$313 Million is the total value of B. Riley Wealth Advisors, Inc.'s 676 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 40.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $14,345,000 | +23.8% | 25,570 | +5.2% | 4.58% | +15.6% |
| IJH | Buy | ISHAREScore s&p mcp etf | $6,471,000 | +665.8% | 48,356 | +610.0% | 2.07% | +615.2% |
| IVV | New | ISHAREScore s&p500 etf | $5,715,000 | – | 30,783 | +100.0% | 1.82% | – |
| T | Buy | AT&T INC | $5,015,000 | +18.8% | 142,641 | +14.3% | 1.60% | +11.0% |
| CVX | Buy | CHEVRON CORP NEW | $4,591,000 | +3.2% | 36,757 | +0.4% | 1.47% | -3.6% |
| GE | Buy | GENERAL ELECTRIC CO | $3,659,000 | +21.3% | 130,546 | +3.4% | 1.17% | +13.4% |
| SGNT | New | SAGENT PHARMACEUTICALS INC | $3,576,000 | – | 140,891 | +100.0% | 1.14% | – |
| SSO | Buy | PROSHARES TR | $3,424,000 | +2013.6% | 33,386 | +1648.9% | 1.09% | +1889.1% |
| MVV | New | PROSHARES TR | $3,303,000 | – | 26,032 | +100.0% | 1.06% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $3,081,000 | +19.7% | 33,642 | +13.3% | 0.98% | +11.8% |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $3,062,000 | +3.2% | 136,223 | +2.1% | 0.98% | -3.6% |
| FXEN | Buy | FX ENERGY INC | $2,893,000 | +8.8% | 790,566 | +2.0% | 0.92% | +1.7% |
| MSFT | Buy | MICROSOFT CORP | $2,508,000 | +16.3% | 67,052 | +3.4% | 0.80% | +8.7% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $2,290,000 | +161.7% | 204,140 | +160.5% | 0.73% | +144.5% |
| USMV | Buy | ISHARESusa min vol etf | $2,178,000 | +14.0% | 61,359 | +6.7% | 0.70% | +6.6% |
| IOC | Buy | INTEROIL CORP | $2,104,000 | -25.4% | 40,859 | +3.4% | 0.67% | -30.3% |
| IJT | Buy | ISHARESsp smcp600gr etf | $1,758,000 | +9.9% | 14,820 | +0.4% | 0.56% | +2.6% |
| INTC | Buy | INTEL CORP | $1,730,000 | +24.1% | 66,667 | +9.7% | 0.55% | +15.9% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $1,704,000 | +23.2% | 68,476 | +22.2% | 0.54% | +15.0% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $1,688,000 | +99.5% | 19,191 | +78.9% | 0.54% | +86.5% |
| STPP | Buy | BARCLAYS BK PLCus tres steep | $1,663,000 | +16.0% | 39,539 | +8.9% | 0.53% | +8.4% |
| MRK | Buy | MERCK & CO INC NEW | $1,644,000 | +13.0% | 32,850 | +7.5% | 0.52% | +5.6% |
| AIG | Buy | AMERICAN INTL GROUP INC | $1,597,000 | +204.2% | 31,285 | +189.6% | 0.51% | +184.9% |
| CAT | Buy | CATERPILLAR INC DEL | $1,566,000 | +22.8% | 17,245 | +12.8% | 0.50% | +14.7% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $1,448,000 | +23.2% | 19,940 | +17.0% | 0.46% | +14.9% |
| SRLN | Buy | SSGA ACTIVE ETF TRblkstn gsosrln | $1,383,000 | +20.7% | 27,648 | +20.2% | 0.44% | +12.8% |
| REZ | Buy | ISHARESresid rl est cap | $1,343,000 | -4.3% | 29,767 | +1.7% | 0.43% | -10.6% |
| COP | Buy | CONOCOPHILLIPS | $1,258,000 | +11.1% | 17,806 | +9.3% | 0.40% | +3.9% |
| VOX | Buy | VANGUARD WORLD FDS | $1,243,000 | +8.8% | 14,862 | +5.1% | 0.40% | +1.8% |
| BAC | Buy | BANK OF AMERICA CORPORATION | $1,226,000 | +23.3% | 78,721 | +9.3% | 0.39% | +15.3% |
| CB | Buy | CHUBB CORP | $1,213,000 | +12.4% | 12,549 | +3.8% | 0.39% | +4.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,186,000 | +103.4% | 10,006 | +94.9% | 0.38% | +90.5% |
| KOG | Buy | KODIAK OIL & GAS CORP | $1,171,000 | +0.6% | 104,500 | +8.3% | 0.37% | -6.0% |
| HCN | Buy | HEALTH CARE REIT INC | $1,169,000 | -12.8% | 21,825 | +1.5% | 0.37% | -18.6% |
| NQ | Buy | NQ MOBILE INCadr repstg cl a | $1,103,000 | +13.1% | 75,023 | +67.7% | 0.35% | +5.7% |
| LULU | Buy | LULULEMON ATHLETICA INC | $1,075,000 | +16.8% | 18,204 | +44.7% | 0.34% | +8.9% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,062,000 | +14.1% | 5,660 | +12.5% | 0.34% | +6.6% |
| FBT | Buy | FIRST TR EXCHANGE TRADED FDny arca biotech | $1,053,000 | +23.2% | 15,219 | +15.4% | 0.34% | +15.1% |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $1,049,000 | +25.6% | 49,020 | +17.8% | 0.34% | +17.5% |
| MCD | Buy | MCDONALDS CORP | $1,016,000 | +3.3% | 10,475 | +2.4% | 0.32% | -3.6% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $985,000 | +8.5% | 11,133 | +1.6% | 0.32% | +1.6% |
