B. Riley Wealth Advisors, Inc.

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$1.02 Billion is the total value of B. Riley Wealth Advisors, Inc.'s 1304 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 22.7% .

All

			Value		Shares		↓ Weighting
AMZN	Sell	AMAZON COM INC	$16,951,000	-10.9%	9,764	-2.9%	1.67%	-20.0%
FB	Sell	FACEBOOK INCcl a	$10,820,000	-10.4%	60,744	-2.9%	1.07%	-19.5%
JPM	Sell	JPMORGAN CHASE & CO	$7,725,000	+5.2%	65,620	-0.2%	0.76%	-5.5%
VZ	Sell	VERIZON COMMUNICATIONS INC	$7,671,000	-26.0%	127,053	-30.0%	0.76%	-33.6%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$6,450,000	-4.7%	21,732	-6.0%	0.64%	-14.4%
BA	Sell	BOEING CO	$6,358,000	-0.3%	16,711	-4.6%	0.63%	-10.4%
V	Sell	VISA INC	$6,309,000	-9.1%	36,662	-8.3%	0.62%	-18.3%
QQQ	Sell	INVESCO QQQ TRunit ser 1	$6,307,000	+0.9%	33,400	-0.2%	0.62%	-9.3%
BIF	Sell	BOULDER GROWTH & INCOME FD I	$5,889,000	-15.0%	525,824	-18.2%	0.58%	-23.7%
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$5,798,000	-2.3%	34,658	-0.9%	0.57%	-12.2%
MTUM	Sell	ISHARES TRusa momentum fct	$4,498,000	-25.1%	37,707	-25.5%	0.44%	-32.7%
CSCO	Sell	CISCO SYS INC	$4,435,000	-13.7%	89,733	-4.4%	0.44%	-22.4%
XLF	Sell	SELECT SECTOR SPDR TRsbi int-finl	$4,004,000	-4.8%	142,971	-6.2%	0.39%	-14.5%
EMD	Sell	WESTERN ASSET EMRG MKT DEBT	$3,918,000	-6.2%	282,085	-7.9%	0.39%	-15.7%
APTS	Sell	PREFERRED APT CMNTYS INC	$3,918,000	-3.8%	271,082	-0.9%	0.39%	-13.5%
SIZE	Sell	ISHARES TRusa size factor	$2,953,000	-2.2%	32,525	-1.9%	0.29%	-12.1%
VLUE	Sell	ISHARES TRedge msci usa vl	$2,939,000	-0.1%	35,815	-1.1%	0.29%	-10.2%
GLD	Sell	SPDR GOLD TRUST	$2,779,000	-6.7%	20,007	-10.5%	0.27%	-16.0%
KL	Sell	KIRKLAND LAKE GOLD LTD	$2,655,000	+0.3%	59,260	-3.9%	0.26%	-10.0%
FDL	Sell	FIRST TR MORNINGSTAR DIV LEA	$2,547,000	+0.1%	82,053	-1.1%	0.25%	-10.0%
SCHX	Sell	SCHWAB STRATEGIC TRus lrg cap etf	$2,501,000	-1.8%	35,250	-2.9%	0.25%	-11.8%
PFN	Sell	PIMCO INCOME STRATEGY FUND I	$2,465,000	-7.9%	238,569	-5.8%	0.24%	-17.1%
MO	Sell	ALTRIA GROUP INC	$2,349,000	-27.2%	57,422	-15.4%	0.23%	-34.6%
BP	Sell	BP PLCsponsored adr	$2,205,000	-11.8%	57,992	-3.2%	0.22%	-20.8%
HON	Sell	HONEYWELL INTL INC	$2,048,000	-16.9%	12,095	-14.4%	0.20%	-25.2%
ED	Sell	CONSOLIDATED EDISON INC	$1,969,000	+2.1%	20,836	-5.3%	0.19%	-8.1%
NFLX	Sell	NETFLIX INC	$1,852,000	-36.9%	6,918	-13.4%	0.18%	-43.3%
UNP	Sell	UNION PACIFIC CORP	$1,815,000	-7.5%	11,199	-3.4%	0.18%	-16.7%
PKI	Sell	PERKINELMER INC	$1,684,000	-13.8%	19,767	-2.5%	0.17%	-22.4%
UTX	Sell	UNITED TECHNOLOGIES CORP	$1,685,000	+3.9%	12,337	-0.9%	0.17%	-6.7%
CELG	Sell	CELGENE CORP	$1,661,000	+7.3%	16,727	-0.1%	0.16%	-3.5%
CRM	Sell	SALESFORCE COM INC	$1,625,000	-4.0%	10,932	-1.9%	0.16%	-13.5%
AFIN	Sell	AMERICAN FIN TR INC	$1,614,000	+6.9%	115,506	-16.6%	0.16%	-3.6%
TIP	Sell	ISHARES TRtips bd etf	$1,605,000	-13.4%	13,794	-14.0%	0.16%	-22.2%
XLI	Sell	SELECT SECTOR SPDR TRsbi int-inds	$1,581,000	+0.1%	20,359	-0.1%	0.16%	-9.8%
FDN	Sell	FIRST TR EXCHANGE TRADED FDdj internt idx	$1,506,000	-16.0%	11,183	-10.2%	0.15%	-24.5%
IJR	Sell	ISHARES TRcore s&p scp etf	$1,410,000	-7.5%	18,096	-7.0%	0.14%	-16.8%
