$114 Billion is the total value of Neuberger Berman Group LLC's 3188 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| INFINERA CORP SR UNSECURED 03/27 2.5bond | $19,838,000 | -12.9% | 15,000,000 | 0.0% | 0.02% | -15.0% | ||
| ETWOWS | CC NEUBERGER PRINCIPAL -CW25warrant | $14,501,000 | -15.3% | 5,000,000 | 0.0% | 0.01% | -13.3% | |
| PROG | PROGENITY INC | $9,942,000 | -57.4% | 6,541,060 | 0.0% | 0.01% | -55.0% | |
| CCO | CLEAR CHANNEL OUTDOOR HOLDINGS INC | $10,231,000 | +2.7% | 3,775,181 | 0.0% | 0.01% | 0.0% | |
| BLACKROCK CAPITAL INVESTbond | $7,575,000 | 0.0% | 75,000 | 0.0% | 0.01% | 0.0% | ||
| CMCT | CIM COMMERICAL TRUST CORP REIT | $5,250,000 | +1.2% | 579,445 | 0.0% | 0.01% | 0.0% | |
| PSTL | POSTAL REALTY TRUST INC CLASS A A | $5,904,000 | +2.2% | 316,777 | 0.0% | 0.01% | 0.0% | |
| INVE | IDENTIV INC | $5,652,000 | +10.8% | 300,000 | 0.0% | 0.01% | +25.0% | |
| ORCC | OWL ROCK CAPITAL CORP | $5,561,000 | -1.0% | 393,819 | 0.0% | 0.01% | 0.0% | |
| FST | FAST ACQUISITION CORP CLASS A A | $4,804,000 | +9.1% | 400,000 | 0.0% | 0.00% | 0.0% | |
| BRSP | BRIGHTSPIRE CAPITAL INC CLASS A | $4,573,000 | -0.1% | 487,017 | 0.0% | 0.00% | 0.0% | |
| BLACKSTONE MORTGAGE TRUST INC REITbond | $4,314,000 | -0.5% | 4,250,000 | 0.0% | 0.00% | 0.0% | ||
| MRAC | MARQUEE RAINE ACQUISITION CORP CLA A | $2,921,000 | +0.9% | 292,405 | 0.0% | 0.00% | 0.0% | |
| SNRH | SENIOR CONNECT ACQUISITION I CORP A | $2,901,000 | +0.4% | 296,902 | 0.0% | 0.00% | 0.0% | |
| LIBERTY INTERACTIVE LLCbond | $2,870,000 | +2.0% | 36,799 | 0.0% | 0.00% | +50.0% | ||
| VONE | VANGUARD RUSSELL 1000 ETFetf | $2,896,000 | -0.0% | 14,466 | 0.0% | 0.00% | 0.0% | |
| USHY | ISHARES BROAD USD HIGH YIELD CORPO ETF-Fetf | $3,717,000 | -0.5% | 89,571 | 0.0% | 0.00% | 0.0% | |
| EPHY | EPIPHANY TECHNOLOGY ACQUISITION CO A | $3,115,000 | +0.4% | 318,802 | 0.0% | 0.00% | 0.0% | |
| DBX | DROPBOX INC-CLASS A | $3,067,000 | -3.6% | 104,955 | 0.0% | 0.00% | 0.0% | |
| KVSA | KHOSLA VENTURES ACQUISITION CLASS A | $3,916,000 | -0.2% | 396,731 | 0.0% | 0.00% | 0.0% | |
| IAGG | ISHARES CORE INTERNATIONAL AGGREGA ETF-Fetf | $1,851,000 | -0.2% | 33,647 | 0.0% | 0.00% | 0.0% | |
| MBUU | MALIBU BOATS CLASS A INC A | $2,253,000 | -4.6% | 32,200 | 0.0% | 0.00% | 0.0% | |
| ONEW | ONEWATER MARINE CLASS A INC A | $2,508,000 | -4.3% | 62,363 | 0.0% | 0.00% | 0.0% | |
| XPOA | DPCM CAPITAL INC CLASS A A | $2,229,000 | -1.1% | 228,156 | 0.0% | 0.00% | 0.0% | |
| VCLT | VANGUARD LONG-TERM CORPORATE BOND ETF-Fetf | $1,880,000 | -1.3% | 17,804 | 0.0% | 0.00% | 0.0% | |
| DGNS | DRAGONEER GROWTH OPPORTUNITIES II A | $1,728,000 | -1.5% | 173,707 | 0.0% | 0.00% | 0.0% | |
