$49.4 Billion is the total value of Raymond James Financial Services Advisors, Inc.'s 3300 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IETC | ISHARES U S ETF TRtechnology | $1,876,000 | +1.4% | 33,652 | 0.0% | 0.00% | 0.0% | |
| JELD | JELD-WEN HLDG INC | $1,773,000 | -4.7% | 70,833 | 0.0% | 0.00% | 0.0% | |
| CPRX | CATALYST PHARMACEUTICALS INC | $1,266,000 | -7.9% | 238,949 | 0.0% | 0.00% | 0.0% | |
| BGSF | BGSF INC | $1,471,000 | +3.7% | 114,986 | 0.0% | 0.00% | 0.0% | |
| PNI | PIMCO NEW YORK MUN FD II | $904,000 | -3.5% | 77,771 | 0.0% | 0.00% | 0.0% | |
| NKLA | NIKOLA CORPput | $797,000 | +26.7% | 30,400 | 0.0% | 0.00% | +100.0% | |
| CUTR | CUTERA INC | $761,000 | -5.0% | 16,335 | 0.0% | 0.00% | 0.0% | |
| NAZ | NUVEEN ARIZONA QLTY MUN INC | $1,040,000 | -3.2% | 66,343 | 0.0% | 0.00% | 0.0% | |
| JMIN | J P MORGAN EXCHANGE-TRADED Fus minmum volt | $949,000 | -0.1% | 26,991 | 0.0% | 0.00% | 0.0% | |
| EPOL | ISHARES TRmsci poland etf | $314,000 | +1.9% | 14,335 | 0.0% | 0.00% | 0.0% | |
| DISH NETWORK CORPORATIONnote 3.375% 8/1 | $567,000 | +2.0% | 545,000 | 0.0% | 0.00% | 0.0% | ||
| IBDD | ISHARES TRibonds mar23 etf | $273,000 | -0.4% | 10,126 | 0.0% | 0.00% | 0.0% | |
| EMGF | ISHARES INCmsci emerg mkt | $488,000 | -4.7% | 9,450 | 0.0% | 0.00% | 0.0% | |
| HYDB | ISHARES TRhigh yld bd fctr | $631,000 | -0.8% | 12,206 | 0.0% | 0.00% | 0.0% | |
| CBTX | CBTX INC | $528,000 | -3.3% | 20,000 | 0.0% | 0.00% | 0.0% | |
| RMM | RIVERNORTH MANAGED DUR MUN I | $527,000 | -2.0% | 26,526 | 0.0% | 0.00% | 0.0% | |
| FMY | FIRST TR MTG INCOME FD | $409,000 | -0.2% | 29,740 | 0.0% | 0.00% | 0.0% | |
| RBIN | ETF SER SOLUTIONSnationwide rsk | $248,000 | -1.2% | 8,850 | 0.0% | 0.00% | 0.0% | |
| SPHY | SPDR SER TRportfli high yld | $343,000 | -0.3% | 12,800 | 0.0% | 0.00% | 0.0% | |
| FRPH | FRP HLDGS INC | $262,000 | +0.4% | 4,685 | 0.0% | 0.00% | 0.0% | |
| BNY | BLACKROCK N Y MUN INCOME TRUsh ben int | $351,000 | +1.7% | 22,858 | 0.0% | 0.00% | 0.0% | |
| INOV | INOVALON HLDGS INC | $621,000 | +18.3% | 15,402 | 0.0% | 0.00% | 0.0% | |
| STRM | STREAMLINE HEALTH SOLUTIONS | $484,000 | -1.0% | 276,455 | 0.0% | 0.00% | 0.0% | |
| IRT | INDEPENDENCE RLTY TR INC | $254,000 | +11.9% | 12,477 | 0.0% | 0.00% | – | |
| SPSK | TIDAL ETF TRsp dwjns sukuk | $671,000 | -1.2% | 33,854 | 0.0% | 0.00% | 0.0% | |
| TPHD | TIMOTHY PLANhig dv stk etf | $325,000 | -1.8% | 11,081 | 0.0% | 0.00% | 0.0% | |
| NUDM | NUSHARES ETF TRnuveen esg intl | $251,000 | -0.8% | 8,022 | 0.0% | 0.00% | 0.0% | |
| MCN | MADISON COVERED CALL & EQUIT | $256,000 | -3.0% | 32,639 | 0.0% | 0.00% | 0.0% | |
| UNB | UNION BANKSHARES INC | $273,000 | -11.7% | 8,526 | 0.0% | 0.00% | 0.0% | |
| UFAB | UNIQUE FABRICATING INC | $330,000 | -10.8% | 100,000 | 0.0% | 0.00% | 0.0% | |
| UPLD | UPLAND SOFTWARE INC | $524,000 | -18.8% | 15,670 | 0.0% | 0.00% | 0.0% | |
| DURA | VANECK ETF TRUSTmrngstr dura div | $435,000 | -1.1% | 14,215 | 0.0% | 0.00% | 0.0% | |
| JHMC | JOHN HANCOCK EXCHANGE TRADEDmultifactor co | $509,000 | -1.2% | 9,792 | 0.0% | 0.00% | 0.0% | |