| AGZ | Buy | ISHARESagency bond etf | $974,000 | +29.7% | 8,808 | +30.4% | 0.31% | +21.0% |
| DEF | Buy | CLAYMORE EXCHANGE TRD FD TRguggen defn eqty | $937,000 | +10.2% | 27,410 | +7.0% | 0.30% | +2.7% |
| PFF | Buy | ISHARESu.s. pfd stk etf | $856,000 | +15.4% | 23,240 | +18.9% | 0.27% | +7.5% |
| CSCO | Buy | CISCO SYS INC | $855,000 | +0.5% | 38,113 | +4.9% | 0.27% | -6.2% |
| V | Buy | VISA INC | $845,000 | +26.9% | 3,795 | +9.0% | 0.27% | +18.4% |
| IXP | Buy | ISHARES | $832,000 | +7.1% | 12,180 | +0.6% | 0.27% | 0.0% |
| RFG | Buy | RYDEX ETF TRUSTgug s&p mc400 pg | $831,000 | +10.8% | 6,755 | +0.1% | 0.26% | +3.5% |
| CWB | Buy | SPDR SERIES TRUSTbrc cnv secs etf | $811,000 | +15.9% | 17,349 | +12.1% | 0.26% | +8.4% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $786,000 | +15.8% | 14,173 | +5.6% | 0.25% | +8.2% |
| GURU | New | GLOBAL X FDSglb x guru index | $778,000 | – | 30,391 | +100.0% | 0.25% | – |
| MA | New | MASTERCARD INCcl a | $766,000 | – | 917 | +100.0% | 0.24% | – |
| RWL | New | REVENUESHARES ETF TRlargecap fd | $768,000 | – | 21,062 | +100.0% | 0.24% | – |
| HCP | Buy | HCP INC | $759,000 | +45.1% | 20,905 | +63.7% | 0.24% | +35.2% |
| MCC | New | MEDLEY CAP CORP | $749,000 | – | 54,084 | +100.0% | 0.24% | – |
| IWS | Buy | ISHARESrus mdcp val etf | $743,000 | +16.3% | 11,310 | +7.9% | 0.24% | +8.7% |
| MITT | Buy | AG MTG INVT TR INC | $743,000 | +43.2% | 47,534 | +52.1% | 0.24% | +33.9% |
| RMBS | New | RAMBUS INC DEL | $730,000 | – | 77,113 | +100.0% | 0.23% | – |
| F | Buy | FORD MTR CO DEL | $726,000 | +48.8% | 47,076 | +62.7% | 0.23% | +38.9% |
| ABBV | Buy | ABBVIE INC | $721,000 | +73.3% | 13,651 | +46.7% | 0.23% | +62.0% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $710,000 | +72.7% | 32,479 | +57.4% | 0.23% | +61.0% |
| RTM | Buy | RYDEX ETF TRUSTgug s&p500eqwtma | $711,000 | +20.5% | 8,920 | +8.3% | 0.23% | +12.4% |
| NEE | Buy | NEXTERA ENERGY INC | $662,000 | +8.2% | 7,736 | +1.3% | 0.21% | +1.0% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $643,000 | +28.1% | 12,308 | +13.8% | 0.20% | +19.2% |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $638,000 | -11.5% | 30,210 | +4.8% | 0.20% | -17.4% |
| PH | Buy | PARKER HANNIFIN CORP | $632,000 | +24.4% | 4,914 | +5.2% | 0.20% | +16.1% |
| PSCH | Buy | POWERSHARES ETF TR IIs&p smcp hc po | $617,000 | +27.5% | 11,190 | +13.5% | 0.20% | +19.4% |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $601,000 | – | 7,519 | +100.0% | 0.19% | – |
| BX | Buy | BLACKSTONE GROUP L P | $594,000 | +62.3% | 18,852 | +28.1% | 0.19% | +52.0% |
| NLY | Buy | ANNALY CAP MGMT INC | $582,000 | +5.8% | 58,381 | +22.9% | 0.19% | -1.1% |
| UNP | Buy | UNION PAC CORP | $577,000 | +9.3% | 3,432 | +0.9% | 0.18% | +1.7% |
| VHC | Buy | VIRNETX HLDG CORP | $575,000 | -2.0% | 29,600 | +3.0% | 0.18% | -8.5% |
| CZA | Buy | CLAYMORE EXCHANGE TRD FD TRgug midcap core | $568,000 | +16.9% | 12,510 | +9.0% | 0.18% | +9.0% |
| WLTGQ | Buy | WALTER ENERGY INC | $564,000 | +21.3% | 33,920 | +2.4% | 0.18% | +13.2% |
| CINF | New | CINCINNATI FINL CORP | $556,000 | – | 10,614 | +100.0% | 0.18% | – |
| KRFT | Buy | KRAFT FOODS GROUP INC | $548,000 | +7.9% | 10,172 | +5.1% | 0.18% | +0.6% |
| SYNA | Buy | SYNAPTICS INC | $544,000 | +335.2% | 10,497 | +272.4% | 0.17% | +304.7% |
| CMO | Buy | CAPSTEAD MTG CORP | $546,000 | +5.0% | 45,166 | +2.3% | 0.17% | -2.2% |
| SBUX | Buy | STARBUCKS CORP | $527,000 | +9.8% | 6,725 | +7.8% | 0.17% | +2.4% |
| CRUS | Buy | CIRRUS LOGIC INC | $509,000 | +6.0% | 24,926 | +17.8% | 0.16% | -0.6% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $489,000 | +42.6% | 11,384 | +32.0% | 0.16% | +33.3% |
| IXJ | Buy | ISHARESglob hlthcre etf | $480,000 | +155.3% | 5,570 | +135.0% | 0.15% | +139.1% |
| LINEQ | Buy | LINN ENERGY LLCunit ltd liab | $470,000 | +79.4% | 15,257 | +51.1% | 0.15% | +66.7% |
| HON | Buy | HONEYWELL INTL INC | $467,000 | +13.3% | 5,107 | +3.0% | 0.15% | +5.7% |
| GLW | Buy | CORNING INC | $467,000 | +36.2% | 26,213 | +11.5% | 0.15% | +27.4% |
