$3.13 Billion is the total value of Sigma Planning Corp's 1325 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ADXS | Exit | ADVAXIS INC | $0 | – | -10,306 | -100.0% | 0.00% | – |
| CIDM | Exit | CINEDIGM CORP | $0 | – | -12,000 | -100.0% | 0.00% | – |
| PTE | Exit | POLARITYTE INC | $0 | – | -10,500 | -100.0% | 0.00% | – |
| Exit | AETHLON MED INC | $0 | – | -11,375 | -100.0% | -0.00% | – | |
| ZIOP | Exit | ZIOPHARM ONCOLOGY INC | $0 | – | -16,750 | -100.0% | -0.00% | – |
| ISIG | Exit | INSIGNIA SYS INC | $0 | – | -40,300 | -100.0% | -0.00% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -22,698 | -100.0% | -0.00% | – |
| VHC | Exit | VIRNETX HLDG CORPcall | $0 | – | -12,500 | -100.0% | -0.00% | – |
| CRON | Exit | CRONOS GROUP INC | $0 | – | -13,252 | -100.0% | -0.00% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -15,164 | -100.0% | -0.00% | – |
| UMC | Exit | UNITED MICROELECTRONICS CORPspon adr new | $0 | – | -13,000 | -100.0% | -0.00% | – |
| TLRY | Exit | TILRAY INCcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| RADA | Exit | RADA ELECTR INDS LTD | $0 | – | -12,509 | -100.0% | -0.00% | – |
| LUMN | Exit | LUMEN TECHNOLOGIES INC | $0 | – | -13,045 | -100.0% | -0.00% | – |
| CORN | Exit | TEUCRIUM COMMODITY TR | $0 | – | -10,288 | -100.0% | -0.01% | – |
| ETB | Exit | EATON VANCE TAX MNGED BUY WR | $0 | – | -12,131 | -100.0% | -0.01% | – |
| BIT | Exit | BLACKROCK MULTI-SECTOR INC T | $0 | – | -10,807 | -100.0% | -0.01% | – |
| PICO | Exit | PICO HLDGS INC | $0 | – | -17,500 | -100.0% | -0.01% | – |
| AXTI | Exit | AXT INC | $0 | – | -18,400 | -100.0% | -0.01% | – |
| AAPL | Exit | APPLE INCput | $0 | – | -1,600 | -100.0% | -0.01% | – |
| IYC | Exit | ISHARES TRu.s. cnsm sv etf | $0 | – | -2,898 | -100.0% | -0.01% | – |
| LYV | Exit | LIVE NATION ENTERTAINMENT INput | $0 | – | -2,800 | -100.0% | -0.01% | – |
| BUFF | Exit | INNOVATOR ETFS TR IIladrd fd s&p 500 | $0 | – | -6,100 | -100.0% | -0.01% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWAR | $0 | – | -1,057 | -100.0% | -0.01% | – |
| NLS | Exit | NAUTILUS INC | $0 | – | -11,651 | -100.0% | -0.01% | – |
| PPA | Exit | INVESCO EXCHANGE TRADED FD Taerospace defn | $0 | – | -2,949 | -100.0% | -0.01% | – |
| DPW | Exit | DPW HLDGS INC | $0 | – | -49,200 | -100.0% | -0.01% | – |
| IBTX | Exit | INDEPENDENT BK GROUP INC | $0 | – | -3,207 | -100.0% | -0.01% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDcall | $0 | – | -1,000 | -100.0% | -0.01% | – |
| IIVI | Exit | II-VI INC | $0 | – | -3,190 | -100.0% | -0.01% | – |
| CGC | Exit | CANOPY GROWTH CORPcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| PHO | Exit | INVESCO EXCHANGE TRADED FD Twater res etf | $0 | – | -5,290 | -100.0% | -0.01% | – |
| OIL | Exit | BARCLAYS BANK PLCipth crude oil | $0 | – | -15,650 | -100.0% | -0.01% | – |
| NWSA | Exit | NEWS CORP NEWcl a | $0 | – | -12,814 | -100.0% | -0.01% | – |
| DLR | Exit | DIGITAL RLTY TR INCcall | $0 | – | -1,600 | -100.0% | -0.01% | – |
| EWZ | Exit | ISHARES INCmsci brazil etf | $0 | – | -6,250 | -100.0% | -0.01% | – |
