B. Riley Wealth Advisors, Inc.

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$510 Million is the total value of B. Riley Wealth Advisors, Inc.'s 1101 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 19.0% .

All

			Value		Shares		↓ Weighting
AAPL	Sell	APPLE INC	$15,028,000	+14.6%	145,461	-3.4%	2.95%	+12.3%
FB	Sell	FACEBOOK INCcl a	$9,509,000	-10.0%	77,202	-19.7%	1.86%	-11.8%
EXP	Sell	EAGLE MATERIALS INC	$6,243,000	-36.8%	80,750	-36.9%	1.22%	-38.0%
DVY	Sell	ISHARES TRselect divid etf	$5,223,000	+3.4%	60,942	-2.8%	1.02%	+1.3%
T	Sell	AT&T INC	$5,048,000	-9.7%	146,959	-6.4%	0.99%	-11.5%
MO	Sell	ALTRIA GROUP INC	$4,402,000	-4.6%	78,235	-0.1%	0.86%	-6.6%
CVX	Sell	CHEVRON CORP NEW	$4,285,000	-8.7%	48,014	-6.7%	0.84%	-10.5%
PG	Sell	PROCTER AND GAMBLE CO	$3,804,000	-20.9%	52,198	-21.7%	0.75%	-22.5%
VTV	Sell	VANGUARD INDEX FDSvalue etf	$3,784,000	0.0%	43,484	-2.3%	0.74%	-2.1%
GE	Sell	GENERAL ELECTRIC CO	$3,743,000	-8.3%	159,275	-2.7%	0.73%	-10.2%
VZ	Sell	VERIZON COMMUNICATIONS INC	$3,578,000	-10.8%	88,304	-5.6%	0.70%	-12.6%
PFE	Sell	PFIZER INC	$3,219,000	-14.8%	121,734	-9.5%	0.63%	-16.5%
XOM	Sell	EXXON MOBIL CORP	$3,122,000	-17.5%	42,237	-10.8%	0.61%	-19.3%
STRP	Sell	STRAIGHT PATH COMMUNICATNS Icl b	$3,079,000	-10.0%	120,200	-2.8%	0.60%	-11.8%
WFC	Sell	WELLS FARGO & CO NEW	$2,943,000	-9.6%	76,040	-2.5%	0.58%	-11.5%
QQQ	Sell	POWERSHARES QQQ TRUSTunit ser 1	$2,615,000	+6.2%	22,024	-16.0%	0.51%	+4.1%
IBM	Sell	INTERNATIONAL BUSINESS MACHS	$2,527,000	-19.5%	15,888	-23.1%	0.50%	-21.0%
JPM	Sell	JPMORGAN CHASE & CO	$2,525,000	+4.5%	48,061	-1.0%	0.50%	+2.3%
QYLD	Sell	RECON CAP SER TR100 covered etf	$2,514,000	-5.6%	113,450	-7.5%	0.49%	-7.5%
FDN	Sell	FIRST TR EXCHANGE TRADED FDdj internt idx	$2,453,000	+10.0%	30,074	-2.7%	0.48%	+7.8%
SLYG	Sell	SPDR SERIES TRUSTs&p 600 smcp grw	$2,430,000	+6.0%	12,712	-10.4%	0.48%	+3.9%
GOOGL	Sell	ALPHABET INCcap stk cl a	$2,420,000	-40.7%	3,008	-48.1%	0.48%	-41.8%
MRK	Sell	MERCK & CO INC	$2,389,000	+9.7%	55,360	-0.5%	0.47%	+7.6%
IJT	Sell	ISHARES TRsp smcp600gr etf	$2,259,000	+6.1%	16,468	-0.7%	0.44%	+4.0%
DGRO	Sell	ISHARES TRcore div grwth	$2,174,000	+0.1%	78,708	-1.1%	0.43%	-2.1%
INTC	Sell	INTEL CORP	$2,105,000	+5.0%	74,163	-10.3%	0.41%	+3.0%
REZ	Sell	ISHARES TRresid rl est cap	$2,021,000	-3.3%	30,831	-0.3%	0.40%	-5.3%
BAC	Sell	BANK AMER CORP	$1,922,000	+11.9%	122,642	-5.2%	0.38%	+9.6%
VOX	Sell	VANGUARD WORLD FDS	$1,922,000	-8.3%	20,357	-4.4%	0.38%	-10.2%
PM	Sell	PHILIP MORRIS INTL INC	$1,868,000	-2.5%	19,189	-13.8%	0.37%	-4.7%
PSX	Sell	PHILLIPS 66	$1,851,000	-3.3%	27,520	-4.0%	0.36%	-5.2%
GOOG	Sell	ALPHABET INCcap stk cl c	$1,794,000	+9.8%	2,308	-2.3%	0.35%	+7.6%
CSCO	Sell	CISCO SYS INC	$1,783,000	+5.6%	69,914	-4.1%	0.35%	+3.6%
IWM	Sell	ISHARES TRrussell 2000 etf	$1,685,000	+10.3%	17,511	-3.0%	0.33%	+8.2%
PEP	Sell	PEPSICO INC	$1,601,000	+0.6%	14,690	-2.1%	0.31%	-1.6%
CELG	Sell	CELGENE CORP	$1,588,000	-6.5%	19,311	-9.5%	0.31%	-8.5%
UNP	Sell	UNION PAC CORP	$1,519,000	+9.7%	15,565	-1.9%	0.30%	+7.6%
XLV	Sell	SELECT SECTOR SPDR TRsbi healthcare	$1,500,000	-2.3%	26,775	-10.7%	0.29%	-4.5%
LLY	Sell	LILLY ELI & CO	$1,492,000	+0.8%	31,827	-0.7%	0.29%	-1.0%
SPLV	Sell	POWERSHARES ETF TR IIs&p500 low vol	$1,472,000	-7.4%	40,460	-6.1%	0.29%	-9.1%
FBT	Sell	FIRST TR EXCHANGE TRADED FDny arca biotech	$1,475,000	+10.7%	14,792	-0.7%	0.29%	+8.2%
