HighTower Advisors, LLC - Q3 2018 holdings

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$13.9 Billion is the total value of HighTower Advisors, LLC's 2300 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 2.1% .

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 Value Shares↓ Weighting
TST  THESTREET INC$7,176,000
+0.9%
3,261,9360.0%0.05%
-7.1%
JYNT  JOINT CORP$3,379,000
+4.5%
395,1000.0%0.02%
-4.0%
SRCI  SRC ENERGY INC$2,737,000
-19.3%
307,8620.0%0.02%
-25.9%
WK  WORKIVA INC$2,019,000
+62.0%
51,1000.0%0.02%
+50.0%
FDVV  FIDELITYhigh divid etf$1,808,000
+4.6%
59,0300.0%0.01%
-7.1%
DBL  DOUBLELINE OPPORTUNISTIC CR$1,689,000
-1.5%
82,1900.0%0.01%
-7.7%
EQAL  INVESCO EXCHNG TRADED FD TRrusel 1000 eql$1,635,000
+4.2%
49,3400.0%0.01%0.0%
SFBS  SERVISFIRST BANCSHARES INC$1,680,000
-6.2%
42,9050.0%0.01%
-14.3%
KEX  KIRBY CORP$1,560,000
-1.6%
18,9650.0%0.01%
-8.3%
FTAI  FORTRESS TRANS INFRST INVS L$1,457,000
+0.6%
80,1240.0%0.01%0.0%
FICO  FAIR ISAAC CORP$1,376,000
+18.2%
6,0200.0%0.01%
+11.1%
QLD  PROSHARES TR$1,050,000
+16.5%
10,4260.0%0.01%
+14.3%
NSSC  NAPCO SEC TECHNOLOGIES INC$1,046,000
+2.0%
70,0000.0%0.01%0.0%
IMH  IMPAC MTG HLDGS INC$986,000
-21.4%
131,6070.0%0.01%
-30.0%
TYME  TYME TECHNOLOGIES INC$945,000
-12.0%
340,0000.0%0.01%
-12.5%
TR  TOOTSIE ROLL INDS INC$905,000
-4.8%
30,9730.0%0.01%0.0%
SSNC  SS&C TECHNOLOGIES HLDGS INC$974,000
+9.7%
17,1260.0%0.01%0.0%
ACGL  ARCH CAP GROUP LTDord$777,000
+12.4%
26,0650.0%0.01%
+20.0%
CVR  CHICAGO RIVET & MACH CO$820,000
+1.0%
25,2000.0%0.01%0.0%
GLRE  GREENLIGHT CAPITAL RE LTDclass a$798,000
-12.8%
64,2700.0%0.01%
-14.3%
CAC  CAMDEN NATL CORP$777,000
-5.0%
17,8630.0%0.01%0.0%
ATRO  ASTRONICS CORP$776,000
+20.9%
17,8210.0%0.01%
+20.0%
 SOLARCITY CORPnote 1.625%11/0$877,000
-5.3%
1,000,0000.0%0.01%
-14.3%
BFOR  ALPS ETF TRbarrons 400 etf$867,000
+3.5%
19,3130.0%0.01%
-14.3%
FOR  FORESTAR GROUP INC$635,000
+2.1%
29,9750.0%0.01%0.0%
VTHR  VANGUARD SCOTTSDALE FDSvng rus3000idx$685,000
+6.7%
5,1170.0%0.01%0.0%
GOV  GOVERNMENT PPTYS INCOME TR$625,000
-28.9%
55,4000.0%0.01%
-28.6%
SASR  SANDY SPRING BANCORP INC$688,000
-4.0%
17,5000.0%0.01%
-16.7%
RVNC  REVANCE THERAPEUTICS INC$547,000
-9.4%
22,0000.0%0.00%
-20.0%
EOT  EATON VANCE NATL MUN OPPORT$607,000
+5.6%
28,1880.0%0.00%
-20.0%