| Buy | MOLYCORP INC DELnote 6.000% 9/0 | $442,000 | +222.6% | 550,000 | +214.3% | 0.14% | +200.0% | |
| IJJ | Buy | ISHARESs&p mc 400vl etf | $440,000 | +107.5% | 3,788 | +93.3% | 0.14% | +95.8% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $440,000 | +1.9% | 10,842 | +0.1% | 0.14% | -4.7% |
| EMR | Buy | EMERSON ELEC CO | $438,000 | +21.0% | 6,238 | +11.6% | 0.14% | +12.9% |
| QCOM | Buy | QUALCOMM INC | $417,000 | +43.8% | 5,614 | +30.5% | 0.13% | +34.3% |
| VTUS | Buy | VENTRUS BIOSCIENCES INC | $407,000 | +280.4% | 106,626 | +188.2% | 0.13% | +251.4% |
| RYU | Buy | RYDEX ETF TRUSTgug s&p500eqwtut | $408,000 | +11.2% | 6,443 | +8.6% | 0.13% | +4.0% |
| DOG | Buy | PROSHARES TR | $403,000 | +90.1% | 15,439 | +110.5% | 0.13% | +79.2% |
| UNXLQ | Buy | UNI PIXEL INC | $401,000 | +47.4% | 40,037 | +160.4% | 0.13% | +37.6% |
| WMT | Buy | WAL-MART STORES INC | $399,000 | +10.2% | 5,068 | +3.6% | 0.13% | +2.4% |
| FNX | Buy | FIRST TR MID CAP CORE ALPHAD | $399,000 | +25.1% | 7,904 | +13.6% | 0.13% | +16.5% |
| EVX | Buy | MARKET VECTORS ETF TRmv envir svcs | $390,000 | +6.0% | 5,960 | +0.8% | 0.12% | -0.8% |
| CELG | Buy | CELGENE CORP | $386,000 | +12.9% | 2,282 | +2.8% | 0.12% | +5.1% |
| WWAV | New | WHITEWAVE FOODS CO | $384,000 | – | 16,744 | +100.0% | 0.12% | – |
| LLEX | New | LILIS ENERGY INC | $383,000 | – | 165,000 | +100.0% | 0.12% | – |
| AA | Buy | ALCOA INC | $375,000 | +33.9% | 35,281 | +2.3% | 0.12% | +25.0% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $372,000 | +20.8% | 10,279 | +4.0% | 0.12% | +13.3% |
| WFT | Buy | WEATHERFORD INTERNATIONAL LT | $370,000 | +5.1% | 23,889 | +3.9% | 0.12% | -1.7% |
| ED | Buy | CONSOLIDATED EDISON INC | $368,000 | +16.1% | 6,657 | +15.7% | 0.12% | +9.3% |
| TYC | Buy | TYCO INTERNATIONAL LTD | $370,000 | +18.6% | 9,014 | +1.2% | 0.12% | +10.3% |
| SH | Buy | PROSHARES TR | $364,000 | -1.4% | 14,417 | +9.4% | 0.12% | -7.9% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $357,000 | +9.8% | 3,725 | +0.4% | 0.11% | +2.7% |
| VLY | Buy | VALLEY NATL BANCORP | $356,000 | +17.9% | 35,200 | +15.8% | 0.11% | +10.7% |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $348,000 | +10.5% | 6,851 | +4.1% | 0.11% | +2.8% |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N V | $347,000 | +30.9% | 4,170 | +6.5% | 0.11% | +22.0% |
| XEL | Buy | XCEL ENERGY INC | $346,000 | +1.2% | 12,391 | +0.1% | 0.11% | -5.1% |
| GILD | Buy | GILEAD SCIENCES INC | $348,000 | +33.3% | 4,639 | +11.8% | 0.11% | +24.7% |
| PMM | Buy | PUTNAM MANAGED MUN INCOM TR | $343,000 | -1.4% | 51,719 | +1.6% | 0.11% | -7.6% |
| MU | Buy | MICRON TECHNOLOGY INC | $343,000 | +50.4% | 15,749 | +20.8% | 0.11% | +41.0% |
| SARA | Buy | SARATOGA RES INC TEX | $340,000 | -16.0% | 298,226 | +75.5% | 0.11% | -21.0% |
| BK | Buy | BANK NEW YORK MELLON CORP | $337,000 | +33.7% | 9,637 | +15.4% | 0.11% | +25.6% |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $336,000 | +12.8% | 19,950 | +1.3% | 0.11% | +4.9% |
| MOS | Buy | MOSAIC CO NEW | $333,000 | +78.1% | 7,040 | +62.2% | 0.11% | +65.6% |
| PEP | Buy | PEPSICO INC | $329,000 | +10.0% | 3,968 | +5.6% | 0.10% | +2.9% |
| ISCV | Buy | ISHARESmrning sm cp etf | $326,000 | +24.0% | 2,710 | +12.4% | 0.10% | +15.6% |
| RCAPQ | Buy | RCS CAP CORP | $321,000 | +23.9% | 17,507 | +12.9% | 0.10% | +15.7% |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $323,000 | +13.3% | 21,585 | +5.9% | 0.10% | +6.2% |
| DIS | Buy | DISNEY WALT CO | $320,000 | +58.4% | 4,186 | +33.6% | 0.10% | +47.8% |
| IJR | Buy | ISHAREScore s&p scp etf | $319,000 | +10.0% | 2,924 | +0.5% | 0.10% | +3.0% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $317,000 | +44.1% | 3,927 | +29.1% | 0.10% | +34.7% |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $316,000 | +6.4% | 38,832 | +0.6% | 0.10% | -1.0% |
| IBB | Buy | ISHARESnasdq biotec etf | $314,000 | +31.9% | 1,385 | +22.0% | 0.10% | +23.5% |
| BRCD | Buy | BROCADE COMMUNICATIONS SYS I | $310,000 | +79.2% | 35,000 | +62.8% | 0.10% | +67.8% |
| MDYG | Buy | SPDR SERIES TRUSTs&p 400 mdcp grw | $307,000 | +27.4% | 2,740 | +17.6% | 0.10% | +19.5% |