VONV	Sell	VANGUARD SCOTTSDALE FDSvng rus1000val	$1,399,000	-13.1%	12,433	-13.8%	0.14%	-21.6%
EEM	Sell	ISHARES TRmsci emg mkt etf	$1,318,000	-5.5%	32,234	-0.7%	0.13%	-15.0%
LMBS	Sell	FIRST TR EXCHANGE TRADED FDfst low oppt eft	$1,306,000	-2.5%	25,104	-3.1%	0.13%	-12.2%
IBB	Sell	ISHARES TRnasdaq biotech	$1,313,000	-12.3%	13,200	-3.6%	0.13%	-21.3%
TGT	Sell	TARGET CORP	$1,284,000	+21.5%	12,007	-1.6%	0.13%	+8.6%
NKE	Sell	NIKE INCcl b	$1,231,000	+2.7%	13,098	-8.1%	0.12%	-7.6%
AMGN	Sell	AMGEN INC	$1,211,000	+1.7%	6,254	-3.1%	0.12%	-9.2%
IEI	Sell	ISHARES TR3 7 yr treas bd	$1,157,000	-0.3%	9,117	-1.2%	0.11%	-10.2%
SCHW	Sell	THE CHARLES SCHWAB CORPORATI	$1,144,000	-12.7%	27,331	-16.1%	0.11%	-21.5%
ORCL	Sell	ORACLE CORP	$1,134,000	-6.3%	20,584	-3.0%	0.11%	-15.8%
TMO	Sell	THERMO FISHER SCIENTIFIC INC	$1,138,000	-18.2%	3,903	-17.5%	0.11%	-26.3%
TJX	Sell	TJX COS INC NEW	$1,107,000	-0.5%	19,845	-5.6%	0.11%	-10.7%
IEP	Sell	ICAHN ENTERPRISES LPdepositary unit	$1,085,000	-16.7%	16,894	-6.0%	0.11%	-25.2%
EQIX	Sell	EQUINIX INC	$1,074,000	-7.5%	1,859	-19.1%	0.11%	-16.5%
IGM	Sell	ISHARES TRexpnd tec sc etf	$1,065,000	-2.0%	4,903	-2.7%	0.10%	-11.8%
BLK	Sell	BLACKROCK INC	$1,055,000	-8.1%	2,363	-3.3%	0.10%	-17.5%
NOW	Sell	SERVICENOW INC	$1,008,000	-9.2%	3,971	-1.7%	0.10%	-18.9%
UN	Sell	UNILEVER N V	$1,007,000	-6.7%	16,773	-5.5%	0.10%	-16.1%
SHV	Sell	ISHARES TRshort treas bd	$969,000	-0.7%	8,756	-0.7%	0.10%	-11.2%
CGC	Sell	CANOPY GROWTH CORP	$937,000	-44.1%	40,829	-1.7%	0.09%	-50.0%
STI	Sell	SUNTRUST BKS INC	$933,000	-20.7%	13,543	-27.6%	0.09%	-28.7%
GIS	Sell	GENERAL MLS INC	$910,000	+2.8%	16,488	-2.1%	0.09%	-7.2%
AMLP	Sell	ALPS ETF TRalerian mlp	$907,000	-15.5%	99,211	-9.0%	0.09%	-24.6%
FV	Sell	FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf	$883,000	-27.0%	29,825	-25.0%	0.09%	-34.6%
FTSM	Sell	FIRST TR EXCHANGE TRADED FDfirst tr enh new	$882,000	-18.5%	14,672	-18.5%	0.09%	-26.9%
MTCH	Sell	MATCH GROUP INC	$882,000	+5.4%	12,338	-0.8%	0.09%	-5.4%
WDAY	Sell	WORKDAY INCcl a	$856,000	-19.2%	5,029	-2.3%	0.08%	-27.6%
GE	Sell	GENERAL ELECTRIC CO	$855,000	-30.4%	95,599	-18.9%	0.08%	-37.8%
VEU	Sell	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$845,000	-8.1%	16,923	-6.1%	0.08%	-17.8%
VXUS	Sell	VANGUARD STAR FDvg tl intl stk f	$839,000	-3.5%	16,219	-1.4%	0.08%	-12.6%
XBI	Sell	SPDR SERIES TRUSTs&p biotech	$834,000	-18.4%	10,928	-6.1%	0.08%	-26.8%
FSK	Sell	FS KKR CAPITAL CORP	$830,000	-2.8%	142,275	-0.7%	0.08%	-12.8%
CFA	Sell	VICTORY PORTFOLIOS II	$827,000	+0.9%	15,619	-0.0%	0.08%	-10.0%
UPS	Sell	UNITED PARCEL SERVICE INCcl b	$820,000	-10.1%	6,835	-22.5%	0.08%	-19.0%
NMZ	Sell	NUVEEN MUN HIGH INCOME OPP F	$784,000	-11.5%	54,881	-13.5%	0.08%	-20.6%
SHW	Sell	SHERWIN WILLIAMS CO	$777,000	+13.4%	1,412	-5.4%	0.08%	+2.7%
COP	Sell	CONOCOPHILLIPS	$774,000	-38.3%	13,570	-33.7%	0.08%	-44.5%
FXH	Sell	FIRST TR EXCHANGE TRADED FDhlth care alph	$749,000	-8.1%	10,110	-3.8%	0.07%	-16.9%
ISRG	Sell	INTUITIVE SURGICAL INC	$748,000	-3.6%	1,385	-6.2%	0.07%	-12.9%
PPA	Sell	INVESCO EXCHANGE TRADED FD Taerospace defn	$728,000	-10.3%	10,739	-14.0%	0.07%	-19.1%
