$127 Billion is the total value of Neuberger Berman Group LLC's 3423 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTRU | Vitru Limited | $61,418,000 | -11.9% | 4,355,932 | 0.0% | 0.05% | -21.3% | |
| INFINERA CORP SR UNSECURED 03/27 2.5bond | $21,975,000 | +10.8% | 15,000,000 | 0.0% | 0.02% | 0.0% | ||
| BLACKROCK CAPITAL INVESTbond | $7,575,000 | 0.0% | 75,000 | 0.0% | 0.01% | -14.3% | ||
| EMLC | VANECK JPM EM LOCAL CURR BNDetf | $6,807,000 | -4.6% | 238,000 | 0.0% | 0.01% | -16.7% | |
| SWT | STANLEY BLACK & DECKER Ipreferred | $4,602,000 | +3.7% | 42,148 | 0.0% | 0.00% | 0.0% | |
| BLACKSTONE MORTGAGE TRUST INC REITbond | $4,270,000 | -1.0% | 4,250,000 | 0.0% | 0.00% | -25.0% | ||
| CMCT | CIM COMMERICAL TRUST CORP REIT | $4,259,000 | -18.9% | 579,445 | 0.0% | 0.00% | -40.0% | |
| CQP | CHENIERE ENERGY PARTNERS UNITS MLP | $4,179,000 | +3.9% | 98,925 | 0.0% | 0.00% | -25.0% | |
| FVE | ALERISLIFE INC | $2,238,000 | -32.7% | 758,745 | 0.0% | 0.00% | -33.3% | |
| ION GEOPHYSICAL CORPbond | $2,504,000 | -18.6% | 3,537,000 | 0.0% | 0.00% | -33.3% | ||
| LIBERTY INTERACTIVE LLCbond | $2,760,000 | -3.8% | 36,799 | 0.0% | 0.00% | -33.3% | ||
| VTHR | VANGUARD RUSSELL 3000 ETFetf | $2,438,000 | +8.9% | 11,300 | 0.0% | 0.00% | 0.0% | |
| VONE | VANGUARD RUSSELL 1000 ETFetf | $3,166,000 | +9.3% | 14,466 | 0.0% | 0.00% | -33.3% | |
| PHO | INVESCO WATER RESOURCES ETFetf | $769,000 | +11.3% | 12,631 | 0.0% | 0.00% | 0.0% | |
| IAGG | ISHARES CORE INTERNATIONAL AGGREGA ETF-Fetf | $1,834,000 | -0.9% | 33,647 | 0.0% | 0.00% | -50.0% | |
| ACWX | ISHARES MSCI ACWI EX US INDEX FUNDetf | $1,585,000 | +0.4% | 28,500 | 0.0% | 0.00% | 0.0% | |
| BSCO | INVESCO BULLETSHARES 2024 COetf | $1,385,000 | -1.2% | 63,428 | 0.0% | 0.00% | 0.0% | |
| IHC | INDEPENDENCE HOLDING CO | $1,011,000 | +14.2% | 17,844 | 0.0% | 0.00% | 0.0% | |
| HUBS 0 1/4 06/01/22bond | $693,000 | -2.5% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| SQUARE INC 0.37500 3/1/2022 852234AB9 MS01bond | $702,000 | -32.8% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| CTO | CTO REALTY GROWTH INC REIT | $877,000 | +14.3% | 14,274 | 0.0% | 0.00% | 0.0% | |
| VDE | VANGUARD ENERGY INDEX FUND;ETF ETF-Eetf | $718,000 | +5.0% | 9,253 | 0.0% | 0.00% | 0.0% | |
| VCLT | VANGUARD LONG-TERM CORPORATE BOND ETF-Fetf | $1,884,000 | +0.2% | 17,804 | 0.0% | 0.00% | -50.0% | |
| VBR | VANGUARD SMALL-CAP VALUE INDEX FUN ETF-Eetf | $867,000 | +5.6% | 4,847 | 0.0% | 0.00% | 0.0% | |
| FREEW | WHOLE EARTH BRANDS WARRANTSwarrant | $1,345,000 | -20.4% | 1,149,405 | 0.0% | 0.00% | 0.0% | |
| ADVANCED MICRO DEVICESbond | $1,797,000 | +39.8% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| GNACW | GNACWwarrant | $18,000 | -25.0% | 34,005 | 0.0% | 0.00% | – | |
| SUPERNOVA PARTNERS ACQU-CW25warrant | $16,000 | -40.7% | 15,341 | 0.0% | 0.00% | – | ||
| SNRHW | SNRHWwarrant | $78,000 | -25.7% | 148,451 | 0.0% | 0.00% | – | |
| IVAC | INTEVAC INC | $200,000 | -1.5% | 42,400 | 0.0% | 0.00% | – | |
| IPVIW | INTERPRIVATE IV INFRAT -CW27warrant | $37,000 | +23.3% | 45,340 | 0.0% | 0.00% | – | |