| XPH | Buy | SPDR SERIES TRUSTs&p pharmac | $304,000 | +25.1% | 3,460 | +9.5% | 0.10% | +16.9% |
| ALK | New | ALASKA AIR GROUP INC | $305,000 | – | 4,152 | +100.0% | 0.10% | – |
| RWJ | Buy | REVENUESHARES ETF TRsmall cap fd | $303,000 | +25.7% | 5,625 | +13.9% | 0.10% | +18.3% |
| AMZN | New | AMAZON COM INC | $295,000 | – | 739 | +100.0% | 0.09% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $295,000 | – | 7,372 | +100.0% | 0.09% | – |
| ICF | New | ISHAREScohen&steer reit | $285,000 | – | 3,819 | +100.0% | 0.09% | – |
| IYR | Buy | ISHARESu.s. real es etf | $283,000 | +11.0% | 4,480 | +12.3% | 0.09% | +3.4% |
| IWR | New | ISHARESrus mid-cap etf | $278,000 | – | 1,856 | +100.0% | 0.09% | – |
| SO | Buy | SOUTHERN CO | $278,000 | +6.1% | 6,762 | +6.3% | 0.09% | -1.1% |
| AFL | Buy | AFLAC INC | $274,000 | +10.0% | 4,101 | +2.1% | 0.09% | +3.5% |
| BGS | Buy | B & G FOODS INC NEW | $275,000 | 0.0% | 8,115 | +2.0% | 0.09% | -6.4% |
| FXU | Buy | FIRST TR EXCHANGE TRADED FDutilities alph | $274,000 | +4.2% | 13,500 | +2.3% | 0.09% | -2.2% |
| RYE | Buy | RYDEX ETF TRUSTgug s&p500eqwten | $274,000 | +22.3% | 3,390 | +14.9% | 0.09% | +14.3% |
| IYJ | Buy | ISHARESu.s. inds etf | $275,000 | +15.5% | 2,713 | +3.3% | 0.09% | +8.6% |
| ORCL | Buy | ORACLE CORP | $277,000 | +56.5% | 7,241 | +35.6% | 0.09% | +44.3% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $272,000 | +4.6% | 6,605 | +1.9% | 0.09% | -2.2% |
| PBS | Buy | POWERSHARES ETF TRUSTdyn media port | $273,000 | +25.2% | 10,240 | +9.1% | 0.09% | +16.0% |
| PSCF | Buy | POWERSHARES ETF TR IIs&p smcp fin p | $270,000 | +87.5% | 6,800 | +74.4% | 0.09% | +75.5% |
| CRF | Buy | CORNERSTONE TOTAL RTRN FD IN | $267,000 | -8.6% | 44,200 | +1.1% | 0.08% | -15.0% |
| MTW | Buy | MANITOWOC INC | $266,000 | +264.4% | 11,425 | +206.3% | 0.08% | +240.0% |
| RIG | Buy | TRANSOCEAN LTD | $264,000 | +15.3% | 5,350 | +3.9% | 0.08% | +7.7% |
| IWD | Buy | ISHARESrus 1000 val etf | $259,000 | +28.2% | 2,753 | +17.5% | 0.08% | +20.3% |
| CSX | Buy | CSX CORP | $260,000 | +87.1% | 9,032 | +67.2% | 0.08% | +72.9% |
| WMB | Buy | WILLIAMS COS INC DEL | $254,000 | +10.4% | 6,587 | +4.0% | 0.08% | +2.5% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $255,000 | +48.3% | 3,386 | +41.2% | 0.08% | +37.3% |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $253,000 | +16.6% | 54,382 | +4.8% | 0.08% | +9.5% |
| BPL | Buy | BUCKEYE PARTNERS L Punit ltd partn | $252,000 | +50.9% | 3,550 | +39.2% | 0.08% | +40.4% |
| ERF | Buy | ENERPLUS CORP | $245,000 | +25.0% | 13,463 | +13.9% | 0.08% | +16.4% |
| DGS | Buy | WISDOMTREE TRemg mkts smcap | $241,000 | 0.0% | 5,240 | +1.3% | 0.08% | -6.1% |
| WFM | Buy | WHOLE FOODS MKT INC | $242,000 | +5.7% | 4,186 | +7.0% | 0.08% | -1.3% |
| UL | Buy | UNILEVER PLCspon adr new | $242,000 | +10.5% | 5,864 | +3.2% | 0.08% | +2.7% |
| PYZ | Buy | POWERSHARES ETF TRUSTbasic mat sect | $241,000 | +21.1% | 4,730 | +10.0% | 0.08% | +13.2% |
| VHT | Buy | VANGUARD WORLD FDShealth car etf | $239,000 | +35.0% | 2,360 | +24.2% | 0.08% | +24.6% |
| WM | Buy | WASTE MGMT INC DEL | $234,000 | +16.4% | 5,208 | +6.9% | 0.08% | +8.7% |
| DLTR | New | DOLLAR TREE INC | $232,000 | – | 4,108 | +100.0% | 0.07% | – |
| YUM | Buy | YUM BRANDS INC | $232,000 | +32.6% | 3,065 | +25.2% | 0.07% | +23.3% |
| FEZ | Buy | SPDR INDEX SHS FDSeuro stoxx 50 | $230,000 | +158.4% | 5,458 | +134.9% | 0.07% | +143.3% |
| LNKD | New | LINKEDIN CORP | $226,000 | – | 1,044 | +100.0% | 0.07% | – |
| RPAI | Buy | RETAIL PPTYS AMER INCcl a | $227,000 | +16.4% | 17,885 | +26.4% | 0.07% | +7.5% |
| HDV | New | ISHAREShigh dividnd etf | $220,000 | – | 3,126 | +100.0% | 0.07% | – |
| SNLN | New | HIGHLAND FDS Ihi ld iboxx srln | $219,000 | – | 10,973 | +100.0% | 0.07% | – |
| ITW | Buy | ILLINOIS TOOL WKS INC | $218,000 | +26.7% | 2,590 | +15.1% | 0.07% | +18.6% |
| CMI | Buy | CUMMINS INC | $212,000 | +21.1% | 1,504 | +14.5% | 0.07% | +13.3% |
| EZM | Buy | WISDOMTREE TRmdcp earn fund | $212,000 | +64.3% | 2,455 | +50.2% | 0.07% | +54.5% |
