$12.2 Billion is the total value of HighTower Advisors, LLC's 2297 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 4.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MXL | MAXLINEAR INC | $26,455,000 | +11.2% | 1,001,329 | 0.0% | 0.22% | +6.9% | |
| CHENIERE ENERGY INCnote 4.250% 3/1 | $4,932,000 | +2.4% | 6,960,000 | 0.0% | 0.04% | -2.4% | ||
| TST | THESTREET INC | $4,495,000 | +34.3% | 3,100,465 | 0.0% | 0.04% | +27.6% | |
| GENN | GENESIS HEALTHCARE INC | $2,509,000 | -34.3% | 3,289,421 | 0.0% | 0.02% | -36.4% | |
| STBZ | STATE BK FINL CORP | $1,569,000 | +4.1% | 52,593 | 0.0% | 0.01% | 0.0% | |
| FTAI | FORTRESS TRANS INFRST INVS L | $1,597,000 | +10.4% | 80,124 | 0.0% | 0.01% | +8.3% | |
| OFIX | ORTHOFIX INTL N V | $1,418,000 | +15.8% | 25,918 | 0.0% | 0.01% | +20.0% | |
| LMRK | LANDMARK INFRASTRUCTURE LP | $1,303,000 | +7.2% | 72,014 | 0.0% | 0.01% | +10.0% | |
| GNL | GLOBAL NET LEASE INC | $1,350,000 | -6.1% | 65,632 | 0.0% | 0.01% | -8.3% | |
| GOV | GOVERNMENT PPTYS INCOME TR | $1,363,000 | -1.2% | 73,440 | 0.0% | 0.01% | -8.3% | |
| IYJ | ISHARES TRus industrials | $1,053,000 | +6.6% | 7,141 | 0.0% | 0.01% | +12.5% | |
| WK | WORKIVA INC | $1,114,000 | +2.6% | 52,100 | 0.0% | 0.01% | 0.0% | |
| SOLARCITY CORPnote 1.625%11/0 | $926,000 | -2.1% | 1,000,000 | 0.0% | 0.01% | 0.0% | ||
| CAF | MORGAN STANLEY CHINA A SH FD | $1,019,000 | -2.0% | 43,600 | 0.0% | 0.01% | -11.1% | |
| VTHR | VANGUARD SCOTTSDALE FDSvng rus3000idx | $950,000 | +6.1% | 7,742 | 0.0% | 0.01% | 0.0% | |
| CVR | CHICAGO RIVET & MACH CO | $801,000 | +2.6% | 25,200 | 0.0% | 0.01% | 0.0% | |
| BSCO | CLAYMORE EXCHANGE TRD FD TR2024 corp bond | $750,000 | -0.4% | 35,789 | 0.0% | 0.01% | 0.0% | |
| ATRO | ASTRONICS CORP | $739,000 | +39.7% | 17,821 | 0.0% | 0.01% | +20.0% | |
| IYM | ISHARES TRu.s. bas mtl etf | $593,000 | +6.3% | 5,821 | 0.0% | 0.01% | 0.0% | |
| EOT | EATON VANCE NATL MUN OPPORT | $636,000 | -0.6% | 28,188 | 0.0% | 0.01% | 0.0% | |
| MYN | BLACKROCK MUNIYIELD NY QLTY | $556,000 | -1.8% | 43,022 | 0.0% | 0.01% | 0.0% | |
| XME | SPDR SERIES TRUSTs&p metals mng | $610,000 | +13.0% | 16,786 | 0.0% | 0.01% | 0.0% | |
| GAB | GABELLI EQUITY TR INC | $442,000 | -4.3% | 71,197 | 0.0% | 0.00% | 0.0% | |
| GBCI | GLACIER BANCORP INC NEW | $537,000 | +3.9% | 13,662 | 0.0% | 0.00% | 0.0% | |
| INTT | INTEST CORP | $541,000 | +4.4% | 62,519 | 0.0% | 0.00% | 0.0% | |
| NUGT | DIREXION SHS ETF TRdly gold indx 3x | $488,000 | -1.0% | 15,413 | 0.0% | 0.00% | 0.0% | |
| NTRA | NATERA INC | $450,000 | -30.3% | 50,115 | 0.0% | 0.00% | -33.3% | |
| AROW | ARROW FINL CORP | $445,000 | -1.3% | 13,112 | 0.0% | 0.00% | 0.0% | |
| TWI | TITAN INTL INC ILL | $446,000 | +27.1% | 34,625 | 0.0% | 0.00% | +33.3% | |
| SCL | STEPAN COput | $453,000 | +6.1% | 59,000 | 0.0% | 0.00% | 0.0% | |