DWAS  INVESCO EXCHNG TRADED FD TRdwa smlcp ment$576,000
+6.5%
10,0430.0%0.00%0.0%
ECF  ELLSWORTH GRWTH AND INCOME L$623,000
+9.9%
59,8780.0%0.00%0.0%
WBIY  ABSOLUTE SHS TRwbi pwr fctr etf$514,000
+0.4%
19,0580.0%0.00%0.0%
EWG  ISHARES INCmsci germany etf$389,000
-0.8%
13,1020.0%0.00%0.0%
GGM  GUGGENHEIM CR ALLOCATION FD$479,000
+1.1%
21,7700.0%0.00%
-25.0%
GTY  GETTY RLTY CORP NEW$447,000
+1.4%
15,6430.0%0.00%0.0%
FFC  FLAHERTY&CRMN PFD SEC INCOM$381,000
-4.0%
20,9780.0%0.00%0.0%
FCCY  1ST CONSTITUTION BANCORP$364,000
-9.7%
17,6000.0%0.00%0.0%
EGN  ENERGEN CORP$454,000
+18.5%
5,2650.0%0.00%0.0%
NAC  NUVEEN CA QUALTY MUN INCOME$424,000
-3.2%
32,7900.0%0.00%0.0%
NUDM  NUSHARES ETF TResg intl devel$377,000
+1.9%
14,3550.0%0.00%0.0%
BBRC  COLUMBIA ETF TR IIbeyond brics etf$366,000
+2.2%
20,6370.0%0.00%0.0%
SPYX  SPDR SER TRspdr s&p 500 etf$412,000
+7.6%
5,8260.0%0.00%0.0%
MYF  BLACKROCK MUNIYIELD INVST FD$400,000
+4.2%
28,1000.0%0.00%0.0%
BKT  BLACKROCK INCOME TR INC$452,000
-1.7%
78,1480.0%0.00%
-25.0%
MOO  VANECK VECTORS ETF TRagribusiness etf$403,000
+6.3%
6,1150.0%0.00%0.0%
WRI  WEINGARTEN RLTY INVSsh ben int$424,000
-3.6%
14,2710.0%0.00%0.0%
NBR  NABORS INDUSTRIES LTD$429,000
-4.2%
69,9400.0%0.00%
-25.0%
INTT  INTEST CORP$478,000
+6.2%
61,6180.0%0.00%
-25.0%
GAB  GABELLI EQUITY TR INC$308,000
+3.7%
47,5110.0%0.00%0.0%
MHN  BLACKROCK MUNIHLDGS NY QLTY$334,000
-4.0%
27,9000.0%0.00%
-33.3%
GIII  G-III APPAREL GROUP LTD$220,000
+8.9%
4,5660.0%0.00%0.0%
TWI  TITAN INTL INC ILL$257,000
-30.7%
34,6250.0%0.00%
-33.3%
GBL  GAMCO INVESTORS INC$275,000
-12.4%
11,7500.0%0.00%0.0%
BLD  TOPBUILD CORP$326,000
-27.7%
5,7410.0%0.00%
-50.0%
PICO  PICO HLDGS INC$261,000
+9.2%
20,5700.0%0.00%0.0%
QDF  FLEXSHARES TRqualt divd idx$244,000
+4.7%
5,1550.0%0.00%0.0%
OIA  INVESCO MUNI INCOME OPP TRST$344,000
+1.8%
44,8060.0%0.00%
-33.3%
BQH  BLACKROCK NY MUNICIPAL BOND$238,000
-1.7%
18,4660.0%0.00%0.0%
BBF  BLACKROCK MUNIC INCM INVST Tsh ben int$234,000
-1.7%
18,0500.0%0.00%0.0%
CACC  CREDIT ACCEP CORP MICH$320,000
+24.0%
7310.0%0.00%0.0%
NPV  NUVEEN VIRGINIA QLTY MUNCPL$296,000
-4.5%
24,9550.0%0.00%0.0%
CQP  CHENIERE ENERGY PARTNERS LP$241,000
+9.0%
6,1530.0%0.00%0.0%
DBEZ  DBX ETF TRxtrack msci euro$265,000
+0.4%
8,7540.0%0.00%0.0%
HTH  HILLTOP HOLDINGS INC$239,000