| SCOA | SCION TECH GROWTH I CLASS A CLASS A | $2,311,000 | -0.4% | 237,522 | 0.0% | 0.00% | 0.0% | |
| VAQC | VECTOR ACQUISITION II CLASS A CORP A | $2,397,000 | -1.8% | 245,846 | 0.0% | 0.00% | 0.0% | |
| CTO | CTO REALTY GROWTH INC REIT | $767,000 | +0.4% | 14,274 | 0.0% | 0.00% | 0.0% | |
| SUN | SUNOCO COMMON UNITS MLP | $746,000 | -1.1% | 20,000 | 0.0% | 0.00% | 0.0% | |
| VSS | VANGUARD INTL EQUITY INDEX FD FTSE SMCAP ETFetf | $730,000 | -2.0% | 5,458 | 0.0% | 0.00% | 0.0% | |
| VT | VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETFetf | $1,632,000 | -1.7% | 16,022 | 0.0% | 0.00% | 0.0% | |
| VDE | VANGUARD ENERGY INDEX FUND;ETF ETF-Eetf | $684,000 | -2.6% | 9,253 | 0.0% | 0.00% | 0.0% | |
| TWND | TAILWIND ACQUISITION CORP CLASS A A | $1,247,000 | -1.9% | 127,521 | 0.0% | 0.00% | 0.0% | |
| PHO | INVESCO WATER RESOURCES ETFetf | $691,000 | +2.2% | 12,631 | 0.0% | 0.00% | 0.0% | |
| AAAU | GOLDMAN SACHS PHYSICAL GOLDetf | $969,000 | -0.8% | 55,500 | 0.0% | 0.00% | 0.0% | |
| HUBS 0 1/4 06/01/22bond | $711,000 | +16.0% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| BSCL | INVESCO BULLETSHARES 2021 COetf | $1,625,000 | -0.1% | 77,069 | 0.0% | 0.00% | 0.0% | |
| BSCO | INVESCO BULLETSHARES 2024 COetf | $1,402,000 | -0.4% | 63,428 | 0.0% | 0.00% | 0.0% | |
| NEEPRO | NEE 4.872 09/01/22preferred | $678,000 | +4.5% | 11,560 | 0.0% | 0.00% | 0.0% | |
| ERII | ENERGY RECOVERY INC | $1,237,000 | -16.5% | 65,000 | 0.0% | 0.00% | 0.0% | |
| APO | January 22 Calls on APO UScall | $1,004,000 | -22.7% | 3,555 | 0.0% | 0.00% | 0.0% | |
| IMAX | IMAX CORP | $761,000 | -11.7% | 40,085 | 0.0% | 0.00% | 0.0% | |
| DGNU | DRAGONEER GROWTH OPPORTUNITIES III A | $1,229,000 | -2.0% | 125,402 | 0.0% | 0.00% | 0.0% | |
| BKF | ISHARES INC MSCI BRIC INDEX FD ETFetf | $668,000 | -11.9% | 13,859 | 0.0% | 0.00% | 0.0% | |
| SQUARE INC 0.37500 3/1/2022 852234AB9 MS01bond | $1,045,000 | -1.5% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| AB | ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTNERSHIP | $920,000 | +6.5% | 18,555 | 0.0% | 0.00% | 0.0% | |
| AVO | MISSION PRODUCE INC | $1,366,000 | -11.2% | 74,300 | 0.0% | 0.00% | 0.0% | |
| COHR | COHERENT INC | $1,215,000 | -5.4% | 4,938 | 0.0% | 0.00% | 0.0% | |
| SWBK | SWITCHBACK II CORP CLASS A A | $1,622,000 | +0.7% | 162,898 | 0.0% | 0.00% | 0.0% | |
| RAMP | LIVERAMP HOLDINGS INC | $576,000 | +0.7% | 12,396 | 0.0% | 0.00% | – | |
| WTM | WHITE MOUNTAINS INSURANCE GROUP LT | $755,000 | -11.1% | 740 | 0.0% | 0.00% | 0.0% | |