SLYV	Sell	SPDR SERIES TRUSTs&p 600 smcp val	$1,457,000	+4.4%	13,583	-2.5%	0.29%	+2.5%
RHS	Sell	RYDEX ETF TRUSTgug s&p500 ewcon	$1,453,000	-6.3%	11,870	-1.3%	0.28%	-8.4%
MDYG	Sell	SPDR SERIES TRUSTs&p 400 mdcp grw	$1,445,000	+1.7%	11,323	-1.9%	0.28%	-0.7%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$1,422,000	-4.6%	89,083	-1.5%	0.28%	-6.7%
DEF	Sell	CLAYMORE EXCHANGE TRD FD TRguggen defn eqty	$1,392,000	-0.7%	35,649	-0.3%	0.27%	-2.8%
CVS	Sell	CVS HEALTH CORP	$1,391,000	-16.0%	15,613	-9.6%	0.27%	-17.5%
IJH	Sell	ISHARES TRcore s&p mcp etf	$1,386,000	-2.4%	11,794	-13.4%	0.27%	-4.2%
WELL	Sell	WELLTOWER INC	$1,387,000	-6.6%	18,518	-4.9%	0.27%	-8.4%
GSK	Sell	GLAXOSMITHKLINE PLCsponsored adr	$1,384,000	-2.7%	55,755	-2.8%	0.27%	-4.9%
IBB	Sell	ISHARES TRnasdq biotec etf	$1,360,000	+16.5%	6,677	-0.5%	0.27%	+14.1%
UTX	Sell	UNITED TECHNOLOGIES CORP	$1,347,000	-1.9%	18,340	-1.0%	0.26%	-4.0%
RTM	Sell	RYDEX ETF TRUSTgug s&p500eqwtma	$1,302,000	+2.3%	14,962	-1.7%	0.26%	0.0%
IJR	Sell	ISHARES TRcore s&p scp etf	$1,292,000	-2.6%	10,403	-8.8%	0.25%	-4.9%
IVH	Sell	IVY HIGH INC OPPORTUNITIES F	$1,254,000	-4.4%	87,150	-9.2%	0.25%	-6.5%
PKI	Sell	PERKINELMER INC	$1,236,000	+6.1%	22,025	-0.8%	0.24%	+3.9%
CB	Sell	CHUBB LIMITED	$1,203,000	-12.6%	12,595	-7.1%	0.24%	-14.5%
SYK	Sell	STRYKER CORP	$1,147,000	-3.3%	9,846	-0.5%	0.22%	-5.1%
IWS	Sell	ISHARES TRrus mdcp val etf	$1,085,000	-12.2%	17,261	-14.3%	0.21%	-13.8%
PBS	Sell	POWERSHARES ETF TRUSTdyn media port	$1,083,000	+0.3%	42,399	-3.5%	0.21%	-1.9%
DD	Sell	DU PONT E I DE NEMOURS & CO	$1,073,000	+3.5%	25,131	-0.3%	0.21%	+1.0%
SRLN	Sell	SSGA ACTIVE ETF TRblkstn gsosrln	$1,060,000	-1.2%	45,386	-3.3%	0.21%	-3.3%
ACN	Sell	ACCENTURE PLC IRELAND	$1,035,000	+4.9%	8,464	-2.8%	0.20%	+2.5%
BP	Sell	BP PLCsponsored adr	$1,037,000	-7.7%	47,935	-3.7%	0.20%	-9.8%
BCR	Sell	BARD C R INC	$1,030,000	+19.4%	4,592	-37.0%	0.20%	+16.8%
XLY	Sell	SELECT SECTOR SPDR TRsbi cons discr	$1,018,000	+9.7%	12,703	-13.7%	0.20%	+7.5%
PSCH	Sell	POWERSHARES ETF TR IIs&p smcp hc po	$1,019,000	+4.4%	13,760	-0.2%	0.20%	+2.6%
DUK	Sell	DUKE ENERGY CORP NEW	$1,021,000	-9.6%	16,986	-2.4%	0.20%	-11.5%
LOW	Sell	LOWES COS INC	$997,000	-16.7%	16,699	-7.2%	0.20%	-18.3%
ORCL	Sell	ORACLE CORP	$980,000	-15.2%	24,909	-11.7%	0.19%	-16.9%
RZG	Sell	RYDEX ETF TRUSTgug s&p sc600 pg	$956,000	+6.6%	10,719	-1.8%	0.19%	+4.4%
RWJ	Sell	OPPENHEIMER REV WEIGHTED ETFsmall cap rev et	$961,000	+2.5%	16,131	-5.2%	0.19%	0.0%
UN	Sell	UNILEVER N V	$943,000	-5.7%	27,291	-3.8%	0.18%	-7.5%
COP	Sell	CONOCOPHILLIPS	$938,000	-0.6%	26,866	-1.5%	0.18%	-2.6%
DOW	Sell	DOW CHEM CO	$877,000	-2.1%	22,010	-6.3%	0.17%	-3.9%
PNQI	Sell	POWERSHARES ETF TRUSTnasd intnt etf	$877,000	+9.6%	10,001	-4.3%	0.17%	+7.5%
FNX	Sell	FIRST TR MID CAP CORE ALPHAD	$865,000	-0.8%	16,343	-5.2%	0.17%	-2.9%
TWTR	Sell	TWITTER INC	$861,000	+16.8%	37,332	-14.2%	0.17%	+14.2%
MDT	Sell	MEDTRONIC PLC	$858,000	-17.1%	9,899	-16.8%	0.17%	-18.8%
ED	Sell	CONSOLIDATED EDISON INC	$845,000	-16.3%	11,202	-10.6%	0.17%	-17.8%
FV	Sell	FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf	$839,000	-15.8%	36,610	-17.9%	0.16%	-17.5%
SCHX	Sell	SCHWAB STRATEGIC TRus lrg cap etf	$823,000	-66.8%	22,347	-63.5%	0.16%	-67.6%
CSM	Sell	PROSHARES TR	$797,000	+3.0%	15,076	-0.3%	0.16%	+0.6%
