$15.3 Billion is the total value of UNITED CAPITAL FINANCIAL ADVISORS, LLC's 1461 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BANX | StoneCastle Financial Corpequity | $3,810,000 | +1.8% | 174,750 | 0.0% | 0.02% | -3.8% | |
| EQCPRD | Equity COMWTH 6.500 CONVpreferred stock | $3,442,000 | +0.8% | 124,800 | 0.0% | 0.02% | -4.2% | |
| NEV | Nuveen Enhanced Muni Valueclosed end funds | $2,058,000 | +2.6% | 145,259 | 0.0% | 0.01% | -7.1% | |
| NEA | Nuveen AMT-Free Quality Muni Incclosed end funds | $1,815,000 | +3.4% | 131,455 | 0.0% | 0.01% | 0.0% | |
| NVRO | Nevro Corp | $1,730,000 | +3.7% | 26,680 | 0.0% | 0.01% | -8.3% | |
| PCY | Invesco Emerging Markets Sov Debt ETFexchange traded fund | $1,648,000 | +3.7% | 56,750 | 0.0% | 0.01% | 0.0% | |
| STXB | Spirit of Texas Bancshares Inc | $1,437,000 | +6.1% | 63,865 | 0.0% | 0.01% | -10.0% | |
| HEP | Holly Energy Partners LP | $1,301,000 | +1.9% | 47,323 | 0.0% | 0.01% | 0.0% | |
| WFCPRL | Wells Fargo & Coconvertible preferred | $1,180,000 | +5.5% | 865 | 0.0% | 0.01% | 0.0% | |
| VIOO | Vanguard S&P Small-Cap 600 ETFexchange traded fund | $1,287,000 | +1.8% | 9,006 | 0.0% | 0.01% | -11.1% | |
| APPF | AppFolio Inc | $1,108,000 | +28.7% | 10,838 | 0.0% | 0.01% | +16.7% | |
| AVD | American Vanguard Corp | $1,001,000 | -10.5% | 64,946 | 0.0% | 0.01% | -12.5% | |
| SBR | Sabine Royalty Trust | $996,000 | +3.4% | 20,756 | 0.0% | 0.01% | 0.0% | |
| IHD | Voya Emerging Markets High Dividend Eqclosed end funds | $694,000 | -2.4% | 89,456 | 0.0% | 0.01% | 0.0% | |
| FYLD | Cambria Foreign Shareholder Yield Etfexchange traded fund | $554,000 | -1.9% | 24,250 | 0.0% | 0.00% | 0.0% | |
| CHCO | City Holding Co | $541,000 | 0.0% | 7,100 | 0.0% | 0.00% | 0.0% | |
| TMP | Tompkins Financial Corp | $630,000 | +7.1% | 7,725 | 0.0% | 0.00% | 0.0% | |
| MBCN | Middlefield Banc Corp | $628,000 | -0.5% | 15,318 | 0.0% | 0.00% | 0.0% | |
| FRPT | Freshpet Inc | $552,000 | +7.6% | 12,124 | 0.0% | 0.00% | 0.0% | |
| ALRM | Alarm.com Holdings Inc | $447,000 | -17.5% | 8,352 | 0.0% | 0.00% | -25.0% | |
| LOWC | SPDR MSCI ACWI Low Carbon Target ETFexchange traded fund | $485,000 | +1.3% | 5,290 | 0.0% | 0.00% | 0.0% | |
| LHCG | LHC Group Inc | $503,000 | +7.9% | 4,208 | 0.0% | 0.00% | 0.0% | |
| NXR | Nuveen Select TaxFree Income 3closed end funds | $499,000 | +4.8% | 32,300 | 0.0% | 0.00% | 0.0% | |
| ABCB | Ameris Bancorp | $433,000 | +13.9% | 11,056 | 0.0% | 0.00% | 0.0% | |
| NYCBPRU | New York Community Capital Trust Vconvertible preferred | $258,000 | -1.1% | 5,400 | 0.0% | 0.00% | 0.0% | |
| LKFN | Lakeland Financial Corp | $320,000 | +2.9% | 6,888 | 0.0% | 0.00% | 0.0% | |
| MCHI | iShares MSCI China ETFexchange traded fund | $299,000 | -2.9% | 5,021 | 0.0% | 0.00% | 0.0% | |
| IXG | iShares Global Financials ETFexchange traded fund | $263,000 | +4.0% | 4,108 | 0.0% | 0.00% | 0.0% | |
| PBE | Invesco Dynamic Biotech & Genome ETFexchange traded fund | $242,000 | -3.2% | 4,526 | 0.0% | 0.00% | 0.0% | |
| PSP | Invesco Global Listed Private Equity ETFexchange traded fund | $241,000 | +4.3% | 20,146 | 0.0% | 0.00% | 0.0% | |
