$1.41 Billion is the total value of Lombard Odier Asset Management (USA) Corp's 208 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 149.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $100,492,000 | +149.6% | 400,000 | +140.2% | 7.14% | +124.4% |
| Buy | VERISIGN INCsdcv 3.250% 8/1 | $61,866,000 | +14.6% | 19,873,000 | +0.4% | 4.40% | +3.0% | |
| EEM | Buy | ISHARES TRcall | $49,291,000 | +83.2% | 1,100,000 | +69.2% | 3.50% | +64.7% |
| IWM | New | ISHARES TRput | $29,636,000 | – | 200,000 | +100.0% | 2.11% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHSput | $24,490,000 | +137.6% | 168,800 | +151.9% | 1.74% | +113.6% |
| New | SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0 | $21,519,000 | – | 19,500,000 | +100.0% | 1.53% | – | |
| TTWO | Buy | TAKE-TWO INTERACTIVE SOFTWAR | $20,446,000 | +178.6% | 200,000 | +100.0% | 1.45% | +150.7% |
| THO | Buy | THOR INDS INC | $20,146,000 | +28.5% | 160,000 | +6.7% | 1.43% | +15.5% |
| ADSK | New | AUTODESK INC | $19,646,000 | – | 175,000 | +100.0% | 1.40% | – |
| TWX | Buy | TIME WARNER INC | $18,665,000 | +10.2% | 182,191 | +8.0% | 1.33% | -0.9% |
| WYND | Buy | WYNDHAM WORLDWIDE CORP | $18,447,000 | +83.7% | 175,000 | +75.0% | 1.31% | +65.1% |
| EDU | New | NEW ORIENTAL ED & TECH GRP Ispon adr | $17,652,000 | – | 200,000 | +100.0% | 1.26% | – |
| New | TWITTER INCnote 1.000% 9/1 | $17,450,000 | – | 18,975,000 | +100.0% | 1.24% | – | |
| PXD | Buy | PIONEER NAT RES CO | $17,237,000 | +45.3% | 116,830 | +57.2% | 1.22% | +30.6% |
| XEC | Buy | CIMAREX ENERGY CO | $17,158,000 | +46.1% | 150,948 | +20.8% | 1.22% | +31.3% |
| PYPL | New | PAYPAL HLDGS INC | $16,008,000 | – | 250,000 | +100.0% | 1.14% | – |
| MRO | New | MARATHON OIL CORP | $15,933,000 | – | 1,175,000 | +100.0% | 1.13% | – |
| CLR | New | CONTINENTAL RESOURCES INC | $15,521,000 | – | 402,000 | +100.0% | 1.10% | – |
| NFLX | Buy | NETFLIX INC | $15,415,000 | +37.6% | 85,000 | +13.3% | 1.10% | +23.7% |
| VXX | New | BARCLAYS BK PLCput | $14,031,000 | – | 499,975 | +100.0% | 1.00% | – |
| COMM | Buy | COMMSCOPE HLDG CO INC | $13,013,000 | +40.2% | 391,853 | +60.5% | 0.92% | +26.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $11,287,000 | +9.5% | 77,800 | +16.1% | 0.80% | -1.6% |
| EL | New | LAUDER ESTEE COS INCcall | $11,237,000 | – | 104,200 | +100.0% | 0.80% | – |
| AABA | New | ALTABA INC | $10,826,000 | – | 163,435 | +100.0% | 0.77% | – |
| TTD | Buy | THE TRADE DESK INC | $10,817,000 | +154.4% | 175,863 | +107.3% | 0.77% | +128.9% |
| SLB | New | SCHLUMBERGER LTD | $10,464,000 | – | 150,000 | +100.0% | 0.74% | – |
