$21.7 Billion is the total value of UNITED CAPITAL FINANCIAL ADVISORS, LLC's 1199 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GGN | Exit | GAMCO Global Gold. Natural Resources & Income Trustmutual fund | $0 | – | -16,731 | -100.0% | 0.00% | – |
| ELP | Exit | Companhia Paranaense de Energia Sponsored ADR | $0 | – | -12,212 | -100.0% | 0.00% | – |
| AWP | Exit | Aberdeen Global Premier Properties Fund of Benef Interestmutual fund | $0 | – | -13,650 | -100.0% | 0.00% | – |
| EVFM | Exit | Evofem Biosciences, Inc. | $0 | – | -10,100 | -100.0% | 0.00% | – |
| AUY | Exit | Yamana Gold Inc. | $0 | – | -16,561 | -100.0% | 0.00% | – |
| PTE | Exit | PolarityTE, Inc. | $0 | – | -50,000 | -100.0% | 0.00% | – |
| VBIV | Exit | VBI Vaccines, Inc. | $0 | – | -30,000 | -100.0% | 0.00% | – |
| TEF | Exit | Telefonica SA Sponsored ADR | $0 | – | -10,922 | -100.0% | 0.00% | – |
| GNUS | Exit | Genius Brands International, Inc. | $0 | – | -20,000 | -100.0% | 0.00% | – |
| UFPI | Exit | UFP Industries, Inc. | $0 | – | -3,406 | -100.0% | -0.00% | – |
| G | Exit | Genpact Limited | $0 | – | -4,460 | -100.0% | -0.00% | – |
| GRWG | Exit | GrowGeneration Corp. | $0 | – | -8,774 | -100.0% | -0.00% | – |
| CIM | Exit | Chimera Investment Corporation | $0 | – | -16,610 | -100.0% | -0.00% | – |
| HTA | Exit | Healthcare Trust of America, Inc. Class A | $0 | – | -7,563 | -100.0% | -0.00% | – |
| NVAX | Exit | Novavax, Inc. | $0 | – | -1,211 | -100.0% | -0.00% | – |
| EBND | Exit | SPDR Bloomberg Emerging Markets Local Bond ETFexchange traded fund | $0 | – | -9,671 | -100.0% | -0.00% | – |
| BIV | Exit | Vanguard Intermediate-Term Bond ETFexchange traded fund | $0 | – | -3,205 | -100.0% | -0.00% | – |
| RH | Exit | RH | $0 | – | -316 | -100.0% | -0.00% | – |
| Exit | Credit Suisse FI Large Cap Growth Enhanced ETNexchange traded fund | $0 | – | -418 | -100.0% | -0.00% | – | |
| NCLH | Exit | Norwegian Cruise Line Holdings Ltd. | $0 | – | -9,355 | -100.0% | -0.00% | – |
| JETS | Exit | U.S. Global Jets ETFexchange traded fund | $0 | – | -11,855 | -100.0% | -0.00% | – |
| DRV | Exit | Direxion Daily MSCI Real Estate Bear 3X Sharesexchange traded fund | $0 | – | -4,070 | -100.0% | -0.00% | – |
| DFJ | Exit | WisdomTree Japan SmallCap Dividend Fundexchange traded fund | $0 | – | -2,919 | -100.0% | -0.00% | – |
| BCPC | Exit | Balchem Corporation | $0 | – | -1,392 | -100.0% | -0.00% | – |
| BFK | Exit | Blackrock Municipal Income Trustmutual fund | $0 | – | -10,000 | -100.0% | -0.00% | – |
| AAP | Exit | Advance Auto Parts, Inc. | $0 | – | -966 | -100.0% | -0.00% | – |
| LBTYK | Exit | Liberty Global Plc Class C | $0 | – | -6,973 | -100.0% | -0.00% | – |
| VOD | Exit | Vodafone Group Plc Sponsored ADR | $0 | – | -10,229 | -100.0% | -0.00% | – |
| UTF | Exit | Cohen & Steers Infrastructure Fund Incmutual fund | $0 | – | -10,265 | -100.0% | -0.00% | – |