| NOW 0 06/01/22bond | $481,000 | +4.3% | 1,000 | 0.0% | 0.00% | – | ||
| IPVFWS | IPVF/WSwarrant | $68,000 | +17.2% | 45,340 | 0.0% | 0.00% | – | |
| IPVAWS | IPVA/WSwarrant | $31,000 | -8.8% | 34,005 | 0.0% | 0.00% | – | |
| IMNM | IMMUNOME INC | $252,000 | -46.7% | 19,444 | 0.0% | 0.00% | – | |
| SLACWS | SLAC/WSwarrant | $40,000 | 0.0% | 47,820 | 0.0% | 0.00% | – | |
| XPL | SOLITARIO ZINC CORP | $44,000 | -8.3% | 87,056 | 0.0% | 0.00% | – | |
| ACQRW | INDEPENDENCE HDS -CL A -CW28warrant | $75,000 | -14.8% | 83,713 | 0.0% | 0.00% | – | |
| SEAH | SPORTS ENTERTAINMENT ACQUI-A | $127,000 | -0.8% | 12,800 | 0.0% | 0.00% | – | |
| APEN | APOLLO ENDOSURGERY INC | $422,000 | -6.8% | 50,000 | 0.0% | 0.00% | – | |
| NEEPRP | NEE 5.279 03/01/23preferred | $543,000 | +12.9% | 9,445 | 0.0% | 0.00% | – | |
| GSLC | GOLDMAN ACTIVEBETA US LC ETF ETFetf | $280,000 | +10.7% | 2,945 | 0.0% | 0.00% | – | |
| SPH | SUBURBAN PROPANE PARTNERS COMMON U UNIT | $283,000 | -4.7% | 19,316 | 0.0% | 0.00% | – | |
| GALT | GALECTIN THERAPEUTICS INC | $28,000 | -47.2% | 13,614 | 0.0% | 0.00% | – | |
| TSPQWS | TSPQ/WSwarrant | $17,000 | -5.6% | 28,338 | 0.0% | 0.00% | – | |
| TWNDWS | TAILWIND ACQUISITION -CW27warrant | $5,000 | -16.7% | 10,000 | 0.0% | 0.00% | – | |
| AMRN | AMARIN CORPORATION PLC SPONSORED ADR NEWadr | $97,000 | -34.0% | 28,754 | 0.0% | 0.00% | – | |
| FLAHERTY & CRUMRINE DYNAMIC | $222,000 | -3.5% | 8,000 | 0.0% | 0.00% | – | ||
| FPE | FT-PREFERRED SECUR & INC ETFetf | $217,000 | -0.9% | 10,670 | 0.0% | 0.00% | – | |
| TER 1 1/4 12/15/23bond | $517,000 | +49.4% | 1,000 | 0.0% | 0.00% | – | ||
| FSRXW | FSRXWwarrant | $18,000 | -28.0% | 28,337 | 0.0% | 0.00% | – | |
| NYCBPRU | NY COMMUNITY CAP TRUST Vpreferred | $294,000 | -0.7% | 5,550 | 0.0% | 0.00% | – | |
| FZTWS | FZT/WSwarrant | $33,000 | -5.7% | 38,256 | 0.0% | 0.00% | – | |
| EPHYW | EPHYWwarrant | $80,000 | -14.9% | 106,267 | 0.0% | 0.00% | – | |
| TY | TRI CONTINENTAL CORP | $440,000 | -0.5% | 13,250 | 0.0% | 0.00% | – | |
| ADEXWS | ADEX/WSwarrant | $142,000 | +34.0% | 212,534 | 0.0% | 0.00% | – | |
| AHCO | ADAPTHEALTH CORP | $342,000 | +4.9% | 14,000 | 0.0% | 0.00% | – | |
| MLPB | ETRACS ALERIAN INFRAST SER Betf | $231,000 | -0.9% | 15,000 | 0.0% | 0.00% | – | |
| DJCO | DAILY JOURNAL CORP | $357,000 | +11.6% | 1,000 | 0.0% | 0.00% | – | |
| XPOAWS | DPCM CAPITAL INC -A -CW27warrant | $62,000 | -3.1% | 102,972 | 0.0% | 0.00% | – | |
| CMLS | CUMULUS MEDIA INC CLASS A | $136,000 | -8.1% | 12,091 | 0.0% | 0.00% | – | |
| VYM | VANGUARD HIGH DIVIDEND YIELD ETF ETF-Eetf | $373,000 | +8.4% | 3,330 | 0.0% | 0.00% | – | |
| VPU | VANGUARD SECTOR INDEX FDS VANGUARD UTILITIES ETFetf | $371,000 | +12.4% | 2,370 | 0.0% | 0.00% | – | |
| VTWV | VANGUARD RUSSELL VALUE INDEX FUND ETF-Eetf | $468,000 | +3.5% | 3,218 | 0.0% | 0.00% | – | |
| DHY | CREDIT SUISSE HIGH YIELD BOND CF EE | $246,000 | 0.0% | 99,580 | 0.0% | 0.00% | – | |
| VTIQW | VTIQWwarrant | $39,000 | +8.3% | 46,570 | 0.0% | 0.00% | – | |
| BBCP | CONCRETE PUMPING HOLDINGS INC | $229,000 | -4.2% | 27,938 | 0.0% | 0.00% | – | |
| JVA | COFFEE HOLDING CO INC | $325,000 | -3.8% | 74,200 | 0.0% | 0.00% | – | |
