$16.9 Billion is the total value of UNITED CAPITAL FINANCIAL ADVISORS, LLC's 1083 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IEA | Exit | Infrastructure & Energy Alternatives, Inc. | $0 | – | -10,006 | -100.0% | 0.00% | – |
| MNMD | Exit | Mind Medicine (MindMed), Inc. | $0 | – | -11,628 | -100.0% | 0.00% | – |
| CNSP | Exit | CNS Pharmaceuticals, Inc. | $0 | – | -18,944 | -100.0% | 0.00% | – |
| PHT | Exit | Pioneer High Income Fund, Inc.mutual fund | $0 | – | -10,497 | -100.0% | 0.00% | – |
| CBIO | Exit | Catalyst Biosciences, Inc. | $0 | – | -10,000 | -100.0% | 0.00% | – |
| XCUR | Exit | Exicure, Inc. | $0 | – | -36,785 | -100.0% | 0.00% | – |
| CLXPF | Exit | Cybin, Inc. | $0 | – | -10,000 | -100.0% | 0.00% | – |
| HIMS | Exit | Hims & Hers Health, Inc. Class A | $0 | – | -17,844 | -100.0% | 0.00% | – |
| MDRR | Exit | Medalist Diversified REIT, Inc. | $0 | – | -16,000 | -100.0% | 0.00% | – |
| JQC | Exit | Nuveen Credit Strategies Income Fundmutual fund | $0 | – | -14,297 | -100.0% | 0.00% | – |
| PBW | Exit | Invesco WilderHill Clean Energy ETFexchange traded fund | $0 | – | -4,422 | -100.0% | -0.00% | – |
| LNC | Exit | Lincoln National Corporation | $0 | – | -4,520 | -100.0% | -0.00% | – |
| ICF | Exit | iShares Cohen & Steers REIT ETFexchange traded fund | $0 | – | -3,524 | -100.0% | -0.00% | – |
| SLY | Exit | SPDR S&P 600 Small Cap ETFexchange traded fund | $0 | – | -2,970 | -100.0% | -0.00% | – |
| JPC | Exit | Nuveen Preferred & Income Opportunities Fund of Benef Interestmutual fund | $0 | – | -13,541 | -100.0% | -0.00% | – |
| SMOG | Exit | VanEck Low Carbon Energy ETFexchange traded fund | $0 | – | -1,693 | -100.0% | -0.00% | – |
| DLTR | Exit | Dollar Tree, Inc. | $0 | – | -1,594 | -100.0% | -0.00% | – |
| XT | Exit | iShares Exponential Technologies ETFexchange traded fund | $0 | – | -4,325 | -100.0% | -0.00% | – |
| EWL | Exit | iShares MSCI Switzerland ETFexchange traded fund | $0 | – | -5,400 | -100.0% | -0.00% | – |
| IEP | Exit | Icahn Enterprises L.P. | $0 | – | -5,364 | -100.0% | -0.00% | – |
| EVRG | Exit | Evergy, Inc. | $0 | – | -3,362 | -100.0% | -0.00% | – |
| RCD | Exit | Invesco S&P 500 Equal Weight Consumer Discretionary ETFexchange traded fund | $0 | – | -1,940 | -100.0% | -0.00% | – |
| SWK | Exit | Stanley Black & Decker, Inc. | $0 | – | -2,597 | -100.0% | -0.00% | – |
| CDNS | Exit | Cadence Design Systems, Inc. | $0 | – | -1,460 | -100.0% | -0.00% | – |
| DJUN | Exit | FT Cboe Vest U.S. Equity Deep Buffer ETF - Juneexchange traded fund | $0 | – | -6,619 | -100.0% | -0.00% | – |
| LEG | Exit | Leggett & Platt, Incorporated | $0 | – | -7,227 | -100.0% | -0.00% | – |
| YYY | Exit | Amplify High Income ETFexchange traded fund | $0 | – | -18,687 | -100.0% | -0.00% | – |
| PKW | Exit | Invesco Buyback Achievers ETFexchange traded fund | $0 | – | -2,808 | -100.0% | -0.00% | – |
| NI | Exit | NiSource Inc | $0 | – | -7,190 | -100.0% | -0.00% | – |
| REGL | Exit | ProShares S&P MidCap 400 Dividend Aristocrats ETFexchange traded fund | $0 | – | -3,381 | -100.0% | -0.00% | – |
| GAM | Exit | General American Investors Co Incmutual fund | $0 | – | -5,907 | -100.0% | -0.00% | – |
| JUST | Exit | Goldman Sachs JUST U.S. Large Cap Equity ETFexchange traded fund | $0 | – | -4,195 | -100.0% | -0.00% | – |