VYM	Sell	VANGUARD WHITEHALL FDS INChigh div yld	$794,000	-17.5%	11,005	-18.2%	0.16%	-19.2%
FONE	Sell	FIRST TR EXCHANGE TRADED FDnasdaq smrtphone	$777,000	+7.6%	18,938	-2.9%	0.15%	+4.8%
ISCV	Sell	ISHARES TRmrning sm cp etf	$768,000	+1.6%	5,880	-5.7%	0.15%	0.0%
XBI	Sell	SPDR SERIES TRUSTs&p biotech	$747,000	+14.0%	11,257	-7.0%	0.15%	+12.2%
EEM	Sell	ISHARES TRmsci emg mkt etf	$744,000	-2.5%	19,859	-10.5%	0.15%	-4.6%
PKW	Sell	POWERSHARES ETF TRUSTdyna buybk ach	$738,000	+3.7%	15,551	-1.2%	0.14%	+1.4%
ORLY	Sell	O REILLY AUTOMOTIVE INC NEW	$721,000	+3.0%	2,571	-0.3%	0.14%	+0.7%
COST	Sell	COSTCO WHSL CORP NEW	$716,000	-40.5%	4,692	-38.8%	0.14%	-41.9%
GME	Sell	GAMESTOP CORP NEWcl a	$707,000	-56.9%	25,588	-58.5%	0.14%	-57.6%
F	Sell	FORD MTR CO DEL	$710,000	-11.1%	58,738	-7.4%	0.14%	-13.1%
CME	Sell	CME GROUP INC	$690,000	-0.9%	6,585	-7.7%	0.14%	-2.9%
DON	Sell	WISDOMTREE TRmidcap divi fd	$674,000	-9.2%	10,836	-8.5%	0.13%	-11.4%
VOE	Sell	VANGUARD INDEX FDSmcap vl idxvip	$670,000	-4.1%	7,155	-8.7%	0.13%	-6.4%
HCP	Sell	HCP INC	$662,000	+1.2%	17,413	-5.6%	0.13%	-0.8%
EIX	Sell	EDISON INTL	$659,000	-10.1%	9,116	-3.4%	0.13%	-12.2%
FPX	Sell	FIRST TR US IPO INDEX FD	$646,000	+3.5%	11,891	-3.7%	0.13%	+1.6%
APLE	Sell	APPLE HOSPITALITY REIT INC	$637,000	-1.7%	34,407	-0.0%	0.12%	-3.8%
GLW	Sell	CORNING INC	$636,000	-3.0%	26,812	-16.2%	0.12%	-4.6%
SLB	Sell	SCHLUMBERGER LTD	$638,000	-39.8%	8,086	-39.6%	0.12%	-41.0%
AWK	Sell	AMERICAN WTR WKS CO INC NEW	$607,000	-12.2%	12,818	-1.8%	0.12%	-13.8%
XLI	Sell	SELECT SECTOR SPDR TRsbi int-inds	$609,000	-4.4%	14,500	-12.3%	0.12%	-7.0%
GG	Sell	GOLDCORP INC NEW	$602,000	-21.3%	36,417	-8.9%	0.12%	-22.9%
SYY	Sell	SYSCO CORP	$599,000	-5.8%	21,403	-3.3%	0.12%	-7.9%
NFLX	Sell	NETFLIX INC	$599,000	+3.3%	6,074	-4.2%	0.12%	+0.9%
ABC	Sell	AMERISOURCEBERGEN CORP	$592,000	-4.4%	7,309	-6.1%	0.12%	-6.5%
MTN	Sell	VAIL RESORTS INC	$592,000	+12.3%	3,765	-1.1%	0.12%	+9.4%
RAI	Sell	REYNOLDS AMERICAN INC	$580,000	-14.5%	12,290	-2.2%	0.11%	-16.2%
KHC	Sell	KRAFT HEINZ CO	$570,000	+3.4%	8,765	-6.1%	0.11%	+1.8%
IXP	Sell	ISHARES TR	$561,000	-8.8%	9,070	-6.7%	0.11%	-10.6%
PSCF	Sell	POWERSHARES ETF TR IIs&p smcp fin p	$563,000	+2.7%	12,489	-4.0%	0.11%	0.0%
PRU	Sell	PRUDENTIAL FINL INC	$554,000	-4.5%	6,771	-44.0%	0.11%	-6.0%
FXO	Sell	FIRST TR EXCHANGE TRADED FDfinls alphadex	$552,000	+3.0%	22,678	-2.0%	0.11%	+0.9%
STZ	Sell	CONSTELLATION BRANDS INCcl a	$553,000	-7.7%	3,319	-8.3%	0.11%	-10.0%
ESRX	Sell	EXPRESS SCRIPTS HLDG CO	$551,000	-12.4%	7,789	-5.9%	0.11%	-14.3%
VDE	Sell	VANGUARD WORLD FDSenergy etf	$545,000	+1.7%	8,417	-0.7%	0.11%	0.0%
WBA	Sell	WALGREENS BOOTS ALLIANCE INC	$542,000	-14.4%	6,720	-11.6%	0.11%	-16.5%
EEMV	Sell	ISHARESmin vol emrg mkt	$540,000	+4.4%	9,985	-0.2%	0.11%	+1.9%
VEU	Sell	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$541,000	-14.9%	11,895	-19.7%	0.11%	-16.5%
QCOM	Sell	QUALCOMM INC	$532,000	+0.8%	7,735	-21.4%	0.10%	-1.9%
BKLN	Sell	POWERSHARES ETF TRUST IIsenior ln port	$530,000	+1.0%	46,985	-8.3%	0.10%	-1.0%
BK	Sell	BANK NEW YORK MELLON CORP	$526,000	-2.2%	19,115	-4.3%	0.10%	-4.6%
KBWY	Sell	POWERSHARES ETF TRUST IIkbw yield reit	$522,000	+1.2%	14,525	-0.4%	0.10%	-1.0%
MHN	Sell	BLACKROCK MUNIHLDGS NY QLTY	$513,000	-4.6%	34,484	-1.7%	0.10%	-6.5%
HACK	Sell	ETF MANAGERS TRpurefunds ise cy	$514,000	+6.6%	18,403	-8.7%	0.10%	+4.1%