| ADVANCED MICRO DEVICESbond | $1,285,000 | +9.6% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| AIA | ISHARES TRUST S&P ASIA 50 INDEX FD ETFetf | $621,000 | -14.7% | 7,940 | 0.0% | 0.00% | 0.0% | |
| UBP | URSTADT BIDDLE PROPERTIES | $722,000 | +6.5% | 42,228 | 0.0% | 0.00% | 0.0% | |
| KREF 6 1/8 05/15/23bond | $111,000 | 0.0% | 104,000 | 0.0% | 0.00% | – | ||
| ABR | ARBOR REALTY TRUST REIT INC REIT | $349,000 | +4.2% | 18,817 | 0.0% | 0.00% | – | |
| APEN | APOLLO ENDOSURGERY INC | $453,000 | +11.9% | 50,000 | 0.0% | 0.00% | – | |
| AGCB | ALTIMETER GROWTH CORP CLASS A A | $532,000 | -3.4% | 53,784 | 0.0% | 0.00% | – | |
| AMWL | AMERICAN WELL CORP CLASS A | $120,000 | -27.7% | 13,205 | 0.0% | 0.00% | – | |
| BUR | BURFORD CAPITAL LTD | $218,000 | +5.8% | 19,813 | 0.0% | 0.00% | – | |
| AMRN | AMARIN CORPORATION PLC SPONSORED ADR NEWadr | $147,000 | +16.7% | 28,754 | 0.0% | 0.00% | – | |
| GAN | GAN LTD | $223,000 | -9.7% | 15,000 | 0.0% | 0.00% | – | |
| OEF | ISHARES TRUST S&P 100 INDEX FUNDetf | $455,000 | +0.4% | 2,307 | 0.0% | 0.00% | – | |
| ALLO | ALLOGENE THERAPEUTICS INC | $208,000 | -1.4% | 8,085 | 0.0% | 0.00% | – | |
| MRACW | MARQUEE RAINE ACQ CL A -CW25warrant | $115,000 | +4.5% | 85,987 | 0.0% | 0.00% | – | |
| ARLP | ALLIANCE RESOURCE PARTNERS UNITS MLP | $152,000 | +52.0% | 13,938 | 0.0% | 0.00% | – | |
| ALE | ALLETE INC | $248,000 | -15.1% | 4,169 | 0.0% | 0.00% | – | |
| PICK | ISHARES MSCI GLOBAL METALS &etf | $217,000 | -9.6% | 5,318 | 0.0% | 0.00% | – | |
| SVFB | SVF INVESTMENT CORP CLASS A A | $150,000 | -1.3% | 15,302 | 0.0% | 0.00% | – | |
| SWBKWS | SWITCHBACK II COR CL A -CW27warrant | $45,000 | +2.3% | 32,579 | 0.0% | 0.00% | – | |
| UAVS | AGEAGLE AERIAL SYSTEMS INC | $36,000 | -42.9% | 12,018 | 0.0% | 0.00% | – | |
| ITB | ISHARES TR DOW JONES US HOME CONSTN INDEXetf | $207,000 | -4.6% | 3,131 | 0.0% | 0.00% | – | |
| OAS | OASIS PETROLEUM INC | $297,000 | -1.3% | 2,989 | 0.0% | 0.00% | – | |
| DBRG | DIGITALBRIDGE GROUP INC | $241,000 | -23.7% | 60,330 | 0.0% | 0.00% | – | |
| GALT | GALECTIN THERAPEUTICS INC | $53,000 | +20.5% | 13,614 | 0.0% | 0.00% | – | |
| DJCO | DAILY JOURNAL CORP | $320,000 | -5.6% | 1,000 | 0.0% | 0.00% | – | |
| XPOAWS | DPCM CAPITAL INC -A -CW27warrant | $64,000 | -51.9% | 102,972 | 0.0% | 0.00% | – | |
| SCHZ | SCHWAB STRATEGIC TR US AGGREGATE BD ETFetf | $274,000 | -0.4% | 5,043 | 0.0% | 0.00% | – | |
| SA | SEABRIDGE GOLD INC | $155,000 | -11.9% | 10,000 | 0.0% | 0.00% | – | |
| CMLS | CUMULUS MEDIA INC CLASS A | $148,000 | -16.4% | 12,091 | 0.0% | 0.00% | – | |
| XLRE | REAL ESTATE SELECT SECTOR SPDR FUN ETF-Eetf | $272,000 | +0.4% | 6,116 | 0.0% | 0.00% | – | |
| NYCBPRU | NY COMMUNITY CAP TRUST Vpreferred | $296,000 | +2.8% | 5,550 | 0.0% | 0.00% | – | |