| HTRB | HARTFORD FDS EXCHANGE TRADEDtotal rtrn etf | $611,000 | -0.5% | 15,000 | 0.0% | 0.00% | 0.0% | |
| DOCT | FIRST TR EXCHNG TRADED FD VIvest us eqt dep | $282,000 | +0.7% | 8,700 | 0.0% | 0.00% | 0.0% | |
| DFEB | FIRST TR EXCHNG TRADED FD VIus eqt deep dufr | $292,000 | 0.0% | 8,521 | 0.0% | 0.00% | 0.0% | |
| IDLB | INVESCO EXCH TRADED FD TR IIftse intl low | $508,000 | -1.7% | 16,851 | 0.0% | 0.00% | 0.0% | |
| VERA | VERA THERAPEUTICS INCcl a | $309,000 | +30.9% | 17,828 | 0.0% | 0.00% | – | |
| CSTR | CAPSTAR FINL HLDGS INC | $517,000 | +3.6% | 24,347 | 0.0% | 0.00% | 0.0% | |
| CIL | VICTORY PORTFOLIOS II | $600,000 | -1.8% | 13,607 | 0.0% | 0.00% | 0.0% | |
| GES | GUESS INC | $738,000 | -20.4% | 35,130 | 0.0% | 0.00% | -50.0% | |
| AIRI | AIR INDS GROUP | $356,000 | -17.8% | 332,831 | 0.0% | 0.00% | 0.0% | |
| FORA | FORIAN INC | $459,000 | -17.9% | 44,497 | 0.0% | 0.00% | 0.0% | |
| IBHD | ISHARES TRibonds 24 trm hg | $421,000 | -0.5% | 17,025 | 0.0% | 0.00% | 0.0% | |
| IBHE | ISHARES TRibonds 25 trm hg | $417,000 | -0.7% | 16,655 | 0.0% | 0.00% | 0.0% | |
| HYZD | WISDOMTREE TRhedged hi yld bd | $556,000 | -0.2% | 25,000 | 0.0% | 0.00% | 0.0% | |
| EELV | INVESCO EXCH TRADED FD TR IIs&p emrng mkts | $341,000 | +1.8% | 13,846 | 0.0% | 0.00% | 0.0% | |
| RFDA | ALPS ETF TRriverfrnt dymc | $247,000 | -1.2% | 5,742 | 0.0% | 0.00% | 0.0% | |
| CMF | ISHARES TRcalif mun bd etf | $397,000 | -1.0% | 6,398 | 0.0% | 0.00% | 0.0% | |
| EZA | ISHARES INCmsci sth afr etf | $300,000 | -3.8% | 6,384 | 0.0% | 0.00% | 0.0% | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $275,000 | -0.4% | 52,268 | 0.0% | 0.00% | 0.0% | |
| EVM | EATON VANCE CALIF MUN BD FD | $149,000 | 0.0% | 12,453 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORP DELdeb 4.000%11/1 | $19,000 | +5.6% | 26,000 | 0.0% | 0.00% | – | ||
| LIBERTY MEDIA CORP DELdeb 3.500% 1/1 | $1,000 | -88.9% | 15,000 | 0.0% | 0.00% | – | ||
| EVRI | EVERI HLDGS INCcall | $38,000 | -34.5% | 11,500 | 0.0% | 0.00% | – | |
| CLBK | COLUMBIA FINL INC | $242,000 | +7.6% | 13,079 | 0.0% | 0.00% | – | |
| MRO | MARATHON OIL CORPcall | $30,000 | -18.9% | 31,300 | 0.0% | 0.00% | – | |
| CLF | CLEVELAND-CLIFFS INC NEWcall | $11,000 | -87.5% | 28,300 | 0.0% | 0.00% | – | |
| CXH | MFS INVT GRADE MUN TRsh ben int | $214,000 | -2.7% | 21,377 | 0.0% | 0.00% | – | |
| CHUY | CHUYS HLDGS INC | $242,000 | -15.4% | 7,685 | 0.0% | 0.00% | -100.0% | |
| IRWD | IRONWOOD PHARMACEUTICALS INC | $151,000 | +1.3% | 11,546 | 0.0% | 0.00% | – | |
| NEW YORK MTG TR INCnote 6.250% 1/1 | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| NOK | NOKIA CORPcall | $17,000 | -29.2% | 37,400 | 0.0% | 0.00% | – | |
| IO | ION GEOPHYSICAL CORP | $82,000 | -36.9% | 61,970 | 0.0% | 0.00% | – | |
| NAK | NORTHERN DYNASTY MINERALS LT | $6,000 | 0.0% | 12,009 | 0.0% | 0.00% | – | |
| OUSM | OSI ETF TRoshares us smlcp | $239,000 | -1.2% | 6,894 | 0.0% | 0.00% | – | |
| ISEM | INVESCO EXCH TRD SLF IDX FDrafi strg emmrkt | $208,000 | -5.5% | 7,216 | 0.0% | 0.00% | – | |