| FCCY | 1ST CONSTITUTION BANCORP | $313,000 | +1.0% | 17,100 | 0.0% | 0.00% | 0.0% | |
| MYD | BLACKROCK MUNIYIELD FD INC | $320,000 | -2.7% | 21,946 | 0.0% | 0.00% | 0.0% | |
| MYF | BLACKROCK MUNIYIELD INVST FD | $420,000 | -3.0% | 28,296 | 0.0% | 0.00% | -25.0% | |
| NPV | NUVEEN VIRGINIA QLTY MUNCPL | $319,000 | -3.0% | 24,955 | 0.0% | 0.00% | 0.0% | |
| NHI | NATIONAL HEALTH INVS INC | $319,000 | -2.7% | 4,250 | 0.0% | 0.00% | 0.0% | |
| MACK | MERRIMACK PHARMACEUTICALS IN | $310,000 | -29.2% | 30,150 | 0.0% | 0.00% | -25.0% | |
| CTRV | CONTRAVIR PHARMACEUTICALS IN | $374,000 | -30.7% | 1,037,871 | 0.0% | 0.00% | -40.0% | |
| SMHI | SEACOR MARINE HLDGS INC | $328,000 | -24.8% | 27,922 | 0.0% | 0.00% | -25.0% | |
| EML | EASTERN CO | $308,000 | -9.1% | 11,796 | 0.0% | 0.00% | 0.0% | |
| OIA | INVESCO MUNI INCOME OPP TRST | $358,000 | +1.4% | 44,806 | 0.0% | 0.00% | 0.0% | |
| HSBCPRA | HSBC HLDGS PLCadr a 1/40pf a | $399,000 | -2.0% | 15,440 | 0.0% | 0.00% | 0.0% | |
| SPYX | SPDR SER TRspdr s&p 500 etf | $378,000 | +6.5% | 5,826 | 0.0% | 0.00% | 0.0% | |
| FAX | ABERDEEN ASIA PACIFIC INCOM | $316,000 | -5.7% | 64,734 | 0.0% | 0.00% | 0.0% | |
| PMX | PIMCO MUN INCOME FD III | $384,000 | -2.5% | 33,225 | 0.0% | 0.00% | 0.0% | |
| BBF | BLACKROCK MUNIC INCM INVST Tsh ben int | $254,000 | -4.2% | 18,099 | 0.0% | 0.00% | 0.0% | |
| BBK | BLACKROCK MUNICIPAL BOND TR | $204,000 | -2.4% | 13,450 | 0.0% | 0.00% | 0.0% | |
| MUS | BLACKROCK MUNIHOLDNGS QLTY I | $262,000 | -1.9% | 19,614 | 0.0% | 0.00% | 0.0% | |
| CASM | CAS MED SYS INC | $191,000 | -15.9% | 245,489 | 0.0% | 0.00% | 0.0% | |
| CBSA | CBS CORP NEWcl a | $211,000 | +2.9% | 3,517 | 0.0% | 0.00% | 0.0% | |
| CDZI | CADIZ INC | $228,000 | +11.8% | 16,018 | 0.0% | 0.00% | 0.0% | |
| GSAT | GLOBALSTAR INC | $245,000 | -19.7% | 187,584 | 0.0% | 0.00% | -33.3% | |
| CHIX | GLOBAL X FDSchina finl etf | $184,000 | +6.4% | 10,200 | 0.0% | 0.00% | +100.0% | |
| GTN | GRAY TELEVISION INC | $251,000 | +6.4% | 15,000 | 0.0% | 0.00% | 0.0% | |
| HVT | HAVERTY FURNITURE INC | $200,000 | -13.8% | 8,879 | 0.0% | 0.00% | 0.0% | |
| MCRO | INDEXIQ ETF TRhdg mactrk etf | $268,000 | +1.5% | 10,100 | 0.0% | 0.00% | 0.0% | |
| XENT | INTERSECT ENT INC | $267,000 | +3.9% | 8,262 | 0.0% | 0.00% | 0.0% | |
| VVR | INVESCO SR INCOME TR | $279,000 | -2.1% | 63,634 | 0.0% | 0.00% | 0.0% | |
| AIA | ISHARES TRasia 50 etf | $291,000 | +7.8% | 4,400 | 0.0% | 0.00% | 0.0% | |
| MGLN | MAGELLAN HEALTH INC | $251,000 | +12.1% | 2,600 | 0.0% | 0.00% | 0.0% | |
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $204,000 | 0.0% | 4,032 | 0.0% | 0.00% | 0.0% | |
| OMC | OMNICOM GROUP INCput | $209,000 | +129.7% | 55,000 | 0.0% | 0.00% | +100.0% | |
| PCRX | PACIRA PHARMACEUTICALS INC | $275,000 | +21.7% | 6,000 | 0.0% | 0.00% | 0.0% | |
