$147 Million is the total value of Greenwich Investment Management, Inc.'s 75 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OCSL | New | OAKTREE SPECIALTY LENDING CORP | $18,335,000 | – | 2,457,805 | +100.0% | 12.46% | – |
| TSLX | New | SIXTH STREET SPECIALTY LENDING | $12,192,000 | – | 521,228 | +100.0% | 8.28% | – |
| ARCC | New | ARES CAPITAL CORP | $9,999,000 | – | 471,886 | +100.0% | 6.79% | – |
| PMT | New | PENNYMAC MTG INVT TR | $9,430,000 | – | 544,144 | +100.0% | 6.41% | – |
| TRIN | New | TRINITY CAPITAL INC. | $9,121,000 | – | 518,828 | +100.0% | 6.20% | – |
| BANX | New | STONECASTLE FINANCIAL CORP. | $6,110,000 | – | 278,129 | +100.0% | 4.15% | – |
| MPV | New | BARINGS PARTICIPATION INVESTOR | $5,126,000 | – | 346,386 | +100.0% | 3.48% | – |
| GSBD | New | GOLDMAN SACHS BDC INC. | $5,028,000 | – | 262,440 | +100.0% | 3.42% | – |
| TURN | New | 180 DEGREE CAPITAL CORP. | $4,441,000 | – | 604,212 | +100.0% | 3.02% | – |
| CFG | New | CITIZENS FINANCIAL GROUP, INC. | $3,645,000 | – | 77,147 | +100.0% | 2.48% | – |
| XOM | New | EXXON MOBIL CORP COM | $3,409,000 | – | 55,711 | +100.0% | 2.32% | – |
| AAPL | New | APPLE INC. | $3,391,000 | – | 19,098 | +100.0% | 2.30% | – |
| FSK | New | FS KKR CAPITAL CORPORATION | $3,287,000 | – | 156,951 | +100.0% | 2.23% | – |
| DMLP | New | DORCHESTER MINERALS LP COM UNI | $3,090,000 | – | 156,125 | +100.0% | 2.10% | – |
| PSTL | New | POSTAL REALTY TRUST, INC. CLAS | $2,987,000 | – | 150,868 | +100.0% | 2.03% | – |
| AB | New | ALLIANCEBERNSTEIN HLDG LP | $2,800,000 | – | 57,338 | +100.0% | 1.90% | – |
| ZION | New | ZIONS BANCORPORATION N.A. | $2,786,000 | – | 44,105 | +100.0% | 1.89% | – |
| EQH | New | EQUITABLE HOLDINGS, INC. | $2,479,000 | – | 75,595 | +100.0% | 1.68% | – |
| VTEB | New | VANGUARD TAX-EXEMPT BOND INDEX | $2,394,000 | – | 43,590 | +100.0% | 1.63% | – |
| ARES | New | ARES MANAGEMENT CORPORATION | $2,365,000 | – | 29,105 | +100.0% | 1.61% | – |
| SUB | New | ISHARES SHORT TERM NATIONAL MU | $2,339,000 | – | 21,781 | +100.0% | 1.59% | – |
| FFNW | New | FIRST FINANCIAL NORTHWEST, INC | $2,308,000 | – | 142,741 | +100.0% | 1.57% | – |
| TRTX | New | TPG RE FINANCE TRUST | $2,288,000 | – | 185,748 | +100.0% | 1.56% | – |
| NTIP | New | NETWORK-1 TECHNOLOGIES, INC. | $2,120,000 | – | 751,625 | +100.0% | 1.44% | – |
| FNWB | New | FIRST NORTHWEST BANCORP. | $1,809,000 | – | 89,553 | +100.0% | 1.23% | – |
| MUB | New | ISHARES NATL MUNI BOND ETF | $1,486,000 | – | 12,780 | +100.0% | 1.01% | – |
| UBS | New | UBS GROUP AG | $1,472,000 | – | 82,360 | +100.0% | 1.00% | – |
| MCI | New | BARINGS CORPORATE INVESTORS | $1,382,000 | – | 86,510 | +100.0% | 0.94% | – |
| BCML | New | BAYCOM CORP. | $1,369,000 | – | 73,000 | +100.0% | 0.93% | – |
| FRAF | New | FRANKLIN FINANCIAL SERVICES CO | $1,302,000 | – | 39,353 | +100.0% | 0.88% | – |
| INGR | New | INGREDION, INC. | $1,078,000 | – | 11,151 | +100.0% | 0.73% | – |
| SFBC | New | SOUND FINANCIAL BANCORP ORD SH | $907,000 | – | 20,612 | +100.0% | 0.62% | – |
| New | RUNWAY GROWTH FINANCE CORP. | $826,000 | – | 64,405 | +100.0% | 0.56% | – | |
| HTGC | New | HERCULES CAPITAL, INC. | $787,000 | – | 47,420 | +100.0% | 0.54% | – |
| ISTR | New | INVESTAR HOLDING CORPORATION | $742,000 | – | 40,294 | +100.0% | 0.50% | – |
| ENB | New | ENBRIDGE INC. | $633,000 | – | 16,209 | +100.0% | 0.43% | – |
| GLP | New | GLOBAL PARTNERS LP | $590,000 | – | 25,100 | +100.0% | 0.40% | – |
| CINF | New | CINCINNATI FINANCIAL CORP COM | $567,000 | – | 4,976 | +100.0% | 0.38% | – |
| TROW | New | T ROWE PRICE GROUP INC | $566,000 | – | 2,880 | +100.0% | 0.38% | – |
| MAIN | New | MAIN STREET CAPITAL CORP | $513,000 | – | 11,430 | +100.0% | 0.35% | – |
| MINT | New | PIMCO ENHANCED SHORT MAT ACTIV | $513,000 | – | 5,050 | +100.0% | 0.35% | – |
