$21.7 Billion is the total value of UNITED CAPITAL FINANCIAL ADVISORS, LLC's 1199 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTSL | New | FIRST TRUST SENIOR LOAN FUNDexchange traded fund | $31,835,000 | – | 664,328 | +100.0% | 0.15% | – |
| S | New | SENTINELONE, INC. CLASS A | $8,084,000 | – | 160,103 | +100.0% | 0.04% | – |
| PNFP | New | PINNACLE FINANCIAL PARTNERS, INC. | $4,138,000 | – | 43,330 | +100.0% | 0.02% | – |
| IBMO | New | ISHARES IBONDS DEC 2026 TERM MUNI BOND ETFexchange traded fund | $4,030,000 | – | 149,922 | +100.0% | 0.02% | – |
| IRT | New | INDEPENDENCE REALTY TRUST, INC. | $3,799,000 | – | 147,084 | +100.0% | 0.02% | – |
| New | CADENCE BANK | $3,580,000 | – | 120,167 | +100.0% | 0.02% | – | |
| SPY | New | SPDR S&P 500 ETF TRUSTput | $3,135,000 | – | 66 | +100.0% | 0.01% | – |
| EQCPRD | New | EQUITY COMMONWEALTH 6 1/2 CUM CONV PFD SHS SERIES Dconvertible preferred | $2,657,000 | – | 89,450 | +100.0% | 0.01% | – |
| IBDU | New | ISHARES IBONDS DEC 2029 TERM CORPORATE ETFexchange traded fund | $2,401,000 | – | 91,235 | +100.0% | 0.01% | – |
| AFRM | New | AFFIRM HOLDINGS, INC. CLASS A | $1,954,000 | – | 19,427 | +100.0% | 0.01% | – |
| WFCPRL | New | WELLS FARGO & COMPANY 7.5 NON CUM PERP CONV PFD REGISTERED SHS A SERIES Lconvertible preferred | $1,206,000 | – | 809 | +100.0% | 0.01% | – |
| COG | New | COTERRA ENERGY INC. | $1,099,000 | – | 57,858 | +100.0% | 0.01% | – |
| REXR | New | REXFORD INDUSTRIAL REALTY, INC. | $805,000 | – | 9,919 | +100.0% | 0.00% | – |
| IXC | New | ISHARES GLOBAL ENERGY ETFexchange traded fund | $546,000 | – | 19,859 | +100.0% | 0.00% | – |
| TQQQ | New | PROSHARES ULTRAPRO QQQexchange traded fund | $631,000 | – | 3,796 | +100.0% | 0.00% | – |
| AA | New | ALCOA CORPORATION | $633,000 | – | 10,626 | +100.0% | 0.00% | – |
| WH | New | WYNDHAM HOTELS & RESORTS, INC. | $665,000 | – | 7,422 | +100.0% | 0.00% | – |
| PDP | New | INVESCO DWA MOMENTUM ETFexchange traded fund | $603,000 | – | 6,380 | +100.0% | 0.00% | – |
| NOK | New | NOKIA OYJ SPONSORED ADR | $602,000 | – | 96,719 | +100.0% | 0.00% | – |
| New | KYNDRYL HOLDINGS INCORPORATION | $433,000 | – | 23,926 | +100.0% | 0.00% | – | |
| YYY | New | AMPLIFY HIGH INCOME ETFexchange traded fund | $327,000 | – | 19,687 | +100.0% | 0.00% | – |
| New | DIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETFexchange traded fund | $331,000 | – | 12,659 | +100.0% | 0.00% | – | |
| KRG | New | KITE REALTY GROUP TRUST | $430,000 | – | 19,756 | +100.0% | 0.00% | – |
| CWB | New | SPDR BLOOMBERG CONVERTIBLE SECURITIES ETFexchange traded fund | $371,000 | – | 4,478 | +100.0% | 0.00% | – |
| New | INVENTRUST PROPERTIES CORP | $330,000 | – | 12,109 | +100.0% | 0.00% | – | |
| EUSB | New | ISHARES ESG ADVANCED TOTAL USD BOND MARKET ETFexchange traded fund | $331,000 | – | 6,695 | +100.0% | 0.00% | – |
| CP | New | CANADIAN PACIFIC KANSAS CITY LIMITED | $412,000 | – | 5,727 | +100.0% | 0.00% | – |
| ADX | New | ADAMS DIVERSIFIED EQUITY FUND INC SHSmutual fund | $334,000 | – | 17,204 | +100.0% | 0.00% | – |