| EUSC | WISDOMTREE TReur hdg smlcap | $204,000 | +1.0% | 6,558 | 0.0% | 0.00% | 0.0% | |
| ELECTRONICS FOR IMAGING INCnote 0.750% 9/0 | $105,000 | -7.1% | 109,000 | 0.0% | 0.00% | 0.0% | ||
| WHITING PETE CORP NEWnote 1.250% 4/0 | $107,000 | +3.9% | 115,000 | 0.0% | 0.00% | 0.0% | ||
| ECTM | ECA MARCELLUS TR I | $137,000 | -1.4% | 63,250 | 0.0% | 0.00% | 0.0% | |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $61,000 | +1.7% | 77,000 | 0.0% | 0.00% | 0.0% | ||
| INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $70,000 | +6.1% | 62,000 | 0.0% | 0.00% | 0.0% | ||
| UTI | UNIVERSAL TECHNICAL INST INC | $72,000 | -30.8% | 30,000 | 0.0% | 0.00% | 0.0% | |
| NUANCE COMMUNICATIONS INCdebt 1.500%11/0 | $95,000 | +2.2% | 93,000 | 0.0% | 0.00% | 0.0% | ||
| TESLA INCnote 0.250% 3/0 | $68,000 | -2.9% | 64,000 | 0.0% | 0.00% | 0.0% | ||
| IDSY | I D SYSTEMS INC | $136,000 | -7.5% | 19,600 | 0.0% | 0.00% | 0.0% | |
| COLONY CAP INCnote 3.875% 1/1 | $119,000 | 0.0% | 119,000 | 0.0% | 0.00% | 0.0% | ||
| CVEO | CIVEO CORP CDA | $70,000 | -6.7% | 25,720 | 0.0% | 0.00% | 0.0% | |
| NDLS | NOODLES & CO | $84,000 | +20.0% | 15,890 | 0.0% | 0.00% | 0.0% | |
| TRX | TANZANIAN ROYALTY EXPL CORP | $68,000 | -12.8% | 245,000 | 0.0% | 0.00% | 0.0% | |
| SAND | SANDSTORM GOLD LTD | $152,000 | +10.9% | 30,173 | 0.0% | 0.00% | 0.0% | |
| STARWOOD PPTY TR INCnote 4.375% 4/0 | $85,000 | +2.4% | 83,000 | 0.0% | 0.00% | 0.0% | ||
| CSG SYS INTL INCnote 4.250% 3/1 | $117,000 | +1.7% | 107,000 | 0.0% | 0.00% | 0.0% | ||
| PROSPECT CAPITAL CORPORATIONnote 5.750% 3/1 | $63,000 | 0.0% | 63,000 | 0.0% | 0.00% | 0.0% | ||
| B2GOLD CORPnote 3.250%10/0 | $103,000 | +4.0% | 97,000 | 0.0% | 0.00% | 0.0% | ||
| UCFC | UNITED CMNTY FINL CORP OHIO | $105,000 | -5.4% | 11,480 | 0.0% | 0.00% | 0.0% | |
| MWA | MUELLER WTR PRODS INC | $169,000 | -1.7% | 13,486 | 0.0% | 0.00% | 0.0% | |
| FUND | SPROTT FOCUS TR INC | $150,000 | +2.7% | 18,869 | 0.0% | 0.00% | 0.0% | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $70,000 | 0.0% | 70,000 | 0.0% | 0.00% | 0.0% | ||
| MFT | BLACKROCK MUNIYLD INVST QLTY | $182,000 | -2.7% | 12,994 | 0.0% | 0.00% | -50.0% | |
| MUE | BLACKROCK MUNIHLDNGS QLTY II | $151,000 | 0.0% | 10,816 | 0.0% | 0.00% | 0.0% | |
| MEN | BLACKROCK MUNIENHANCED FD IN | $180,000 | -3.2% | 15,555 | 0.0% | 0.00% | -50.0% | |
| MHD | BLACKROCK MUNIHOLDINGS FD IN | $172,000 | -4.4% | 10,393 | 0.0% | 0.00% | -50.0% | |
| BLACKROCK CAPITAL INVESTMENTnote 5.000% 6/1 | $68,000 | -2.9% | 66,000 | 0.0% | 0.00% | 0.0% | ||
| BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $111,000 | -3.5% | 103,000 | 0.0% | 0.00% | 0.0% | ||
| PDC ENERGY INCnote 1.125% 9/1 | $109,000 | -0.9% | 113,000 | 0.0% | 0.00% | 0.0% | ||
| GENC | GENCOR INDS INC | $169,000 | -6.1% | 10,227 | 0.0% | 0.00% | -50.0% | |