FLTB	Sell	FIDELITYltd trm bd etf	$734,000	-2.0%	14,397	-2.5%	0.07%	-12.2%
SYY	Sell	SYSCO CORP	$726,000	+12.0%	9,133	-0.1%	0.07%	0.0%
VONG	Sell	VANGUARD SCOTTSDALE FDSvng rus1000grw	$714,000	-12.5%	4,349	-13.3%	0.07%	-21.3%
SRLN	Sell	SSGA ACTIVE ETF TRblkstn gsosrln	$712,000	-1.1%	15,363	-1.3%	0.07%	-11.4%
APLE	Sell	APPLE HOSPITALITY REIT INC	$690,000	+2.4%	41,583	-2.1%	0.07%	-8.1%
ECL	Sell	ECOLAB INC	$676,000	-24.2%	3,413	-24.4%	0.07%	-31.6%
KMB	Sell	KIMBERLY CLARK CORP	$662,000	+6.1%	4,659	-0.4%	0.06%	-4.4%
PMM	Sell	PUTNAM MANAGED MUN INCOM TR	$661,000	-30.5%	84,350	-32.3%	0.06%	-37.5%
DON	Sell	WISDOMTREE TRus midcap divid	$655,000	-0.3%	18,029	-0.6%	0.06%	-9.7%
MTN	Sell	VAIL RESORTS INC	$661,000	-0.9%	2,904	-2.7%	0.06%	-11.0%
MHD	Sell	BLACKROCK MUNIHOLDINGS FD IN	$656,000	-40.2%	39,957	-37.7%	0.06%	-45.8%
VFH	Sell	VANGUARD WORLD FDSfinancials etf	$653,000	-1.7%	9,319	-3.1%	0.06%	-12.3%
STZ	Sell	CONSTELLATION BRANDS INCcl a	$634,000	-22.4%	3,057	-26.5%	0.06%	-31.1%
PXD	Sell	PIONEER NAT RES CO	$626,000	-24.4%	4,958	-7.6%	0.06%	-31.9%
TSCO	Sell	TRACTOR SUPPLY CO	$623,000	-25.0%	6,885	-9.8%	0.06%	-33.0%
IXJ	Sell	ISHARES TRglob hlthcre etf	$612,000	-2.9%	10,004	-2.0%	0.06%	-13.0%
WPC	Sell	W P CAREY INC	$603,000	+3.8%	6,736	-5.8%	0.06%	-7.8%
QCOM	Sell	QUALCOMM INC	$598,000	-31.3%	7,819	-31.7%	0.06%	-37.9%
SLV	Sell	ISHARES SILVER TRUSTishares	$597,000	-15.7%	37,438	-24.2%	0.06%	-24.4%
SCHF	Sell	SCHWAB STRATEGIC TRintl eqty etf	$594,000	-7.8%	18,625	-7.2%	0.06%	-18.3%
ATHM	Sell	AUTOHOME INCsp adr rp cl a	$594,000	-6.6%	7,137	-3.9%	0.06%	-17.1%
LNG	Sell	CHENIERE ENERGY INC	$576,000	-38.2%	9,120	-32.9%	0.06%	-44.1%
PSJ	Sell	INVESCO EXCHANGE TRADED FD Tdynmc software	$581,000	-6.9%	6,235	-4.1%	0.06%	-16.2%
AFL	Sell	AFLAC INC	$583,000	-17.4%	11,129	-13.4%	0.06%	-26.0%
AXP	Sell	AMERICAN EXPRESS CO	$567,000	-28.9%	4,788	-25.7%	0.06%	-35.6%
IYW	Sell	ISHARES TRu.s. tech etf	$572,000	+3.1%	2,799	-0.1%	0.06%	-8.2%
AMD	Sell	ADVANCED MICRO DEVICES INC	$571,000	-10.6%	19,679	-6.4%	0.06%	-20.0%
PUI	Sell	INVESCO EXCHANGE TRADED FD Tdwa utils mumt	$561,000	+1.8%	15,999	-5.6%	0.06%	-8.3%
MSCI	Sell	MSCI INC	$528,000	-13.3%	2,425	-4.9%	0.05%	-22.4%
PXQ	Sell	INVESCO EXCHANGE TRADED FD Tdynmc netwrng	$524,000	-5.9%	9,294	-2.1%	0.05%	-14.8%
ET	Sell	ENERGY TRANSFER LP	$528,000	-9.1%	40,235	-1.1%	0.05%	-18.8%
VCSH	Sell	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$523,000	-90.2%	6,447	-90.3%	0.05%	-91.1%
EMR	Sell	EMERSON ELEC CO	$521,000	-16.1%	7,775	-16.2%	0.05%	-25.0%
HYZD	Sell	WISDOMTREE TRhedged hi yld bd	$517,000	-2.8%	22,467	-1.6%	0.05%	-12.1%
PNQI	Sell	INVESCO EXCHANGE TRADED FD Tnasdaq internt	$513,000	-11.1%	3,942	-6.4%	0.05%	-19.0%
PBW	Sell	INVESCO EXCHANGE TRADED FD Twilderhil clan	$505,000	-2.3%	17,290	-0.5%	0.05%	-12.3%
IWO	Sell	ISHARES TRrus 2000 grw etf	$508,000	-8.8%	2,633	-5.0%	0.05%	-18.0%
PANW	Sell	PALO ALTO NETWORKS INC	$505,000	-31.0%	2,470	-31.0%	0.05%	-37.5%
AINV	Sell	APOLLO INVT CORP	$496,000	-17.7%	30,824	-22.2%	0.05%	-25.8%
SNY	Sell	SANOFIsponsored adr	$493,000	+5.8%	10,607	-1.4%	0.05%	-3.9%