| OIL STS INTL INCnote 1.500% 2/1 | $23,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| ONEM | 1LIFE HEALTHCARE INCcall | $23,000 | +283.3% | 12,000 | 0.0% | 0.00% | – | |
| OEG | ORBITAL ENERGY GROUP INC | $35,000 | -30.0% | 11,500 | 0.0% | 0.00% | – | |
| ORGANIGRAM HLDGS INC | $28,000 | -20.0% | 12,083 | 0.0% | 0.00% | – | ||
| CLMT | CALUMET SPECIALTY PRODS PARTut ltd partner | $113,000 | +15.3% | 14,331 | 0.0% | 0.00% | – | |
| FIREEYE INCnote 1.625% 6/0 | $55,000 | +1.9% | 55,000 | 0.0% | 0.00% | – | ||
| PSCD | INVESCO EXCH TRADED FD TR IIs&p smlcp disc | $225,000 | -8.2% | 2,089 | 0.0% | 0.00% | – | |
| PFIE | PROFIRE ENERGY INC | $13,000 | 0.0% | 11,440 | 0.0% | 0.00% | – | |
| PROSPECT CAP CORPnote 4.950% 7/1 | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| QLGN | QUALIGEN THERAPEUTICS INC | $57,000 | -34.5% | 43,641 | 0.0% | 0.00% | – | |
| REDWOOD TR INCnote 4.750% 8/1 | $31,000 | +3.3% | 30,000 | 0.0% | 0.00% | – | ||
| REFR | RESEARCH FRONTIERS INC | $39,000 | +8.3% | 15,155 | 0.0% | 0.00% | – | |
| BKD | BROOKDALE SR LIVING INC | $149,000 | -20.3% | 23,633 | 0.0% | 0.00% | – | |
| RMTI | ROCKWELL MED INC | $20,000 | -33.3% | 32,870 | 0.0% | 0.00% | – | |
| ROG | ROGERS CORP | $220,000 | -7.2% | 1,182 | 0.0% | 0.00% | – | |
| BLACKSTONE MORTGAGE TRUST INnote 4.750% 3/1 | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| MCA | BLACKROCK MUNIYIELD CALIF QU | $198,000 | +0.5% | 12,488 | 0.0% | 0.00% | – | |
| MUC | BLACKROCK MUNIHLDNGS CALI QL | $169,000 | -1.7% | 10,807 | 0.0% | 0.00% | – | |
| FITE | SPDR SER TRs&p kensho futre | $220,000 | -2.7% | 4,365 | 0.0% | 0.00% | – | |
| TLMD | SOC TELEMED INC | $23,000 | -59.6% | 10,005 | 0.0% | 0.00% | – | |
| IPG | INTERPUBLIC GROUP COS INCcall | $8,000 | +33.3% | 17,400 | 0.0% | 0.00% | – | |
| BHTG | BIOHITECH GLOBAL INC | $164,000 | -4.7% | 118,685 | 0.0% | 0.00% | – | |
| BENEFITFOCUS INCnote 1.250%12/1 | $19,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| STTK | SHATTUCK LABS INC | $216,000 | -29.6% | 10,588 | 0.0% | 0.00% | -100.0% | |
| SPPI | SPECTRUM PHARMACEUTICALS INC | $28,000 | -41.7% | 12,715 | 0.0% | 0.00% | – | |
| SEAHWS | SPORTS ENTERTAINMENT ACQU CO*w exp 10/30/202 | $34,000 | +9.7% | 14,200 | 0.0% | 0.00% | – | |
| CLRG | INDEXIQ ETF TRiq chaikin us | $230,000 | 0.0% | 6,888 | 0.0% | 0.00% | – | |
| RJI | SWEDISH EXPT CR CORProg ttl etn 22 | $82,000 | +6.5% | 12,175 | 0.0% | 0.00% | – | |
| TH | TARGET HOSPITALITY CORP | $48,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | |
| TDS | TELEPHONE & DATA SYS INCcall | $2,000 | -90.5% | 18,700 | 0.0% | 0.00% | – | |
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $14,000 | +7.7% | 12,000 | 0.0% | 0.00% | – | ||
| TWO HBRS INVT CORPnote 6.250% 1/1 | $77,000 | 0.0% | 76,000 | 0.0% | 0.00% | – | ||
| USB | US BANCORP DELcall | $84,000 | +10.5% | 38,200 | 0.0% | 0.00% | – | |
| USB | US BANCORP DELput | $79,000 | -41.0% | 38,200 | 0.0% | 0.00% | – | |
| AWH | ASPIRA WOMENS HEALTH INC | $36,000 | -41.9% | 11,000 | 0.0% | 0.00% | – | |