| MDR | MCDERMOTT INTL INC | $102,000 | -9.7% | 15,396 | 0.0% | 0.00% | 0.0% | |
| MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $104,000 | 0.0% | 108,000 | 0.0% | 0.00% | 0.0% | ||
| ATHX | ATHERSYS INC | $67,000 | -13.0% | 37,200 | 0.0% | 0.00% | 0.0% | |
| FIREEYE INCnote 1.625% 6/0 | $149,000 | -0.7% | 162,000 | 0.0% | 0.00% | 0.0% | ||
| FINISAR CORPnote 0.500%12/1 | $144,000 | -4.0% | 142,000 | 0.0% | 0.00% | 0.0% | ||
| AXAS | ABRAXAS PETE CORP | $98,000 | +30.7% | 40,200 | 0.0% | 0.00% | 0.0% | |
| PBPB | POTBELLY CORP | $132,000 | -0.8% | 10,785 | 0.0% | 0.00% | 0.0% | |
| ATAX | AMERICA FIRST MULTIFAMILY INben unit ctf | $75,000 | 0.0% | 12,500 | 0.0% | 0.00% | 0.0% | |
| ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $133,000 | 0.0% | 125,000 | 0.0% | 0.00% | 0.0% | ||
| ROYAL GOLD INCnote 2.875% 6/1 | $93,000 | 0.0% | 85,000 | 0.0% | 0.00% | 0.0% | ||
| ADES | ADVANCED EMISSIONS SOLUTS IN | $97,000 | -11.8% | 10,000 | 0.0% | 0.00% | 0.0% | |
| LIBERTY MEDIA CORPdeb 3.500% 1/1 | $97,000 | +2.1% | 171,000 | 0.0% | 0.00% | 0.0% | ||
| LBYYQ | LIBBEY INC | $79,000 | -18.6% | 10,456 | 0.0% | 0.00% | 0.0% | |
| RJA | SWEDISH EXPT CR CORProg agri etn22 | $121,000 | -0.8% | 20,149 | 0.0% | 0.00% | 0.0% | |
| PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $107,000 | +3.9% | 113,000 | 0.0% | 0.00% | 0.0% | ||
| CYTX | CYTORI THERAPEUTICS INC | $5,000 | -16.7% | 15,800 | 0.0% | 0.00% | – | |
| HLF | HERBALIFE LTDput | $4,000 | -42.9% | 22,500 | 0.0% | 0.00% | – | |
| IR | INGERSOLL-RAND PLCcall | $1,000 | -83.3% | 2,500 | 0.0% | 0.00% | – | |
| NCLH | NORWEGIAN CRUISE LINE HLDGSput | $1,000 | -75.0% | 2,000 | 0.0% | 0.00% | – | |
| BAC | BANK AMER CORPput | $0 | -100.0% | 1,000 | 0.0% | 0.00% | – | |
| APA | APACHE CORPcall | $0 | – | 200 | 0.0% | 0.00% | – | |
| ADI | ANALOG DEVICES INCcall | $7,000 | -78.1% | 5,000 | 0.0% | 0.00% | – | |
| PERI | PERION NETWORK LTD | $26,000 | -16.1% | 25,219 | 0.0% | 0.00% | – | |
| APC | ANADARKO PETE CORPcall | $0 | – | 100 | 0.0% | 0.00% | – | |
| ALN | AMERICAN LORAIN CORP | $5,000 | -50.0% | 27,540 | 0.0% | 0.00% | – | |
| ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $50,000 | -7.4% | 60,000 | 0.0% | 0.00% | – | ||
| TRQ | TURQUOISE HILL RES LTD | $56,000 | +12.0% | 16,246 | 0.0% | 0.00% | – | |
| CRM | SALESFORCE COM INCcall | $1,000 | -75.0% | 1,000 | 0.0% | 0.00% | – | |
| XBI | SPDR SERIES TRUSTcall | $11,000 | – | 3,000 | 0.0% | 0.00% | – | |
| KRE | SPDR SERIES TRUSTput | $0 | -100.0% | 2,500 | 0.0% | 0.00% | – | |
| REXXQ | REX ENERGY CORPORATION | $23,000 | -48.9% | 16,556 | 0.0% | 0.00% | – | |
| REGN | REGENERON PHARMACEUTICALScall | $0 | -100.0% | 1,000 | 0.0% | 0.00% | – | |
| TURN | 180 DEGREE CAP CORP | $34,000 | +13.3% | 17,300 | 0.0% | 0.00% | – | |
| OHRP | OHR PHARMACEUTICAL INC | $52,000 | +205.9% | 27,000 | 0.0% | 0.00% | – | |