MA	Sell	MASTERCARD INCORPORATEDcl a	$510,000	+6.5%	4,997	-8.1%	0.10%	+4.2%
SNY	Sell	SANOFIsponsored adr	$499,000	-4.8%	20,034	-17.8%	0.10%	-6.7%
ALXN	Sell	ALEXION PHARMACEUTICALS INC	$499,000	-10.9%	4,070	-15.1%	0.10%	-12.5%
MMM	Sell	3M CO	$495,000	-1.8%	2,806	-2.3%	0.10%	-4.0%
EXC	Sell	EXELON CORP	$493,000	-23.4%	22,321	-22.5%	0.10%	-24.8%
AXP	Sell	AMERICAN EXPRESS CO	$495,000	+0.4%	7,715	-4.6%	0.10%	-2.0%
EMR	Sell	EMERSON ELEC CO	$489,000	-26.6%	8,936	-29.9%	0.10%	-27.8%
AFL	Sell	AFLAC INC	$485,000	-2.8%	6,738	-2.3%	0.10%	-5.0%
SO	Sell	SOUTHERN CO	$484,000	-11.5%	9,419	-7.4%	0.10%	-13.6%
DIA	Sell	SPDR DOW JONES INDL AVRG ETFut ser 1	$478,000	+1.1%	2,614	-0.9%	0.09%	-1.1%
VER	Sell	VEREIT INC	$479,000	-4.8%	46,186	-27.7%	0.09%	-6.9%
TSLA	Sell	TESLA MTRS INC	$473,000	-23.2%	2,317	-20.1%	0.09%	-24.4%
TJX	Sell	TJX COS INC NEW	$471,000	-12.6%	6,276	-9.8%	0.09%	-14.8%
VMC	Sell	VULCAN MATLS CO	$468,000	-6.6%	4,107	-1.3%	0.09%	-8.0%
PGX	Sell	POWERSHARES ETF TR IIpfd portfolio	$466,000	-36.9%	47,520	-29.0%	0.09%	-38.5%
XTL	Sell	SPDR SERIES TRUST	$450,000	+12.2%	6,846	-1.0%	0.09%	+10.0%
GM	Sell	GENERAL MTRS CO	$445,000	+5.2%	13,961	-6.3%	0.09%	+2.4%
XEL	Sell	XCEL ENERGY INC	$434,000	-12.3%	16,212	-3.1%	0.08%	-14.1%
SPG	Sell	SIMON PPTY GROUP INC NEW	$430,000	-8.7%	2,058	-4.9%	0.08%	-10.6%
ILCB	Sell	ISHARES TRmrngstr lg-cp et	$427,000	+2.2%	3,323	-2.4%	0.08%	0.0%
TRV	Sell	TRAVELERS COMPANIES INC	$422,000	-8.7%	3,672	-5.1%	0.08%	-9.8%
AIG	Sell	AMERICAN INTL GROUP INC	$419,000	-1.4%	7,030	-12.2%	0.08%	-3.5%
AMP	Sell	AMERIPRISE FINL INC	$419,000	+4.8%	4,178	-5.9%	0.08%	+2.5%
ATO	Sell	ATMOS ENERGY CORP	$415,000	-10.6%	5,573	-2.2%	0.08%	-12.9%
FXH	Sell	FIRST TR EXCHANGE TRADED FDhlth care alph	$410,000	-8.3%	6,728	-11.0%	0.08%	-10.1%
VTR	Sell	VENTAS INC	$408,000	-7.1%	5,760	-4.1%	0.08%	-9.1%
PYZ	Sell	POWERSHARES ETF TRUSTbasic mat sect	$405,000	+7.7%	6,970	-0.0%	0.08%	+5.3%
VGK	Sell	VANGUARD INTL EQUITY INDEX Fftse europe etf	$401,000	-9.9%	8,204	-13.7%	0.08%	-11.2%
QLD	Sell	PROSHARES TR	$397,000	+18.5%	4,579	-2.4%	0.08%	+16.4%
MKTX	Sell	MARKETAXESS HLDGS INC	$393,000	+5.4%	2,368	-7.7%	0.08%	+2.7%
FISV	Sell	FISERV INC	$388,000	-8.7%	3,899	-0.1%	0.08%	-10.6%
HIG	Sell	HARTFORD FINL SVCS GROUP INC	$390,000	-17.2%	9,091	-14.2%	0.08%	-19.1%
FXU	Sell	FIRST TR EXCHANGE TRADED FDutilities alph	$385,000	-9.0%	14,812	-5.0%	0.08%	-10.6%
NCZ	Sell	ALLIANZGI CONV & INCOME FD I	$389,000	+11.5%	65,537	-0.3%	0.08%	+8.6%
DFS	Sell	DISCOVER FINL SVCS	$378,000	-21.1%	6,652	-25.5%	0.07%	-22.9%
WOOF	Sell	VCA INC	$377,000	+3.3%	5,363	-0.4%	0.07%	+1.4%
SHW	Sell	SHERWIN WILLIAMS CO	$379,000	-13.7%	1,363	-8.6%	0.07%	-15.9%
KNOW	Sell	DIREXION SHS ETF TRall cp insider	$370,000	-4.1%	4,970	-6.2%	0.07%	-5.2%
PSCC	Sell	POWERSHARES ETF TR IIs&p smcp consu	$371,000	-9.5%	5,658	-9.3%	0.07%	-11.0%
MCHP	Sell	MICROCHIP TECHNOLOGY INC	$373,000	-9.7%	5,987	-26.3%	0.07%	-12.0%
RYE	Sell	RYDEX ETF TRUSTgug s&p500eqwten	$371,000	-14.9%	6,177	-20.5%	0.07%	-16.1%
ULTA	Sell	ULTA SALON COSMETCS & FRAG I	$368,000	-12.6%	1,545	-10.4%	0.07%	-14.3%
JKHY	Sell	HENRY JACK & ASSOC INC	$363,000	-6.0%	4,229	-4.0%	0.07%	-7.8%
XLNX	Sell	XILINX INC	$360,000	-12.0%	10,871	-26.4%	0.07%	-13.4%
COR	Sell	CORESITE RLTY CORP	$355,000	-27.1%	7,880	-9.1%	0.07%	-28.6%
