$18.1 Billion is the total value of UNITED CAPITAL FINANCIAL ADVISORS, LLC's 1181 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OSPN | OneSpan Inc | $3,046,000 | +18.5% | 124,329 | 0.0% | 0.02% | +13.3% | |
| VTHR | Vanguard Russell 3000 ETFexchange traded fund | $2,153,000 | +6.2% | 11,649 | 0.0% | 0.01% | 0.0% | |
| SHYG | iShares 0-5 Year High Yield Corp Bd ETFexchange traded fund | $1,990,000 | +0.8% | 43,438 | 0.0% | 0.01% | -8.3% | |
| IHF | iShares US Healthcare Providersexchange traded fund | $938,000 | +7.3% | 3,725 | 0.0% | 0.01% | 0.0% | |
| TILT | FlexShares Mstar US Mkt Factors Tilt Etfexchange traded fund | $646,000 | +10.2% | 4,050 | 0.0% | 0.00% | 0.0% | |
| UCON | First Trust TCW Unconstrained Pls Bd ETFexchange traded fund | $649,000 | -0.3% | 24,385 | 0.0% | 0.00% | 0.0% | |
| FXL | First Trust Technology AlphaDEX ETFexchange traded fund | $648,000 | +1.6% | 5,702 | 0.0% | 0.00% | 0.0% | |
| SA | Seabridge Gold Inc | $809,000 | -23.2% | 50,000 | 0.0% | 0.00% | -33.3% | |
| TWI | Titan International Inc | $751,000 | +91.1% | 80,927 | 0.0% | 0.00% | +100.0% | |
| FYLD | Cambria Foreign Shareholder Yield Etfexchange traded fund | $655,000 | +11.8% | 24,250 | 0.0% | 0.00% | 0.0% | |
| MOAT | VanEck Vectors Morningstar Wide Moat ETFexchange traded fund | $805,000 | +11.8% | 11,618 | 0.0% | 0.00% | 0.0% | |
| UTHR | United Therapeutics Corp | $776,000 | +10.2% | 4,641 | 0.0% | 0.00% | 0.0% | |
| LHCG | LHC Group Inc | $612,000 | -10.4% | 3,203 | 0.0% | 0.00% | -25.0% | |
| BDJ | BlackRock Enhanced Equity Divclosed end fund | $570,000 | +11.8% | 60,252 | 0.0% | 0.00% | 0.0% | |
| ONEM | 1LIFE HEALTHCARE INC ORDINARY SHARES | $504,000 | -10.5% | 12,900 | 0.0% | 0.00% | 0.0% | |
| VTWG | Vanguard Russell 2000 Growth ETFexchange traded fund | $571,000 | +4.8% | 2,611 | 0.0% | 0.00% | 0.0% | |
| UG | United-Guardian Inc | $456,000 | +5.6% | 30,070 | 0.0% | 0.00% | 0.0% | |
| SEDG | SolarEdge Technologies Inc | $625,000 | -9.9% | 2,176 | 0.0% | 0.00% | -25.0% | |
| IVOO | Vanguard S&P Mid-Cap 400 ETFexchange traded fund | $498,000 | +13.4% | 2,820 | 0.0% | 0.00% | 0.0% | |
| IXC | iShares Global Energy ETFexchange traded fund | $592,000 | +21.3% | 24,018 | 0.0% | 0.00% | 0.0% | |
| BXS | BancorpSouth Bank | $484,000 | +18.3% | 14,911 | 0.0% | 0.00% | +50.0% | |
| MUSA | Murphy USA Inc | $385,000 | +10.3% | 2,663 | 0.0% | 0.00% | 0.0% | |
| NAC | Nuveen CA Quality Muni Incomeclosed end fund | $276,000 | -2.1% | 18,575 | 0.0% | 0.00% | 0.0% | |
| OC | Owens-Corning Inc | $446,000 | +21.5% | 4,840 | 0.0% | 0.00% | 0.0% | |
| ICCH | ICC Holdings Inc | $294,000 | +2.8% | 20,000 | 0.0% | 0.00% | 0.0% | |
