$2.94 Billion is the total value of Sigma Planning Corp's 1194 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRcall | $598,000 | +11.6% | 1,600 | 0.0% | 0.02% | -4.8% | |
| BNDC | FLEXSHARES TRcre slct bd fd | $521,000 | +0.4% | 19,305 | 0.0% | 0.02% | -14.3% | |
| BJUL | INNOVATOR ETFS TRs&p 500 buffer | $342,000 | +6.2% | 11,366 | 0.0% | 0.01% | -7.7% | |
| SYBT | STOCK YDS BANCORP INC | $347,000 | +18.8% | 8,572 | 0.0% | 0.01% | 0.0% | |
| AQMS | AQUA METALS INC | $290,000 | +229.5% | 96,500 | 0.0% | 0.01% | +233.3% | |
| QLD | PROSHARES TR | $272,000 | +25.9% | 2,362 | 0.0% | 0.01% | 0.0% | |
| DTP | DTE ENERGY COunit 11/01/2022s | $276,000 | +6.6% | 5,733 | 0.0% | 0.01% | -10.0% | |
| GPN | GLOBAL PMTS INC | $259,000 | +21.6% | 1,202 | 0.0% | 0.01% | +12.5% | |
| CGC | CANOPY GROWTH CORPcall | $246,000 | +72.0% | 10,000 | 0.0% | 0.01% | +33.3% | |
| OIL | BARCLAYS BANK PLCipth crude oil | $221,000 | +16.9% | 15,650 | 0.0% | 0.01% | +14.3% | |
| AVK | ADVENT CONVERTIBLE & INCOME | $194,000 | +19.0% | 11,767 | 0.0% | 0.01% | +16.7% | |
| GF | NEW GERMANY FD INC | $213,000 | +12.7% | 11,213 | 0.0% | 0.01% | 0.0% | |
| PICO | PICO HLDGS INC | $164,000 | +4.5% | 17,500 | 0.0% | 0.01% | 0.0% | |
| TLRY | TILRAY INCcall | $124,000 | +69.9% | 15,000 | 0.0% | 0.00% | +33.3% | |
| RWT | REDWOOD TR INC | $88,000 | +17.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| REI | RING ENERGY INC | $66,000 | -2.9% | 100,000 | 0.0% | 0.00% | -33.3% | |
| PROSPECT CAP CORPnote 4.950% 7/1 | $49,000 | +2.1% | 48,000 | 0.0% | 0.00% | 0.0% | ||
| ISIG | INSIGNIA SYS INC | $34,000 | +25.9% | 40,300 | 0.0% | 0.00% | 0.0% | |
| LYG | LLOYDS BANKING GROUP PLCsponsored adr | $20,000 | +53.8% | 10,264 | 0.0% | 0.00% | 0.0% | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $15,000 | +7.1% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| CRBP | CORBUS PHARMACEUTICALS HLDGS | $40,000 | -31.0% | 32,000 | 0.0% | 0.00% | -50.0% | |
| EYESW | SECOND SIGHT MED PRODS INC*w exp 03/14/202 | $4,000 | +300.0% | 20,154 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
| 13F-HR | 2021-10-28 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.