$313 Million is the total value of B. Riley Wealth Advisors, Inc.'s 676 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | DRYSHIPS INC.note 5.000%12/0 | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| DRRX | Exit | DURECT CORP | $0 | – | -10,000 | -100.0% | -0.00% | – |
| GNKOQ | Exit | GENCO SHIPPING & TRADING LTD | $0 | – | -7,634 | -100.0% | -0.01% | – |
| PULS | Exit | PULSE ELECTRONICS CORP | $0 | – | -10,740 | -100.0% | -0.01% | – |
| BHY | Exit | BLACKROCK HIGH YIELD TR | $0 | – | -5,865 | -100.0% | -0.01% | – |
| STNG | Exit | SCORPIO TANKERS INC | $0 | – | -4,640 | -100.0% | -0.02% | – |
| ECF | Exit | ELLSWORTH FUND LTD | $0 | – | -5,652 | -100.0% | -0.02% | – |
| GFI | Exit | GOLD FIELDS LTD NEWsponsored adr | $0 | – | -10,500 | -100.0% | -0.02% | – |
| SYMM | Exit | SYMMETRICOM INC | $0 | – | -10,025 | -100.0% | -0.02% | – |
| FSTO | Exit | FOREST OIL CORP | $0 | – | -8,100 | -100.0% | -0.02% | – |
| GRPN | Exit | GROUPON INC | $0 | – | -4,360 | -100.0% | -0.02% | – |
| MWA | Exit | MUELLER WTR PRODS INC | $0 | – | -6,458 | -100.0% | -0.02% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -4,231 | -100.0% | -0.02% | – |
| MXWL | Exit | MAXWELL TECHNOLOGIES INC | $0 | – | -6,266 | -100.0% | -0.02% | – |
| TGTX | Exit | TG THERAPEUTICS INC | $0 | – | -11,194 | -100.0% | -0.02% | – |
| OEH | Exit | ORIENT-EXPRESS HOTELS LTDcl a | $0 | – | -4,690 | -100.0% | -0.02% | – |
| ARK | Exit | BLACKROCK SR HIGH INCOME FD | $0 | – | -16,431 | -100.0% | -0.02% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -3,120 | -100.0% | -0.02% | – |
| RGEN | Exit | REPLIGEN CORP | $0 | – | -6,034 | -100.0% | -0.02% | – |
| FTT | Exit | FEDERATED ENHANC TREAS INCM | $0 | – | -5,517 | -100.0% | -0.02% | – |
| CTF | Exit | NUVEEN LG/SHT COMMODITY TOTR | $0 | – | -4,080 | -100.0% | -0.02% | – |
| FOXA | Exit | TWENTY FIRST CENTY FOX INCcl a | $0 | – | -2,581 | -100.0% | -0.03% | – |
| TPC | Exit | TUTOR PERINI CORP | $0 | – | -4,000 | -100.0% | -0.03% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -3,679 | -100.0% | -0.03% | – |
| IYZ | Exit | ISHARES | $0 | – | -3,172 | -100.0% | -0.03% | – |
| ARIA | Exit | ARIAD PHARMACEUTICALS INC | $0 | – | -5,000 | -100.0% | -0.03% | – |
| HPQ | Exit | HEWLETT PACKARD CO | $0 | – | -4,398 | -100.0% | -0.03% | – |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -4,481 | -100.0% | -0.03% | – |
| GT | Exit | GOODYEAR TIRE & RUBR CO | $0 | – | -4,092 | -100.0% | -0.03% | – |
| RWX | Exit | SPDR INDEX SHS FDSdj intl rl etf | $0 | – | -2,236 | -100.0% | -0.03% | – |
| FMO | Exit | FIDUCIARY CLAYMORE MLP OPP F | $0 | – | -3,990 | -100.0% | -0.03% | – |
| NWPRCCL | Exit | NATIONAL WESTMINSTER BK PLCspon adr c | $0 | – | -4,100 | -100.0% | -0.04% | – |
| MYE | Exit | MYERS INDS INC | $0 | – | -5,264 | -100.0% | -0.04% | – |