| NNVC | NANOVIRICIDES INC | $18,000 | -25.0% | 21,429 | 0.0% | 0.00% | – | |
| MLSS | MILESTONE SCIENTIFIC INC | $18,000 | -5.3% | 15,666 | 0.0% | 0.00% | – | |
| MSFT | MICROSOFT CORPcall | $8,000 | -20.0% | 2,000 | 0.0% | 0.00% | – | |
| KNX | KNIGHT SWIFT TRANSN HLDGS INput | $0 | – | 300 | 0.0% | 0.00% | – | |
| KCAP | KCAP FINL INC | $51,000 | -7.3% | 15,025 | 0.0% | 0.00% | – | |
| JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $23,000 | 0.0% | 23,000 | 0.0% | 0.00% | – | ||
| IWM | ISHARES TRput | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| IEX | IDEX CORPput | $1,000 | -87.5% | 14,100 | 0.0% | 0.00% | – | |
| IBIO | IBIO INC | $24,000 | -44.2% | 135,020 | 0.0% | 0.00% | – | |
| VTGN | VISTAGEN THERAPEUTICS INC | $22,000 | -31.2% | 20,215 | 0.0% | 0.00% | – | |
| VTL | VITAL THERAPIES INC | $60,000 | +17.6% | 10,000 | 0.0% | 0.00% | – | |
| HCI GROUP INCnote 3.875% 3/1 | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| WBA | WALGREENS BOOTS ALLIANCE INCput | $10,000 | +25.0% | 3,100 | 0.0% | 0.00% | – | |
| FTNT | FORTINET INCcall | $0 | – | 100 | 0.0% | 0.00% | – | |
| WB | WEIBO CORPcall | $0 | -100.0% | 100 | 0.0% | 0.00% | – | |
| WFC | WELLS FARGO CO NEWcall | $30,000 | +100.0% | 4,200 | 0.0% | 0.00% | – | |
| FDX | FEDEX CORPcall | $30,000 | +130.8% | 1,000 | 0.0% | 0.00% | – | |
| XOM | EXXON MOBIL CORPcall | $5,000 | – | 1,000 | 0.0% | 0.00% | – | |
| EFX | EQUIFAX INCput | $2,000 | -81.8% | 1,400 | 0.0% | 0.00% | – | |
| EVEPQ | EV ENERGY PARTNERS LP | $8,000 | -20.0% | 15,350 | 0.0% | 0.00% | – | |
| DHXM | DHX MEDIA LTD | $43,000 | -17.3% | 12,000 | 0.0% | 0.00% | – | |
| DEPO | DEPOMED INCcall | $5,000 | +150.0% | 5,000 | 0.0% | 0.00% | – | |
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $18,000 | 0.0% | 19,000 | 0.0% | 0.00% | – | ||
| TESLA INCnote 2.375% 3/1 | $58,000 | -4.9% | 50,000 | 0.0% | 0.00% | -100.0% | ||
| TRVN | TREVENA INC | $24,000 | -36.8% | 15,005 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 3.3% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.3% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.8% |
| EXXON MOBIL CORP | 42 | Q3 2023 | 3.0% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.2% |
| MERCK & CO INC NEW | 42 | Q3 2023 | 1.1% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| AT&T INC | 42 | Q3 2023 | 1.7% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 1.4% |
| PEPSICO INC | 42 | Q3 2023 | 0.9% |
View HighTower Advisors, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Pacific Ethanol, Inc. | July 18, 2019 | 4,073,641 | 8.2% |
View HighTower Advisors, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-06 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View HighTower Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.