| SLB | New | SCHLUMBERGER LTD | $211,000 | – | 2,338 | +100.0% | 0.07% | – |
| DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $206,000 | – | 1,247 | +100.0% | 0.07% | – |
| RTN | New | RAYTHEON CO | $207,000 | – | 2,279 | +100.0% | 0.07% | – |
| PJP | Buy | POWERSHARES ETF TRUSTdyn phrma port | $208,000 | +35.1% | 3,885 | +16.5% | 0.07% | +24.5% |
| AZN | Buy | ASTRAZENECA PLCsponsored adr | $207,000 | +39.9% | 3,479 | +22.1% | 0.07% | +29.4% |
| CFP | Buy | CORNERSTONE PROGRESSIVE RTN | $206,000 | +1.5% | 40,000 | +1.3% | 0.07% | -4.3% |
| PXI | Buy | POWERSHARES ETF TRUSTenergy sec por | $205,000 | +22.0% | 3,690 | +9.5% | 0.06% | +14.0% |
| RHS | Buy | RYDEX ETF TRUSTgug s&p500 ewcon | $200,000 | +11.1% | 2,218 | +2.3% | 0.06% | +3.2% |
| RCS | Buy | PIMCO STRATEGIC GBL GOV FD I | $201,000 | 0.0% | 20,521 | +6.0% | 0.06% | -7.2% |
| FIW | Buy | FIRST TR ISE WATER INDEX FD | $201,000 | +14.2% | 5,950 | +6.2% | 0.06% | +6.7% |
| PWV | Buy | POWERSHARES ETF TRUSTdynm lrg cp vl | $201,000 | +41.5% | 7,085 | +29.5% | 0.06% | +30.6% |
| HOG | Buy | HARLEY DAVIDSON INC | $200,000 | +11.7% | 2,894 | +4.1% | 0.06% | +4.9% |
| FFC | Buy | FLAHERTY&CRMN PFD SEC INCOM | $197,000 | +116.5% | 11,271 | +123.6% | 0.06% | +103.2% |
| LO | Buy | LORILLARD INC | $196,000 | +14.0% | 3,869 | +0.8% | 0.06% | +6.8% |
| MET | Buy | METLIFE INC | $198,000 | +36.6% | 3,678 | +19.1% | 0.06% | +26.0% |
| DHS | New | WISDOMTREE TReqty inc etf | $193,000 | – | 3,500 | +100.0% | 0.06% | – |
| NEM | Buy | NEWMONT MINING CORP | $195,000 | -10.6% | 8,459 | +8.8% | 0.06% | -17.3% |
| FXH | Buy | FIRST TR EXCHANGE TRADED FDhlth care alph | $187,000 | +21.4% | 3,884 | +9.6% | 0.06% | +13.2% |
| UNG | Buy | UNITED STATES NATL GAS FUNDunit par $0.001 | $185,000 | +94.7% | 8,953 | +72.8% | 0.06% | +84.4% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $185,000 | +34.1% | 23,263 | +40.6% | 0.06% | +25.5% |
| New | LIBERTY MEDIA CORPdeb 4.000%11/1 | $184,000 | – | 295,000 | +100.0% | 0.06% | – | |
| SLY | Buy | SPDR SERIES TRUSTs&p 600 sml cap | $184,000 | +22.7% | 1,791 | +14.7% | 0.06% | +15.7% |
| EBAY | New | EBAY INC | $181,000 | – | 3,291 | +100.0% | 0.06% | – |
| NQJ | Buy | NUVEEN NJ INVT QUALITY MUN F | $182,000 | +75.0% | 14,100 | +74.1% | 0.06% | +61.1% |
| DDD | New | 3-D SYS CORP DEL | $183,000 | – | 1,968 | +100.0% | 0.06% | – |
| NUE | New | NUCOR CORP | $179,000 | – | 3,361 | +100.0% | 0.06% | – |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD | $178,000 | – | 3,751 | +100.0% | 0.06% | – |
| CL | Buy | COLGATE PALMOLIVE CO | $180,000 | +9.8% | 2,766 | +0.0% | 0.06% | +1.8% |
| GMED | Buy | GLOBUS MED INCcl a | $174,000 | +141.7% | 8,634 | +109.9% | 0.06% | +124.0% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $171,000 | +32.6% | 3,051 | +3.6% | 0.06% | +25.0% |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $171,000 | – | 2,126 | +100.0% | 0.06% | – |
| T101SC | Buy | AMERICAN STRATEGIC INCOME II | $171,000 | -3.9% | 26,085 | +1.2% | 0.06% | -9.8% |
| DCP | Buy | DCP MIDSTREAM PARTNERS LP | $173,000 | +1.8% | 3,429 | +0.2% | 0.06% | -5.2% |
| IP | Buy | INTL PAPER CO | $173,000 | +20.1% | 3,523 | +9.4% | 0.06% | +12.2% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $168,000 | +21.7% | 3,225 | +5.5% | 0.05% | +14.9% |
| CIDM | New | CINEDIGM CORP | $170,000 | – | 83,999 | +100.0% | 0.05% | – |
| YNDX | New | YANDEX N V | $170,000 | – | 3,944 | +100.0% | 0.05% | – |
| HCRSQ | Buy | HI-CRUSH PARTNERS LP | $165,000 | +47.3% | 4,350 | +2.4% | 0.05% | +39.5% |
| IXN | New | ISHARESglobal tech etf | $167,000 | – | 2,002 | +100.0% | 0.05% | – |
| HES | Buy | HESS CORP | $162,000 | +10.2% | 1,950 | +2.8% | 0.05% | +4.0% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $162,000 | +8.7% | 1,471 | +1.2% | 0.05% | +2.0% |
| SRPT | New | SAREPTA THERAPEUTICS INC | $163,000 | – | 8,000 | +100.0% | 0.05% | – |
| PBCT | Buy | PEOPLES UNITED FINANCIAL INC | $159,000 | +6.7% | 10,498 | +1.1% | 0.05% | 0.0% |
| PEG | Buy | PUBLIC SVC ENTERPRISE GROUP | $161,000 | -2.4% | 5,026 | +0.2% | 0.05% | -8.9% |