| HALO | Halozyme Therapeutics Inc | $374,000 | -2.3% | 8,965 | 0.0% | 0.00% | 0.0% | |
| FCVT | First Trust SSI Strat Convert Secs ETFexchange traded fund | $381,000 | +2.7% | 7,585 | 0.0% | 0.00% | 0.0% | |
| SMOG | VanEck Vectors Low Carbon Energy ETFexchange traded fund | $272,000 | -4.9% | 1,730 | 0.0% | 0.00% | 0.0% | |
| BRMK | Broadmark Realty Capital Ord | $416,000 | +2.5% | 39,792 | 0.0% | 0.00% | 0.0% | |
| MUE | BlackRock MuniHoldings Qty IIclosed end fund | $274,000 | -1.8% | 20,425 | 0.0% | 0.00% | 0.0% | |
| DHS | WisdomTree US High Dividend ETFexchange traded fund | $419,000 | +10.0% | 5,496 | 0.0% | 0.00% | 0.0% | |
| PUTW | WisdomTree CBOE S&P500 PutWriteStrat ETFexchange traded fund | $299,000 | +5.7% | 9,908 | 0.0% | 0.00% | 0.0% | |
| LKFN | Lakeland Financial Corp | $450,000 | +28.9% | 6,510 | 0.0% | 0.00% | 0.0% | |
| PTLC | Pacer Trendpilot US Large Cap ETFexchange traded fund | $216,000 | +6.4% | 6,210 | 0.0% | 0.00% | 0.0% | |
| AINV | Apollo Investment Corp | $159,000 | +29.3% | 11,598 | 0.0% | 0.00% | 0.0% | |
| ILCB | iShares Morningstar Large-Cap ETFexchange traded fund | $217,000 | +3.3% | 969 | 0.0% | 0.00% | 0.0% | |
| WTFC | Wintrust Financial Corp | $269,000 | +24.5% | 3,543 | 0.0% | 0.00% | 0.0% | |
| DFJ | WisdomTree Japan SmallCap Dividend ETFexchange traded fund | $223,000 | +5.2% | 2,919 | 0.0% | 0.00% | 0.0% | |
| AWF | AllianceBernstein Glb High Incclosed end fund | $168,000 | +0.6% | 14,187 | 0.0% | 0.00% | 0.0% | |
| BPY | Brookfield Property Partners LP | $180,000 | +22.4% | 10,135 | 0.0% | 0.00% | 0.0% | |
| AXU | Alexco Resource Corp | $188,000 | -21.0% | 75,000 | 0.0% | 0.00% | 0.0% | |
| AGI | Alamos Gold Inc | $234,000 | -11.0% | 30,004 | 0.0% | 0.00% | -50.0% | |
| NYCBPRU | New York Community Capital Trust Vconvertible preferred | $270,000 | +8.9% | 5,400 | 0.0% | 0.00% | 0.0% | |
| ADX | Adams Diversified Equity Fundclosed end fund | $270,000 | +5.5% | 14,784 | 0.0% | 0.00% | -50.0% | |
| SBIO | ALPS Medical Breakthroughs ETFexchange traded fund | $246,000 | -2.0% | 4,897 | 0.0% | 0.00% | -50.0% | |
| IMTB | iShares Core 5-10 Year USD Bond ETFexchange traded fund | $210,000 | -2.3% | 4,110 | 0.0% | 0.00% | 0.0% | |
| EQ | Equillium Inc | $97,000 | +34.7% | 13,500 | 0.0% | 0.00% | – | |
| FBSS | Fauquier Bankshares Inc | $242,000 | +22.8% | 11,352 | 0.0% | 0.00% | 0.0% | |
| FLTB | Fidelity Limited Term Bond ETFexchange traded fund | $208,000 | -1.0% | 3,980 | 0.0% | 0.00% | 0.0% | |
| GAM | General American Investorsclosed end fund | $235,000 | +6.8% | 5,907 | 0.0% | 0.00% | 0.0% | |
| UE | Urban Edge Properties | $192,000 | +27.2% | 11,641 | 0.0% | 0.00% | 0.0% | |