GD	Sell	GENERAL DYNAMICS CORP	$480,000	-2.8%	2,624	-3.5%	0.05%	-13.0%
DHR	Sell	DANAHER CORPORATION	$479,000	0.0%	3,311	-0.9%	0.05%	-9.6%
GPC	Sell	GENUINE PARTS CO	$473,000	-4.1%	4,735	-0.4%	0.05%	-13.0%
EFA	Sell	ISHARES TRmsci eafe etf	$479,000	-1.0%	7,340	-0.3%	0.05%	-11.3%
NGL	Sell	NGL ENERGY PARTNERS LP	$475,000	-8.5%	34,121	-2.8%	0.05%	-17.5%
EXPE	Sell	EXPEDIA GROUP INC	$469,000	-7.7%	3,484	-8.6%	0.05%	-17.9%
PTF	Sell	INVESCO EXCHANGE TRADED FD Tdwa technology	$469,000	-6.8%	6,825	-1.0%	0.05%	-16.4%
MMC	Sell	MARSH & MCLENNAN COS INC	$456,000	-13.8%	4,554	-13.9%	0.04%	-22.4%
PGR	Sell	PROGRESSIVE CORP OHIO	$460,000	-5.0%	5,939	-1.8%	0.04%	-15.1%
DAL	Sell	DELTA AIR LINES INC DEL	$448,000	-2.6%	7,776	-4.0%	0.04%	-12.0%
EDIV	Sell	SPDR INDEX SHS FDSs&p em mkt div	$442,000	-11.8%	14,811	-3.5%	0.04%	-20.0%
XEL	Sell	XCEL ENERGY INC	$439,000	+8.4%	6,762	-0.4%	0.04%	-2.3%
FDX	Sell	FEDEX CORP	$428,000	-39.7%	2,939	-32.0%	0.04%	-46.2%
VNQ	Sell	VANGUARD INDEX FDSreal estate etf	$430,000	-25.5%	4,610	-30.1%	0.04%	-33.3%
IWF	Sell	ISHARES TRrus 1000 grw etf	$427,000	-2.5%	2,675	-3.7%	0.04%	-12.5%
HEI	Sell	HEICO CORP NEW	$415,000	-8.8%	3,318	-2.3%	0.04%	-18.0%
VV	Sell	VANGUARD INDEX FDSlarge cap etf	$415,000	-22.0%	3,044	-22.8%	0.04%	-29.3%
FTNT	Sell	FORTINET INC	$410,000	-3.3%	5,340	-3.1%	0.04%	-13.0%
CHRW	Sell	C H ROBINSON WORLDWIDE INC	$406,000	-11.2%	4,782	-11.7%	0.04%	-20.0%
ICVT	Sell	ISHARES TRconv bd etf	$409,000	-2.9%	7,029	-0.5%	0.04%	-13.0%
HACK	Sell	ETF MANAGERS TRprime cybr scrty	$405,000	-18.2%	10,817	-13.0%	0.04%	-25.9%
IJJ	Sell	ISHARES TRs&p mc 400vl etf	$405,000	-0.7%	2,528	-0.9%	0.04%	-11.1%
SWK	Sell	STANLEY BLACK & DECKER INC	$405,000	-18.0%	2,804	-17.8%	0.04%	-25.9%
IWD	Sell	ISHARES TRrus 1000 val etf	$392,000	-1.5%	3,050	-2.3%	0.04%	-11.4%
CAH	Sell	CARDINAL HEALTH INC	$396,000	-17.3%	8,378	-17.4%	0.04%	-25.0%
SPLK	Sell	SPLUNK INC	$393,000	-31.2%	3,325	-26.6%	0.04%	-38.1%
SCHD	Sell	SCHWAB STRATEGIC TRus dividend eq	$394,000	-87.8%	7,176	-88.2%	0.04%	-89.0%
IYT	Sell	ISHARES TRtrans avg etf	$398,000	-18.8%	2,135	-17.9%	0.04%	-27.8%
BHK	Sell	BLACKROCK CORE BD TR	$391,000	+2.4%	27,022	-0.5%	0.04%	-7.1%
GGG	Sell	GRACO INC	$395,000	-30.5%	8,570	-24.2%	0.04%	-37.1%
IEF	Sell	ISHARES TRbarclays 7 10 yr	$382,000	-88.8%	3,392	-89.1%	0.04%	-89.8%
COO	Sell	COOPER COS INC	$381,000	-33.2%	1,279	-24.3%	0.04%	-38.7%
LUMN	Sell	CENTURYLINK INC	$382,000	+5.5%	30,502	-0.7%	0.04%	-5.0%
VMW	Sell	VMWARE INC	$385,000	-30.8%	2,563	-22.7%	0.04%	-37.7%
MMP	Sell	MAGELLAN MIDSTREAM PRTNRS LP	$374,000	+2.7%	5,632	-0.8%	0.04%	-7.5%
URI	Sell	UNITED RENTALS INC	$372,000	-6.8%	2,975	-0.8%	0.04%	-15.9%
UBER	Sell	UBER TECHNOLOGIES INC	$371,000	-42.2%	12,142	-12.1%	0.04%	-47.1%
WDC	Sell	WESTERN DIGITAL CORP	$378,000	+21.2%	6,314	-3.7%	0.04%	+8.8%
SCHA	Sell	SCHWAB STRATEGIC TRus sml cap etf	$373,000	-11.2%	5,343	-9.1%	0.04%	-19.6%
BURL	Sell	BURLINGTON STORES INC	$377,000	+14.6%	1,882	-2.4%	0.04%	+2.8%
EFG	Sell	ISHARES TReafe grwth etf	$362,000	-0.5%	4,479	-0.2%	0.04%	-10.0%
VGK	Sell	VANGUARD INTL EQUITY INDEX Fftse europe etf	$362,000	-23.3%	6,733	-21.6%	0.04%	-30.8%