| BHI | Exit | BAKER HUGHES INC | $0 | – | -2,271 | -100.0% | -0.04% | – |
| CIDM | Exit | CINEDIGM DIGITAL CINEMA CORP | $0 | – | -73,999 | -100.0% | -0.04% | – |
| NAI | Exit | ALLIANZGI INTL & PREM STRATE | $0 | – | -10,990 | -100.0% | -0.04% | – |
| APU | Exit | AMERIGAS PARTNERS L Punit l p int | $0 | – | -2,700 | -100.0% | -0.04% | – |
| HZNP | Exit | HORIZON PHARMA INC | $0 | – | -34,813 | -100.0% | -0.04% | – |
| RGC | Exit | REGAL ENTMT GROUPcl a | $0 | – | -6,106 | -100.0% | -0.04% | – |
| DCT | Exit | DCT INDUSTRIAL TRUST INC | $0 | – | -16,500 | -100.0% | -0.04% | – |
| TJX | Exit | TJX COS INC NEW | $0 | – | -2,141 | -100.0% | -0.04% | – |
| LAZ | Exit | LAZARD LTD | $0 | – | -3,379 | -100.0% | -0.04% | – |
| COLE | Exit | COLE REAL ESTATE INVTS INC | $0 | – | -10,000 | -100.0% | -0.04% | – |
| NUVA | Exit | NUVASIVE INC | $0 | – | -5,092 | -100.0% | -0.04% | – |
| NE | Exit | NOBLE CORPORATION BAARnamen -akt | $0 | – | -3,365 | -100.0% | -0.04% | – |
| TEF | Exit | TELEFONICA S Asponsored adr | $0 | – | -8,168 | -100.0% | -0.04% | – |
| BG | Exit | BUNGE LIMITED | $0 | – | -1,704 | -100.0% | -0.04% | – |
| UEIC | Exit | UNIVERSAL ELECTRS INC | $0 | – | -3,562 | -100.0% | -0.04% | – |
| EFZ | Exit | PROSHARES TR | $0 | – | -3,798 | -100.0% | -0.05% | – |
| MDYV | Exit | SPDR SERIES TRUSTs&p 400 mdcp val | $0 | – | -1,839 | -100.0% | -0.05% | – |
| TNGO | Exit | TANGOE INC | $0 | – | -5,740 | -100.0% | -0.05% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -1,533 | -100.0% | -0.05% | – |
| SIRI | Exit | SIRIUS XM RADIO INC | $0 | – | -36,001 | -100.0% | -0.05% | – |
| NTG | Exit | TORTOISE MLP FD INC | $0 | – | -5,260 | -100.0% | -0.05% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -9,925 | -100.0% | -0.05% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -2,204 | -100.0% | -0.05% | – |
| CMLP | Exit | CRESTWOOD MIDSTREAM PRTNERS | $0 | – | -6,175 | -100.0% | -0.05% | – |
| CORN | Exit | TEUCRIUM COMMODITY TR | $0 | – | -4,600 | -100.0% | -0.05% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -1,656 | -100.0% | -0.05% | – |
| CSC | Exit | COMPUTER SCIENCES CORP | $0 | – | -3,082 | -100.0% | -0.05% | – |
| TLT | Exit | ISHARES20+ yr tr bd etf | $0 | – | -1,500 | -100.0% | -0.06% | – |
| IHE | Exit | ISHARESu.s. pharma etf | $0 | – | -1,510 | -100.0% | -0.06% | – |
| TWC | Exit | TIME WARNER CABLE INC | $0 | – | -1,494 | -100.0% | -0.06% | – |
| NSC | Exit | NORFOLK SOUTHERN CORP | $0 | – | -2,202 | -100.0% | -0.06% | – |
| UTHR | Exit | UNITED THERAPEUTICS CORP DEL | $0 | – | -2,270 | -100.0% | -0.06% | – |
| DSI | Exit | ISHARESmsci kld400 soc | $0 | – | -2,849 | -100.0% | -0.06% | – |
| P105PS | Exit | INTEGRYS ENERGY GROUP INC | $0 | – | -3,225 | -100.0% | -0.06% | – |