SLV	Sell	ISHARES SILVER TRUSTishares	$358,000	-4.3%	19,651	-6.0%	0.07%	-6.7%
YUM	Sell	YUM BRANDS INC	$355,000	+9.2%	3,906	-0.3%	0.07%	+7.7%
IP	Sell	INTL PAPER CO	$351,000	+1.2%	7,280	-10.6%	0.07%	0.0%
LMOS	Sell	LUMOS NETWORKS CORP	$350,000	-3.6%	25,000	-16.7%	0.07%	-5.5%
PANW	Sell	PALO ALTO NETWORKS INC	$349,000	-14.7%	2,182	-34.5%	0.07%	-17.1%
BR	Sell	BROADRIDGE FINL SOLUTIONS IN	$345,000	-2.5%	5,068	-6.2%	0.07%	-4.2%
DNP	Sell	DNP SELECT INCOME FD	$342,000	-8.3%	33,289	-5.1%	0.07%	-10.7%
NOC	Sell	NORTHROP GRUMMAN CORP	$344,000	-9.5%	1,605	-5.7%	0.07%	-11.8%
FIBK	Sell	FIRST INTST BANCSYSTEM INC	$341,000	+8.6%	21,300	-3.2%	0.07%	+6.3%
KMI	Sell	KINDER MORGAN INC DEL	$331,000	+11.4%	14,299	-9.9%	0.06%	+10.2%
RPV	Sell	RYDEX ETF TRUSTgug s&p500 pu va	$329,000	-17.3%	6,205	-20.3%	0.06%	-18.8%
EFA	Sell	ISHARES TRmsci eafe etf	$324,000	-15.2%	5,459	-20.0%	0.06%	-15.8%
Q	Sell	QUINTILES TRANSNATIO HLDGS I	$325,000	+10.5%	4,003	-10.8%	0.06%	+8.5%
EFX	Sell	EQUIFAX INC	$328,000	+2.2%	2,429	-2.2%	0.06%	0.0%
MDYV	Sell	SPDR SERIES TRUSTs&p 400 mdcp val	$328,000	+4.5%	3,790	-0.0%	0.06%	+1.6%
ROOF	Sell	INDEXIQ ETF TRus rl est smcp	$315,000	-1.3%	11,454	-4.4%	0.06%	-3.1%
CCUR	Sell	CONCURRENT COMPUTER CORP NEW	$317,000	-10.2%	57,500	-14.8%	0.06%	-12.7%
CIBR	Sell	FIRST TR EXCHANGE TRADED FDnasdaq cyb etf	$306,000	+13.3%	15,425	-1.8%	0.06%	+11.1%
MITT	Sell	AG MTG INVT TR INC	$304,000	+9.0%	19,242	-0.1%	0.06%	+7.1%
TCPC	Sell	TCP CAP CORP	$304,000	+3.4%	18,500	-3.6%	0.06%	+1.7%
TGT	Sell	TARGET CORP	$299,000	-62.1%	4,347	-61.5%	0.06%	-62.7%
VCSH	Sell	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$299,000	-5.1%	3,710	-4.6%	0.06%	-6.3%
MAS	Sell	MASCO CORP	$294,000	-3.9%	8,555	-13.0%	0.06%	-4.9%
UAA	Sell	UNDER ARMOUR INCcl a	$289,000	-23.3%	7,471	-20.4%	0.06%	-24.0%
CMD	Sell	CANTEL MEDICAL CORP	$292,000	+13.2%	3,744	-0.1%	0.06%	+9.6%
ORI	Sell	OLD REP INTL CORP	$292,000	-14.1%	28,050	-4.6%	0.06%	-16.2%
FAB	Sell	FIRST TR MULTI CP VAL ALPHA	$287,000	+0.3%	6,301	-6.3%	0.06%	-1.8%
ABMD	Sell	ABIOMED INC	$285,000	+16.3%	2,206	-1.3%	0.06%	+14.3%
CAH	Sell	CARDINAL HEALTH INC	$278,000	-6.7%	3,568	-6.4%	0.06%	-8.3%
TWX	Sell	TIME WARNER INC	$279,000	+7.3%	3,494	-0.8%	0.06%	+5.8%
EVX	Sell	VANECK VECTORS ETF TRenvironmental sv	$279,000	+1.1%	4,000	-2.4%	0.06%	0.0%
ITM	Sell	VANECK VECTORS ETF TRamt free int etf	$280,000	-1.4%	21,716	-3.2%	0.06%	-3.5%
ETP	Sell	ENERGY TRANSFER PRTNRS L Punit ltd partn	$280,000	-9.7%	7,535	-7.2%	0.06%	-11.3%
SCHF	Sell	SCHWAB STRATEGIC TRintl eqty etf	$280,000	-71.4%	9,711	-77.9%	0.06%	-71.9%
NLY	Sell	ANNALY CAP MGMT INC	$280,000	-9.4%	26,647	-4.5%	0.06%	-11.3%
PYPL	Sell	PAYPAL HLDGS INC	$278,000	-30.3%	6,774	-37.7%	0.06%	-31.2%
CLM	Sell	CORNERSTONE STRATEGIC VALUE	$279,000	-30.2%	18,676	-23.5%	0.06%	-31.2%
RLI	Sell	RLI CORP	$276,000	-7.7%	4,028	-7.1%	0.05%	-10.0%
DHI	Sell	D R HORTON INC	$277,000	-4.8%	9,162	-0.8%	0.05%	-6.9%
MNST	Sell	MONSTER BEVERAGE CORP NEW	$274,000	-19.6%	1,850	-12.5%	0.05%	-20.6%
PSEC	Sell	PROSPECT CAPITAL CORPORATION	$271,000	-41.0%	62,923	-32.0%	0.05%	-42.4%
SCHM	Sell	SCHWAB STRATEGIC TRus mid-cap etf	$269,000	-40.7%	6,161	-42.9%	0.05%	-41.8%
UPS	Sell	UNITED PARCEL SERVICE INCcl b	$269,000	-10.9%	2,460	-12.0%	0.05%	-11.7%
TRP	Sell	TRANSCANADA CORP	$270,000	+5.1%	5,677	-0.1%	0.05%	+3.9%
CMG	Sell	CHIPOTLE MEXICAN GRILL INC	$271,000	+5.0%	636	-0.3%	0.05%	+1.9%