| NTES | Buy | NETEASE INCsponsored adr | $10,420,000 | +23.8% | 39,500 | +41.1% | 0.74% | +11.3% |
| NXPI | Buy | NXP SEMICONDUCTORS N Vput | $10,178,000 | +32.8% | 90,000 | +28.6% | 0.72% | +19.5% |
| AKAM | Buy | AKAMAI TECHNOLOGIES INC | $9,893,000 | +113.4% | 203,068 | +118.2% | 0.70% | +91.6% |
| AAPL | New | APPLE INC | $9,633,000 | – | 62,500 | +100.0% | 0.68% | – |
| SFM | New | SPROUTS FMRS MKT INCcall | $9,385,000 | – | 500,000 | +100.0% | 0.67% | – |
| EGN | Buy | ENERGEN CORP | $9,374,000 | +39.2% | 171,440 | +25.7% | 0.67% | +25.0% |
| HTZGQ | New | HERTZ GLOBAL HLDGS INCput | $8,944,000 | – | 400,000 | +100.0% | 0.64% | – |
| HHC | Buy | HOWARD HUGHES CORP | $8,855,000 | +16.3% | 75,083 | +21.1% | 0.63% | +4.7% |
| JWN | Buy | NORDSTROM INCcall | $8,723,000 | +304.4% | 185,000 | +310.2% | 0.62% | +262.6% |
| IBM | New | INTERNATIONAL BUSINESS MACHScall | $8,705,000 | – | 60,000 | +100.0% | 0.62% | – |
| TWX | Buy | TIME WARNER INCput | $8,688,000 | +116.3% | 84,800 | +112.0% | 0.62% | +94.3% |
| Buy | ARBOR RLTY TR INCnote 6.500%10/0 | $8,649,000 | +306.4% | 8,066,000 | +303.3% | 0.62% | +266.1% | |
| NPTN | Buy | NEOPHOTONICS CORP | $8,242,000 | +10.3% | 1,482,349 | +53.2% | 0.59% | -0.8% |
| X | Buy | UNITED STATES STL CORP NEWput | $8,211,000 | +85.4% | 320,000 | +60.0% | 0.58% | +66.9% |
| LULU | Buy | LULULEMON ATHLETICA INC | $8,179,000 | +51.7% | 131,387 | +45.4% | 0.58% | +36.4% |
| CSTM | Buy | CONSTELLIUM NVcl a | $7,917,000 | +83.3% | 772,392 | +23.4% | 0.56% | +65.1% |
| ULTI | New | ULTIMATE SOFTWARE GROUP INC | $7,895,000 | – | 41,639 | +100.0% | 0.56% | – |
| QEP | New | QEP RES INC | $7,713,000 | – | 900,000 | +100.0% | 0.55% | – |
| AGO | New | ASSURED GUARANTY LTDcall | $7,550,000 | – | 200,000 | +100.0% | 0.54% | – |
| ELGX | Buy | ENDOLOGIX INC | $7,136,000 | +33.5% | 1,600,000 | +45.5% | 0.51% | +19.9% |
| AGO | Buy | ASSURED GUARANTY LTD | $7,028,000 | +23.9% | 186,184 | +37.0% | 0.50% | +11.4% |
| PE | Buy | PARSLEY ENERGY INCcl a | $6,824,000 | -1.3% | 259,077 | +4.0% | 0.48% | -11.3% |
| YNDX | New | YANDEX N V | $6,755,000 | – | 205,000 | +100.0% | 0.48% | – |
| PDCE | New | PDC ENERGY INC | $6,619,000 | – | 135,000 | +100.0% | 0.47% | – |
| SEAS | New | SEAWORLD ENTMT INCcall | $6,495,000 | – | 500,000 | +100.0% | 0.46% | – |
| CTLT | Buy | CATALENT INC | $6,201,000 | +783.3% | 155,346 | +676.7% | 0.44% | +687.5% |
| IDXX | New | IDEXX LABS INC | $5,442,000 | – | 35,000 | +100.0% | 0.39% | – |
| EVH | New | EVOLENT HEALTH INCcl a | $5,340,000 | – | 300,000 | +100.0% | 0.38% | – |
| SLCA | New | U S SILICA HLDGS INC | $5,338,000 | – | 171,800 | +100.0% | 0.38% | – |