-8.8%
11,8640.0%0.00%0.0%
CWCO  CONSOLIDATED WATER CO INCord$218,000
+7.4%
15,7220.0%0.00%0.0%
IRDMB  IRIDIUM COMMUNICATIONS INCperp pfd cnv b$327,000
+50.0%
4000.0%0.00%0.0%
NXEO  NEXEO SOLUTIONS INC$318,000
+33.6%
25,9950.0%0.00%0.0%
MCRO  INDEXIQ ETF TRhdg mactrk etf$265,000
+0.4%
10,1000.0%0.00%0.0%
EML  EASTERN CO$278,000
+1.1%
9,8000.0%0.00%0.0%
SRLP  SPRAGUE RES LP$291,000
+6.2%
10,8000.0%0.00%0.0%
IYC  ISHARES TRu.s. cnsm sv etf$332,000
+8.9%
1,5720.0%0.00%0.0%
WP  WORLDPAY INCcl a$270,000
+23.9%
2,6610.0%0.00%0.0%
AFB  ALLIANCEBERNSTEIN NATL MUNI$312,000
-1.9%
25,1830.0%0.00%0.0%
OBLN  OBALON THERAPEUTICS INC$342,000
+25.7%
126,2880.0%0.00%0.0%
EXR  EXTRA SPACE STORAGE INC$247,000
-13.0%
2,8510.0%0.00%0.0%
SGC  SUPERIOR GRP OF COMPANIES IN$260,000
-8.1%
13,6510.0%0.00%0.0%
CLNC  COLONY CR REAL ESTATE INC$222,000
+6.7%
10,0650.0%0.00%0.0%
EXTR  EXTREME NETWORKS INC$328,000
-31.2%
59,8100.0%0.00%
-50.0%
IMCV  ISHARES TRmrgstr md cp val$328,000
+0.9%
2,0460.0%0.00%
-33.3%
AIA  ISHARES TRasia 50 etf$275,000
-0.4%
4,4000.0%0.00%0.0%
GFY  WESTERN ASSET VAR RT STRG FD$294,000
-1.7%
18,4340.0%0.00%0.0%
WAIR  WESCO AIRCRAFT HLDGS INC$214,0000.0%19,0000.0%0.00%0.0%
IBCP  INDEPENDENT BANK CORP MICH$216,000
-6.9%
9,0890.0%0.00%0.0%
TELL  TELLURIAN INC NEW$301,000
+8.3%
33,5500.0%0.00%0.0%
PNFP  PINNACLE FINL PARTNERS INC$255,000
-1.9%
4,2470.0%0.00%0.0%
CTRV  CONTRAVIR PHARMACEUTICALS IN$73,000
-56.8%
129,7330.0%0.00%0.0%
CVGI  COMMERCIAL VEH GROUP INC$92,000
+24.3%
10,0000.0%0.00%0.0%
CHRS  COHERUS BIOSCIENCES INC$171,000
+17.9%
10,3500.0%0.00%0.0%
FOF  COHEN & STEERS CLOSED END OP$168,000
+0.6%
13,0070.0%0.00%0.0%
CODX  CO DIAGNOSTICS INC$204,000
-32.2%
77,5420.0%0.00%
-50.0%
SBR  SABINE ROYALTY TRunit ben int$204,000
-10.1%
4,8000.0%0.00%
-50.0%
CTR  CLEARBRIDGE ENERGY MLP TR FD$147,000
+0.7%
12,9700.0%0.00%0.0%
NRT  NORTH EUROPEAN OIL RTY TRsh ben int$98,000
-4.9%
12,6740.0%0.00%0.0%
NDLS  NOODLES & CO$192,000
-2.0%
15,8900.0%0.00%
-50.0%
SVBI  SEVERN BANCORP ANNAPOLIS MD$98,000
+12.6%
10,0000.0%0.00%0.0%
NBO  NEUBERGER BRMAN NY MUNI FD I$148,000
-0.7%
12,9880.0%0.00%0.0%
SONA  SOUTHERN NATL BANCORP OF VA$164,000
-9.4%
10,1970.0%0.00%0.0%
MWA  MUELLER WTR PRODS INC$155,000
-1.9%
13,4860.0%0.00%0.0%
SCL  STEPAN COput$101,000
-56.7%