| PID | Invesco International Dividend Achievers ETFexchange traded fund | $234,000 | +3.1% | 14,313 | 0.0% | 0.00% | 0.0% | |
| GOF | Guggenheim Strategic Opp Fundclosed end funds | $364,000 | +4.0% | 17,797 | 0.0% | 0.00% | 0.0% | |
| FORR | Forrester Research Inc | $257,000 | -3.7% | 5,475 | 0.0% | 0.00% | 0.0% | |
| FISI | Financial Institutions Inc | $292,000 | +7.4% | 10,000 | 0.0% | 0.00% | 0.0% | |
| FBSS | Fauquier Bankshares Inc | $290,000 | +3.2% | 13,612 | 0.0% | 0.00% | 0.0% | |
| SPKE | SPARK ENERGY INC CLASS A | $287,000 | +25.3% | 25,664 | 0.0% | 0.00% | 0.0% | |
| EVBN | Evans Bancorp Inc | $243,000 | +5.7% | 6,438 | 0.0% | 0.00% | 0.0% | |
| TRMK | Trustmark Corp | $288,000 | -1.0% | 8,666 | 0.0% | 0.00% | 0.0% | |
| Credit Suisse FI Large Cap Gr Enh ETNexchange traded fund | $360,000 | +7.8% | 1,327 | 0.0% | 0.00% | 0.0% | ||
| COHR | Coherent Inc | $267,000 | -4.0% | 1,960 | 0.0% | 0.00% | 0.0% | |
| ITM | VanEck Vectors AMT-Free Interm Muni ETFexchange traded fund | $321,000 | +1.9% | 6,451 | 0.0% | 0.00% | 0.0% | |
| CLFD | Clearfield Inc | $331,000 | -10.1% | 25,000 | 0.0% | 0.00% | -33.3% | |
| IVOO | Vanguard S&P Mid-Cap 400 ETFexchange traded fund | $339,000 | +2.4% | 2,586 | 0.0% | 0.00% | 0.0% | |
| B | Barnes Group Inc | $320,000 | +9.6% | 5,688 | 0.0% | 0.00% | 0.0% | |
| WAL | Western Alliance Bancorp | $295,000 | +8.9% | 6,593 | 0.0% | 0.00% | 0.0% | |
| XHR | Xenia Hotels & Resorts Inc | $268,000 | -5.0% | 12,872 | 0.0% | 0.00% | 0.0% | |
| AMRN | Amarin Corp PLC ADR | $232,000 | -6.8% | 11,985 | 0.0% | 0.00% | 0.0% | |
| AMOT | Allied Motion Technologies Inc | $303,000 | +10.2% | 8,000 | 0.0% | 0.00% | 0.0% | |
| ATGE | Adtalem Global Education Inc | $270,000 | -2.9% | 6,000 | 0.0% | 0.00% | 0.0% | |
| BGY | BlackRock Enhanced Intl Div Trustclosed end funds | $99,000 | +1.0% | 17,667 | 0.0% | 0.00% | 0.0% | |
| BITA | Bitauto Holdings Ltd | $105,000 | -34.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| GNCIQ | GNC Holdings Inc | $124,000 | -44.9% | 82,529 | 0.0% | 0.00% | -50.0% | |
| EHI | Western Asset Global High Incclosed end funds | $180,000 | +5.9% | 18,083 | 0.0% | 0.00% | 0.0% | |
| WNEB | Western New Eng Bancorp Inc | $143,000 | +0.7% | 15,334 | 0.0% | 0.00% | 0.0% | |
| SJT | San Juan Basin Royalty Trust | $89,000 | -28.8% | 23,200 | 0.0% | 0.00% | 0.0% | |
| GTN | GRAY TELEVISION INC COM | $173,000 | -23.5% | 10,579 | 0.0% | 0.00% | -50.0% | |
| GRIF | GRIFFIN INDUSTRIAL REALTY INC COM | $209,000 | +1.5% | 5,925 | 0.0% | 0.00% | 0.0% | |
| ANDE | Andersons Inc | $202,000 | -15.5% | 7,403 | 0.0% | 0.00% | -50.0% | |
| AMKR | Amkor Technology Inc | $149,000 | -12.9% | 20,000 | 0.0% | 0.00% | 0.0% | |
| IONS | Ionis Pharmaceuticals Inc | $216,000 | -20.9% | 3,363 | 0.0% | 0.00% | -50.0% | |
| NTX | Nuveen TX Quality Muni Incclosed end funds | $158,000 | +2.6% | 11,555 | 0.0% | 0.00% | 0.0% | |
| NKG | Nuveen GA Quality Muni Incclosed end funds | $159,000 | +3.9% | 12,850 | 0.0% | 0.00% | 0.0% | |
| KSM | DWS Strategic Muni Incomeclosed end funds | $139,000 | +6.1% | 11,700 | 0.0% | 0.00% | 0.0% | |