| GKOS | New | GLAUKOS CORP | $5,227,000 | – | 158,387 | +100.0% | 0.37% | – |
| GOGO | Buy | GOGO INC | $5,115,000 | +27.9% | 433,071 | +24.9% | 0.36% | +15.2% |
| PTC | New | PTC INC | $4,896,000 | – | 87,000 | +100.0% | 0.35% | – |
| HOG | New | HARLEY DAVIDSON INCput | $4,821,000 | – | 100,000 | +100.0% | 0.34% | – |
| COO | New | COOPER COS INC | $4,742,000 | – | 20,000 | +100.0% | 0.34% | – |
| LITE | Buy | LUMENTUM HLDGS INC | $4,690,000 | +228.9% | 86,297 | +245.2% | 0.33% | +194.7% |
| BAX | New | BAXTER INTL INC | $4,393,000 | – | 70,000 | +100.0% | 0.31% | – |
| DRQ | New | DRIL-QUIP INC | $4,194,000 | – | 95,000 | +100.0% | 0.30% | – |
| NQ | Buy | NQ MOBILE INCadr repstg cl a | $4,143,000 | +9.3% | 1,183,672 | +6.2% | 0.30% | -1.7% |
| Buy | AK STL CORPnote 5.000%11/1 | $4,024,000 | +35.0% | 3,000,000 | +50.0% | 0.29% | +21.2% | |
| BCR | Buy | BARD C R INCput | $4,006,000 | +26.7% | 12,500 | +25.0% | 0.28% | +14.0% |
| CVNA | New | CARVANA COcl a | $3,956,000 | – | 269,457 | +100.0% | 0.28% | – |
| RGEN | New | REPLIGEN CORP | $3,832,000 | – | 100,000 | +100.0% | 0.27% | – |
| OIS | New | OIL STS INTL INC | $3,803,000 | – | 150,000 | +100.0% | 0.27% | – |
| AGO | New | ASSURED GUARANTY LTDput | $3,775,000 | – | 100,000 | +100.0% | 0.27% | – |
| TIF | New | TIFFANY & CO NEW | $3,677,000 | – | 40,067 | +100.0% | 0.26% | – |
| SCI | Buy | SERVICE CORP INTL | $3,461,000 | +8.3% | 100,317 | +5.0% | 0.25% | -2.8% |
| BIO | Buy | BIO RAD LABS INCcl a | $3,333,000 | +47.3% | 15,000 | +50.0% | 0.24% | +32.4% |
| CLF | New | CLEVELAND CLIFFS INCput | $3,218,000 | – | 450,000 | +100.0% | 0.23% | – |
| MDT | New | MEDTRONIC PLC | $3,111,000 | – | 40,000 | +100.0% | 0.22% | – |
| MBI | Buy | MBIA INC | $3,080,000 | +381.2% | 354,073 | +421.6% | 0.22% | +329.4% |
| CSCO | Buy | CISCO SYS INCcall | $2,970,000 | +40.4% | 88,300 | +30.6% | 0.21% | +26.3% |
| HSIC | New | SCHEIN HENRY INC | $2,870,000 | – | 35,000 | +100.0% | 0.20% | – |
| KR | New | KROGER COcall | $2,808,000 | – | 140,000 | +100.0% | 0.20% | – |
| DWDP | New | DOWDUPONT INC | $2,740,000 | – | 39,581 | +100.0% | 0.20% | – |
| New | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $2,731,000 | – | 3,500,000 | +100.0% | 0.19% | – | |
| GLNG | Buy | GOLAR LNG LTD BERMUDAcall | $2,713,000 | +21.9% | 120,000 | +20.0% | 0.19% | +9.7% |
| HUM | Buy | HUMANA INC | $2,680,000 | +1012.0% | 11,000 | +1000.0% | 0.19% | +905.3% |
| SIRI | Buy | SIRIUS XM HLDGS INCput | $2,658,000 | +2.5% | 481,600 | +1.5% | 0.19% | -7.8% |
| BBL | Buy | BHP BILLITON PLCsponsored adr | $2,616,000 | +58.1% | 73,808 | +37.2% | 0.19% | +42.0% |
| RCII | New | RENT A CTR INC NEWcall | $2,371,000 | – | 206,500 | +100.0% | 0.17% | – |