| ARTW | ARTS WAY MFG INC | $39,000 | +8.3% | 10,703 | 0.0% | 0.00% | – | |
| HPE | HEWLETT PACKARD ENTERPRISE Ccall | $3,000 | -40.0% | 13,200 | 0.0% | 0.00% | – | |
| URG | UR-ENERGY INC | $24,000 | +20.0% | 13,978 | 0.0% | 0.00% | – | |
| HELIX ENERGY SOLUTIONS GRP Inote 4.250% 5/0 | $44,000 | 0.0% | 45,000 | 0.0% | 0.00% | – | ||
| GRTX | GALERA THERAPEUTICS INC | $245,000 | -17.5% | 30,261 | 0.0% | 0.00% | -100.0% | |
| HLIT | HARMONIC INC | $155,000 | +2.6% | 17,750 | 0.0% | 0.00% | – | |
| ATUS | ALTICE USA INCcall | $2,000 | -83.3% | 11,500 | 0.0% | 0.00% | – | |
| VZ | VERIZON COMMUNICATIONS INCcall | $1,000 | -75.0% | 11,900 | 0.0% | 0.00% | – | |
| PAC | GRUPO AEROPUERTO DEL PACIFICspon adr b | $233,000 | +8.9% | 2,000 | 0.0% | 0.00% | – | |
| WABC | WESTAMERICA BANCORPORATION | $220,000 | -3.1% | 3,906 | 0.0% | 0.00% | – | |
| GOLDMAN SACHS BDC INCnote 4.500% 4/0 | $86,000 | -1.1% | 85,000 | 0.0% | 0.00% | – | ||
| WRN | WESTERN COPPER & GOLD CORP | $17,000 | -26.1% | 11,511 | 0.0% | 0.00% | – | |
| SVVC | FIRSTHAND TECHNOLOGY VALUE F | $52,000 | -17.5% | 11,000 | 0.0% | 0.00% | – | |
| FREE | WHOLE EARTH BRANDS INC | $192,000 | -20.3% | 16,602 | 0.0% | 0.00% | – | |
| GORO | GOLD RESOURCE CORP | $28,000 | -39.1% | 17,900 | 0.0% | 0.00% | – | |
| FSI | FLEXIBLE SOLUTIONS INTL INC | $71,000 | -7.8% | 19,800 | 0.0% | 0.00% | – | |
| GIS | GENERAL MLS INCput | $114,000 | -10.9% | 35,600 | 0.0% | 0.00% | – | |
| GIS | GENERAL MLS INCcall | $29,000 | -46.3% | 35,900 | 0.0% | 0.00% | – | |
| DIFFUSION PHARMACEUTICALS IN | $51,000 | -30.1% | 100,000 | 0.0% | 0.00% | – | ||
| DNLI | DENALI THERAPEUTICS INC | $215,000 | -35.6% | 4,252 | 0.0% | 0.00% | -100.0% | |
| EXI | ISHARES TRglob indstrl etf | $218,000 | -1.8% | 1,856 | 0.0% | 0.00% | – | |
| JPIB | J P MORGAN EXCHANGE-TRADED Fintl bd opp etf | $211,000 | 0.0% | 4,100 | 0.0% | 0.00% | – | |
| ETHO | ETF MANAGERS TRetho climate lea | $209,000 | -1.4% | 3,512 | 0.0% | 0.00% | – | |
| KIO | KKR INCOME OPPORTUNITIES FD | $231,000 | -2.1% | 14,120 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 3.7% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.7% |
| ISHARES TR | 42 | Q3 2023 | 2.0% |
| VANGUARD SPECIALIZED PORTFOL | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.2% |
| ISHARES TR | 42 | Q3 2023 | 1.4% |
| HOME DEPOT INC | 42 | Q3 2023 | 1.3% |
| ISHARES TR | 42 | Q3 2023 | 1.8% |
| EXXON MOBIL CORP | 42 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.0% |
View Raymond James Financial Services Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALLSPRING MULTI-SECTOR INCOME FUND | February 08, 2023 | 212,876 | 0.8% |
| LMP CAPITAL & INCOME FUND INC. | February 08, 2022 | 871,487 | 4.9% |
View Raymond James Financial Services Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-22 |
| 13F-HR | 2024-01-16 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-25 |
| 13F-HR | 2023-04-14 |
| SC 13G/A | 2023-02-08 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-11 |
View Raymond James Financial Services Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.