| SJNK | SPDR Blmbg BarclaysST HY Bd ETFexchange traded fund | $236,000 | +1.3% | 8,629 | 0.0% | 0.00% | 0.0% | |
| SPTS | SPDR Portfolio Short Term Treasury ETFexchange traded fund | $210,000 | 0.0% | 6,837 | 0.0% | 0.00% | 0.0% | |
| Credit Suisse FI Large Cap Gr Enh ETNexchange traded fund | $233,000 | +1.7% | 418 | 0.0% | 0.00% | 0.0% | ||
| HNI | HNI Corp | $257,000 | +15.2% | 6,485 | 0.0% | 0.00% | 0.0% | |
| RVT | Royce Value Trustclosed end fund | $181,000 | +12.4% | 10,000 | 0.0% | 0.00% | 0.0% | |
| HSTO | Histogen Ord | $105,000 | +72.1% | 80,747 | 0.0% | 0.00% | – | |
| MYC | BlackRock MuniYield CAclosed end fund | $206,000 | -0.5% | 14,000 | 0.0% | 0.00% | 0.0% | |
| MUC | BlackRock MuniHoldings CA Qtyclosed end fund | $196,000 | +0.5% | 13,000 | 0.0% | 0.00% | 0.0% | |
| PBE | Invesco Dynamic Biotech & Genome ETFexchange traded fund | $219,000 | +5.3% | 2,962 | 0.0% | 0.00% | 0.0% | |
| Blackstone Trust 4.375 05/05/22 CVTconvertible bond | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| Spirit Realty 3.750 05/15/21 CVTconvertible bond | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| SVRA | Savara Inc | $54,000 | +80.0% | 25,782 | 0.0% | 0.00% | – | |
| OPK | OPKO Health Inc | $53,000 | +8.2% | 12,335 | 0.0% | 0.00% | – | |
| REPH | Recro Pharma Inc | $50,000 | -2.0% | 18,000 | 0.0% | 0.00% | – | |
| FAX | Aberdeen Asia-Pacific Incomeclosed end fund | $52,000 | -8.8% | 12,831 | 0.0% | 0.00% | – | |
| PTE | Polarityte Inc Com | $56,000 | +64.7% | 50,150 | 0.0% | 0.00% | – | |
| CPIX | Cumberland Pharmaceuticals Inc | $49,000 | +2.1% | 16,246 | 0.0% | 0.00% | – | |
| EVOK | Evoke Pharma Inc | $26,000 | -27.8% | 14,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- THE GOLDMAN SACHS GROUP, INC. #1
- IMD HOLDINGS, LLC #2
- UNITED CAPITAL FINANCIAL PARTNERS, INC. #3
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| iShares S&P 500 Index | 42 | Q3 2023 | 3.6% |
| APPLE INC. CMN | 42 | Q3 2023 | 3.5% |
| ISHARES TR CORE MSCI EAFE | 42 | Q3 2023 | 3.7% |
| VANGUARD INDEX FUNDS - VANGUAR VANGUARD GROWTH ETF | 42 | Q3 2023 | 2.9% |
| ISHARES CORE U.S. AGGREGATE BOND ETF | 42 | Q3 2023 | 6.2% |
| ISHARES TRUST ISHARES 5-10 YEA CMN | 42 | Q3 2023 | 2.4% |
| ISHARES CORE MSCI EMERGING MARKETS ETF | 42 | Q3 2023 | 1.8% |
| ISHARES TRUST - ISHARES MBS ETF | 42 | Q3 2023 | 1.9% |
| MICROSOFT CORPORATION CMN | 42 | Q3 2023 | 1.8% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 1.3% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | February 14, 2013 | 595,666 | 5.4% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-08-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-16 |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.