| TX | New | TERNIUM SAspon adr | $2,351,000 | – | 76,000 | +100.0% | 0.17% | – |
| HKRSQ | New | HALCON RES CORP | $2,312,000 | – | 340,000 | +100.0% | 0.16% | – |
| LSXMK | New | LIBERTY MEDIA CORP DELAWARE | $2,229,000 | – | 53,234 | +100.0% | 0.16% | – |
| NPTN | Buy | NEOPHOTONICS CORPcall | $2,224,000 | +15.2% | 400,000 | +60.0% | 0.16% | +3.3% |
| CRL | New | CHARLES RIV LABS INTL INC | $2,160,000 | – | 20,000 | +100.0% | 0.15% | – |
| SNI | New | SCRIPPS NETWORKS INTERACT INput | $2,147,000 | – | 25,000 | +100.0% | 0.15% | – |
| IPOAU | New | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $2,110,000 | – | 200,000 | +100.0% | 0.15% | – |
| BAK | Buy | BRASKEM S Asp adr pfd a | $2,059,000 | +80.6% | 77,000 | +40.0% | 0.15% | +62.2% |
| PDCO | New | PATTERSON COMPANIES INC | $2,048,000 | – | 53,000 | +100.0% | 0.15% | – |
| COL | New | ROCKWELL COLLINS INC | $1,961,000 | – | 15,000 | +100.0% | 0.14% | – |
| FOSL | Buy | FOSSIL GROUP INC | $1,919,000 | -9.1% | 205,700 | +0.8% | 0.14% | -18.6% |
| FOSL | Buy | FOSSIL GROUP INCput | $1,919,000 | -9.1% | 205,700 | +0.8% | 0.14% | -18.6% |
| CMC | Buy | COMMERCIAL METALS CO | $1,846,000 | +143.5% | 97,000 | +148.7% | 0.13% | +118.3% |
| MON | Buy | MONSANTO CO NEW | $1,797,000 | +51.8% | 15,000 | +50.0% | 0.13% | +36.2% |
| KITE | New | KITE PHARMA INCput | $1,798,000 | – | 10,000 | +100.0% | 0.13% | – |
| SNI | New | SCRIPPS NETWORKS INTERACT IN | $1,718,000 | – | 20,000 | +100.0% | 0.12% | – |
| GHL | New | GREENHILL & CO INCput | $1,660,000 | – | 100,000 | +100.0% | 0.12% | – |
| AET | New | AETNA INC NEW | $1,590,000 | – | 10,000 | +100.0% | 0.11% | – |
| DPLO | New | DIPLOMAT PHARMACY INC | $1,553,000 | – | 75,000 | +100.0% | 0.11% | – |
| CHK | New | CHESAPEAKE ENERGY CORPput | $1,290,000 | – | 300,000 | +100.0% | 0.09% | – |
| NBR | Buy | NABORS INDUSTRIES LTD | $1,235,000 | +6.1% | 153,000 | +7.0% | 0.09% | -4.3% |
| YUME | New | YUME INC | $1,175,000 | – | 326,000 | +100.0% | 0.08% | – |
| ANF | New | ABERCROMBIE & FITCH COcl a | $1,116,000 | – | 77,318 | +100.0% | 0.08% | – |
| CPN | New | CALPINE CORPput | $1,106,000 | – | 75,000 | +100.0% | 0.08% | – |
| OIH | New | VANECK VECTORS ETF TRoil svcs etf | $1,082,000 | – | 41,500 | +100.0% | 0.08% | – |
| NQ | New | NQ MOBILE INCcall | $1,050,000 | – | 300,000 | +100.0% | 0.08% | – |
| CSTM | New | CONSTELLIUM NVcall | $1,025,000 | – | 100,000 | +100.0% | 0.07% | – |
| TRCO | New | TRIBUNE MEDIA COput | $1,022,000 | – | 25,000 | +100.0% | 0.07% | – |
| THC | Buy | TENET HEALTHCARE CORP | $887,000 | +58.1% | 54,000 | +86.2% | 0.06% | +43.2% |
