS | New | ORTHOPEDIATRICS CORP | $624,000 | – | 32,524 | +100.0% | 0.05% | – |
| NUE | New | NUCOR CORP | $595,000 | – | 9,361 | +100.0% | 0.05% | – |
| CSCO | New | CISCO SYS INCput | $575,000 | – | 15,000 | +100.0% | 0.04% | – |
| RS | New | RELIANCE STEEL & ALUMINUM CO | $543,000 | – | 6,329 | +100.0% | 0.04% | – |
| P | New | PANDORA MEDIA INCcall | $501,000 | – | 104,000 | +100.0% | 0.04% | – |
| ORCL | New | ORACLE CORPcall | $473,000 | – | 10,000 | +100.0% | 0.04% | – |
| TIME | New | TIME INC NEW | $461,000 | – | 25,000 | +100.0% | 0.04% | – |
| HAIR | New | RESTORATION ROBOTICS INC | $457,000 | – | 99,378 | +100.0% | 0.04% | – |
| XPO | New | XPO LOGISTICS INC | $458,000 | – | 5,000 | +100.0% | 0.04% | – |
| CLF | New | CLEVELAND CLIFFS INCcall | $433,000 | – | 60,000 | +100.0% | 0.03% | – |
| EXAC | New | EXACTECH INC | $371,000 | – | 7,500 | +100.0% | 0.03% | – |
| CAA | New | CALATLANTIC GROUP INC | $282,000 | – | 5,000 | +100.0% | 0.02% | – |
| BMS | New | BEMIS INC | $239,000 | – | 5,000 | +100.0% | 0.02% | – |
| SIRI | Buy | SIRIUS XM HLDGS INC | $129,000 | +111.5% | 24,058 | +117.6% | 0.01% | +150.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ASSURED GUARANTY LTD | 39 | Q3 2023 | 2.4% |
| AMAZON.COM INC | 37 | Q3 2023 | 4.3% |
| UNITED STATES STL CORP NEW | 27 | Q3 2023 | 4.4% |
| RETROPHIN INC | 26 | Q2 2020 | 3.8% |
| META PLATFORMS INC | 26 | Q3 2023 | 2.2% |
| GOODYEAR TIRE & RUBR CO | 25 | Q1 2023 | 3.4% |
| ALIBABA GROUP HLDG LTD | 25 | Q3 2023 | 3.4% |
| INTERNATIONAL BUSINESS MACHS | 25 | Q3 2023 | 1.7% |
| APPLE INC | 25 | Q3 2023 | 2.0% |
| SPDR S&P 500 ETF TRUST | 24 | Q3 2023 | 22.7% |
View Lombard Odier Asset Management (USA) Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Eiger BioPharmaceuticals, Inc. | February 14, 2017 | 170,032 | 2.0% |
| PIERIS PHARMACEUTICALS, INC. | February 14, 2017 | 2,422,930 | 5.6% |
| CymaBay Therapeutics, Inc. | February 16, 2016 | 1,085,681 | 4.6% |
| Retrophin, Inc. | February 16, 2016 | 1,144,720 | 3.2% |
| BON TON STORES INCSold out | February 11, 2015 | 0 | 0.0% |
| FAIRPOINT COMMUNICATIONS INCSold out | February 11, 2015 | 0 | 0.0% |
View Lombard Odier Asset Management (USA) Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
View Lombard Odier Asset Management (USA) Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.