$96.4 Billion is the total value of Neuberger Berman Group LLC's 2906 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MX 5 03/01/21bond | $165,610,000 | -1.6% | 5,235,000 | 0.0% | 0.17% | -14.0% | ||
| PROG | PROGENITY INC | $34,733,000 | -41.1% | 6,541,060 | 0.0% | 0.04% | -48.6% | |
| PVG | PRETIUM RESOURCES INC | $18,425,000 | -10.6% | 1,605,000 | 0.0% | 0.02% | -20.8% | |
| BLDR | BUILDERS FIRSTSOURCE INC | $16,611,000 | +25.1% | 407,029 | 0.0% | 0.02% | +6.2% | |
| HLT | HILTON WORLDWIDE HOLDINGS IN | $14,034,000 | +30.4% | 126,322 | 0.0% | 0.02% | +15.4% | |
| SBGI | SINCLAIR BROADCAST GROUP -A | $12,396,000 | +65.6% | 389,200 | 0.0% | 0.01% | +44.4% | |
| BKCC 5 06/15/22bond | $7,415,000 | +0.5% | 75,000 | 0.0% | 0.01% | -11.1% | ||
| RCM | R1 RCM INC | $5,579,000 | +40.0% | 232,280 | 0.0% | 0.01% | +20.0% | |
| ORCC | OWL ROCK CAPITAL CORP | $5,717,000 | +5.0% | 451,619 | 0.0% | 0.01% | 0.0% | |
| ASHR | XTRACKERS HVST CSI CHINA A-SHS ET ETF-Eetf | $5,674,000 | +16.2% | 141,643 | 0.0% | 0.01% | 0.0% | |
| FATE | FATE THERAPEUTICS INC | $5,547,000 | +127.5% | 61,000 | 0.0% | 0.01% | +100.0% | |
| TCPC 4 5/8 03/01/22bond | $5,001,000 | +0.0% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| WK 1 1/8 08/15/26bond | $5,213,000 | +34.2% | 3,900,000 | 0.0% | 0.01% | 0.0% | ||
| NTST | NETSTREIT CORP REIT | $5,133,000 | +8.2% | 263,355 | 0.0% | 0.01% | -16.7% | |
| CLNY 3 7/8 01/15/21bond | $4,989,000 | -0.1% | 50,000 | 0.0% | 0.01% | -16.7% | ||
| MTOR | MERITOR INC | $3,572,000 | +33.3% | 128,000 | 0.0% | 0.00% | +33.3% | |
| HELE | HELEN OF TROY LTD | $3,999,000 | +14.8% | 18,064 | 0.0% | 0.00% | 0.0% | |
| CVM | CEL-SCI CORP | $3,935,000 | -8.6% | 337,459 | 0.0% | 0.00% | -20.0% | |
| PTCT | PTC THERAPEUTICS INC | $3,875,000 | +30.5% | 63,500 | 0.0% | 0.00% | 0.0% | |
| TGP | TEEKAY LNG PARTNERS UNITS MLP | $3,808,000 | +9.1% | 332,280 | 0.0% | 0.00% | 0.0% | |
| RXN | REXNORD CORP | $3,633,000 | +32.3% | 92,000 | 0.0% | 0.00% | +33.3% | |
| VONE | VANGUARD RUSSELL 1000 ETFetf | $2,836,000 | +13.2% | 16,185 | 0.0% | 0.00% | 0.0% | |
| BNED | BARNES AND NOBLE EDUCATION INC | $2,558,000 | +80.3% | 550,000 | 0.0% | 0.00% | +50.0% | |
| FORTIVE CORPORATIONbond | $2,563,000 | +2.3% | 2,500,000 | 0.0% | 0.00% | 0.0% | ||
| DORM | DORMAN PRODUCTS INC | $3,322,000 | -3.9% | 38,261 | 0.0% | 0.00% | -25.0% | |
| OXFD | OXFORD IMMUNOTEC GLOBAL PLC | $3,091,000 | +49.3% | 177,000 | 0.0% | 0.00% | +50.0% | |
| KRYS | KRYSTAL BIOTECH INC | $3,060,000 | +39.3% | 51,000 | 0.0% | 0.00% | 0.0% | |
| NOVELLUS SYSTEMS INCbond | $1,481,000 | +42.1% | 1,000 | 0.0% | 0.00% | +100.0% | ||
| COLL | COLLEGIUM PHARMACEUTICAL INC | $2,023,000 | -3.8% | 101,000 | 0.0% | 0.00% | 0.0% | |
| C | June 21 Calls on C UScall | $2,353,000 | +395.4% | 2,470 | 0.0% | 0.00% | +100.0% | |
| AVRO | AVROBIO INC | $1,519,000 | +7.0% | 109,000 | 0.0% | 0.00% | 0.0% | |
| KRNT | KORNIT DIGITAL LTD | $1,723,000 | +37.3% | 19,336 | 0.0% | 0.00% | +100.0% | |
| VPU | VANGUARD SECTOR INDEX FDS VANGUARD UTILITIES ETFetf | $613,000 | +6.2% | 4,470 | 0.0% | 0.00% | 0.0% | |