| BRCD | New | BROCADE COMMUNICATIONS SYS Iput | $837,000 | – | 70,000 | +100.0% | 0.06% | – |
| TSEM | New | TOWER SEMICONDUCTOR LTD | $769,000 | – | 25,000 | +100.0% | 0.06% | – |
| BOBE | New | BOB EVANS FARMS INC | $775,000 | – | 10,000 | +100.0% | 0.06% | – |
| PMC | New | PHARMERICA CORP | $733,000 | – | 25,000 | +100.0% | 0.05% | – |
| GTE | Buy | GRAN TIERRA ENERGY INC | $718,000 | +16.6% | 315,000 | +14.5% | 0.05% | +4.1% |
| THC | Buy | TENET HEALTHCARE CORPput | $706,000 | +82.4% | 43,000 | +115.0% | 0.05% | +61.3% |
| PKX | New | POSCOsponsored adr | $694,000 | – | 10,000 | +100.0% | 0.05% | – |
| EXA | New | EXA CORP | $605,000 | – | 25,000 | +100.0% | 0.04% | – |
| CPN | New | CALPINE CORP | $590,000 | – | 40,000 | +100.0% | 0.04% | – |
| CYBR | New | CYBERARK SOFTWARE LTD | $581,000 | – | 14,174 | +100.0% | 0.04% | – |
| AXDX | New | ACCELERATE DIAGNOSTICS INC | $561,000 | – | 25,000 | +100.0% | 0.04% | – |
| BRCD | New | BROCADE COMMUNICATIONS SYS I | $478,000 | – | 40,000 | +100.0% | 0.03% | – |
| LDR | New | LANDAUER INC | $337,000 | – | 5,000 | +100.0% | 0.02% | – |
| THC | New | TENET HEALTHCARE CORPcall | $312,000 | – | 19,000 | +100.0% | 0.02% | – |
| CLF | New | CLEVELAND CLIFFS INC | $286,000 | – | 40,000 | +100.0% | 0.02% | – |
| WSTC | New | WEST CORPput | $235,000 | – | 10,000 | +100.0% | 0.02% | – |
| CYH | New | COMMUNITY HEALTH SYS INC NEWcall | $123,000 | – | 16,000 | +100.0% | 0.01% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ASSURED GUARANTY LTD | 39 | Q3 2023 | 2.4% |
| AMAZON.COM INC | 37 | Q3 2023 | 4.3% |
| UNITED STATES STL CORP NEW | 27 | Q3 2023 | 4.4% |
| RETROPHIN INC | 26 | Q2 2020 | 3.8% |
| META PLATFORMS INC | 26 | Q3 2023 | 2.2% |
| GOODYEAR TIRE & RUBR CO | 25 | Q1 2023 | 3.4% |
| ALIBABA GROUP HLDG LTD | 25 | Q3 2023 | 3.4% |
| INTERNATIONAL BUSINESS MACHS | 25 | Q3 2023 | 1.7% |
| APPLE INC | 25 | Q3 2023 | 2.0% |
| SPDR S&P 500 ETF TRUST | 24 | Q3 2023 | 22.7% |
View Lombard Odier Asset Management (USA) Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Eiger BioPharmaceuticals, Inc. | February 14, 2017 | 170,032 | 2.0% |
| PIERIS PHARMACEUTICALS, INC. | February 14, 2017 | 2,422,930 | 5.6% |
| CymaBay Therapeutics, Inc. | February 16, 2016 | 1,085,681 | 4.6% |
| Retrophin, Inc. | February 16, 2016 | 1,144,720 | 3.2% |
| BON TON STORES INCSold out | February 11, 2015 | 0 | 0.0% |
| FAIRPOINT COMMUNICATIONS INCSold out | February 11, 2015 | 0 | 0.0% |
View Lombard Odier Asset Management (USA) Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
View Lombard Odier Asset Management (USA) Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.