| LDOS | Exit | LEIDOS HOLDINGS INC | $0 | – | -2,137 | -100.0% | -0.01% | – |
| SPIP | Exit | SPDR SER TRportfli tips etf | $0 | – | -7,416 | -100.0% | -0.01% | – |
| ERTH | Exit | INVESCO EXCHANGE TRADED FD Tcleantech etf | $0 | – | -2,971 | -100.0% | -0.01% | – |
| SPOT | Exit | SPOTIFY TECHNOLOGY S A | $0 | – | -754 | -100.0% | -0.01% | – |
| DLB | Exit | DOLBY LABORATORIES INC | $0 | – | -2,539 | -100.0% | -0.01% | – |
| VGSH | Exit | VANGUARD SCOTTSDALE FDSshort term treas | $0 | – | -3,817 | -100.0% | -0.01% | – |
| OMI | Exit | OWENS & MINOR INC NEW | $0 | – | -8,646 | -100.0% | -0.01% | – |
| SRVR | Exit | PACER FDS TRbnchmrk infra | $0 | – | -7,782 | -100.0% | -0.01% | – |
| BDEC | Exit | INNOVATOR ETFS TRs&p 500 buffer e | $0 | – | -8,942 | -100.0% | -0.01% | – |
| CLDR | Exit | CLOUDERA INC | $0 | – | -19,800 | -100.0% | -0.01% | – |
| SCHO | Exit | SCHWAB STRATEGIC TRsht tm us tres | $0 | – | -5,309 | -100.0% | -0.01% | – |
| CALX | Exit | CALIX INC | $0 | – | -8,700 | -100.0% | -0.01% | – |
| ZYME | Exit | ZYMEWORKS INC | $0 | – | -5,416 | -100.0% | -0.01% | – |
| FCG | Exit | FIRST TR EXCHANGE-TRADED FDnat gas etf | $0 | – | -31,080 | -100.0% | -0.01% | – |
| BYND | Exit | BEYOND MEAT INC | $0 | – | -2,091 | -100.0% | -0.01% | – |
| EOG | Exit | EOG RES INC | $0 | – | -5,357 | -100.0% | -0.01% | – |
| QNST | Exit | QUINSTREET INC | $0 | – | -11,780 | -100.0% | -0.01% | – |
| TEAM | Exit | ATLASSIAN CORP PLCcl a | $0 | – | -1,254 | -100.0% | -0.01% | – |
| ABMD | Exit | ABIOMED INC | $0 | – | -910 | -100.0% | -0.01% | – |
| GORO | Exit | GOLD RESOURCE CORP | $0 | – | -98,492 | -100.0% | -0.01% | – |
| GRVY | Exit | GRAVITY CO LTDsponsored ads ne | $0 | – | -1,610 | -100.0% | -0.01% | – |
| FAS | Exit | DIREXION SHS ETF TRcall | $0 | – | -5,000 | -100.0% | -0.01% | – |
| WST | Exit | WEST PHARMACEUTICAL SVSC INC | $0 | – | -1,015 | -100.0% | -0.01% | – |
| EDIT | Exit | EDITAS MEDICINE INC | $0 | – | -4,038 | -100.0% | -0.01% | – |
| NGD | Exit | NEW GOLD INC CDA | $0 | – | -132,492 | -100.0% | -0.01% | – |
| TSLA | Exit | TESLA INCput | $0 | – | -400 | -100.0% | -0.01% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -2,559 | -100.0% | -0.01% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -12,164 | -100.0% | -0.01% | – |
| SSTK | Exit | SHUTTERSTOCK INC | $0 | – | -4,593 | -100.0% | -0.01% | – |
| CHIQ | Exit | GLOBAL X FDSmsci china cnsmr | $0 | – | -9,073 | -100.0% | -0.01% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -6,713 | -100.0% | -0.01% | – |
| JKHY | Exit | HENRY JACK & ASSOC INC | $0 | – | -1,958 | -100.0% | -0.01% | – |
| VICI | Exit | VICI PPTYS INC | $0 | – | -13,149 | -100.0% | -0.01% | – |
| EWP | Exit | ISHARES INCmsci spain etf | $0 | – | -11,480 | -100.0% | -0.01% | – |
| SBSW | Exit | SIBANYE STILLWATER LTDsponsored adr | $0 | – | -19,562 | -100.0% | -0.01% | – |
| JWN | Exit | NORDSTROM INCcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| SSRM | Exit | SSR MNG INC | $0 | – | -15,838 | -100.0% | -0.01% | – |
| KWEB | Exit | KRANESHARES TRcsi chi internet | $0 | – | -4,238 | -100.0% | -0.01% | – |