| HSIC | Exit | Henry Schein, Inc. | $0 | – | -3,460 | -100.0% | -0.00% | – |
| BTZ | Exit | BlackRock Credit Allocation Income Trustmutual fund | $0 | – | -10,214 | -100.0% | -0.00% | – |
| VGLT | Exit | Vanguard Long-Term Treasury ETFexchange traded fund | $0 | – | -2,453 | -100.0% | -0.00% | – |
| CAG | Exit | Conagra Brands, Inc. | $0 | – | -6,137 | -100.0% | -0.00% | – |
| MRO | Exit | Marathon Oil Corporation | $0 | – | -10,575 | -100.0% | -0.00% | – |
| DOMO | Exit | Domo, Inc. Class B | $0 | – | -2,772 | -100.0% | -0.00% | – |
| BOCH | Exit | Bank of Commerce Holdings | $0 | – | -12,400 | -100.0% | -0.00% | – |
| JFR | Exit | Nuveen Floating Rate Income Fundmutual fund | $0 | – | -11,628 | -100.0% | -0.00% | – |
| RIDE | Exit | Lordstown Motors Corp. Class A | $0 | – | -15,360 | -100.0% | -0.00% | – |
| ABCL | Exit | AbCellera Biologics, Inc. | $0 | – | -10,650 | -100.0% | -0.00% | – |
| FIVN | Exit | Five9, Inc. | $0 | – | -1,719 | -100.0% | -0.00% | – |
| BYND | Exit | Beyond Meat, Inc. | $0 | – | -2,329 | -100.0% | -0.00% | – |
| TXT | Exit | Textron Inc. | $0 | – | -3,120 | -100.0% | -0.00% | – |
| IAA | Exit | IAA, Inc. | $0 | – | -3,929 | -100.0% | -0.00% | – |
| VNT | Exit | Vontier Corp | $0 | – | -8,330 | -100.0% | -0.00% | – |
| NMZ | Exit | Nuveen Municipal High Income Opportunity Fundmutual fund | $0 | – | -14,367 | -100.0% | -0.00% | – |
| GILT | Exit | Gilat Satellite Networks Ltd. | $0 | – | -20,100 | -100.0% | -0.00% | – |
| PCI | Exit | PIMCO Dynamic Credit and Mortgage Income Fundmutual fund | $0 | – | -16,100 | -100.0% | -0.00% | – |
| KSU | Exit | Kansas City Southern | $0 | – | -1,717 | -100.0% | -0.00% | – |
| ONCT | Exit | Oncternal Therapeutics, Inc. | $0 | – | -113,410 | -100.0% | -0.00% | – |
| RPAI | Exit | Retail Properties of America, Inc. Class A | $0 | – | -36,550 | -100.0% | -0.00% | – |
| GRFS | Exit | Grifols, S.A. Sponsored ADR Class B | $0 | – | -23,148 | -100.0% | -0.00% | – |
| LKFN | Exit | Lakeland Financial Corporation | $0 | – | -6,510 | -100.0% | -0.00% | – |
| BSX | Exit | Boston Scientific Corporation | $0 | – | -7,151 | -100.0% | -0.00% | – |
| Exit | Lightspeed Commerce Inc | $0 | – | -3,364 | -100.0% | -0.00% | – | |
| SPLK | Exit | Splunk Inc. | $0 | – | -2,883 | -100.0% | -0.00% | – |
| WEN | Exit | Wendy's Company | $0 | – | -13,995 | -100.0% | -0.00% | – |
| Exit | Liberty Media Corp. 3.5 15-JAN-2031convertible bond | $0 | – | -4,000 | -100.0% | -0.00% | – | |
| LVS | Exit | Las Vegas Sands Corp. | $0 | – | -8,909 | -100.0% | -0.00% | – |
| SONO | Exit | Sonos, Inc.put | $0 | – | -20,000 | -100.0% | -0.00% | – |
| Exit | Colony Capital, Inc. 5 15-APR-2023convertible bond | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| NXR | Exit | Nuveen Select Tax-Free Income Portfolio 3mutual fund | $0 | – | -32,400 | -100.0% | -0.00% | – |