| SNRHW | SNRHWwarrant | $105,000 | -16.7% | 148,451 | 0.0% | 0.00% | – | |
| NOW 0 06/01/22bond | $461,000 | +13.3% | 1,000 | 0.0% | 0.00% | – | ||
| NRO | NEUBERGER BERMN REAL EST SEC INCM EE | $181,000 | -4.2% | 37,649 | 0.0% | 0.00% | – | |
| DHY | CREDIT SUISSE HIGH YIELD BOND CF EE | $246,000 | -1.6% | 99,580 | 0.0% | 0.00% | – | |
| GSLC | GOLDMAN ACTIVEBETA US LC ETF ETFetf | $253,000 | 0.0% | 2,945 | 0.0% | 0.00% | – | |
| COTY | COTY INC-CL A | $252,000 | -15.7% | 35,486 | 0.0% | 0.00% | – | |
| BBCP | CONCRETE PUMPING HOLDINGS INC | $239,000 | +0.8% | 27,938 | 0.0% | 0.00% | – | |
| XPL | SOLITARIO ZINC CORP | $48,000 | -17.2% | 87,056 | 0.0% | 0.00% | – | |
| GRWG | GROWGENERATION CORP | $321,000 | -48.6% | 13,000 | 0.0% | 0.00% | -100.0% | |
| SEAH | SPORTS ENTERTAINMENT ACQUI-A | $128,000 | -0.8% | 12,800 | 0.0% | 0.00% | – | |
| PSLV | SPROTT PHYSICAL SILVER TRUST UNIT | $192,000 | -17.2% | 25,000 | 0.0% | 0.00% | – | |
| SPH | SUBURBAN PROPANE PARTNERS COMMON U UNIT | $297,000 | 0.0% | 19,316 | 0.0% | 0.00% | – | |
| CWENA | CLEARWAY ENERGY INC CLASS A A | $390,000 | +11.4% | 13,855 | 0.0% | 0.00% | – | |
| TWNDWS | TAILWIND ACQUISITION -CW27warrant | $6,000 | -57.1% | 10,000 | 0.0% | 0.00% | – | |
| TER 1 1/4 12/15/23bond | $346,000 | -18.4% | 1,000 | 0.0% | 0.00% | – | ||
| CHI | CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND | $374,000 | -1.3% | 25,000 | 0.0% | 0.00% | – | |
| TY | TRI CONTINENTAL CORP | $442,000 | -2.2% | 13,250 | 0.0% | 0.00% | – | |
| IMNM | IMMUNOME INC | $473,000 | +40.8% | 19,444 | 0.0% | 0.00% | – | |
| MLPB | ETRACS ALERIAN INFRAST SER Betf | $233,000 | -8.3% | 15,000 | 0.0% | 0.00% | – | |
| BRMK | BROADMARK REALTY CAPITAL INC REIT | $140,000 | -6.7% | 14,165 | 0.0% | 0.00% | – | |
| VXUS | VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX Fetf | $344,000 | -3.6% | 5,435 | 0.0% | 0.00% | – | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUN ETF-Fetf | $281,000 | -0.4% | 3,429 | 0.0% | 0.00% | – | |
| VWOB | VANGUARD EMERGING MARKETS GOVT BD ETF-Fetf | $353,000 | -1.9% | 4,514 | 0.0% | 0.00% | – | |
| VDC | VANGUARD CONSUMER STAPLES INDEX FU ETF-Eetf | $385,000 | -1.8% | 2,147 | 0.0% | 0.00% | – | |
| VPU | VANGUARD SECTOR INDEX FDS VANGUARD UTILITIES ETFetf | $330,000 | +0.3% | 2,370 | 0.0% | 0.00% | – | |
| VTWV | VANGUARD RUSSELL VALUE INDEX FUND ETF-Eetf | $452,000 | -3.2% | 3,218 | 0.0% | 0.00% | – | |
| VOT | VANGUARD INDEX FUNDS VANGUARD MID-CAP GROWTH ETFetf | $472,000 | 0.0% | 1,997 | 0.0% | 0.00% | – | |
| FRA | BLACKROCK FLOATING RATE INCOME STRATEGIES FD INC | $195,000 | +0.5% | 14,605 | 0.0% | 0.00% | – | |