| CAG | Buy | CONAGRA FOODS INC | $161,000 | +12.6% | 4,787 | +1.9% | 0.05% | +4.1% |
| AEL | Buy | AMERICAN EQTY INVT LIFE HLD | $160,000 | +83.9% | 6,079 | +48.8% | 0.05% | +70.0% |
| IVE | New | ISHARESs&p 500 val etf | $155,000 | – | 1,815 | +100.0% | 0.05% | – |
| CMLP | New | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $155,000 | – | 6,238 | +100.0% | 0.05% | – |
| FRGI | Buy | FIESTA RESTAURANT GROUP INC | $158,000 | +46.3% | 3,029 | +5.9% | 0.05% | +35.1% |
| UAA | Buy | UNDER ARMOUR INCcl a | $155,000 | +12.3% | 1,774 | +2.5% | 0.05% | +6.4% |
| NVDQ | Buy | NOVADAQ TECHNOLOGIES INC | $156,000 | +81.4% | 9,450 | +81.7% | 0.05% | +72.4% |
| DAR | New | DARLING INTL INC | $157,000 | – | 7,500 | +100.0% | 0.05% | – |
| ST | New | SENSATA TECHNOLOGIES HLDG BV | $154,000 | – | 3,979 | +100.0% | 0.05% | – |
| ECL | New | ECOLAB INC | $152,000 | – | 1,459 | +100.0% | 0.05% | – |
| HTA | Buy | HEALTHCARE TR AMER INCcl a | $154,000 | +16.7% | 15,679 | +24.6% | 0.05% | +8.9% |
| TAL | New | TAL ED GROUP | $153,000 | – | 6,965 | +100.0% | 0.05% | – |
| TCRD | Buy | THL CR INC | $151,000 | +5.6% | 9,164 | +0.2% | 0.05% | -2.0% |
| CNP | Buy | CENTERPOINT ENERGY INC | $151,000 | 0.0% | 6,520 | +3.6% | 0.05% | -7.7% |
| XTL | New | SPDR SERIES TRUST | $147,000 | – | 2,650 | +100.0% | 0.05% | – |
| DHF | Buy | DREYFUS HIGH YIELD STRATEGIEsh ben int | $148,000 | +3.5% | 36,335 | +1.7% | 0.05% | -4.1% |
| PWE | Buy | PENN WEST PETE LTD NEW | $148,000 | +23.3% | 17,657 | +64.1% | 0.05% | +14.6% |
| EWC | Buy | ISHARESmsci cda etf | $144,000 | +50.0% | 4,922 | +44.6% | 0.05% | +39.4% |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $144,000 | – | 11,174 | +100.0% | 0.05% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $145,000 | +5.8% | 18,206 | +0.2% | 0.05% | -2.1% |
| IDU | New | ISHARESu.s. utilits etf | $140,000 | – | 1,465 | +100.0% | 0.04% | – |
| NUAN | New | NUANCE COMMUNICATIONS INC | $138,000 | – | 9,071 | +100.0% | 0.04% | – |
| ADM | New | ARCHER DANIELS MIDLAND CO | $138,000 | – | 3,180 | +100.0% | 0.04% | – |
| DBLV | Buy | ADVISORSHARES TRtrimtabs flt | $137,000 | +33.0% | 2,829 | +20.4% | 0.04% | +25.7% |
| SAIA | New | SAIA INC | $139,000 | – | 4,324 | +100.0% | 0.04% | – |
| TRV | New | TRAVELERS COMPANIES INC | $139,000 | – | 1,537 | +100.0% | 0.04% | – |
| MLCO | New | MELCO CROWN ENTMT LTDadr | $138,000 | – | 3,506 | +100.0% | 0.04% | – |
| GNT | Buy | GAMCO NAT RES GOLD & INCOMEsh ben int | $136,000 | -10.5% | 13,617 | +0.7% | 0.04% | -17.3% |
| MHD | Buy | BLACKROCK MUNIHOLDINGS FD IN | $135,000 | -4.3% | 9,307 | +1.0% | 0.04% | -10.4% |
| JNPR | New | JUNIPER NETWORKS INC | $134,000 | – | 5,957 | +100.0% | 0.04% | – |
| ECA | Buy | ENCANA CORP | $134,000 | +65.4% | 7,448 | +60.2% | 0.04% | +53.6% |
| TEX | New | TEREX CORP NEW | $132,000 | – | 3,151 | +100.0% | 0.04% | – |
| TWX | Buy | TIME WARNER INC | $132,000 | +10.9% | 1,894 | +4.7% | 0.04% | +2.4% |
| Buy | FLAHERTY & CRUMRINE DYN PFD | $133,000 | +13.7% | 6,500 | +18.2% | 0.04% | +5.0% | |
| AWR | Buy | AMERICAN STS WTR CO | $129,000 | +14.2% | 4,500 | +9.8% | 0.04% | +5.1% |
| CBS | New | CBS CORP NEWcl b | $124,000 | – | 1,953 | +100.0% | 0.04% | – |
| PID | Buy | POWERSHARES ETF TRUSTintl div achv | $124,000 | +15.9% | 6,750 | +9.0% | 0.04% | +8.1% |
| FXO | Buy | FIRST TR EXCHANGE TRADED FDfinls alphadex | $124,000 | +15.9% | 5,700 | +5.6% | 0.04% | +8.1% |
| DON | New | WISDOMTREE TRmidcap divi fd | $125,000 | – | 1,680 | +100.0% | 0.04% | – |
| EWA | Buy | ISHARESmsci aust etf | $121,000 | +14.2% | 4,967 | +18.6% | 0.04% | +8.3% |
| HRS | New | HARRIS CORP DEL | $123,000 | – | 1,758 | +100.0% | 0.04% | – |
| DES | New | WISDOMTREE TRsmallcap divid | $123,000 | – | 1,810 | +100.0% | 0.04% | – |
| NTI | New | NORTHERN TIER ENERGY LP | $119,000 | – | 4,845 | +100.0% | 0.04% | – |
| GM | New | GENERAL MTRS CO | $119,000 | – | 2,916 | +100.0% | 0.04% | – |
| SLW | Buy | SILVER WHEATON CORP | $118,000 | +25.5% | 5,840 | +54.2% | 0.04% | +18.8% |
| SDOCQ | Buy | SANDRIDGE ENERGY INC | $115,000 | +130.0% | 19,000 | +123.5% | 0.04% | +117.6% |
