$3.32 Billion is the total value of Sigma Planning Corp's 1372 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CVLT | COMMVAULT SYS INC | $806,000 | -3.7% | 10,704 | 0.0% | 0.02% | -4.0% | |
| GSEW | GOLDMAN SACHS ETF TRequal weight us | $538,000 | -0.6% | 8,045 | 0.0% | 0.02% | 0.0% | |
| SYBT | STOCK YDS BANCORP INC | $485,000 | +15.2% | 8,272 | 0.0% | 0.02% | +15.4% | |
| PJUN | INNOVATOR ETFS TRus eqty pwr buf | $496,000 | 0.0% | 15,968 | 0.0% | 0.02% | 0.0% | |
| CHW | CALAMOS GBL DYN INCOME FUND | $465,000 | -12.6% | 48,568 | 0.0% | 0.01% | -12.5% | |
| DFUS | DIMENSIONAL ETF TRUSTus equity etf | $397,000 | 0.0% | 8,416 | 0.0% | 0.01% | 0.0% | |
| CUZ | COUSINS PPTYS INC | $398,000 | +1.3% | 10,682 | 0.0% | 0.01% | 0.0% | |
| BKNG | BOOKING HOLDINGS INC | $351,000 | +8.3% | 147 | 0.0% | 0.01% | +10.0% | |
| DVOL | FIRST TR EXCHANGE-TRADED FDdorsy wr momnt | $343,000 | +1.5% | 12,442 | 0.0% | 0.01% | 0.0% | |
| PMAY | INNOVATOR ETFS TRus eqty pwr buf | $289,000 | +0.3% | 9,784 | 0.0% | 0.01% | 0.0% | |
| ACWX | ISHARES TRmsci acwi ex us | $292,000 | -3.6% | 5,275 | 0.0% | 0.01% | 0.0% | |
| WBS | WEBSTER FINL CORP CONN | $301,000 | +2.0% | 5,525 | 0.0% | 0.01% | 0.0% | |
| DFAC | DIMENSIONAL ETF TRUSTus core equity 2 | $285,000 | -1.4% | 10,724 | 0.0% | 0.01% | 0.0% | |
| HAACU | HEALTH ASSURN ACQUISITION COunit 99/99/9999 | $259,000 | -3.7% | 25,850 | 0.0% | 0.01% | 0.0% | |
| DXCM | DEXCOM INC | $262,000 | +27.8% | 479 | 0.0% | 0.01% | +33.3% | |
| GF | NEW GERMANY FD INC | $256,000 | -2.7% | 12,985 | 0.0% | 0.01% | 0.0% | |
| RHP | RYMAN HOSPITALITY PPTYS INC | $256,000 | +6.2% | 3,056 | 0.0% | 0.01% | +14.3% | |
| FOUR | SHIFT4 PMTS INCcl a | $271,000 | -17.4% | 3,500 | 0.0% | 0.01% | -20.0% | |
| IPO | RENAISSANCE CAP GREENWICH FDipo etf | $245,000 | -2.8% | 3,810 | 0.0% | 0.01% | -12.5% | |
| IRDM | IRIDIUM COMMUNICATIONS INC | $236,000 | -0.4% | 5,932 | 0.0% | 0.01% | 0.0% | |
| URTH | ISHARES INCmsci world etf | $217,000 | -0.5% | 1,718 | 0.0% | 0.01% | +16.7% | |
| BUI | BLACKROCK UTILS INFRASTRUCTU | $228,000 | -2.6% | 9,075 | 0.0% | 0.01% | 0.0% | |
| ASH | ASHLAND GLOBAL HLDGS INC | $208,000 | +2.0% | 2,330 | 0.0% | 0.01% | 0.0% | |
| SPYD | SPDR SER TRprtflo s&p500 hi | $207,000 | -2.4% | 5,297 | 0.0% | 0.01% | 0.0% | |
| PROSPECT CAP CORPnote 6.375% 3/0 | $189,000 | 0.0% | 175,000 | 0.0% | 0.01% | 0.0% | ||
| BLFS | BIOLIFE SOLUTIONS INC | $205,000 | -5.1% | 4,850 | 0.0% | 0.01% | 0.0% | |
| JPI | NUVEEN PFD & INCOME TERM FD | $212,000 | -2.8% | 8,550 | 0.0% | 0.01% | 0.0% | |
| NID | NUVEEN INTER DURATION MUN TE | $150,000 | -2.0% | 10,200 | 0.0% | 0.01% | 0.0% | |
| RWT | REDWOOD TR INC | $129,000 | +6.6% | 10,000 | 0.0% | 0.00% | 0.0% | |
| ORGANIGRAM HLDGS INC | $110,000 | -19.7% | 47,878 | 0.0% | 0.00% | -25.0% | ||
| EXG | EATON VANCE TAX-MANAGED GLOB | $100,000 | -2.0% | 10,021 | 0.0% | 0.00% | 0.0% | |
| OPK | OPKO HEALTH INC | $56,000 | -9.7% | 15,402 | 0.0% | 0.00% | 0.0% | |
| ACTG | ACACIA RESH CORP | $73,000 | +1.4% | 10,700 | 0.0% | 0.00% | 0.0% | |
| TTI | TETRA TECHNOLOGIES INC DEL | $76,000 | -28.3% | 24,481 | 0.0% | 0.00% | -33.3% | |
| NOK | NOKIA CORPcall | $54,000 | +1.9% | 10,000 | 0.0% | 0.00% | 0.0% | |
| CRBP | CORBUS PHARMACEUTICALS HLDGS | $33,000 | -44.1% | 32,000 | 0.0% | 0.00% | -50.0% | |
| ONCS | ONCOSEC MED INC | $29,000 | -23.7% | 13,502 | 0.0% | 0.00% | 0.0% | |
| PROSPECT CAP CORPnote 4.950% 7/1 | $49,000 | 0.0% | 48,000 | 0.0% | 0.00% | 0.0% | ||
| RMTI | ROCKWELL MED INC | $10,000 | -33.3% | 16,612 | 0.0% | 0.00% | – | |
| EYESW | SECOND SIGHT MED PRODS INC*w exp 03/14/202 | $15,000 | -34.8% | 19,056 | 0.0% | 0.00% | -100.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.