59,0000.0%0.00%
-50.0%
MRTX  MIRATI THERAPEUTICS INC$200,000
-4.3%
4,2500.0%0.00%
-50.0%
MACK  MERRIMACK PHARMACEUTICALS IN$81,000
+9.5%
15,1500.0%0.00%0.0%
TRX  TANZANIAN ROYALTY EXPL CORP$89,000
-15.2%
245,0000.0%0.00%0.0%
MNE  BLACKROCK MUNI N Y INTER DUR$150,000
-1.3%
11,9950.0%0.00%0.0%
MFT  BLACKROCK MUNIYLD INVST QLTY$159,000
-5.4%
12,7610.0%0.00%0.0%
MUA  BLACKROCK MUNIASSETS FD INC$184,000
-2.1%
14,2020.0%0.00%0.0%
MEN  BLACKROCK MUNIENHANCED FD IN$138,000
-5.5%
13,7530.0%0.00%0.0%
MHD  BLACKROCK MUNIHOLDINGS FD IN$207,000
-4.2%
13,8410.0%0.00%
-50.0%
LBYYQ  LIBBEY INC$91,000
+7.1%
10,4560.0%0.00%0.0%
BBK  BLACKROCK MUNICIPAL BOND TR$193,000
-3.5%
13,9500.0%0.00%
-50.0%
BVXV  BIONDVAX PHARMACEUTICALS LTDspond ads$94,000
-16.1%
16,8000.0%0.00%0.0%
GSAT  GLOBALSTAR INC$96,000
+5.5%
187,5840.0%0.00%0.0%
CHIX  GLOBAL X FDSchina finl etf$172,0000.0%10,2000.0%0.00%0.0%
GOL  GOL LINHAS AEREAS INTLG S Aspon adr pfd new$90,000
+3.4%
16,5150.0%0.00%0.0%
NCV  ALLIANZGI CONV INCOME FD$163,000
-0.6%
23,5260.0%0.00%0.0%
HPI  HANCOCK JOHN PFD INCOME FDsh ben int$205,000
+0.5%
9,3400.0%0.00%
-50.0%
ADES  ADVANCED EMISSIONS SOLUTS IN$120,000
+5.3%
10,0000.0%0.00%0.0%
AWP  ABERDEEN GLOBAL PREMIER PPTY$70,000
-4.1%
11,4910.0%0.00%0.0%
IDSY  I D SYSTEMS INC$115,000
+11.7%
16,6000.0%0.00%0.0%
INUV  INUVO INC$73,000
-19.8%
117,1840.0%0.00%0.0%
PVG  PRETIUM RES INC$192,000
+3.2%
25,4270.0%0.00%0.0%
PSTI  PLURISTEM THERAPEUTICS INC$103,000
+10.8%
78,2000.0%0.00%0.0%
PCQ  PIMCO CA MUNICIPAL INCOME FD$174,000
-5.9%
10,9400.0%0.00%0.0%
DENN  DENNYS CORP$176,000
-7.4%
11,9720.0%0.00%0.0%
ECTM  ECA MARCELLUS TR I$102,000
-12.1%
55,0000.0%0.00%0.0%
NYH  EATON VANCE N Y MUN BD FD II$146,000
-3.3%
14,0190.0%0.00%0.0%
CYAN  CYANOTECH CORP$100,000
-14.5%
29,9150.0%0.00%0.0%
 ELECTRONICS FOR IMAGING INCnote 0.750% 9/0$20,0000.0%20,0000.0%0.00%–
VIAB  VIACOM INC NEWcall$14,000
+40.0%
5,0000.0%0.00%–
VIPS  VIPSHOP HLDGS LTDcall$0
-100.0%
5000.0%0.00%–
VTGN  VISTAGEN THERAPEUTICS INC$34,000
+6.2%
23,7260.0%0.00%–
VTL  VITAL THERAPIES INC$3,000
-95.7%
10,0000.0%0.00%
-100.0%
DHXM  DHX MEDIA LTD$18,000
-28.0%
12,0000.0%0.00%–
APHB  AMPLIPHI BIOSCIENCES CORP$10,000
-9.1%
10,0000.0%0.00%–
TURN  180 DEGREE CAP CORP$38,000
-5.0%
17,3000.0%0.00%–
ITA  ISHARES TRput$0
-100.0%