FIBK	Sell	FIRST INTST BANCSYSTEM INC	$369,000	-1.6%	9,150	-3.2%	0.04%	-12.2%
NVS	Sell	NOVARTIS A Gsponsored adr	$364,000	-22.1%	4,181	-18.0%	0.04%	-29.4%
PAYX	Sell	PAYCHEX INC	$356,000	-33.1%	4,292	-33.6%	0.04%	-39.7%
FE	Sell	FIRSTENERGY CORP	$356,000	+2.3%	7,369	-9.3%	0.04%	-7.9%
ARCC	Sell	ARES CAP CORP	$341,000	-12.8%	18,243	-16.4%	0.03%	-20.9%
SPOT	Sell	SPOTIFY TECHNOLOGY S A	$342,000	-26.0%	2,999	-5.0%	0.03%	-33.3%
AKAM	Sell	AKAMAI TECHNOLOGIES INC	$350,000	-29.0%	3,815	-37.8%	0.03%	-37.0%
EPAM	Sell	EPAM SYS INC	$345,000	-2.8%	1,891	-7.4%	0.03%	-12.8%
DSU	Sell	BLACKROCK DEBT STRAT FD INC	$334,000	-12.6%	30,978	-12.5%	0.03%	-21.4%
CTSH	Sell	COGNIZANT TECHNOLOGY SOLUTIOcl a	$335,000	-8.7%	5,561	-3.9%	0.03%	-17.5%
ITW	Sell	ILLINOIS TOOL WKS INC	$340,000	+0.3%	2,172	-3.3%	0.03%	-10.8%
ANTM	Sell	ANTHEM INC	$329,000	-18.8%	1,368	-4.6%	0.03%	-27.3%
ZS	Sell	ZSCALER INC	$321,000	-58.4%	6,778	-32.6%	0.03%	-61.9%
IXC	Sell	ISHARES TRglobal energ etf	$324,000	-32.8%	10,591	-28.5%	0.03%	-39.6%
MELI	Sell	MERCADOLIBRE INC	$324,000	-24.7%	587	-16.4%	0.03%	-31.9%
BWXT	Sell	BWX TECHNOLOGIES INC	$329,000	-4.1%	5,725	-12.6%	0.03%	-15.8%
MCHP	Sell	MICROCHIP TECHNOLOGY INC	$311,000	-5.5%	3,341	-11.9%	0.03%	-13.9%
AGZ	Sell	ISHARES TRagency bond etf	$310,000	-8.8%	2,660	-9.6%	0.03%	-16.2%
BACPRL	Sell	BANK AMER CORP7.25%cnv pfd l	$313,000	-0.6%	209	-8.7%	0.03%	-11.4%
MOAT	Sell	VANECK VECTORS ETF TRmorningstar wide	$310,000	+2.0%	6,163	-2.6%	0.03%	-6.1%
PMT	Sell	PENNYMAC MTG INVT TR	$301,000	+1.7%	13,540	-0.0%	0.03%	-6.2%
HIG	Sell	HARTFORD FINL SVCS GROUP INC	$309,000	-4.6%	5,088	-12.4%	0.03%	-16.7%
PPT	Sell	PUTNAM PREMIER INCOME TRsh ben int	$305,000	-13.4%	57,925	-15.6%	0.03%	-23.1%
CTVA	Sell	CORTEVA INC	$306,000	-13.1%	10,915	-7.9%	0.03%	-23.1%
ICF	Sell	ISHARES TRcohen steer reit	$308,000	+3.4%	2,564	-2.8%	0.03%	-9.1%
BFAM	Sell	BRIGHT HORIZONS FAM SOL IN D	$295,000	-0.3%	1,932	-1.2%	0.03%	-9.4%
SCHG	Sell	SCHWAB STRATEGIC TRus lcap gr etf	$291,000	+0.3%	3,459	-0.2%	0.03%	-9.4%
CDW	Sell	CDW CORP	$280,000	+6.5%	2,265	-4.2%	0.03%	-3.4%
VTA	Sell	INVESCO DYNAMIC CR OPP FD	$288,000	-4.6%	26,099	-3.4%	0.03%	-15.2%
PBE	Sell	INVESCO EXCHANGE TRADED FD Tdynmc biotech	$273,000	-16.8%	5,757	-6.1%	0.03%	-25.0%
IUSV	Sell	ISHARES TRcore s&p us vlu	$278,000	0.0%	4,801	-2.0%	0.03%	-10.0%
PLNT	Sell	PLANET FITNESS INCcl a	$278,000	-59.7%	4,787	-49.7%	0.03%	-64.5%
NRZ	Sell	NEW RESIDENTIAL INVT CORP	$275,000	-2.8%	17,494	-4.8%	0.03%	-12.9%
IFV	Sell	FIRST TR EXCHANGE TRADED FDdorsey wright	$260,000	-33.2%	13,656	-30.4%	0.03%	-39.5%
CHY	Sell	CALAMOS CONV & HIGH INCOME F	$267,000	-28.4%	24,224	-28.2%	0.03%	-36.6%
OLED	Sell	UNIVERSAL DISPLAY CORP	$269,000	-12.9%	1,600	-2.5%	0.03%	-23.5%
RCL	Sell	ROYAL CARIBBEAN CRUISES LTD	$263,000	-12.0%	2,421	-1.6%	0.03%	-21.2%
SCHM	Sell	SCHWAB STRATEGIC TRus mid-cap etf	$268,000	-11.0%	4,736	-10.1%	0.03%	-21.2%
RYT	Sell	INVESCO EXCHANGE TRADED FD Ts&p500 eql tec	$251,000	-1.6%	1,400	-2.5%	0.02%	-10.7%
O	Sell	REALTY INCOME CORP	$258,000	+2.8%	3,356	-7.6%	0.02%	-10.7%