| BJUL | Exit | INNOVATOR ETFS TRs&p 500 buffer | $0 | – | -11,366 | -100.0% | -0.01% | – |
| EWU | Exit | ISHARES TRmsci uk etf new | $0 | – | -11,873 | -100.0% | -0.01% | – |
| IYK | Exit | ISHARES TRu.s. cnsm gd etf | $0 | – | -2,098 | -100.0% | -0.01% | – |
| DPZ | Exit | DOMINOS PIZZA INC | $0 | – | -934 | -100.0% | -0.01% | – |
| SCPL | Exit | SCIPLAY CORPORATIONcl a | $0 | – | -25,700 | -100.0% | -0.01% | – |
| SPGP | Exit | INVESCO EXCHANGE TRADED FD Ts&p 500 garp etf | $0 | – | -4,938 | -100.0% | -0.01% | – |
| SCHB | Exit | SCHWAB STRATEGIC TRus brd mkt etf | $0 | – | -3,720 | -100.0% | -0.01% | – |
| EMN | Exit | EASTMAN CHEM CO | $0 | – | -3,855 | -100.0% | -0.01% | – |
| FRME | Exit | FIRST MERCHANTS CORP | $0 | – | -10,286 | -100.0% | -0.01% | – |
| IDRV | Exit | ISHARES TRself drivng ev | $0 | – | -8,639 | -100.0% | -0.01% | – |
| EWJ | Exit | ISHARES INCmsci jpn etf new | $0 | – | -5,483 | -100.0% | -0.01% | – |
| NUM | Exit | NUVEEN MICH QUALITY MUN INCO | $0 | – | -27,601 | -100.0% | -0.01% | – |
| TX | Exit | TERNIUM SAsponsored ads | $0 | – | -15,300 | -100.0% | -0.02% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -2,625 | -100.0% | -0.02% | – |
| TNA | Exit | DIREXION SHS ETF TRcall | $0 | – | -6,700 | -100.0% | -0.02% | – |
| PBW | Exit | INVESCO EXCHANGE TRADED FD Twilderhil clan | $0 | – | -4,847 | -100.0% | -0.02% | – |
| ADBE | Exit | ADOBE SYSTEMS INCORPORATEDcall | $0 | – | -1,000 | -100.0% | -0.02% | – |
| RING | Exit | ISHARES INCmsci gbl gold mn | $0 | – | -17,204 | -100.0% | -0.02% | – |
| UNG | Exit | UNITED STS NAT GAS FD LPunit par | $0 | – | -57,425 | -100.0% | -0.02% | – |
| EEFT | Exit | EURONET WORLDWIDE INC | $0 | – | -3,560 | -100.0% | -0.02% | – |
| BLCN | Exit | SIREN ETF TRnsd nxgn eco etf | $0 | – | -13,689 | -100.0% | -0.02% | – |
| ASAN | Exit | ASANA INCcl a | $0 | – | -20,837 | -100.0% | -0.02% | – |
| EDV | Exit | VANGUARD WORLD FDextended dur | $0 | – | -4,147 | -100.0% | -0.02% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcall | $0 | – | -3,000 | -100.0% | -0.02% | – |
| FIVN | Exit | FIVE9 INC | $0 | – | -3,888 | -100.0% | -0.02% | – |
| ERIC | Exit | ERICSSONcall | $0 | – | -60,000 | -100.0% | -0.02% | – |
| GRWG | Exit | GROWGENERATION CORP | $0 | – | -17,324 | -100.0% | -0.02% | – |
| COPX | Exit | GLOBAL X FDSglobal x copper | $0 | – | -26,555 | -100.0% | -0.03% | – |
| DDOG | Exit | DATADOG INC | $0 | – | -8,940 | -100.0% | -0.03% | – |
| DHI | Exit | D R HORTON INCcall | $0 | – | -14,000 | -100.0% | -0.03% | – |
| PFE | Exit | PFIZER INCcall | $0 | – | -36,200 | -100.0% | -0.04% | – |
| DWAS | Exit | INVESCO EXCH TRADED FD TR IIdwa smlcp ment | $0 | – | -22,939 | -100.0% | -0.06% | – |
| ESPO | Exit | VANECK VECTORS ETF TRvideo gaming | $0 | – | -48,542 | -100.0% | -0.12% | – |
| SPWR | Exit | SUNPOWER CORP | $0 | – | -157,068 | -100.0% | -0.14% | – |
| GPS | Exit | GAP INC | $0 | – | -293,651 | -100.0% | -0.20% | – |
| FXY | Exit | INVESCO CURRENCYSHARES JAPANjapanese yen | $0 | – | -91,245 | -100.0% | -0.28% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.