3000.0%0.00%–
INFU  INFUSYSTEM HLDGS INC$33,000
-8.3%
10,0000.0%0.00%–
ATAX  AMERICA FIRST MULTIFAMILY INben unit ctf$58,000
-9.4%
10,0000.0%0.00%
-100.0%
BCLI  BRAINSTORM CELL THERAPEUTICS$41,000
-2.4%
10,7660.0%0.00%–
MLSS  MILESTONE SCIENTIFIC INC$11,000
-8.3%
15,6660.0%0.00%–
SWCH  SWITCH INCcall$14,000
-69.6%
50,0000.0%0.00%–
AXU  ALEXCO RESOURCE CORP$10,000
-23.1%
10,0000.0%0.00%–
CBLAQ  CBL & ASSOC PPTYS INC$44,000
-29.0%
11,1710.0%0.00%–
SBUX  STARBUCKS CORPput$0
-100.0%
5000.0%0.00%–
MDCA  MDC PARTNERS INCcl a sub vtg$53,000
-8.6%
12,6780.0%0.00%–
F  FORD MTR CO DELcall$1,000
-83.3%
15,0000.0%0.00%–
CBOE  CBOE GLOBAL MARKETS INCput$66,000
-9.6%
28,2000.0%0.00%
-100.0%
GRUB  GRUBHUB INCcall$22,000
+1000.0%
5000.0%0.00%–
SSINQ  STAGE STORES INC$66,000
-14.3%
34,1000.0%0.00%
-100.0%
GURE  GULF RESOURCES INC$26,000
-25.7%
25,0010.0%0.00%–
NNVC  NANOVIRICIDES INC$8,0000.0%21,4290.0%0.00%–
NAVB  NAVIDEA BIOPHARMACEUTICALS I$18,0000.0%81,5560.0%0.00%–
NKTR  NEKTAR THERAPEUTICScall$16,000
+700.0%
1,2000.0%0.00%–
CME  CME GROUP INCput$7,000
-80.0%
34,0000.0%0.00%–
LIQT  LIQTECH INTL INC$17,000
+142.9%
10,0000.0%0.00%–
ZBH  ZIMMER BIOMET HLDGS INCput$0
-100.0%
3000.0%0.00%–
RXII  RXI PHARMACEUTICALS CORP NEW$12,000
-36.8%
10,0000.0%0.00%–
HBI  HANESBRANDS INCcall$0
-100.0%
3,0000.0%0.00%–
DHR  DANAHER CORP DELput$0–2000.0%0.00%–
AGN  ALLERGAN PLCcall$1,000
-50.0%
9000.0%0.00%–
SBGL  SIBANYE STILLWATERsponsored adr$61,000
+3.4%
24,5580.0%0.00%–
TRVN  TREVENA INC$32,000
+45.5%
15,0050.0%0.00%–
JPM  JPMORGAN CHASE & COput$2,0000.0%1,0000.0%0.00%–
SNES  SENESTECH INC$14,000
-58.8%
20,9370.0%0.00%–
HLF  HERBALIFE NUTRITION LTD$3,0000.0%600.0%0.00%–
HLF  HERBALIFE NUTRITION LTDput$0
-100.0%
10,0000.0%0.00%–
ONVO  ORGANOVO HLDGS INC$36,000
-18.2%
32,3560.0%0.00%–
CPRX  CATALYST PHARMACEUTICALS INC$47,000
+23.7%
12,4110.0%0.00%–
HD  HOME DEPOT INCput$4,000
+300.0%
4000.0%0.00%–
RTN  RAYTHEON COput$4,000
-69.2%
1,0000.0%0.00%–
HON  HONEYWELL INTL INCput$1,0000.0%5000.0%0.00%–
NAO  NORDIC AMERN OFFSHORE LTD$15,000
-11.8%
15,1000.0%0.00%–
TRQ  TURQUOISE HILL RES LTD$34,000
-26.1%
16,2460.0%0.00%–
CFMS  CONFORMIS INC$35,000
-16.7%
32,9400.0%0.00%–
STZ  CONSTELLATION BRANDS INCcall$3,000
-40.0%
3000.0%0.00%–
OHRP  OHR PHARMACEUTICAL INC$3,0000.0%17,0000.0%0.00%–