| CLIMWS | CLIMATE REAL IMPACT SOL-CW27warrant | $34,000 | +9.7% | 29,754 | 0.0% | 0.00% | – | |
| CVIIWS | CVII/WSwarrant | $25,000 | +8.7% | 25,004 | 0.0% | 0.00% | – | |
| DHS | WISDOMTREE TRUST HIGH-YIELDING EQUITY FD ETFetf | $537,000 | +7.2% | 6,504 | 0.0% | 0.00% | – | |
| DON | WISDOMTREE TRUST MIDCAP DIVIDEND FD ETFetf | $597,000 | +7.0% | 13,469 | 0.0% | 0.00% | – | |
| DES | WISDOMTREE TRUST SMALLCAP DIVIDEND FUND ETFetf | $407,000 | +6.5% | 12,378 | 0.0% | 0.00% | – | |
| TBT | PROSHARES ULTRASHORT YEAR TREASU ETF-Fetf | $308,000 | -7.8% | 18,228 | 0.0% | 0.00% | – | |
| PSAGW | PSAGWwarrant | $42,000 | -17.6% | 73,151 | 0.0% | 0.00% | – | |
| YEXT | YEXT INC | $212,000 | -17.5% | 21,329 | 0.0% | 0.00% | – | |
| KREF 6 1/8 05/15/23bond | $110,000 | -0.9% | 104,000 | 0.0% | 0.00% | – | ||
| AIA | ISHARES TRUST S&P ASIA 50 INDEX FD ETFetf | $608,000 | -2.1% | 7,940 | 0.0% | 0.00% | -100.0% | |
| FRA | BLACKROCK FLOATING RATE INCOME STRATEGIES FD INC | $196,000 | +0.5% | 14,605 | 0.0% | 0.00% | – | |
| HYT | BLACKROCK CORPORATE HIGH YIELD FD VI INC | $209,000 | +1.0% | 16,958 | 0.0% | 0.00% | – | |
| EWY | ISHARES MSCI SOUTH KOREA ETF ETF-Eetf | $250,000 | -3.5% | 3,211 | 0.0% | 0.00% | – | |
| BKF | ISHARES INC MSCI BRIC INDEX FD ETFetf | $620,000 | -7.2% | 13,859 | 0.0% | 0.00% | -100.0% | |
| IRIX | IRIDEX CORP | $463,000 | -20.3% | 75,850 | 0.0% | 0.00% | -100.0% | |
| SCHZ | SCHWAB STRATEGIC TR US AGGREGATE BD ETFetf | $272,000 | -0.7% | 5,043 | 0.0% | 0.00% | – | |
| BUR | BURFORD CAPITAL LTD | $209,000 | -4.1% | 19,813 | 0.0% | 0.00% | – | |
| SA | SEABRIDGE GOLD INC | $165,000 | +6.5% | 10,000 | 0.0% | 0.00% | – | |
| PSI | INVESCO DYNAMIC SEMICONDUCTOetf | $243,000 | +20.3% | 1,585 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 2.0% |
| AMAZON.COM INC | 42 | Q3 2023 | 2.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 1.3% |
| PFIZER INC | 42 | Q3 2023 | 1.2% |
| ENTERPRISE PRODUCTS PARTNERS UNITS MLP | 42 | Q3 2023 | 0.9% |
| NEXTERA ENERGY INC | 42 | Q3 2023 | 1.4% |
| HOME DEPOT INC | 42 | Q3 2023 | 0.9% |
View Neuberger Berman Group LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AMERICAN SOFTWARE INC | September 08, 2023 | 1,124,648 | 3.5% |
| CHASE CORP | September 08, 2023 | 112 | 0.0% |
| Getty Images Holdings, Inc. | April 26, 2023 | 78,275,262 | 19.8% |
| NEXTERA ENERGY PARTNERS, LP | February 15, 2023 | 4,270,253 | 4.9% |
| AAON, INC. | February 10, 2023 | 870,758 | 1.6% |
| LCI INDUSTRIES | February 10, 2023 | 1,231,610 | 4.8% |
| NEXSTAR MEDIA GROUP, INC. | February 10, 2023 | 1,693,280 | 4.5% |
| NOVANTA INC | February 10, 2023 | 1,288,802 | 3.6% |
| QUAKER CHEMICAL CORP | February 10, 2023 | 798,350 | 4.4% |
| RBC Bearings INC | February 10, 2023 | 1,312,503 | 4.5% |
View Neuberger Berman Group LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| SC 13G/A | 2024-05-09 |
| SC 13G/A | 2024-05-09 |
| SC 13G/A | 2024-03-08 |
| SC 13G/A | 2024-03-08 |
| 13F-HR/A | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
View Neuberger Berman Group LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.