| AIA | ISHARES TRUST S&P ASIA 50 INDEX FD ETFetf | $692,000 | +21.4% | 7,940 | 0.0% | 0.00% | 0.0% | |
| GDYNW | GRID DYNAMICS HOLDINGS-CW23warrant | $633,000 | +102.2% | 175,700 | 0.0% | 0.00% | – | |
| FREEW | ACT II GLOBAL ACQUISITION CO WARRANTS CALL EXP 25Jwarrant | $621,000 | +45.1% | 450,000 | 0.0% | 0.00% | 0.0% | |
| IWV | ISHARES TRUST RUSSELL 3000 INDEX FDetf | $609,000 | +14.3% | 2,723 | 0.0% | 0.00% | 0.0% | |
| ESTA | ESTABLISHMENT LABS HOLDINGS | $568,000 | +102.9% | 15,100 | 0.0% | 0.00% | – | |
| ADVANCED MICRO DEVICESbond | $1,145,000 | +15.5% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| FUL | H.B. FULLER CO. | $1,219,000 | +13.3% | 23,500 | 0.0% | 0.00% | 0.0% | |
| FELE | FRANKLIN ELECTRIC CO INC | $817,000 | +17.6% | 11,808 | 0.0% | 0.00% | 0.0% | |
| ERII | ENERGY RECOVERY INC | $887,000 | +66.4% | 65,000 | 0.0% | 0.00% | 0.0% | |
| NEEPRO | NEE 4.872 09/01/22preferred | $684,000 | +9.3% | 11,560 | 0.0% | 0.00% | 0.0% | |
| PHO | INVESCO WATER RESOURCES ETFetf | $587,000 | +17.2% | 12,631 | 0.0% | 0.00% | 0.0% | |
| SRC 3 3/4 05/15/21bond | $912,000 | -0.2% | 9,000 | 0.0% | 0.00% | 0.0% | ||
| SQUARE INC 0.37500 3/1/2022 852234AB9 MS01bond | $946,000 | +33.4% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| BATRK | LIBERTY MEDIA CORP-BRAVES C | $729,000 | +18.3% | 29,283 | 0.0% | 0.00% | 0.0% | |
| CDNA | CAREDX INC | $725,000 | +91.3% | 10,000 | 0.0% | 0.00% | – | |
| CCS | CENTURY COMMUNITIES INC | $1,325,000 | +3.4% | 30,260 | 0.0% | 0.00% | -50.0% | |
| KNSL | KINSALE CAPITAL GROUP INC | $234,000 | +5.4% | 1,167 | 0.0% | 0.00% | – | |
| KMPR | KEMPER CORP | $235,000 | +14.6% | 3,070 | 0.0% | 0.00% | – | |
| EFAV | ISHARES TR MSCI EAFE MINIMUM VOLATILITY INDEX FDetf | $275,000 | +7.4% | 3,750 | 0.0% | 0.00% | – | |
| MSON | MISONIX INC | $379,000 | +6.8% | 30,300 | 0.0% | 0.00% | – | |
| OEF | ISHARES TRUST S&P 100 INDEX FUNDetf | $393,000 | +10.4% | 2,288 | 0.0% | 0.00% | – | |
| IRIX | IRIDEX CORP | $158,000 | +28.5% | 62,850 | 0.0% | 0.00% | – | |
| IVAC | INTEVAC INC | $205,000 | +31.4% | 28,400 | 0.0% | 0.00% | – | |
| INO | INOVIO PHARMACEUTICALS INC | $150,000 | -23.5% | 16,887 | 0.0% | 0.00% | – | |
| ISSC | INNOVATIVE SOLUTIONS AND SUPPORT I | $205,000 | -4.7% | 31,450 | 0.0% | 0.00% | – | |
| OPRT | OPORTUN FINANCIAL CORP | $345,000 | +64.3% | 17,767 | 0.0% | 0.00% | – | |
| ORBC | ORBCOMM INC | $333,000 | +119.1% | 44,850 | 0.0% | 0.00% | – | |
| HBM | HUDBAY MINERALS INC | $220,000 | +65.4% | 31,454 | 0.0% | 0.00% | – | |
| HUBS 0 1/4 06/01/22bond | $417,000 | +35.0% | 1,000 | 0.0% | 0.00% | – | ||
| PTY | PIMCO CORPORATE OPPORTUNITY FUND | $460,000 | +10.6% | 25,810 | 0.0% | 0.00% | – | |
| GSLC | GOLDMAN ACTIVEBETA US LC ETF ETFetf | $223,000 | +11.5% | 2,945 | 0.0% | 0.00% | – | |
| GEL | GENESIS ENERGY UNITS CLASS A UNIT | $99,000 | +35.6% | 16,000 | 0.0% | 0.00% | – | |
| FMS | FRESENIUS MEDICAL CARE-ADRadr | $244,000 | -2.0% | 5,864 | 0.0% | 0.00% | – | |
| EXACT SCIENCES CORPbond | $379,000 | +22.7% | 2,000 | 0.0% | 0.00% | – | ||
| XHB | SPDR SER TR S&P HOMEBUILDERS ETFetf | $243,000 | +7.0% | 4,220 | 0.0% | 0.00% | – | |