ETY	Sell	EATON VANCE TX MGD DIV EQ IN	$239,000	-13.7%	20,025	-13.0%	0.02%	-20.0%
EW	Sell	EDWARDS LIFESCIENCES CORP	$245,000	+15.0%	1,112	-3.2%	0.02%	+4.3%
TSLA	Sell	TESLA INC	$243,000	-24.1%	1,008	-29.4%	0.02%	-31.4%
CVI	Sell	CVR ENERGY INC	$242,000	-12.9%	5,490	-1.0%	0.02%	-20.0%
NYCB	Sell	NEW YORK CMNTY BANCORP INC	$241,000	-1.2%	19,163	-21.3%	0.02%	-11.1%
ALXN	Sell	ALEXION PHARMACEUTICALS INC	$243,000	-53.3%	2,457	-37.9%	0.02%	-57.9%
UTG	Sell	REAVES UTIL INCOME FD	$246,000	-3.5%	6,678	-6.0%	0.02%	-14.3%
IJK	Sell	ISHARES TRs&p mc 400gr etf	$240,000	-1.2%	1,070	-0.5%	0.02%	-11.1%
FEZ	Sell	SPDR INDEX SHS FDSeuro stoxx 50	$237,000	-25.2%	6,275	-24.2%	0.02%	-34.3%
VDE	Sell	VANGUARD WORLD FDSenergy etf	$236,000	-14.5%	3,020	-6.9%	0.02%	-23.3%
CQQQ	Sell	INVESCO EXCHNG TRADED FD TRchina technlgy	$224,000	-23.3%	4,877	-24.2%	0.02%	-31.2%
WEC	Sell	WEC ENERGY GROUP INC	$226,000	+9.7%	2,367	-3.9%	0.02%	-4.3%
TWO	Sell	TWO HBRS INVT CORP	$225,000	+0.9%	17,128	-1.7%	0.02%	-8.3%
PKW	Sell	INVESCO EXCHANGE TRADED FD Tbuyback achiev	$224,000	-6.7%	3,573	-6.5%	0.02%	-15.4%
EVV	Sell	EATON VANCE LTD DUR INCOME F	$222,000	-4.7%	17,739	-3.6%	0.02%	-15.4%
RFG	Sell	INVESCO EXCHANGE TRADED FD Ts&p mdcp400 pr	$220,000	-9.1%	1,555	-4.7%	0.02%	-18.5%
TSN	Sell	TYSON FOODS INCcl a	$219,000	-5.6%	2,530	-12.3%	0.02%	-12.0%
MHN	Sell	BLACKROCK MUNIHLDGS NY QLTY	$225,000	+3.2%	16,524	-0.0%	0.02%	-8.3%
ALL	Sell	ALLSTATE CORP	$218,000	-18.0%	2,002	-23.4%	0.02%	-27.6%
CQP	Sell	CHENIERE ENERGY PARTNERS LP	$214,000	-1.4%	4,686	-8.9%	0.02%	-12.5%
SHAK	Sell	SHAKE SHACK INCcl a	$209,000	+3.0%	2,130	-24.1%	0.02%	-4.5%
MYJ	Sell	BLACKROCK MUNIYIELD N J FD I	$216,000	+3.3%	14,050	-0.0%	0.02%	-8.7%
ROM	Sell	PROSHARES TR	$215,000	+3.4%	1,740	-1.1%	0.02%	-8.7%
OCSI	Sell	OAKTREE STRATEGIC INCOME COR	$203,000	-6.5%	24,500	-3.9%	0.02%	-16.7%
NTR	Sell	NUTRIEN LTD	$203,000	-21.9%	4,038	-16.7%	0.02%	-28.6%
MJ	Sell	ETF MANAGERS TRetfmg altr hrvst	$201,000	-63.5%	9,654	-44.3%	0.02%	-66.7%
EPR	Sell	EPR PPTYS	$203,000	-22.2%	2,640	-24.4%	0.02%	-31.0%
CLF	Sell	CLEVELAND CLIFFS INC	$206,000	-39.9%	28,524	-11.2%	0.02%	-47.4%
OCCI	Sell	OFS CREDIT COMPANY INC	$196,000	-9.7%	11,167	-7.5%	0.02%	-20.8%
CS	Sell	CREDIT SUISSE GROUPsponsored adr	$171,000	+1.2%	13,932	-0.9%	0.02%	-10.5%
MRO	Sell	MARATHON OIL CORP	$160,000	-14.0%	12,978	-0.7%	0.02%	-20.0%
WEA	Sell	WESTERN ASSET PREMIER BD FD	$155,000	+4.0%	10,871	-0.0%	0.02%	-6.2%
SVM	Sell	SILVERCORP METALS INC	$139,000	+58.0%	35,650	-0.1%	0.01%	+40.0%
AWP	Sell	ABERDEEN GLOBAL PREMIER PPTY	$131,000	-0.8%	20,934	-0.9%	0.01%	-7.1%
ALDX	Sell	ALDEYRA THERAPEUTICS INC	$119,000	-25.6%	22,450	-15.3%	0.01%	-33.3%
NHS	Sell	NEUBERGER BERMAN HGH YLD FD	$121,000	-4.7%	10,015	-7.2%	0.01%	-14.3%
PNNT	Sell	PENNANTPARK INVT CORP	$116,000	-10.8%	18,462	-10.0%	0.01%	-21.4%
JPS	Sell	NUVEEN PFD & INCM SECURTIES	$116,000	-6.5%	11,774	-9.2%	0.01%	-21.4%
XXII	Sell	22ND CENTY GROUP INC	$85,000	+6.2%	37,400	-1.6%	0.01%	-11.1%
TGTX	Sell	TG THERAPEUTICS INC	$58,000	-35.6%	10,300	-1.0%	0.01%	-40.0%
RIG	Sell	TRANSOCEAN LTD	$45,000	-36.6%	10,128	-7.1%	0.00%	-50.0%
