$9.07 Billion is the total value of UNITED CAPITAL FINANCIAL ADVISORS, LLC's 1213 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Macquarie Infrastructure Corpus domestic | $2,685,000 | -4.3% | 25,000 | 0.0% | 0.03% | -6.2% | ||
| Stillwater Mng Cocorporate bonds | $1,590,000 | +11.7% | 15,000 | 0.0% | 0.02% | +12.5% | ||
| FSB | Franklin Financial Network Inc | $1,418,000 | -13.9% | 52,500 | 0.0% | 0.02% | -15.8% | |
| NBTB | Nbt Bancorp Inc Com | $1,283,000 | -3.4% | 47,619 | 0.0% | 0.01% | -6.7% | |
| BAB | PowerShares Build America Bond ETFetp | $914,000 | +4.1% | 30,289 | 0.0% | 0.01% | 0.0% | |
| UCC | ProShares Ultra Consumer Services | $714,000 | +0.7% | 6,643 | 0.0% | 0.01% | 0.0% | |
| RXL | ProShares Ultra Health Careetp | $693,000 | -13.3% | 12,116 | 0.0% | 0.01% | -11.1% | |
| UPW | ProShares Ultra Utilities | $684,000 | +30.3% | 5,708 | 0.0% | 0.01% | +33.3% | |
| ROM | ProShares Ultra Technologyetp | $744,000 | +1.2% | 9,334 | 0.0% | 0.01% | 0.0% | |
| TMP | Tompkins Financial Corp | $608,000 | +14.1% | 9,495 | 0.0% | 0.01% | +16.7% | |
| UXI | ProShares Ultra Industrials | $583,000 | +7.2% | 5,093 | 0.0% | 0.01% | 0.0% | |
| ICAD | icad Inc | $541,000 | -1.3% | 106,065 | 0.0% | 0.01% | 0.0% | |
| SUSA | iShares MSCI USA ESG Selectetp | $511,000 | +2.2% | 6,000 | 0.0% | 0.01% | 0.0% | |
| SRPT | Sarepta Therapeutics Inc | $586,000 | -49.4% | 30,044 | 0.0% | 0.01% | -53.8% | |
| SLRC | Solar Capital Ltd | $518,000 | +5.3% | 29,966 | 0.0% | 0.01% | 0.0% | |
| UYG | ProShares Ultra Financials | $512,000 | -9.4% | 7,956 | 0.0% | 0.01% | -14.3% | |
| NEV | Nuveen Enhanced Muni Valueclosed-end fund | $575,000 | +1.6% | 36,000 | 0.0% | 0.01% | -14.3% | |
| HIGWS | Hartford Financial Wtsequity wrt | $488,000 | +8.2% | 12,500 | 0.0% | 0.01% | 0.0% | |
| WFCPRL | Wells Fargo Pfd Conv 7.50% Serpublic | $482,000 | +3.9% | 400 | 0.0% | 0.01% | 0.0% | |
| MBCN | Middlefield Banc Corp | $483,000 | -2.6% | 15,318 | 0.0% | 0.01% | -16.7% | |
| AROW | Arrow Financial Corporation | $336,000 | -2.3% | 12,661 | 0.0% | 0.00% | 0.0% | |
| CNAT | Conatus Pharmaceuticals Inc | $318,000 | -25.7% | 148,734 | 0.0% | 0.00% | -20.0% | |
| CPIX | Cumberland Pharmaceuticals Inc | $325,000 | -14.7% | 72,446 | 0.0% | 0.00% | 0.0% | |
| KXI | iShares Global Consumer Staplesetp | $320,000 | +4.9% | 3,281 | 0.0% | 0.00% | 0.0% | |
| TAXA | Liberty Tax Inc | $391,000 | -17.9% | 19,970 | 0.0% | 0.00% | -20.0% | |
| NPM | Nuveen Premium Income Muni 2closed-end fund | $353,000 | +1.7% | 24,000 | 0.0% | 0.00% | 0.0% | |
| UYM | ProShares Ultra Basic Materials | $346,000 | +6.1% | 9,023 | 0.0% | 0.00% | 0.0% | |
| UE | Urban Edge Propertiesreit | $359,000 | +10.1% | 13,911 | 0.0% | 0.00% | 0.0% | |
| WGL | WGL Holdings Inc | $335,000 | +14.7% | 4,634 | 0.0% | 0.00% | +33.3% | |
| GRC | Gorman-Rupp | $243,000 | -3.2% | 9,375 | 0.0% | 0.00% | 0.0% | |
| TSC | TriState Capital Holdings Inc | $272,000 | -10.2% | 21,625 | 0.0% | 0.00% | 0.0% | |