| ENV | ENVESTNET INC | $223,000 | +7.2% | 2,701 | 0.0% | 0.00% | – | |
| SAREPTA THERAPEUTICS INCbond | $245,000 | +18.4% | 1,000 | 0.0% | 0.00% | – | ||
| SCHZ | SCHWAB STRATEGIC TR US AGGREGATE BD ETFetf | $283,000 | 0.0% | 5,043 | 0.0% | 0.00% | – | |
| NOW 0 06/01/22bond | $408,000 | +13.0% | 1,000 | 0.0% | 0.00% | – | ||
| XPL | SOLITARIO ZINC CORP | $66,000 | +40.4% | 117,056 | 0.0% | 0.00% | – | |
| DJCO | DAILY JOURNAL CORP | $404,000 | +66.9% | 1,000 | 0.0% | 0.00% | – | |
| INN | SUMMIT HOTEL PROPERTIES REIT INC REIT | $167,000 | +74.0% | 18,604 | 0.0% | 0.00% | – | |
| CODI | COMPASS DIVERSIFIED HOLDINGS SHARES OF BENEFICIAL | $195,000 | +2.1% | 10,000 | 0.0% | 0.00% | – | |
| CLNY | COLONY CAPITAL INC | $201,000 | +76.3% | 41,750 | 0.0% | 0.00% | – | |
| TER 1 1/4 12/15/23bond | $378,000 | +48.2% | 1,000 | 0.0% | 0.00% | – | ||
| CEMI | CHEMBIO DIAGNOSTICS INC | $178,000 | -2.2% | 37,500 | 0.0% | 0.00% | – | |
| TVTY | TIVITY HEALTH INC | $215,000 | +39.6% | 11,000 | 0.0% | 0.00% | – | |
| TY | TRI CONTINENTAL CORP | $391,000 | +13.7% | 13,272 | 0.0% | 0.00% | – | |
| BRMK | BROADMARK REALTY CAPITAL INC REIT | $144,000 | +2.9% | 14,165 | 0.0% | 0.00% | – | |
| FRA | BLACKROCK FLOATING RATE INCOME STRATEGIES FD INC | $177,000 | +5.4% | 14,605 | 0.0% | 0.00% | – | |
| W 0 3/8 09/01/22bond | $216,000 | -22.6% | 1,000 | 0.0% | 0.00% | – | ||
| ABR | ARBOR REALTY TRUST REIT INC REIT | $196,000 | +24.1% | 13,817 | 0.0% | 0.00% | – | |
| UAVS | AGEAGLE AERIAL SYSTEMS INC | $72,000 | +166.7% | 12,018 | 0.0% | 0.00% | – | |
| SHIPW | SEANERGY MARITIME HOLD-CW21warrant | $7,000 | +133.3% | 197,100 | 0.0% | 0.00% | – | |
| LIQT | LIQTECH INTERNATIONAL INC | $480,000 | -5.3% | 59,999 | 0.0% | 0.00% | -100.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 2.0% |
| AMAZON.COM INC | 42 | Q3 2023 | 2.1% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.3% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 1.3% |
| PFIZER INC | 42 | Q3 2023 | 1.2% |
| ENTERPRISE PRODUCTS PARTNERS UNITS MLP | 42 | Q3 2023 | 0.9% |
| NEXTERA ENERGY INC | 42 | Q3 2023 | 1.4% |
| HOME DEPOT INC | 42 | Q3 2023 | 0.9% |
View Neuberger Berman Group LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AMERICAN SOFTWARE INC | September 08, 2023 | 1,124,648 | 3.5% |
| CHASE CORP | September 08, 2023 | 112 | 0.0% |
| Getty Images Holdings, Inc. | April 26, 2023 | 78,275,262 | 19.8% |
| NEXTERA ENERGY PARTNERS, LP | February 15, 2023 | 4,270,253 | 4.9% |
| AAON, INC. | February 10, 2023 | 870,758 | 1.6% |
| LCI INDUSTRIES | February 10, 2023 | 1,231,610 | 4.8% |
| NEXSTAR MEDIA GROUP, INC. | February 10, 2023 | 1,693,280 | 4.5% |
| NOVANTA INC | February 10, 2023 | 1,288,802 | 3.6% |
| QUAKER CHEMICAL CORP | February 10, 2023 | 798,350 | 4.4% |
| RBC Bearings INC | February 10, 2023 | 1,312,503 | 4.5% |
View Neuberger Berman Group LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-03-08 |
| SC 13G/A | 2024-03-08 |
| 13F-HR/A | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
View Neuberger Berman Group LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.