FCX	Sell	FREEPORT-MCMORAN INCcl b	$264,000	-4.3%	24,273	-1.9%	0.05%	-5.5%
WWAV	Sell	WHITEWAVE FOODS CO	$264,000	-58.9%	4,838	-64.5%	0.05%	-59.7%
MAIN	Sell	MAIN STREET CAPITAL CORP	$263,000	-7.1%	7,645	-11.2%	0.05%	-8.8%
IWF	Sell	ISHARES TRrus 1000 grw etf	$267,000	+1.5%	2,561	-1.8%	0.05%	-1.9%
PSCT	Sell	POWERSHARES ETF TR IIs&p smcp it po	$254,000	+12.4%	3,981	-1.6%	0.05%	+11.1%
ILCG	Sell	ISHARES TRmrngstr lg-cp gr	$255,000	-5.9%	2,089	-9.7%	0.05%	-7.4%
FXR	Sell	FIRST TR EXCHANGE TRADED FDindls prod dur	$252,000	-17.6%	8,520	-23.4%	0.05%	-19.7%
CMI	Sell	CUMMINS INC	$249,000	-12.0%	1,939	-22.9%	0.05%	-14.0%
PDP	Sell	POWERSHARES ETF TRUSTdwa momentum ptf	$252,000	-26.7%	5,919	-27.4%	0.05%	-29.0%
PEG	Sell	PUBLIC SVC ENTERPRISE GROUP	$243,000	-38.3%	5,803	-31.2%	0.05%	-39.2%
IYZ	Sell	ISHARES TR	$245,000	-3.2%	7,576	-0.3%	0.05%	-5.9%
ETN	Sell	EATON CORP PLC	$241,000	+9.5%	3,654	-0.5%	0.05%	+6.8%
HDV	Sell	ISHARES TRcore high dv etf	$242,000	-29.9%	2,973	-29.0%	0.05%	-31.9%
NDAQ	Sell	NASDAQ INC	$240,000	+4.3%	3,544	-0.3%	0.05%	+2.2%
PHO	Sell	POWERSHARES ETF TRUSTwater resource	$237,000	+3.0%	9,624	-0.9%	0.05%	0.0%
KLAC	Sell	KLA-TENCOR CORP	$237,000	-4.8%	3,386	-0.1%	0.05%	-8.0%
USB	Sell	US BANCORP DEL	$233,000	-3.3%	5,409	-9.1%	0.05%	-4.2%
PSCM	Sell	POWERSHARES ETF TR IIs&p smcp mat p	$232,000	+12.6%	5,740	-2.7%	0.05%	+12.2%
IYE	Sell	ISHARES TRu.s. energy etf	$233,000	-12.4%	5,964	-13.7%	0.05%	-13.2%
CBOE	Sell	CBOE HLDGS INC	$234,000	-2.9%	3,601	-0.3%	0.05%	-4.2%
SPYB	Sell	SPDR SER TRs&p 500 buybck	$231,000	-14.1%	4,650	-20.5%	0.04%	-16.7%
MU	Sell	MICRON TECHNOLOGY INC	$226,000	+16.5%	12,637	-9.8%	0.04%	+12.8%
HAL	Sell	HALLIBURTON CO	$226,000	-6.6%	5,019	-5.6%	0.04%	-8.3%
GS	Sell	GOLDMAN SACHS GROUP INC	$221,000	-7.9%	1,366	-15.5%	0.04%	-10.4%
MIN	Sell	MFS INTER INCOME TRsh ben int	$221,000	-2.2%	131,725	-3.5%	0.04%	-4.4%
IWO	Sell	ISHARES TRrus 2000 grw etf	$218,000	-8.4%	1,461	-15.5%	0.04%	-10.4%
MBBYF	Sell	MOBILEYE N V AMSTELVEEN	$212,000	-21.5%	4,968	-14.6%	0.04%	-22.2%
RYH	Sell	RYDEX ETF TRUSTgug s&p500eqwthc	$212,000	+1.9%	1,358	-1.5%	0.04%	0.0%
SCHB	Sell	SCHWAB STRATEGIC TRus brd mkt etf	$213,000	+3.4%	4,060	-0.9%	0.04%	+2.4%
PBCT	Sell	PEOPLES UNITED FINANCIAL INC	$207,000	+6.7%	23,194	-0.8%	0.04%	+5.1%
SRE	Sell	SEMPRA ENERGY	$209,000	-48.5%	1,947	-45.3%	0.04%	-49.4%
AJG	Sell	GALLAGHER ARTHUR J & CO	$208,000	-11.1%	4,066	-16.8%	0.04%	-12.8%
PCLN	Sell	PRICELINE GRP INC	$207,000	-51.3%	140	-58.8%	0.04%	-51.8%
VOT	Sell	VANGUARD INDEX FDSmcap gr idxvip	$203,000	+1.0%	1,908	-3.0%	0.04%	0.0%
RY	Sell	ROYAL BK CDA MONTREAL QUE	$206,000	-0.5%	3,319	-5.1%	0.04%	-2.4%
DES	Sell	WISDOMTREE TRsmallcap divid	$205,000	-14.2%	2,724	-18.3%	0.04%	-16.7%
TACO	Sell	DEL TACO RESTAURANTS INC	$191,000	+4.9%	16,000	-20.0%	0.04%	+2.8%
GNT	Sell	GAMCO NAT RES GOLD & INCOMEsh ben int	$185,000	-34.6%	23,918	-35.4%	0.04%	-36.8%
FSK	Sell	FS INVT CORP	$182,000	-23.8%	19,185	-27.3%	0.04%	-25.0%
RPAI	Sell	RETAIL PPTYS AMER INCcl a	$179,000	-2.7%	10,599	-1.8%	0.04%	-5.4%
CS	Sell	CREDIT SUISSE GROUPsponsored adr	$174,000	-3.3%	23,700	-12.6%	0.03%	-5.6%
KRNY	Sell	KEARNY FINL CORP MD	$163,000	+6.5%	11,925	-1.6%	0.03%	+3.2%
FEYE	Sell	FIREEYE INC	$165,000	-37.5%	11,187	-30.1%	0.03%	-39.6%
HST	Sell	HOST HOTELS & RESORTS INC	$162,000	-5.8%	10,316	-1.3%	0.03%	-5.9%
