$15.4 Billion is the total value of HighTower Advisors, LLC's 2258 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 0.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DJCO | DAILY JOURNAL CORP | $9,437,000 | -21.4% | 41,338 | 0.0% | 0.06% | -14.1% | |
| SWCH | SWITCH INCcl a | $8,753,000 | -2.6% | 606,593 | 0.0% | 0.06% | +7.5% | |
| BOCT | INNOVATOR ETFS TRs&p 500 bufetf | $2,759,000 | -14.6% | 123,166 | 0.0% | 0.02% | -5.3% | |
| JYNT | JOINT CORP | $2,600,000 | -32.8% | 239,680 | 0.0% | 0.02% | -26.1% | |
| IMH | IMPAC MTG HLDGS INC | $2,037,000 | -53.8% | 837,766 | 0.0% | 0.01% | -50.0% | |
| FCAP | FIRST CAPITAL INC | $1,685,000 | -17.9% | 28,124 | 0.0% | 0.01% | -8.3% | |
| WK | WORKIVA INC | $1,555,000 | -23.1% | 48,100 | 0.0% | 0.01% | -16.7% | |
| MSGS | MADISON SQUARE GARDEN CO NEWcl a | $1,402,000 | -28.0% | 6,623 | 0.0% | 0.01% | -25.0% | |
| RSF | RIVERNORTH MARKETPLACE LENDI | $1,222,000 | -11.2% | 75,672 | 0.0% | 0.01% | 0.0% | |
| TSM | TAIWAN SEMICONDUCTOR MFG LTDput | $883,000 | +201.4% | 95,300 | 0.0% | 0.01% | +200.0% | |
| VHC | VIRNETX HLDG CORP | $854,000 | +44.0% | 155,995 | 0.0% | 0.01% | +50.0% | |
| NSSC | NAPCO SEC TECHNOLOGIES INC | $964,000 | -48.3% | 63,496 | 0.0% | 0.01% | -45.5% | |
| BAUG | INNOVATOR ETFS TRs&p 500 buffer | $878,000 | -14.3% | 38,584 | 0.0% | 0.01% | 0.0% | |
| GDOT | GREEN DOT CORPcl a | $766,000 | +9.0% | 30,162 | 0.0% | 0.01% | +25.0% | |
| KARS | KRANESHARES TRelec veh futur | $713,000 | -20.0% | 37,800 | 0.0% | 0.01% | 0.0% | |
| SIEN | SIENTRA INC | $736,000 | -77.7% | 369,551 | 0.0% | 0.01% | -75.0% | |
| KEX | KIRBY CORP | $830,000 | -51.4% | 19,067 | 0.0% | 0.01% | -50.0% | |
| OMC | OMNICOM GROUP INCput | $694,000 | +601.0% | 32,000 | 0.0% | 0.00% | +300.0% | |
| MOO | VANECK VECTORS ETF TRagribusiness etf | $643,000 | -25.1% | 12,497 | 0.0% | 0.00% | -20.0% | |
| CVR | CHICAGO RIVET & MACH CO | $534,000 | -17.8% | 25,200 | 0.0% | 0.00% | -25.0% | |
| LIQT | LIQTECH INTL INC | $461,000 | -26.7% | 107,450 | 0.0% | 0.00% | -25.0% | |
| GSAT | GLOBALSTAR INC | $443,000 | -43.2% | 1,504,459 | 0.0% | 0.00% | -40.0% | |
| IDIV | METAURUS EQUITY COMPONENT TRus eqt cum 2027 | $427,000 | -28.1% | 50,000 | 0.0% | 0.00% | -25.0% | |
| FSBW | FS BANCORP INC | $520,000 | -43.5% | 14,441 | 0.0% | 0.00% | -40.0% | |
| CAC | CAMDEN NATL CORP | $533,000 | -31.7% | 16,950 | 0.0% | 0.00% | -40.0% | |
| ITGR | INTEGER HLDGS CORP | $432,000 | -21.9% | 6,898 | 0.0% | 0.00% | 0.0% | |
| AIA | ISHARES TRasia 50 etf | $245,000 | -15.5% | 4,400 | 0.0% | 0.00% | 0.0% | |
| PMX | PIMCO MUN INCOME FD III | $310,000 | -16.0% | 29,225 | 0.0% | 0.00% | 0.0% | |