| FMAY | Exit | FT Cboe Vest U.S. Equity Buffer ETF - Mayexchange traded fund | $0 | – | -5,939 | -100.0% | -0.00% | – |
| ACVA | Exit | ACV Auctions, Inc. Class A | $0 | – | -20,161 | -100.0% | -0.00% | – |
| BLV | Exit | Vanguard Long-Term Bond ETFexchange traded fund | $0 | – | -3,295 | -100.0% | -0.00% | – |
| ONEM | Exit | 1Life Healthcare, Inc. | $0 | – | -19,207 | -100.0% | -0.00% | – |
| DOCU | Exit | DocuSign, Inc. | $0 | – | -3,875 | -100.0% | -0.00% | – |
| Exit | Offerpad Solutions, Inc. Class A | $0 | – | -75,337 | -100.0% | -0.00% | – | |
| EAGG | Exit | iShares ESG Aware US Aggregate Bond ETFexchange traded fund | $0 | – | -4,369 | -100.0% | -0.00% | – |
| TPR | Exit | Tapestry, Inc. | $0 | – | -6,708 | -100.0% | -0.00% | – |
| XME | Exit | SPDR S&P Metals & Mining ETFexchange traded fund | $0 | – | -5,222 | -100.0% | -0.00% | – |
| SCHI | Exit | Schwab 5-10 Year Corporate Bond ETFexchange traded fund | $0 | – | -5,203 | -100.0% | -0.00% | – |
| TBK | Exit | Triumph Bancorp, Inc. | $0 | – | -3,646 | -100.0% | -0.00% | – |
| HNI | Exit | HNI Corporation | $0 | – | -6,506 | -100.0% | -0.00% | – |
| UDR | Exit | UDR, Inc. | $0 | – | -5,334 | -100.0% | -0.00% | – |
| MLHR | Exit | MillerKnoll, Inc. | $0 | – | -8,702 | -100.0% | -0.00% | – |
| EWC | Exit | iShares MSCI Canada ETFexchange traded fund | $0 | – | -6,981 | -100.0% | -0.00% | – |
| PFO | Exit | Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporatedmutual fund | $0 | – | -12,000 | -100.0% | -0.00% | – |
| BNS | Exit | Bank of Nova Scotia | $0 | – | -4,006 | -100.0% | -0.00% | – |
| NTES | Exit | Netease Inc Sponsored ADR | $0 | – | -2,594 | -100.0% | -0.00% | – |
| USXF | Exit | iShares ESG Advanced MSCI USA ETFexchange traded fund | $0 | – | -7,588 | -100.0% | -0.00% | – |
| CAG | Exit | Conagra Brands, Inc. | $0 | – | -5,848 | -100.0% | -0.00% | – |
| VVV | Exit | Valvoline, Inc. | $0 | – | -7,166 | -100.0% | -0.00% | – |
| CCMP | Exit | CMC Materials, Inc. | $0 | – | -1,370 | -100.0% | -0.00% | – |
| BDJ | Exit | BlackRock Enhanced Equity Dividend Trustmutual fund | $0 | – | -20,549 | -100.0% | -0.00% | – |
| FDHY | Exit | Fidelity High Yield Factor ETFexchange traded fund | $0 | – | -4,613 | -100.0% | -0.00% | – |
| CPE | Exit | Callon Petroleum Company | $0 | – | -5,285 | -100.0% | -0.00% | – |
| LBRDK | Exit | Liberty Broadband Corp. Class C | $0 | – | -1,877 | -100.0% | -0.00% | – |
| NVG | Exit | Nuveen AMT-Free Municipal Credit Income Fund of Benef Interestmutual fund | $0 | – | -13,185 | -100.0% | -0.00% | – |
| VOD | Exit | Vodafone Group Plc Sponsored ADR | $0 | – | -11,901 | -100.0% | -0.00% | – |
| CZR | Exit | Caesars Entertainment Inc | $0 | – | -5,454 | -100.0% | -0.00% | – |
| TSN | Exit | Tyson Foods, Inc. Class A | $0 | – | -2,716 | -100.0% | -0.00% | – |
| BBVA | Exit | Banco Bilbao Vizcaya Argentaria, S.A. Sponsored ADR | $0 | – | -74,009 | -100.0% | -0.00% | – |
| TQQQ | Exit | ProShares UltraPro QQQexchange traded fund | $0 | – | -16,275 | -100.0% | -0.00% | – |
| DMAR | Exit | FT Cboe Vest U.S. Equity Deep Buffer ETF - Marchexchange traded fund | $0 | – | -11,076 | -100.0% | -0.00% | – |
| HTZZ | Exit | Hertz Global Holdings Inc | $0 | – | -17,671 | -100.0% | -0.00% | – |
| OIH | Exit | VanEck Oil Services ETFexchange traded fund | $0 | – | -1,942 | -100.0% | -0.00% | – |