| ROIC | Exit | Retail Opportunity Investments Corp. | $0 | – | -31,727 | -100.0% | -0.00% | – |
| Exit | Prospect Capital Corporation 4.95 15-JUL-2022convertible bond | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| MIC | Exit | Macquarie Infrastructure Holdings, LLC | $0 | – | -13,057 | -100.0% | -0.00% | – |
| Exit | Hercules Capital, Inc. 4.375 01-FEB-2022convertible bond | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| CASH | Exit | Meta Financial Group, Inc. | $0 | – | -16,000 | -100.0% | -0.00% | – |
| UYM | Exit | ProShares Ultra Basic Materialsexchange traded fund | $0 | – | -8,478 | -100.0% | -0.00% | – |
| ZION | Exit | Zions Bancorporation, N.A. | $0 | – | -17,774 | -100.0% | -0.01% | – |
| GH | Exit | Guardant Health, Inc. | $0 | – | -11,100 | -100.0% | -0.01% | – |
| NXQ | Exit | Nuveen Select Tax Free Income Portfolio 2mutual fund | $0 | – | -126,104 | -100.0% | -0.01% | – |
| AAPL | Exit | Apple Inc.put | $0 | – | -16,200 | -100.0% | -0.01% | – |
| BSCL | Exit | Invesco BulletShares 2021 Corporate Bond ETFexchange traded fund | $0 | – | -142,715 | -100.0% | -0.02% | – |
| CADE | Exit | Cadence Bancorporation Class A | $0 | – | -171,660 | -100.0% | -0.02% | – |
| Exit | PDL BioPharma, Inc. 2.75 01-DEC-2021convertible bond | $0 | – | -37,000 | -100.0% | -0.02% | – | |
| IBMJ | Exit | iShares iBonds Dec 2021 Term Muni Bond ETFexchange traded fund | $0 | – | -168,423 | -100.0% | -0.02% | – |
| IBDM | Exit | iShares iBonds Dec 2021 Term Corporate ETFexchange traded fund | $0 | – | -184,583 | -100.0% | -0.02% | – |
| Exit | Greenbrier Companies, Inc. 2.875 01-FEB-2024convertible bond | $0 | – | -80,000 | -100.0% | -0.04% | – | |
| BSJL | Exit | Invesco Bulletshares 2021 High Yield Corporate Bond ETFexchange traded fund | $0 | – | -612,590 | -100.0% | -0.07% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- GOLDMAN SACHS GROUP, INC. #1
- IMD HOLDINGS, LLC #2
- UNITED CAPITAL FINANCIAL PARTNERS, INC. #3
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| iShares S&P 500 Index | 42 | Q3 2023 | 3.6% |
| APPLE INC. CMN | 42 | Q3 2023 | 3.5% |
| ISHARES TR CORE MSCI EAFE | 42 | Q3 2023 | 3.7% |
| VANGUARD INDEX FUNDS - VANGUAR VANGUARD GROWTH ETF | 42 | Q3 2023 | 2.9% |
| ISHARES CORE U.S. AGGREGATE BOND ETF | 42 | Q3 2023 | 6.2% |
| ISHARES TRUST ISHARES 5-10 YEA CMN | 42 | Q3 2023 | 2.4% |
| ISHARES CORE MSCI EMERGING MARKETS ETF | 42 | Q3 2023 | 1.8% |
| ISHARES TRUST - ISHARES MBS ETF | 42 | Q3 2023 | 1.9% |
| MICROSOFT CORPORATION CMN | 42 | Q3 2023 | 1.8% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 1.3% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | February 14, 2013 | 595,666 | 5.4% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-08-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.