| NZF | Nuveen Municipal Credit Incomeclosed end funds | $189,000 | +4.4% | 11,983 | 0.0% | 0.00% | 0.0% | |
| UE | Urban Edge Properties | $202,000 | -9.0% | 11,636 | 0.0% | 0.00% | -50.0% | |
| OIH | VanEck Vectors Oil Services ETFexchange traded fund | $221,000 | -14.0% | 14,896 | 0.0% | 0.00% | -50.0% | |
| SNAP | Snap Inc Cl A | $150,000 | +30.4% | 10,469 | 0.0% | 0.00% | 0.0% | |
| CDZI | Cadiz Inc | $144,000 | +16.1% | 12,823 | 0.0% | 0.00% | 0.0% | |
| FCT | First Trust Senior FR Income IIclosed end funds | $143,000 | +2.1% | 11,850 | 0.0% | 0.00% | 0.0% | |
| CERS | Cerus Corp | $56,000 | -9.7% | 10,000 | 0.0% | 0.00% | – | |
| CNAT | Conatus Pharmaceuticals Inc | $46,000 | -75.8% | 175,476 | 0.0% | 0.00% | -100.0% | |
| DSKE | Daseke Inc | $72,000 | -29.4% | 20,000 | 0.0% | 0.00% | -100.0% | |
| GPORQ | Gulfport Energy Corp | $59,000 | -38.5% | 12,016 | 0.0% | 0.00% | -100.0% | |
| TRXC | TransEnterix Inc | $16,000 | -44.8% | 12,000 | 0.0% | 0.00% | – | |
| HSGX | Histogenics Corp | $20,000 | +53.8% | 107,142 | 0.0% | 0.00% | – | |
| OPK | OPKO Health Inc | $69,000 | -6.8% | 28,201 | 0.0% | 0.00% | -100.0% | |
| DNRCQ | Denbury Resources Inc | $12,000 | -42.9% | 10,000 | 0.0% | 0.00% | – | |
| TRCH | Torchlight Energy Re | $14,000 | -12.5% | 10,000 | 0.0% | 0.00% | – | |
| GMOLQ | General Moly Inc | $14,000 | +55.6% | 39,900 | 0.0% | 0.00% | – | |
| SGLB | Sigma Labs Inc | $21,000 | -16.0% | 15,000 | 0.0% | 0.00% | – | |
| GERN | Geron Corp | $29,000 | -14.7% | 20,320 | 0.0% | 0.00% | – | |
| Spirit Realty 3.750 05/15/21 CVTconvertible bonds | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| ETM | Entercom Communications Corp | $58,000 | +11.5% | 10,000 | 0.0% | 0.00% | – | |
| Blackstone Trust 4.375 05/05/22 CVTconvertible bonds | $21,000 | +5.0% | 20,000 | 0.0% | 0.00% | – | ||
| EVOK | Evoke Pharma Inc | $10,000 | -56.5% | 15,566 | 0.0% | 0.00% | – | |
| TTOO | T2 Biosystems Inc | $17,000 | -34.6% | 10,000 | 0.0% | 0.00% | – | |
| AMPE | Ampio Pharmaceuticals Inc | $13,000 | -31.6% | 34,183 | 0.0% | 0.00% | – | |
| FPRX | Five Prime Therapeutics Inc | $76,000 | -56.1% | 12,601 | 0.0% | 0.00% | -100.0% | |
| EYPT | EyePoint Pharmaceuticals Inc | $16,000 | -11.1% | 10,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| iShares S&P 500 Index | 45 | Q2 2024 | 6.0% |
| APPLE INC. CMN | 45 | Q2 2024 | 3.5% |
| ISHARES TR CORE MSCI EAFE | 45 | Q2 2024 | 3.7% |
| VANGUARD INDEX FUNDS - VANGUAR VANGUARD GROWTH ETF | 45 | Q2 2024 | 2.9% |
| ISHARES CORE U.S. AGGREGATE BOND ETF | 45 | Q2 2024 | 6.2% |
| ISHARES TRUST ISHARES 5-10 YEA CMN | 45 | Q2 2024 | 2.4% |
| ISHARES CORE MSCI EMERGING MARKETS ETF | 45 | Q2 2024 | 1.8% |
| ISHARES TRUST - ISHARES MBS ETF | 45 | Q2 2024 | 1.9% |
| MICROSOFT CORPORATION CMN | 45 | Q2 2024 | 2.3% |
| VANGUARD SHORT-TERM BOND ETF | 45 | Q2 2024 | 4.9% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | February 14, 2013 | 595,666 | 5.4% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-09-05 |
| 13F-HR | 2024-08-14 |
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-08-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.