| SKT | New | TANGER FACTORY OUTLET CENTERS, INC. | $347,000 | – | 17,992 | +100.0% | 0.00% | – |
| FVC | New | FIRST TRUST DORSEY WRIGHT DYNAMIC FOCUS 5 ETFexchange traded fund | $480,000 | – | 12,700 | +100.0% | 0.00% | – |
| DWAS | New | INVESCO DWA SMALLCAP MOMENTUM ETFexchange traded fund | $333,000 | – | 3,700 | +100.0% | 0.00% | – |
| FDVV | New | FIDELITY HIGH DIVIDEND ETFexchange traded fund | $329,000 | – | 8,165 | +100.0% | 0.00% | – |
| SFNC | New | SIMMONS FIRST NATIONAL CORPORATION CLASS A | $524,000 | – | 17,715 | +100.0% | 0.00% | – |
| AGNC | New | AGNC INVESTMENT CORP. | $155,000 | – | 10,318 | +100.0% | 0.00% | – |
| ANET | New | ARISTA NETWORKS, INC. | $305,000 | – | 2,119 | +100.0% | 0.00% | – |
| BWA | New | BORGWARNER INC. | $273,000 | – | 6,056 | +100.0% | 0.00% | – |
| BRKS | New | AZENTA, INC. | $273,000 | – | 2,650 | +100.0% | 0.00% | – |
| BFA | New | BROWN-FORMAN CORPORATION CLASS A | $212,000 | – | 3,126 | +100.0% | 0.00% | – |
| CCMP | New | CMC MATERIALS, INC. | $258,000 | – | 1,347 | +100.0% | 0.00% | – |
| FUN | New | CEDAR FAIR, L.P. | $203,000 | – | 4,046 | +100.0% | 0.00% | – |
| CHPT | New | CHARGEPOINT HOLDINGS, INC. CLASS A | $200,000 | – | 10,525 | +100.0% | 0.00% | – |
| CHH | New | CHOICE HOTELS INTERNATIONAL, INC. | $241,000 | – | 1,547 | +100.0% | 0.00% | – |
| CWEN | New | CLEARWAY ENERGY, INC. CLASS C | $226,000 | – | 6,262 | +100.0% | 0.00% | – |
| ETW | New | EATON VANCE TAX-MANAGED GLOBAL BUY-WRITE OPPORTUNITIES FUNDmutual fund | $161,000 | – | 14,416 | +100.0% | 0.00% | – |
| ROBO | New | ROBO GLOBAL ROBOTICS & AUTOMATION INDEX ETFexchange traded fund | $256,000 | – | 3,653 | +100.0% | 0.00% | – |
| EXPE | New | EXPEDIA GROUP, INC. | $264,000 | – | 1,460 | +100.0% | 0.00% | – |
| FREL | New | FIDELITY MSCI REAL ESTATE INDEX ETFexchange traded fund | $254,000 | – | 7,325 | +100.0% | 0.00% | – |
| FNX | New | FIRST TRUST MID CAP CORE ALPHADEX FUNDexchange traded fund | $257,000 | – | 2,500 | +100.0% | 0.00% | – |
| HIG | New | HARTFORD FINANCIAL SERVICES GROUP, INC. | $265,000 | – | 3,834 | +100.0% | 0.00% | – |
| HTZZ | New | HERTZ GLOBAL HOLDINGS INC | $250,000 | – | 10,000 | +100.0% | 0.00% | – |
| HRL | New | HORMEL FOODS CORPORATION | $202,000 | – | 4,147 | +100.0% | 0.00% | – |
| IEP | New | ICAHN ENTERPRISES L.P. | $266,000 | – | 5,364 | +100.0% | 0.00% | – |
| PDBC | New | INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETFexchange traded fund | $154,000 | – | 10,968 | +100.0% | 0.00% | – |
| ICLN | New | ISHARES GLOBAL CLEAN ENERGY ETFexchange traded fund | $224,000 | – | 10,566 | +100.0% | 0.00% | – |
| IDV | New | ISHARES INTERNATIONAL SELECT DIVIDEND ETFexchange traded fund | $234,000 | – | 7,518 | +100.0% | 0.00% | – |
| USRT | New | ISHARES CORE U.S. REIT ETFexchange traded fund | $228,000 | – | 3,375 | +100.0% | 0.00% | – |
| IWY | New | ISHARES RUSSELL TOP 200 GROWTH ETFexchange traded fund | $210,000 | – | 1,212 | +100.0% | 0.00% | – |
| SUSB | New | ISHARES ESG AWARE 1-5 YEAR USD CORPORATE BOND ETFexchange traded fund | $212,000 | – | 8,258 | +100.0% | 0.00% | – |