| AIT | APPLIED INDL TECHNOLOGIES IN | $366,000 | -31.5% | 8,001 | 0.0% | 0.00% | -33.3% | |
| NEPH | NEPHROS INC | $273,000 | -36.5% | 43,210 | 0.0% | 0.00% | -33.3% | |
| BKN | BLACKROCK INVT QUALITY MUN T | $300,000 | -3.2% | 19,797 | 0.0% | 0.00% | 0.0% | |
| KRMD | REPRO MED SYS INC | $375,000 | +14.7% | 50,000 | 0.0% | 0.00% | 0.0% | |
| MYD | BLACKROCK MUNIYIELD FD INC | $234,000 | -14.9% | 18,454 | 0.0% | 0.00% | 0.0% | |
| FOR | FORESTAR GROUP INC | $235,000 | -50.4% | 22,739 | 0.0% | 0.00% | -33.3% | |
| ESG | FLEXSHARES TRstox esg index | $259,000 | -19.6% | 4,179 | 0.0% | 0.00% | 0.0% | |
| FCCY | 1ST CONSTITUTION BANCORP | $233,000 | -40.1% | 17,600 | 0.0% | 0.00% | 0.0% | |
| CELC | CELCUITY INC | $265,000 | -38.7% | 40,626 | 0.0% | 0.00% | -33.3% | |
| TPTX | TURNING POINT THERAPEUTICS I | $263,000 | -28.1% | 5,878 | 0.0% | 0.00% | 0.0% | |
| AKBA | AKEBIA THERAPEUTICS INC | $271,000 | +19.9% | 35,806 | 0.0% | 0.00% | +100.0% | |
| TAN | INVESCO EXCHANGE-TRADED FD Tsolar etf | $277,000 | -17.8% | 10,904 | 0.0% | 0.00% | 0.0% | |
| PJUL | INNOVATOR ETFS TRs&p 500 pwr | $286,000 | -10.9% | 11,963 | 0.0% | 0.00% | 0.0% | |
| PAUG | INNOVATOR ETFS TRs&p 500 pwr bu | $314,000 | -10.5% | 13,634 | 0.0% | 0.00% | 0.0% | |
| MCRO | INDEXIQ ETF TRhdg mactrk etf | $248,000 | -8.8% | 10,213 | 0.0% | 0.00% | 0.0% | |
| MSD | MORGAN STANLEY EMER MKTS DEB | $111,000 | -20.7% | 14,527 | 0.0% | 0.00% | 0.0% | |
| IYC | ISHARES TRu.s. cnsm sv etf | $207,000 | -22.5% | 1,171 | 0.0% | 0.00% | -50.0% | |
| OEUR | OSI ETF TRoshares ftse eur | $203,000 | -21.9% | 10,140 | 0.0% | 0.00% | -50.0% | |
| ISTR | INVESTAR HLDG CORP | $128,000 | -46.7% | 10,000 | 0.0% | 0.00% | 0.0% | |
| IIM | INVESCO VALUE MUN INCOME TR | $201,000 | -7.8% | 14,218 | 0.0% | 0.00% | 0.0% | |
| PNOV | INNOVATOR ETFS TRs&p 500 power | $201,000 | -10.7% | 8,581 | 0.0% | 0.00% | 0.0% | |
| ISSC | INNOVATIVE SOLUTIONS & SUPPO | $120,000 | -45.5% | 37,589 | 0.0% | 0.00% | 0.0% | |
| PCQ | PIMCO CA MUNICIPAL INCOME FD | $171,000 | -21.2% | 10,940 | 0.0% | 0.00% | 0.0% | |
| HSC | HARSCO CORP | $171,000 | -69.7% | 24,530 | 0.0% | 0.00% | -66.7% | |
| THG | HANOVER INS GROUP INC | $216,000 | -33.9% | 2,387 | 0.0% | 0.00% | -50.0% | |
| NX | QUANEX BUILDING PRODUCTS COR | $121,000 | -41.0% | 12,000 | 0.0% | 0.00% | 0.0% | |
| GPX | GP STRATEGIES CORP | $91,000 | -50.8% | 14,015 | 0.0% | 0.00% | 0.0% | |
| SMED | SHARPS COMPLIANCE CORP | $188,000 | +88.0% | 23,615 | 0.0% | 0.00% | 0.0% | |
| EVN | EATON VANCE MUNI INCOME TRUSsh ben int | $125,000 | -7.4% | 10,524 | 0.0% | 0.00% | 0.0% | |