| RFI | Buy | COHEN & STEERS TOTAL RETURN | $115,000 | +22.3% | 9,600 | +26.3% | 0.04% | +15.6% |
| WPRT | Buy | WESTPORT INNOVATIONS INC | $115,000 | -16.1% | 5,873 | +3.7% | 0.04% | -21.3% |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $115,000 | +53.3% | 10,571 | +41.7% | 0.04% | +42.3% |
| WY | Buy | WEYERHAEUSER CO | $117,000 | +20.6% | 3,694 | +8.8% | 0.04% | +12.1% |
| BAGL | New | EINSTEIN NOAH REST GROUP INC | $112,000 | – | 7,700 | +100.0% | 0.04% | – |
| CUR | Buy | NEURALSTEM INC | $112,000 | +36.6% | 38,462 | +27.1% | 0.04% | +28.6% |
| LLEN | Buy | L & L ENERGY INC | $113,000 | +91.5% | 67,000 | +42.6% | 0.04% | +80.0% |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $112,000 | – | 2,801 | +100.0% | 0.04% | – |
| CXP | New | COLUMBIA PPTY TR INC | $114,000 | – | 4,552 | +100.0% | 0.04% | – |
| ALL | New | ALLSTATE CORP | $111,000 | – | 2,035 | +100.0% | 0.04% | – |
| TAN | New | CLAYMORE EXCHANGE TRD FD TRguggenheim solar | $109,000 | – | 3,091 | +100.0% | 0.04% | – |
| LTC | Buy | LTC PPTYS INC | $109,000 | 0.0% | 3,091 | +7.9% | 0.04% | -5.4% |
| USB | Buy | US BANCORP DEL | $111,000 | +24.7% | 2,740 | +12.3% | 0.04% | +16.7% |
| SFL | Buy | SHIP FINANCE INTERNATIONAL L | $107,000 | +7.0% | 6,556 | +0.4% | 0.03% | 0.0% |
| SYY | New | SYSCO CORP | $103,000 | – | 2,848 | +100.0% | 0.03% | – |
| OASPQ | New | OASIS PETE INC NEW | $104,000 | – | 2,218 | +100.0% | 0.03% | – |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC | $103,000 | +7.3% | 7,379 | +1.1% | 0.03% | 0.0% |
| APL | New | ATLAS PIPELINE PARTNERS LPunit l p int | $99,000 | – | 2,826 | +100.0% | 0.03% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD V | $96,000 | – | 7,925 | +100.0% | 0.03% | – |
| GOF | Buy | GUGGENHEIM STRATEGIC OPP FD | $95,000 | 0.0% | 4,455 | +3.5% | 0.03% | -6.2% |
| MTOR | Buy | MERITOR INC | $93,000 | +60.3% | 8,900 | +19.9% | 0.03% | +50.0% |
| DFODQ | New | DEAN FOODS CO NEW | $90,000 | – | 5,207 | +100.0% | 0.03% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $90,000 | – | 3,552 | +100.0% | 0.03% | – |
| DNDNQ | Buy | DENDREON CORP | $92,000 | +9.5% | 30,815 | +7.3% | 0.03% | 0.0% |
| HTZ | New | HERTZ GLOBAL HOLDINGS INC | $91,000 | – | 3,186 | +100.0% | 0.03% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC | $88,000 | – | 3,095 | +100.0% | 0.03% | – |
| SIRI | New | SIRIUS XM HLDGS INC | $84,000 | – | 24,102 | +100.0% | 0.03% | – |
| TWER | Buy | TOWERSTREAM CORP | $83,000 | +80.4% | 28,200 | +74.1% | 0.03% | +68.8% |
| PUI | Buy | POWERSHARES ETF TRUSTdyn util portf | $86,000 | +13.2% | 4,150 | +5.1% | 0.03% | +3.8% |
| XRX | New | XEROX CORP | $85,000 | – | 6,960 | +100.0% | 0.03% | – |
| CPN | New | CALPINE CORP | $82,000 | – | 4,200 | +100.0% | 0.03% | – |
| CPLP | Buy | CAPITAL PRODUCT PARTNERS L P | $81,000 | +28.6% | 7,736 | +9.7% | 0.03% | +18.2% |
| TCAP | Buy | TRIANGLE CAP CORP | $82,000 | +5.1% | 2,957 | +11.6% | 0.03% | -3.7% |
| UQM | New | UQM TECHNOLOGIES INC | $81,000 | – | 38,000 | +100.0% | 0.03% | – |
| KTOS | Buy | KRATOS DEFENSE & SEC SOLUTIO | $82,000 | +41.4% | 10,738 | +53.6% | 0.03% | +30.0% |
| BZH | New | BEAZER HOMES USA INC | $78,000 | – | 3,203 | +100.0% | 0.02% | – |
| CLIR | Buy | CLEARSIGN COMBUSTION CORP | $77,000 | +97.4% | 6,750 | +21.6% | 0.02% | +92.3% |
| WHLR | Buy | WHEELER REAL ESTATE INVT TR | $78,000 | +25.8% | 18,119 | +24.3% | 0.02% | +19.0% |
| VNRSQ | New | VANGUARD NAT RES LLC | $77,000 | – | 2,603 | +100.0% | 0.02% | – |
| AMTG | New | APOLLO RESIDENTIAL MTG INC | $78,000 | – | 5,262 | +100.0% | 0.02% | – |
| DCIN | New | DIGITAL CINEMA DESTINATIONS | $75,000 | – | 12,750 | +100.0% | 0.02% | – |
| CCJ | New | CAMECO CORP | $75,000 | – | 3,603 | +100.0% | 0.02% | – |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $76,000 | – | 8,430 | +100.0% | 0.02% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $74,000 | – | 18,449 | +100.0% | 0.02% | – |
| ESIO | Buy | ELECTRO SCIENTIFIC INDS | $72,000 | +12.5% | 6,849 | +24.3% | 0.02% | +4.5% |