| HTBI | New | HOMETRUST BANCSHARES, INC. | $486,000 | – | 15,700 | +100.0% | 0.33% | – |
| PEBK | New | PEOPLES BANCORP OF NORTH CAROL | $466,000 | – | 16,890 | +100.0% | 0.32% | – |
| PFX | New | PHENIXFIN CORPORATION COM | $457,000 | – | 10,918 | +100.0% | 0.31% | – |
| PCEF | New | INVESCO CEF INCOME COMPOSITE E | $410,000 | – | 16,960 | +100.0% | 0.28% | – |
| ABBV | New | ABBVIE INC COM | $397,000 | – | 2,932 | +100.0% | 0.27% | – |
| JMST | New | JPMORGAN ULTRA-SHORT MUNICIPAL | $392,000 | – | 7,675 | +100.0% | 0.27% | – |
| ASML | New | ASML HOLDINGS NV | $372,000 | – | 467 | +100.0% | 0.25% | – |
| PFE | New | PFIZER INC COM | $372,000 | – | 6,300 | +100.0% | 0.25% | – |
| ACRE | New | ARES COMMERCIAL REAL ESTATE CO | $362,000 | – | 24,925 | +100.0% | 0.25% | – |
| JNJ | New | JOHNSON & JOHNSON | $351,000 | – | 2,050 | +100.0% | 0.24% | – |
| DIA | New | SPDR DOW JONES IND UT SER 1 ETmf | $345,000 | – | 950 | +100.0% | 0.23% | – |
| SHM | New | SPDR NUVEEN BLOOMBERG BARCLAYS | $336,000 | – | 6,841 | +100.0% | 0.23% | – |
| FLTR | New | VANECK VECTORS INV GRADE FLOAT | $319,000 | – | 12,620 | +100.0% | 0.22% | – |
| CG | New | THE CARLYLE GROUP INC. | $273,000 | – | 4,972 | +100.0% | 0.18% | – |
| FISV | New | FISERV INC COM | $260,000 | – | 2,508 | +100.0% | 0.18% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INC. | $242,000 | – | 86,890 | +100.0% | 0.16% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $239,000 | – | 4,586 | +100.0% | 0.16% | – |
| HYD | New | VAN ECK VECTORS HIGH YIELD MUN | $234,000 | – | 3,750 | +100.0% | 0.16% | – |
| MNSB | New | MAINSTREET BANKSHARES, INC. | $233,000 | – | 9,476 | +100.0% | 0.16% | – |
| PNC | New | PNC FINL SVCS GROUP COM | $232,000 | – | 1,157 | +100.0% | 0.16% | – |
| FB | New | FACEBOOK INC CLASS A | $230,000 | – | 685 | +100.0% | 0.16% | – |
| PG | New | PROCTER & GAMBLE CO | $230,000 | – | 1,404 | +100.0% | 0.16% | – |
| MMP | New | MAGELLAN MIDSTREAM PARTNERS LP | $228,000 | – | 4,900 | +100.0% | 0.16% | – |
| GEO | New | GEO GROUP INC | $225,000 | – | 29,016 | +100.0% | 0.15% | – |
| LSI | New | LIFE STORAGE ORD SHS | $216,000 | – | 1,413 | +100.0% | 0.15% | – |
| QQQ | New | INVESCO QQQ TRUST SERIES 1 | $213,000 | – | 535 | +100.0% | 0.14% | – |
| AGG | New | ISHARES CORE U.S. AGGREGATE BO | $208,000 | – | 1,819 | +100.0% | 0.14% | – |
| IBM | New | INTL BUSINESS MACHINES CORP | $202,000 | – | 1,509 | +100.0% | 0.14% | – |
| FMB | New | FIRST TRUST MANAGED MUNICIPAL | $201,000 | – | 3,533 | +100.0% | 0.14% | – |
| BBDC | New | BARINGS BDC INC | $168,000 | – | 15,257 | +100.0% | 0.11% | – |
| New | HON HAI PRECISION INDUSTRIES C | $148,000 | – | 20,000 | +100.0% | 0.10% | – | |
| CXW | New | CORECIVIC, INC. | $101,000 | – | 10,127 | +100.0% | 0.07% | – |
| GEG | New | GREAT ELM GROUP INC COM | $24,000 | – | 11,663 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ARES CAPITAL CORP | 36 | Q3 2023 | 9.6% |
| EXXON MOBIL CORP COM | 36 | Q3 2023 | 8.4% |
| PENNYMAC MTG INVT TR | 33 | Q2 2023 | 13.9% |
| MAIN STREET CAPITAL CORP | 33 | Q3 2023 | 7.6% |
| JOHNSON & JOHNSON | 30 | Q2 2022 | 0.4% |
| GOLDMAN SACHS BDC, INC. | 29 | Q3 2023 | 5.5% |
| STARWOOD PPTY TRUST INC | 28 | Q3 2020 | 10.2% |
| NGL ENERGY PARTNERS LP | 27 | Q3 2020 | 3.1% |
| FISERV INC COM | 27 | Q3 2023 | 0.4% |
| STONECASTLE FINL CORP | 25 | Q3 2023 | 4.5% |
View Greenwich Investment Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Greenwich Investment Management, Inc. | June 21, 2021 | 520,215 | 5.0% |
| Triangle Capital CORPSold out | July 20, 2010 | 0 | 0.0% |
| PACIFIC OFFICE PROPERTIES TRUST, INC.Sold out | February 18, 2009 | 0 | 0.0% |
View Greenwich Investment Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-16 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
View Greenwich Investment Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.