| SONA | SOUTHERN NATL BANCORP OF VA | $101,000 | -39.2% | 10,197 | 0.0% | 0.00% | 0.0% | |
| SRLP | SPRAGUE RES LP | $141,000 | -23.0% | 10,800 | 0.0% | 0.00% | 0.0% | |
| DENN | DENNYS CORP | $139,000 | -61.3% | 18,103 | 0.0% | 0.00% | -50.0% | |
| DARIOHEALTH CORP | $150,000 | +2.7% | 22,224 | 0.0% | 0.00% | 0.0% | ||
| RJA | SWEDISH EXPT CR CORProg agri etn22 | $91,000 | -14.2% | 19,037 | 0.0% | 0.00% | 0.0% | |
| CYTK | CYTOKINETICS INC | $150,000 | +11.1% | 12,700 | 0.0% | 0.00% | 0.0% | |
| TRX | TANZANIAN GOLD CORP | $126,000 | -16.0% | 245,000 | 0.0% | 0.00% | 0.0% | |
| CEMI | CHEMBIO DIAGNOSTICS INC | $173,000 | +11.6% | 33,815 | 0.0% | 0.00% | 0.0% | |
| CSBR | CHAMPIONS ONCOLOGY INC | $123,000 | -10.9% | 16,600 | 0.0% | 0.00% | 0.0% | |
| CME | CME GROUP INCput | $112,000 | -30.0% | 28,000 | 0.0% | 0.00% | 0.0% | |
| MFT | BLACKROCK MUNIYLD INVST QLTY | $144,000 | +0.7% | 10,561 | 0.0% | 0.00% | 0.0% | |
| MUA | BLACKROCK MUNIASSETS FD INC | $152,000 | -12.1% | 11,421 | 0.0% | 0.00% | 0.0% | |
| MEN | BLACKROCK MUNIENHANCED FD IN | $133,000 | -4.3% | 12,528 | 0.0% | 0.00% | 0.0% | |
| GFY | WESTERN ASSET VAR RT STRG FD | $194,000 | -17.4% | 14,819 | 0.0% | 0.00% | 0.0% | |
| CAMT | CAMTEK LTDord | $97,000 | -22.4% | 11,530 | 0.0% | 0.00% | 0.0% | |
| FB | FACEBOOK INCcall | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| CSLT | CASTLIGHT HEALTH INCcl b | $8,000 | -46.7% | 11,497 | 0.0% | 0.00% | – | |
| BMRN | BIOMARIN PHARMACEUTICAL INCcall | $2,000 | -33.3% | 500 | 0.0% | 0.00% | – | |
| VRML | VERMILLION INC | $25,000 | +4.2% | 30,000 | 0.0% | 0.00% | – | |
| VTGN | VISTAGEN THERAPEUTICS INC | $58,000 | -36.3% | 132,328 | 0.0% | 0.00% | -100.0% | |
| HIO | WESTERN ASSET HIGH INCM OPP | $59,000 | -16.9% | 14,108 | 0.0% | 0.00% | – | |
| NAVB | NAVIDEA BIOPHARMACEUTICALS I | $13,000 | -27.8% | 15,090 | 0.0% | 0.00% | – | |
| PWFL | POWERFLEET INC | $57,000 | -47.2% | 16,600 | 0.0% | 0.00% | -100.0% | |
| NAII | NATURAL ALTERNATIVES INTL IN | $63,000 | -21.2% | 10,000 | 0.0% | 0.00% | – | |
| MUX | MCEWEN MNG INC | $9,000 | -47.1% | 13,734 | 0.0% | 0.00% | – | |
| MIN | MFS INTER INCOME TRsh ben int | $39,000 | -4.9% | 10,800 | 0.0% | 0.00% | – | |
| WPM | WHEATON PRECIOUS METALS CORPcall | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| MORN | MORNINGSTAR INCput | $2,000 | – | 100 | 0.0% | 0.00% | – | |
| JCPNQ | PENNEY J C CORP INC | $6,000 | -68.4% | 17,043 | 0.0% | 0.00% | – | |
| ONVO | ORGANOVO HLDGS INC | $15,000 | 0.0% | 39,266 | 0.0% | 0.00% | – | |
| AXU | ALEXCO RESOURCE CORP | $15,000 | -48.3% | 12,500 | 0.0% | 0.00% | – | |