| BOND | Exit | PIMCO ETF TRtotl retn etf | $0 | – | -1,711 | -100.0% | -0.06% | – |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -1,145 | -100.0% | -0.06% | – |
| EOG | Exit | EOG RES INC | $0 | – | -1,088 | -100.0% | -0.06% | – |
| RH | Exit | RESTORATION HARDWARE HLDGS I | $0 | – | -3,000 | -100.0% | -0.06% | – |
| GWAY | Exit | GREENWAY MED TECHNOLOGIES IN | $0 | – | -9,300 | -100.0% | -0.07% | – |
| PACB | Exit | PACIFIC BIOSCIENCES CALIF IN | $0 | – | -35,626 | -100.0% | -0.07% | – |
| MWE | Exit | MARKWEST ENERGY PARTNERS L Punit ltd partn | $0 | – | -2,817 | -100.0% | -0.07% | – |
| NUGT | Exit | DIREXION SHS ETF TRdaily gold miner | $0 | – | -4,110 | -100.0% | -0.07% | – |
| FMC | Exit | F M C CORP | $0 | – | -2,910 | -100.0% | -0.07% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -3,604 | -100.0% | -0.07% | – |
| EXP | Exit | EAGLE MATERIALS INC | $0 | – | -2,992 | -100.0% | -0.07% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -3,673 | -100.0% | -0.08% | – |
| BWA | Exit | BORGWARNER INC | $0 | – | -2,240 | -100.0% | -0.08% | – |
| RECV | Exit | RECOVERY ENERGY INC | $0 | – | -130,276 | -100.0% | -0.09% | – |
| ZINCQ | Exit | HORSEHEAD HLDG CORP | $0 | – | -23,809 | -100.0% | -0.10% | – |
| AJG | Exit | GALLAGHER ARTHUR J & CO | $0 | – | -7,047 | -100.0% | -0.10% | – |
| QEPM | Exit | QEP MIDSTREAM PARTNERS LP | $0 | – | -14,334 | -100.0% | -0.11% | – |
| MXL | Exit | MAXLINEAR INCcl a | $0 | – | -41,194 | -100.0% | -0.12% | – |
| TLP | Exit | TRANSMONTAIGNE PARTNERS L P | $0 | – | -9,400 | -100.0% | -0.13% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID F | $0 | – | -100,816 | -100.0% | -0.14% | – |
| WFCPRL | Exit | WELLS FARGO & CO NEWperp pfd cnv a | $0 | – | -430 | -100.0% | -0.17% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -50,999 | -100.0% | -0.24% | – |
| UST | Exit | PROSHARES TRultr 7-10 trea | $0 | – | -40,284 | -100.0% | -0.72% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-01-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 2.8% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 2.6% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.2% |
| AT&T INC | 42 | Q3 2023 | 1.6% |
| SPDR S&P 500 ETF Trust | 42 | Q3 2023 | 1.9% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.8% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.7% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 1.5% |
| Exxon Mobil Corporation | 42 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.9% |
View B. Riley Wealth Advisors, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-16 |
| 13F-HR | 2024-03-15 |
| 13F-HR | 2023-12-01 |
| 13F-HR | 2023-07-27 |
| 13F-HR | 2023-05-17 |
| 13F-HR/A | 2023-03-15 |
| 13F-HR | 2023-02-21 |
| 13F-HR/A | 2022-11-22 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
View B. Riley Wealth Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.