| NLY | Exit | Annaly Capital Management, Inc. | $0 | – | -70,215 | -100.0% | -0.00% | – |
| FFEB | Exit | FT Cboe Vest U.S. Equity Buffer ETF - Februaryexchange traded fund | $0 | – | -9,126 | -100.0% | -0.00% | – |
| JLL | Exit | Jones Lang LaSalle Incorporated | $0 | – | -1,905 | -100.0% | -0.00% | – |
| WDIV | Exit | SPDR S&P Global Dividend ETFexchange traded fund | $0 | – | -5,217 | -100.0% | -0.00% | – |
| MCO | Exit | Moody's Corporation | $0 | – | -1,698 | -100.0% | -0.00% | – |
| PNOV | Exit | Innovator U.S. Equity Power Buffer ETF - Novemberexchange traded fund | $0 | – | -22,105 | -100.0% | -0.00% | – |
| JPUS | Exit | JPMorgan Diversified Return U.S. Equity ETFexchange traded fund | $0 | – | -6,084 | -100.0% | -0.00% | – |
| Exit | Prospect Capital Corporation 4.95 15-JUL-2022convertible bond | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| Exit | Colony Capital, Inc. 5.0 15-APR-2023convertible bond | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| FYLD | Exit | Cambria Foreign Shareholder Yield ETFexchange traded fund | $0 | – | -24,250 | -100.0% | -0.00% | – |
| SPSB | Exit | SPDR Portfolio Short Term Corporate Bond ETFexchange traded fund | $0 | – | -16,093 | -100.0% | -0.00% | – |
| SRLP | Exit | Sprague Resources LP | $0 | – | -29,908 | -100.0% | -0.00% | – |
| HBI | Exit | Hanesbrands Inc. | $0 | – | -69,591 | -100.0% | -0.00% | – |
| IXC | Exit | iShares Global Energy ETFexchange traded fund | $0 | – | -20,075 | -100.0% | -0.00% | – |
| HUBS | Exit | HubSpot, Inc. | $0 | – | -3,193 | -100.0% | -0.01% | – |
| SNAP | Exit | Snap, Inc. Class A | $0 | – | -80,176 | -100.0% | -0.01% | – |
| CBNK | Exit | Capital Bancorp, Inc. | $0 | – | -58,425 | -100.0% | -0.01% | – |
| PCH | Exit | PotlatchDeltic Corporation | $0 | – | -29,652 | -100.0% | -0.01% | – |
| KIDS | Exit | OrthoPediatrics Corp. | $0 | – | -59,941 | -100.0% | -0.01% | – |
| QCRH | Exit | QCR Holdings, Inc. | $0 | – | -48,745 | -100.0% | -0.01% | – |
| IIVI | Exit | II-VI Incorporated | $0 | – | -224,678 | -100.0% | -0.06% | – |
| GSK | Exit | GSK plc Sponsored ADR | $0 | – | -426,024 | -100.0% | -0.10% | – |
| J | Exit | Jacobs Engineering Group Inc. | $0 | – | -180,882 | -100.0% | -0.13% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- GOLDMAN SACHS GROUP, INC. #1
- IMD HOLDINGS, LLC #2
- UNITED CAPITAL FINANCIAL PARTNERS, INC. #3
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| iShares S&P 500 Index | 42 | Q3 2023 | 3.6% |
| APPLE INC. CMN | 42 | Q3 2023 | 3.5% |
| ISHARES TR CORE MSCI EAFE | 42 | Q3 2023 | 3.7% |
| VANGUARD INDEX FUNDS - VANGUAR VANGUARD GROWTH ETF | 42 | Q3 2023 | 2.9% |
| ISHARES CORE U.S. AGGREGATE BOND ETF | 42 | Q3 2023 | 6.2% |
| ISHARES TRUST ISHARES 5-10 YEA CMN | 42 | Q3 2023 | 2.4% |
| ISHARES CORE MSCI EMERGING MARKETS ETF | 42 | Q3 2023 | 1.8% |
| ISHARES TRUST - ISHARES MBS ETF | 42 | Q3 2023 | 1.9% |
| MICROSOFT CORPORATION CMN | 42 | Q3 2023 | 1.8% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 1.3% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | February 14, 2013 | 595,666 | 5.4% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-08-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-16 |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.