| ADXS | Advaxis Inc | $296,000 | -10.0% | 32,740 | 0.0% | 0.00% | -25.0% | |
| TLLP | Tesoro Logistics LPmlp | $228,000 | -9.5% | 5,000 | 0.0% | 0.00% | 0.0% | |
| BID | Sothebys | $244,000 | +3.8% | 9,131 | 0.0% | 0.00% | 0.0% | |
| IOO | iShares Global 100etp | $262,000 | -1.5% | 3,646 | 0.0% | 0.00% | 0.0% | |
| SGMO | Sangamo BioSciences Inc | $195,000 | -33.7% | 32,214 | 0.0% | 0.00% | -33.3% | |
| REFR | Research Frontiers | $153,000 | -12.1% | 33,477 | 0.0% | 0.00% | 0.0% | |
| RLGT | Radiant Logistics Inc | $139,000 | +3.7% | 39,000 | 0.0% | 0.00% | 0.0% | |
| USMD | USMD Holdings Inc | $225,000 | +43.3% | 20,969 | 0.0% | 0.00% | 0.0% | |
| IXC | iShares Global Energyetp | $222,000 | +5.2% | 7,525 | 0.0% | 0.00% | 0.0% | |
| FBSS | Fauquier Bankshares Inc | $205,000 | -1.4% | 13,612 | 0.0% | 0.00% | 0.0% | |
| EHI | Western Asset Global High Incclosed-end fund | $164,000 | +3.8% | 18,167 | 0.0% | 0.00% | 0.0% | |
| BHB | Bar Harbor Bancshare | $217,000 | -3.1% | 6,520 | 0.0% | 0.00% | -33.3% | |
| AMOT | Allied Motion Technologies Inc | $180,000 | -31.3% | 10,000 | 0.0% | 0.00% | -33.3% | |
| AGEN | Agenus Inc | $59,000 | -9.2% | 14,211 | 0.0% | 0.00% | 0.0% | |
| AMKR | Amkor Technology, Inc. | $118,000 | -3.3% | 20,000 | 0.0% | 0.00% | 0.0% | |
| LLNW | Limelight Networks Inc | $51,000 | +24.4% | 27,993 | 0.0% | 0.00% | – | |
| MIN | MFS Intermediate Incomeclosed-end fund | $92,000 | 0.0% | 20,052 | 0.0% | 0.00% | 0.0% | |
| HALO | Halozyme Therapeutics Inc | $122,000 | -45.3% | 12,843 | 0.0% | 0.00% | -66.7% | |
| CSQ | Calamos Strategic Total Returnclosed-end fund | $121,000 | -4.0% | 12,695 | 0.0% | 0.00% | 0.0% | |
| WMIH | Wmi Hldgs Corp Com | $117,000 | -10.0% | 50,000 | 0.0% | 0.00% | 0.0% | |
| GDPMQ | Goodrich Petroleum Corp | $3,000 | -66.7% | 32,718 | 0.0% | 0.00% | – | |
| PED | Pedevco Corp | $3,000 | -25.0% | 14,500 | 0.0% | 0.00% | – | |
| PSTI | Pluristem Therapeutics Inc | $16,000 | +45.5% | 10,000 | 0.0% | 0.00% | – | |
| ATEC | Alphatec Holdings Inc | $12,000 | -20.0% | 49,949 | 0.0% | 0.00% | – | |
| ZNGA | Zynga Inc | $23,000 | -14.8% | 10,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| iShares S&P 500 Index | 42 | Q3 2023 | 3.6% |
| APPLE INC. CMN | 42 | Q3 2023 | 3.5% |
| ISHARES TR CORE MSCI EAFE | 42 | Q3 2023 | 3.7% |
| VANGUARD INDEX FUNDS - VANGUAR VANGUARD GROWTH ETF | 42 | Q3 2023 | 2.9% |
| ISHARES CORE U.S. AGGREGATE BOND ETF | 42 | Q3 2023 | 6.2% |
| ISHARES TRUST ISHARES 5-10 YEA CMN | 42 | Q3 2023 | 2.4% |
| ISHARES CORE MSCI EMERGING MARKETS ETF | 42 | Q3 2023 | 1.8% |
| ISHARES TRUST - ISHARES MBS ETF | 42 | Q3 2023 | 1.9% |
| MICROSOFT CORPORATION CMN | 42 | Q3 2023 | 1.8% |
| SPDR S&P 500 ETF TRUST | 42 | Q3 2023 | 1.3% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | February 14, 2013 | 595,666 | 5.4% |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-08-15 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-16 |
View UNITED CAPITAL FINANCIAL ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.