| DESP | DESPEGAR COM CORP | $61,000 | -57.6% | 10,687 | 0.0% | 0.00% | -100.0% | |
| OBELF | OBSIDIAN ENERGY LTD | $33,000 | -76.8% | 198,175 | 0.0% | 0.00% | -100.0% | |
| TNP | TSAKOS ENERGY NAVIGATION LTD | $34,000 | -24.4% | 10,500 | 0.0% | 0.00% | – | |
| MCHX | MARCHEX INCcl b | $23,000 | -61.0% | 15,708 | 0.0% | 0.00% | – | |
| ARPO | AERPIO PHARMACEUTICALS INC | $33,000 | -15.4% | 61,000 | 0.0% | 0.00% | – | |
| MLSS | MILESTONE SCIENTIFIC INC | $19,000 | -13.6% | 15,666 | 0.0% | 0.00% | – | |
| NDLS | NOODLES & CO | $75,000 | -14.8% | 15,890 | 0.0% | 0.00% | -100.0% | |
| NYMX | NYMOX PHARMACEUTICAL CORP | $28,000 | +3.7% | 12,000 | 0.0% | 0.00% | – | |
| SHY | ISHARES TRcall | $8,000 | +166.7% | 5,000 | 0.0% | 0.00% | – | |
| KGC | KINROSS GOLD CORP | $44,000 | -13.7% | 10,867 | 0.0% | 0.00% | – | |
| NBEV | NEW AGE BEVERAGES CORPcall | $1,000 | -66.7% | 13,400 | 0.0% | 0.00% | – | |
| TGB | TASEKO MINES LTD | $14,000 | -46.2% | 54,200 | 0.0% | 0.00% | – | |
| MCF | CONTANGO OIL & GAS CO | $54,000 | -58.8% | 35,900 | 0.0% | 0.00% | -100.0% | |
| ECTM | ECA MARCELLUS TR I | $19,000 | -51.3% | 55,000 | 0.0% | 0.00% | – | |
| CNAT | CONATUS PHARMACEUTICALS INC | $3,000 | -25.0% | 10,200 | 0.0% | 0.00% | – | |
| TMO | THERMO FISHER SCIENTIFIC INCput | $4,000 | +300.0% | 100 | 0.0% | 0.00% | – | |
| TWI | TITAN INTL INC ILL | $54,000 | -56.8% | 34,625 | 0.0% | 0.00% | -100.0% | |
| SVBI | SEVERN BANCORP ANNAPOLIS MD | $64,000 | -31.2% | 10,000 | 0.0% | 0.00% | -100.0% | |
| XLU | SELECT SECTOR SPDR TRput | $10,000 | +400.0% | 2,500 | 0.0% | 0.00% | – | |
| ENSV | ENSERVCO CORP | $32,000 | -37.3% | 275,412 | 0.0% | 0.00% | – | |
| FBIO | FORTRESS BIOTECH INC | $59,000 | -26.2% | 31,100 | 0.0% | 0.00% | – | |
| GNUS | GENIUS BRANDS INTL INC | $6,000 | +20.0% | 19,800 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.3% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.3% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.8% |
| EXXON MOBIL CORP | 42 | Q3 2023 | 3.0% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.2% |
| MERCK & CO INC NEW | 42 | Q3 2023 | 1.1% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| AT&T INC | 42 | Q3 2023 | 1.7% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 1.4% |
| PEPSICO INC | 42 | Q3 2023 | 0.9% |
View HighTower Advisors, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Pacific Ethanol, Inc. | July 18, 2019 | 4,073,641 | 8.2% |
View HighTower Advisors, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-06 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View HighTower Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.