CLDX  CELLDEX THERAPEUTICS INC NEW$19,000
-13.6%
50,4150.0%0.00%–
TNP  TSAKOS ENERGY NAVIGATION LTD$35,000
-12.5%
10,5000.0%0.00%–
SHLDQ  SEARS HLDGS CORPcall$2,000
-90.0%
54,6000.0%0.00%–
SHLDQ  SEARS HLDGS CORP$0
-100.0%
5230.0%0.00%–
NG  NOVAGOLD RES INCcall$0–2,0000.0%0.00%–
SPCB  SUPERCOM LTD NEW$36,000
-23.4%
20,0000.0%0.00%–
COST  COSTCO WHSL CORP NEWcall$13,000
+333.3%
1,0000.0%0.00%–
OPK  OPKO HEALTH INCcall$0–1,0000.0%0.00%–
ITW  ILLINOIS TOOL WKS INCput$13,000
-83.3%
8,0000.0%0.00%
-100.0%
JNPR  JUNIPER NETWORKS INCcall$14,000
+55.6%
2,5000.0%0.00%–
KCAP  KCAP FINL INC$50,000
+4.2%
15,0250.0%0.00%–
IBIO  IBIO INC$12,0000.0%13,5020.0%0.00%–
TXMD  THERAPEUTICSMD INC$69,000
+6.2%
10,5000.0%0.00%
-100.0%
NM  NAVIOS MARITIME HOLDINGS INC$54,000
-16.9%
76,2590.0%0.00%
-100.0%
MCHX  MARCHEX INCcl b$47,000
-9.6%
17,0000.0%0.00%–
BBBY  BED BATH & BEYOND INCcall$1,000
-83.3%
1,5000.0%0.00%–
CLVS  CLOVIS ONCOLOGY INCcall$0–1000.0%0.00%–
BPTH  BIO PATH HOLDINGS INC$10,000
-60.0%
17,0000.0%0.00%–
 TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0$15,0000.0%15,0000.0%0.00%–
RIGL  RIGEL PHARMACEUTICALS INC$32,000
+14.3%
10,0000.0%0.00%–
VRML  VERMILLION INC$21,000
-8.7%
30,0000.0%0.00%–
GMOLQ  GENERAL MOLY INC$4,0000.0%10,0000.0%0.00%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2018-11-09
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SPDR S&P 500 ETF TR42Q3 20233.3%
MICROSOFT CORP42Q3 20233.3%
JOHNSON & JOHNSON42Q3 20231.8%
EXXON MOBIL CORP42Q3 20233.0%
PROCTER & GAMBLE CO42Q3 20231.2%
MERCK & CO INC NEW42Q3 20231.1%
ISHARES TR42Q3 20231.1%
AT&T INC42Q3 20231.7%
UNITED PARCEL SERVICE INC42Q3 20231.4%
PEPSICO INC42Q3 20230.9%

View HighTower Advisors, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
HighTower Advisors, LLC Q3 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Pacific Ethanol, Inc.July 18, 20194,073,6418.2%

View HighTower Advisors, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-06
13F-HR2024-02-12
13F-HR2023-11-08
13F-HR2023-08-14
13F-HR2023-05-12
13F-HR2023-02-09
13F-HR2022-11-09
13F-HR2022-08-10
13F-HR2022-05-12
13F-HR2022-02-10

View HighTower Advisors, LLC's complete filings history.

All filings

View complete filings history.

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