NCV	Sell	ALLIANZGI CONV & INCOME FD	$143,000	-3.4%	21,142	-12.1%	0.03%	-6.7%
ASMB	Sell	ASSEMBLY BIOSCIENCES INC	$143,000	+12.6%	19,757	-13.0%	0.03%	+12.0%
PRMW	Sell	PRIMO WTR CORP	$139,000	+2.2%	22,586	-0.4%	0.03%	0.0%
SIRI	Sell	SIRIUS XM HLDGS INC	$126,000	-13.1%	30,194	-17.7%	0.02%	-13.8%
VHC	Sell	VIRNETX HLDG CORP	$123,000	-26.8%	39,950	-4.8%	0.02%	-29.4%
NOK	Sell	NOKIA CORPsponsored adr	$113,000	0.0%	34,445	-1.4%	0.02%	-4.3%
GRPN	Sell	GROUPON INC	$83,000	+27.7%	15,967	-20.0%	0.02%	+23.1%
DRD	Sell	DRDGOLD LIMITEDspon adr repstg	$82,000	-22.6%	31,563	-10.8%	0.02%	-23.8%
KTOS	Sell	KRATOS DEFENSE & SEC SOLUTIO	$72,000	+41.2%	10,356	-15.5%	0.01%	+40.0%
AMRN	Sell	AMARIN CORP PLCspons adr new	$38,000	-11.6%	11,750	-40.5%	0.01%	-22.2%
EYES	Sell	SECOND SIGHT MED PRODS INC	$19,000	+280.0%	48,226	-13.0%	0.00%	+300.0%
KMIWS	Sell	KINDER MORGAN INC DEL*w exp 05/25/201	$1,000	0.0%	10,889	-8.4%	0.00%	–
RELV	Exit	RELIV INTL INC	$0	–	-10,562	-100.0%	-0.00%	–
WYY	Exit	WIDEPOINT CORP	$0	–	-37,826	-100.0%	-0.01%	–
TACOW	Exit	DEL TACO RESTAURANTS INC*w exp 06/30/202	$0	–	-14,127	-100.0%	-0.01%	–
ZNGA	Exit	ZYNGA INCcl a	$0	–	-15,800	-100.0%	-0.01%	–
KUTV	Exit	KU6 MEDIA CO LTDsponsored adr	$0	–	-40,000	-100.0%	-0.01%	–
VNRX	Exit	VOLITIONRX LTD	$0	–	-12,000	-100.0%	-0.01%	–
LYG	Exit	LLOYDS BANKING GROUP PLCsponsored adr	$0	–	-13,439	-100.0%	-0.01%	–
AVP	Exit	AVON PRODS INC	$0	–	-12,192	-100.0%	-0.01%	–
OCLS	Exit	OCULUS INNOVATIVE SCIENCES I	$0	–	-18,550	-100.0%	-0.02%	–
GNW	Exit	GENWORTH FINL INC	$0	–	-30,847	-100.0%	-0.02%	–
SNAK	Exit	INVENTURE FOODS INC	$0	–	-11,035	-100.0%	-0.02%	–
HYB	Exit	NEW AMER HIGH INCOME FD INC	$0	–	-11,270	-100.0%	-0.02%	–
PLAB	Exit	PHOTRONICS INC	$0	–	-12,044	-100.0%	-0.02%	–
NAII	Exit	NATURAL ALTERNATIVES INTL IN	$0	–	-21,026	-100.0%	-0.02%	–
MIE	Exit	43 MLP INC & ENR	$0	–	-13,500	-100.0%	-0.03%	–
IFV	Exit	FIRST TR EXCHANGE TRADED FDdorsey wright	$0	–	-12,048	-100.0%	-0.04%	–
SCHD	Exit	SCHWAB STRATEGIC TRus dividend eq	$0	–	-4,832	-100.0%	-0.04%	–
IWD	Exit	ISHARES TRrus 1000 val etf	$0	–	-1,967	-100.0%	-0.04%	–
MAT	Exit	MATTEL INC	$0	–	-6,568	-100.0%	-0.04%	–
NCLH	Exit	NORWEGIAN CRUISE LINE HLDGS	$0	–	-5,135	-100.0%	-0.04%	–
AMJ	Exit	JPMORGAN CHASE & COalerian ml etn	$0	–	-6,489	-100.0%	-0.04%	–
COH	Exit	COACH INC	$0	–	-5,192	-100.0%	-0.04%	–
OA	Exit	ORBITAL ATK INC	$0	–	-2,474	-100.0%	-0.04%	–
MUR	Exit	MURPHY OIL CORP	$0	–	-6,650	-100.0%	-0.04%	–
YHOO	Exit	YAHOO INC	$0	–	-5,610	-100.0%	-0.04%	–
NVR	Exit	NVR INC	$0	–	-124	-100.0%	-0.04%	–
IAK	Exit	ISHARES TRu.s. insrnce etf	$0	–	-4,395	-100.0%	-0.04%	–
NOBL	Exit	PROSHARES TR37 500 dv arist	$0	–	-4,189	-100.0%	-0.05%	–
HTA	Exit	HEALTHCARE TR AMER INCcl a new	$0	–	-7,176	-100.0%	-0.05%	–
MORE	Exit	MONOGRAM RESIDENTIAL TR INC	$0	–	-22,763	-100.0%	-0.05%	–
VGR	Exit	VECTOR GROUP LTD	$0	–	-10,734	-100.0%	-0.05%	–
HSY	Exit	HERSHEY CO	$0	–	-2,091	-100.0%	-0.05%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-3,300	-100.0%	-0.05%	–
BFAM	Exit	BRIGHT HORIZONS FAM SOL IN D	$0	–	-3,771	-100.0%	-0.05%	–
DWX	Exit	SPDR INDEX SHS FDS37 intl etf	$0	–	-7,263	-100.0%	-0.05%	–
SCHR	Exit	SCHWAB STRATEGIC TRintrm trm tres	$0	–	-4,522	-100.0%	-0.05%	–
EMC	Exit	E M C CORP MASS	$0	–	-17,705	-100.0%	-0.05%	–
SHEN	Exit	SHENANDOAH TELECOMMUNICATION	$0	–	-6,776	-100.0%	-0.05%	–