MDRIQ	Sell	MCDERMOTT INTL INC	$40,000	-87.2%	19,568	-39.5%	0.00%	-88.2%
CLIR	Sell	CLEARSIGN COMBUSTION CORP	$44,000	-41.3%	35,523	-45.1%	0.00%	-50.0%
VUZI	Sell	VUZIX CORP	$34,000	-46.9%	14,500	-7.1%	0.00%	-57.1%
SCYX	Sell	SCYNEXIS INC	$28,000	-30.0%	25,887	-13.8%	0.00%	-25.0%
LLEXQ	Sell	LILIS ENERGY INC	$10,000	-44.4%	27,776	-1.8%	0.00%	-50.0%
CEI	Exit	CAMBER ENERGY INC	$0	–	-19,000	-100.0%	0.00%	–
AVEO	Exit	AVEO PHARMACEUTICALS INC	$0	–	-15,041	-100.0%	-0.00%	–
SES	Exit	SYNTHESIS ENERGY SYS INC	$0	–	-61,385	-100.0%	-0.00%	–
GSV	Exit	GOLD STD VENTURES CORP	$0	–	-15,750	-100.0%	-0.00%	–
WATT	Exit	ENERGOUS CORP	$0	–	-10,738	-100.0%	-0.01%	–
ABEV	Exit	AMBEV SAsponsored adr	$0	–	-11,737	-100.0%	-0.01%	–
AMZA	Exit	ETFIS SER TR Iinfrac act mlp	$0	–	-11,020	-100.0%	-0.01%	–
TIAIY	Exit	TELECOM ITALIA S P A NEWspon adr svgs	$0	–	-15,021	-100.0%	-0.01%	–
BKT	Exit	BLACKROCK INCOME TR INC	$0	–	-14,471	-100.0%	-0.01%	–
SPWR	Exit	SUNPOWER CORP	$0	–	-10,109	-100.0%	-0.01%	–
ALSK	Exit	ALASKA COMMUNICATIONS SYS GR	$0	–	-75,000	-100.0%	-0.01%	–
TCPC	Exit	BLACKROCK TCP CAP CORP	$0	–	-11,150	-100.0%	-0.02%	–
EHT	Exit	EATON VANCE HIGH INCOME 2021	$0	–	-18,453	-100.0%	-0.02%	–
GLAD	Exit	GLADSTONE CAPITAL CORP	$0	–	-22,028	-100.0%	-0.02%	–
GRUB	Exit	GRUBHUB INC	$0	–	-2,611	-100.0%	-0.02%	–
AABA	Exit	ALTABA INC	$0	–	-3,013	-100.0%	-0.02%	–
FXO	Exit	FIRST TR EXCHANGE TRADED FDfinls alphadex	$0	–	-6,605	-100.0%	-0.02%	–
FEP	Exit	FIRST TR EXCH TRD ALPHA FD Ieurope alphadex	$0	–	-5,896	-100.0%	-0.02%	–
GWPH	Exit	GW PHARMACEUTICALS PLCads	$0	–	-1,194	-100.0%	-0.02%	–
ANET	Exit	ARISTA NETWORKS INC	$0	–	-805	-100.0%	-0.02%	–
NTNX	Exit	NUTANIX INCcl a	$0	–	-8,026	-100.0%	-0.02%	–
SCHE	Exit	SCHWAB STRATEGIC TRemrg mkteq etf	$0	–	-7,856	-100.0%	-0.02%	–
MTD	Exit	METTLER TOLEDO INTERNATIONAL	$0	–	-248	-100.0%	-0.02%	–
ISCG	Exit	ISHARES TRmrgstr sm cp gr	$0	–	-1,011	-100.0%	-0.02%	–
ROK	Exit	ROCKWELL AUTOMATION INC	$0	–	-1,350	-100.0%	-0.02%	–
PCRX	Exit	PACIRA BIOSCIENCES	$0	–	-5,053	-100.0%	-0.02%	–
DOMO	Exit	DOMO INC	$0	–	-8,400	-100.0%	-0.02%	–
XPO	Exit	XPO LOGISTICS INC	$0	–	-3,943	-100.0%	-0.02%	–
SFIX	Exit	STITCH FIX INC	$0	–	-7,010	-100.0%	-0.02%	–
LVS	Exit	LAS VEGAS SANDS CORP	$0	–	-3,928	-100.0%	-0.03%	–
ABC	Exit	AMERISOURCEBERGEN CORP	$0	–	-2,765	-100.0%	-0.03%	–
MDB	Exit	MONGODB INCcl a	$0	–	-1,526	-100.0%	-0.03%	–
HTGM	Exit	HTG MOLECULAR DIAGNOSTICS IN	$0	–	-150,000	-100.0%	-0.03%	–
ALGN	Exit	ALIGN TECHNOLOGY INC	$0	–	-906	-100.0%	-0.03%	–
PLAN	Exit	ANAPLAN INC	$0	–	-4,800	-100.0%	-0.03%	–
SNAP	Exit	SNAP INCcl a	$0	–	-16,935	-100.0%	-0.03%	–
SKYY	Exit	FIRST TR EXCHANGE TRADED FD	$0	–	-4,437	-100.0%	-0.03%	–
FEM	Exit	FIRST TR EXCH TRD ALPHA FD Iemerg mkt alph	$0	–	-10,510	-100.0%	-0.03%	–
BMRN	Exit	BIOMARIN PHARMACEUTICAL INC	$0	–	-3,030	-100.0%	-0.03%	–
NVUS	Exit	NOVUS THERAPEUTICS INC	$0	–	-270,000	-100.0%	-0.03%	–
INVA	Exit	INNOVIVA INC	$0	–	-19,100	-100.0%	-0.03%	–
FOXF	Exit	FOX FACTORY HLDG CORP	$0	–	-3,567	-100.0%	-0.03%	–
DECK	Exit	DECKERS OUTDOOR CORP	$0	–	-1,793	-100.0%	-0.04%	–
EOS	Exit	EATON VANCE ENH EQTY INC FD	$0	–	-18,900	-100.0%	-0.04%	–