| UNIS | Buy | UNILIFE CORP NEW | $73,000 | +46.0% | 16,500 | +10.0% | 0.02% | +35.3% |
| JLS | New | NUVEEN MTG OPPORTUNITY TERM | $71,000 | – | 3,076 | +100.0% | 0.02% | – |
| CNDO | Buy | CORONADO BIOSCIENCES INC | $71,000 | -39.8% | 27,100 | +61.5% | 0.02% | -42.5% |
| WGRP | Buy | WILLBROS GROUP INC DEL | $69,000 | +23.2% | 7,275 | +19.8% | 0.02% | +15.8% |
| RSO | Buy | RESOURCE CAP CORP | $68,000 | 0.0% | 11,539 | +0.7% | 0.02% | -4.3% |
| BB | Buy | BLACKBERRY LTD | $69,000 | +38.0% | 9,275 | +47.8% | 0.02% | +29.4% |
| HYF | Buy | MANAGED HIGH YIELD PLUS FD I | $67,000 | +11.7% | 33,246 | +11.4% | 0.02% | 0.0% |
| GDV | New | GABELLI DIVD & INCOME TR | $67,000 | – | 3,009 | +100.0% | 0.02% | – |
| JTP | Buy | NUVEEN QUALITY PFD INCOME FD | $67,000 | +45.7% | 8,673 | +42.1% | 0.02% | +31.2% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $67,000 | +15.5% | 7,456 | +20.3% | 0.02% | +5.0% |
| WU | Buy | WESTERN UN CO | $65,000 | -7.1% | 3,749 | +0.0% | 0.02% | -12.5% |
| NVAX | Buy | NOVAVAX INC | $67,000 | +109.4% | 13,000 | +26.8% | 0.02% | +90.9% |
| GUT | Buy | GABELLI UTIL TR | $66,000 | +10.0% | 10,294 | +9.0% | 0.02% | 0.0% |
| NOG | New | NORTHERN OIL & GAS INC NEV | $63,000 | – | 4,175 | +100.0% | 0.02% | – |
| RAD | Buy | RITE AID CORP | $63,000 | +40.0% | 12,360 | +30.3% | 0.02% | +33.3% |
| IRR | Buy | ING RISK MANAGED NAT RES FD | $62,000 | -1.6% | 6,321 | +1.2% | 0.02% | -9.1% |
| ACRX | New | ACELRX PHARMACEUTICALS INC | $64,000 | – | 5,700 | +100.0% | 0.02% | – |
| NMM | New | NAVIOS MARITIME PARTNERS L Punit lpi | $62,000 | – | 3,241 | +100.0% | 0.02% | – |
| HEROQ | New | HERCULES OFFSHORE INC | $64,000 | – | 9,800 | +100.0% | 0.02% | – |
| PSP | Buy | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $63,000 | +14.5% | 5,176 | +7.9% | 0.02% | +5.3% |
| S | New | SPRINT CORP | $61,000 | – | 5,674 | +100.0% | 0.02% | – |
| KERX | New | KERYX BIOPHARMACEUTICALS INC | $56,000 | – | 4,318 | +100.0% | 0.02% | – |
| WIN | Buy | WINDSTREAM HLDGS INC | $57,000 | +3.6% | 7,151 | +3.3% | 0.02% | -5.3% |
| PBT | New | PERMIAN BASIN RTY TRunit ben int | $53,000 | – | 4,129 | +100.0% | 0.02% | – |
| ODP | New | OFFICE DEPOT INC | $50,000 | – | 9,377 | +100.0% | 0.02% | – |
| AVNR | Buy | AVANIR PHARMACEUTICALS INCcl a new | $46,000 | +27.8% | 13,600 | +60.0% | 0.02% | +25.0% |
| CYS | New | CYS INVTS INC | $46,000 | – | 6,252 | +100.0% | 0.02% | – |
| TQNT | New | TRIQUINT SEMICONDUCTOR INC | $42,000 | – | 5,087 | +100.0% | 0.01% | – |
| MFV | Buy | MFS SPL VALUE TRsh ben int | $38,000 | 0.0% | 5,300 | +0.6% | 0.01% | -7.7% |
| GPT | New | GRAMERCY PPTY TR INC | $36,000 | – | 6,175 | +100.0% | 0.01% | – |
| AMRN | Buy | AMARIN CORP PLCspons adr new | $32,000 | -58.4% | 16,250 | +32.7% | 0.01% | -61.5% |
| SVM | New | SILVERCORP METALS INC | $27,000 | – | 12,000 | +100.0% | 0.01% | – |
| PED | New | PEDEVCO CORP | $26,000 | – | 12,028 | +100.0% | 0.01% | – |
| URRE | New | URANIUM RES INC | $25,000 | – | 8,301 | +100.0% | 0.01% | – |
| SYMX | New | SYNTHESIS ENERGY SYS INC | $8,000 | – | 13,700 | +100.0% | 0.00% | – |
| MCZAF | New | MAD CATZ INTERACTIVE INC | $5,000 | – | 10,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-01-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 2.8% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 2.6% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.2% |
| AT&T INC | 42 | Q3 2023 | 1.6% |
| SPDR S&P 500 ETF Trust | 42 | Q3 2023 | 1.9% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.8% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.7% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 1.5% |
| Exxon Mobil Corporation | 42 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.9% |
View B. Riley Wealth Advisors, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-16 |
| 13F-HR | 2024-03-15 |
| 13F-HR | 2023-12-01 |
| 13F-HR | 2023-07-27 |
| 13F-HR | 2023-05-17 |
| 13F-HR/A | 2023-03-15 |
| 13F-HR | 2023-02-21 |
| 13F-HR/A | 2022-11-22 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
View B. Riley Wealth Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.