| ESGD | New | ISHARES ESG AWARE MSCI EAFE ETFexchange traded fund | $212,000 | – | 2,662 | +100.0% | 0.00% | – |
| USXF | New | ISHARES ESG ADVANCED MSCI USA ETFexchange traded fund | $294,000 | – | 7,466 | +100.0% | 0.00% | – |
| LSXMK | New | LIBERTY MEDIA CORP. SERIES C LIBERTY SIRIUSXM | $214,000 | – | 4,211 | +100.0% | 0.00% | – |
| MQ | New | MARQETA, INC. CLASS A | $208,000 | – | 12,088 | +100.0% | 0.00% | – |
| NTES | New | NETEASE, INC. SPONSORED ADR | $274,000 | – | 2,687 | +100.0% | 0.00% | – |
| OGE | New | OGE ENERGY CORP. | $231,000 | – | 6,026 | +100.0% | 0.00% | – |
| PLUG | New | PLUG POWER INC. | $296,000 | – | 10,470 | +100.0% | 0.00% | – |
| STNC | New | STANCE EQUITY ESG LARGE CAP CORE ETFexchange traded fund | $219,000 | – | 7,500 | +100.0% | 0.00% | – |
| EWX | New | SPDR S&P EMERGING MARKETS SMALL CAP ETFexchange traded fund | $222,000 | – | 3,742 | +100.0% | 0.00% | – |
| SIVB | New | SVB FINANCIAL GROUP | $266,000 | – | 392 | +100.0% | 0.00% | – |
| SLAB | New | SILICON LABORATORIES INC. | $207,000 | – | 1,001 | +100.0% | 0.00% | – |
| TSLX | New | SIXTH STREET SPECIALTY LENDING, INC.mutual fund | $207,000 | – | 8,867 | +100.0% | 0.00% | – |
| TSC | New | TRISTATE CAPITAL HOLDINGS, INC. | $216,000 | – | 7,125 | +100.0% | 0.00% | – |
| RARE | New | ULTRAGENYX PHARMACEUTICAL, INC. | $268,000 | – | 3,187 | +100.0% | 0.00% | – |
| WD | New | WALKER & DUNLOP, INC. | $229,000 | – | 1,519 | +100.0% | 0.00% | – |
| ZBRA | New | ZEBRA TECHNOLOGIES CORPORATION CLASS A | $206,000 | – | 346 | +100.0% | 0.00% | – |
| ACGL | New | ARCH CAPITAL GROUP LTD. | $206,000 | – | 4,640 | +100.0% | 0.00% | – |
| INMD | New | INMODE LTD. | $215,000 | – | 3,044 | +100.0% | 0.00% | – |
| RACE | New | FERRARI NV | $248,000 | – | 957 | +100.0% | 0.00% | – |
| New | INDAPTUS THERAPEUTICS, INC. | $86,000 | – | 15,000 | +100.0% | 0.00% | – | |
| TYME | New | TYME TECHNOLOGIES, INC. | $15,000 | – | 24,617 | +100.0% | 0.00% | – |
| ZNGA | New | ZYNGA INC. CLASS A | $65,000 | – | 10,227 | +100.0% | 0.00% | – |
| IAIC | New | WAVEDANCER, INC. | $50,000 | – | 10,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- GOLDMAN SACHS GROUP, INC. #1
- IMD HOLDINGS, LLC #2
- UNITED CAPITAL FINANCIAL PARTNERS, INC. #3
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| iShares S&P 500 Index | 42 | Q3 2023 | 3.6% |
| APPLE INC. CMN | 42 | Q3 2023 | 3.5% |
| ISHARES TR CORE MSCI EAFE | 42 | Q3 2023 | 3.7% |
| VANGUARD INDEX FUNDS - VANGUAR VANGUARD GROWTH ETF | 42 | Q3 2023 | 2.9% |
| ISHARES CORE U.S. AGGREGATE BOND ETF | 42 | Q3 2023 | 6.2% |
| ISHARES TRUST ISHARES 5-10 YEA CMN | 42 | Q3 2023 | 2.4% |
| ISHARES CORE MSCI EMERGING MARKETS ETF | 42 | Q3 2023 | 1.8% |
| ISHARES TRUST - ISHARES MBS ETF | 42 | Q3 2023 | 1.9% |
| MICROSOFT CORPORATION CMN | 42 | Q3 2023 | 1.8% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 1.3% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | February 14, 2013 | 595,666 | 5.4% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-08-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.