VOD	Exit	VODAFONE GROUP PLC NEWspnsr adr	$0	–	-8,439	-100.0%	-0.05%	–
JCI	Exit	JOHNSON CTLS INC	$0	–	-11,041	-100.0%	-0.05%	–
KR	Exit	KROGER CO	$0	–	-7,274	-100.0%	-0.05%	–
CPB	Exit	CAMPBELL SOUP CO	$0	–	-4,029	-100.0%	-0.05%	–
SCHP	Exit	SCHWAB STRATEGIC TRus tips etf	$0	–	-4,797	-100.0%	-0.05%	–
CPXX	Exit	CELATOR PHARMACEUTICALS INC	$0	–	-9,025	-100.0%	-0.06%	–
LGND	Exit	LIGAND PHARMACEUTICALS INC	$0	–	-2,349	-100.0%	-0.06%	–
CLX	Exit	CLOROX CO DEL	$0	–	-2,051	-100.0%	-0.06%	–
CXP	Exit	COLUMBIA PPTY TR INC	$0	–	-13,297	-100.0%	-0.06%	–
BGCP	Exit	BGC PARTNERS INCcl a	$0	–	-33,581	-100.0%	-0.06%	–
K	Exit	KELLOGG CO	$0	–	-3,720	-100.0%	-0.06%	–
EXR	Exit	EXTRA SPACE STORAGE INC	$0	–	-3,381	-100.0%	-0.06%	–
MAA	Exit	MID-AMER APT CMNTYS INC	$0	–	-3,031	-100.0%	-0.06%	–
DGL	Exit	POWERSHS DB MULTI SECT COMMdb gold fund	$0	–	-13,070	-100.0%	-0.07%	–
ESS	Exit	ESSEX PPTY TR INC	$0	–	-1,506	-100.0%	-0.07%	–
TYC	Exit	TYCO INTL PLC	$0	–	-13,666	-100.0%	-0.07%	–
GLTR	Exit	ETFS PRECIOUS METALS BASKETphys pm bskt	$0	–	-8,925	-100.0%	-0.07%	–
	Exit	CHENIERE ENERGY INCnote 4.250% 3/1	$0	–	-531,745	-100.0%	-0.08%	–
NAT	Exit	NORDIC AMERICAN TANKERS LIMI	$0	–	-27,958	-100.0%	-0.08%	–
NYCB	Exit	NEW YORK CMNTY BANCORP INC	$0	–	-27,468	-100.0%	-0.08%	–
RYF	Exit	RYDEX ETF TRUSTgug 37500eqwtfi	$0	–	-10,153	-100.0%	-0.09%	–
SH	Exit	PROSHARES TRshort 37 500 ne	$0	–	-11,828	-100.0%	-0.09%	–
AMN	Exit	AMN HEALTHCARE SERVICES INC	$0	–	-11,792	-100.0%	-0.10%	–
EFO	Exit	PROSHARES TRultr msci etf	$0	–	-12,042	-100.0%	-0.20%	–
MDM	Exit	MOUNTAIN PROV DIAMONDS INC	$0	–	-260,380	-100.0%	-0.24%	–
SCHO	Exit	SCHWAB STRATEGIC TRsht tm us tres	$0	–	-72,480	-100.0%	-0.67%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Vanguard #1
Congress Asset Management Company #2
Forward Uniplan Advisors #3
Brandes #4
Miller/Howard #6
Manulife #7
Navellier & Associates Inc. #8
Loomis #9
Zacks Investment Mgt #10
PMC Sigma Mutual Fund Solutions #11
Invesco A.I. #12
Cambiar #13
Anchor Capital #14
Atlanta Capital #15
ICM #16
Granite Invstmt Ptnr #17
Sparrow #18
Lazard #19
AthenaInvest Advisor #20
ACR #21
Risk Paradigm Group #22
Astor #23
Dana Investment #24
Chartwell #25
Clark Capital Mgmt #26
Cohen & Steers #27
CLS Investments #28
Symmetry Partners #29
PMC ETF Solutions #30
S&P #33
Hahn Capital Management #41

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-11-14

Signatures

The EDGAR filing(s) were signed by:

David C. Levine — Executive Vice President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICROSOFT CORP	42	Q3 2023	2.8%
VANGUARD INDEX FDS	42	Q3 2023	2.6%
JOHNSON & JOHNSON	42	Q3 2023	1.2%
AT&T INC	42	Q3 2023	1.6%
SPDR S&P 500 ETF Trust	42	Q3 2023	1.9%
VERIZON COMMUNICATIONS INC	42	Q3 2023	1.8%
PROCTER & GAMBLE CO	42	Q3 2023	1.7%
CHEVRON CORP NEW	42	Q3 2023	1.5%
Exxon Mobil Corporation	42	Q3 2023	1.1%
JPMORGAN CHASE & CO	42	Q3 2023	0.9%

View B. Riley Wealth Advisors, Inc.'s complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-05-16
13F-HR	2024-03-15
13F-HR	2023-12-01
13F-HR	2023-07-27
13F-HR	2023-05-17
13F-HR/A	2023-03-15
13F-HR	2023-02-21
13F-HR/A	2022-11-22
13F-HR	2022-11-14
13F-HR	2022-08-12

View B. Riley Wealth Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

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