| HYT | BLACKROCK CORPORATE HIGH YIELD FD VI INC | $207,000 | -1.0% | 16,958 | 0.0% | 0.00% | – | |
| PSI | INVESCO DYNAMIC SEMICONDUCTOetf | $202,000 | -0.5% | 1,585 | 0.0% | 0.00% | – | |
| W 0 3/8 09/01/22bond | $244,000 | -19.2% | 1,000 | 0.0% | 0.00% | – | ||
| DHS | WISDOMTREE TRUST HIGH-YIELDING EQUITY FD ETFetf | $501,000 | -1.6% | 6,504 | 0.0% | 0.00% | – | |
| DON | WISDOMTREE TRUST MIDCAP DIVIDEND FD ETFetf | $558,000 | -1.2% | 13,469 | 0.0% | 0.00% | – | |
| DES | WISDOMTREE TRUST SMALLCAP DIVIDEND FUND ETFetf | $382,000 | -3.3% | 12,378 | 0.0% | 0.00% | – | |
| YEXT | YEXT INC | $257,000 | -15.7% | 21,329 | 0.0% | 0.00% | – | |
| ICF | ISHARES TR COHEN & STEERS REALTY MAJORS INDEX FUNDetf | $367,000 | 0.0% | 5,612 | 0.0% | 0.00% | – | |
| PHR | PHREESIA INC | $253,000 | +0.4% | 4,095 | 0.0% | 0.00% | – | |
| EPHYW | EPHYWwarrant | $94,000 | -20.3% | 106,267 | 0.0% | 0.00% | – | |
| FR | FIRST INDUSTRIAL REALTY TRUST INC REIT | $242,000 | -0.4% | 4,642 | 0.0% | 0.00% | – | |
| ENBL | ENABLE MIDSTREAM PARTNERS COMMON U MLP | $568,000 | -11.0% | 70,000 | 0.0% | 0.00% | -100.0% | |
| FPE | FT-PREFERRED SECUR & INC ETFetf | $219,000 | -0.5% | 10,670 | 0.0% | 0.00% | – | |
| FLAHERTY & CRUMRINE DYNAMIC | $230,000 | -1.7% | 8,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 2.0% |
| AMAZON.COM INC | 42 | Q3 2023 | 2.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 1.3% |
| PFIZER INC | 42 | Q3 2023 | 1.2% |
| ENTERPRISE PRODUCTS PARTNERS UNITS MLP | 42 | Q3 2023 | 0.9% |
| NEXTERA ENERGY INC | 42 | Q3 2023 | 1.4% |
| HOME DEPOT INC | 42 | Q3 2023 | 0.9% |
View Neuberger Berman Group LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AMERICAN SOFTWARE INC | September 08, 2023 | 1,124,648 | 3.5% |
| CHASE CORP | September 08, 2023 | 112 | 0.0% |
| Getty Images Holdings, Inc. | April 26, 2023 | 78,275,262 | 19.8% |
| NEXTERA ENERGY PARTNERS, LP | February 15, 2023 | 4,270,253 | 4.9% |
| AAON, INC. | February 10, 2023 | 870,758 | 1.6% |
| LCI INDUSTRIES | February 10, 2023 | 1,231,610 | 4.8% |
| NEXSTAR MEDIA GROUP, INC. | February 10, 2023 | 1,693,280 | 4.5% |
| NOVANTA INC | February 10, 2023 | 1,288,802 | 3.6% |
| QUAKER CHEMICAL CORP | February 10, 2023 | 798,350 | 4.4% |
| RBC Bearings INC | February 10, 2023 | 1,312,503 | 4.5% |
View Neuberger Berman Group LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-05-09 |
| SC 13G/A | 2024-05-09 |
| SC 13G/A | 2024-03-08 |
| SC 13G/A | 2024-03-08 |
| 13F-HR/A | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
View Neuberger Berman Group LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.