LLL	Exit	L3 TECHNOLOGIES INC	$0	–	-1,334	-100.0%	-0.04%	–
NSP	Exit	INSPERITY INC	$0	–	-2,846	-100.0%	-0.04%	–
CYBR	Exit	CYBERARK SOFTWARE LTD	$0	–	-2,771	-100.0%	-0.04%	–
AAP	Exit	ADVANCE AUTO PARTS INC	$0	–	-2,344	-100.0%	-0.04%	–
CRSP	Exit	CRISPR THERAPEUTICS AGnamen akt	$0	–	-7,679	-100.0%	-0.04%	–
INFO	Exit	IHS MARKIT LTD	$0	–	-5,857	-100.0%	-0.04%	–
ROKU	Exit	ROKU INC	$0	–	-4,349	-100.0%	-0.04%	–
ZM	Exit	ZOOM VIDEO COMMUNICATIONS INcl a	$0	–	-4,411	-100.0%	-0.04%	–
PTCT	Exit	PTC THERAPEUTICS INC	$0	–	-8,697	-100.0%	-0.04%	–
APC	Exit	ANADARKO PETE CORP	$0	–	-5,546	-100.0%	-0.04%	–
TSS	Exit	TOTAL SYS SVCS INC	$0	–	-3,191	-100.0%	-0.04%	–
SMAR	Exit	SMARTSHEET INC	$0	–	-8,700	-100.0%	-0.05%	–
TLRY	Exit	TILRAY INC	$0	–	-9,020	-100.0%	-0.05%	–
MKC	Exit	MCCORMICK & CO INC	$0	–	-2,729	-100.0%	-0.05%	–
JKHY	Exit	HENRY JACK & ASSOC INC	$0	–	-3,281	-100.0%	-0.05%	–
WCG	Exit	WELLCARE HEALTH PLANS INC	$0	–	-1,579	-100.0%	-0.05%	–
TREE	Exit	LENDINGTREE INC NEW	$0	–	-1,196	-100.0%	-0.06%	–
ILMN	Exit	ILLUMINA INC	$0	–	-1,443	-100.0%	-0.06%	–
GWW	Exit	GRAINGER W W INC	$0	–	-2,091	-100.0%	-0.06%	–
APO	Exit	APOLLO GLOBAL MGMT LLC	$0	–	-16,683	-100.0%	-0.06%	–
SPTL	Exit	SPDR SERIES TRUSTportfolio ln tsr	$0	–	-26,133	-100.0%	-0.11%	–
RVT	Exit	ROYCE VALUE TR INC	$0	–	-76,694	-100.0%	-0.12%	–
BX	Exit	BLACKSTONE GROUP L P	$0	–	-26,172	-100.0%	-0.13%	–
FLT	Exit	FLEETCOR TECHNOLOGIES INC	$0	–	-5,609	-100.0%	-0.17%	–
IDXX	Exit	IDEXX LABS INC	$0	–	-5,788	-100.0%	-0.18%	–
SPTI	Exit	SPDR SERIES TRUSTblmbrg brc intrm	$0	–	-32,483	-100.0%	-0.22%	–
EVG	Exit	EATON VANCE SH TM DR DIVR IN	$0	–	-191,986	-100.0%	-0.27%	–
SPYG	Exit	SPDR SERIES TRUSTprtflo s&p500 gw	$0	–	-133,572	-100.0%	-0.57%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Vanguard #1
Congress Asset Management Company #2
Brandes #4
Miller/Howard #6
Navellier & Associates Inc. #8
Zacks Investment Mgt #10
Cambiar #13
Anchor Capital #14
Atlanta Capital #15
Granite Invstmt Ptnr #17
Sparrow #18
Lazard #19
AthenaInvest Advisor #20
ACR #21
Dana Investment #24
Chartwell #25
Clark Capital Mgmt #26
Cohen & Steers #27
S&P #33
Hahn Capital Management #41
Legg Mason #42

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-11-12

Signatures

The EDGAR filing(s) were signed by:

Thomas Kowalczyk — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICROSOFT CORP	42	Q3 2023	2.8%
VANGUARD INDEX FDS	42	Q3 2023	2.6%
JOHNSON & JOHNSON	42	Q3 2023	1.2%
AT&T INC	42	Q3 2023	1.6%
SPDR S&P 500 ETF Trust	42	Q3 2023	1.9%
VERIZON COMMUNICATIONS INC	42	Q3 2023	1.8%
PROCTER & GAMBLE CO	42	Q3 2023	1.7%
CHEVRON CORP NEW	42	Q3 2023	1.5%
Exxon Mobil Corporation	42	Q3 2023	1.1%
JPMORGAN CHASE & CO	42	Q3 2023	0.9%

View B. Riley Wealth Advisors, Inc.'s complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-05-16
13F-HR	2024-03-15
13F-HR	2023-12-01
13F-HR	2023-07-27
13F-HR	2023-05-17
13F-HR/A	2023-03-15
13F-HR	2023-02-21
13F-HR/A	2022-11-22
13F-HR	2022-11-14
13F-HR	2022-08-12

View B. Riley Wealth Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Export B. Riley Wealth Advisors, Inc.'s holdings