$2.94 Billion is the total value of Sigma Planning Corp's 1194 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | ZOMEDICA PHARMACEUTICALS COR | $0 | – | -44,000 | -100.0% | 0.00% | – | |
| AYTU | Exit | AYTU BIOSCIENCE INC | $0 | – | -23,200 | -100.0% | -0.00% | – |
| HEXO | Exit | HEXO CORP | $0 | – | -31,550 | -100.0% | -0.00% | – |
| PDS | Exit | PRECISION DRILLING CORP | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CEIX | Exit | CONSOL ENERGY INC DISC COML | $0 | – | -12,800 | -100.0% | -0.00% | – |
| APTS | Exit | PREFERRED APT CMNTYS INC | $0 | – | -10,237 | -100.0% | -0.00% | – |
| TGB | Exit | TASEKO MINES LTD | $0 | – | -40,000 | -100.0% | -0.00% | – |
| BTG | Exit | B2GOLD CORP | $0 | – | -10,500 | -100.0% | -0.00% | – |
| HIX | Exit | WESTERN ASSET HIGH INCOME FD | $0 | – | -11,559 | -100.0% | -0.00% | – |
| NAT | Exit | NORDIC AMERICAN TANKERS LIMI | $0 | – | -25,176 | -100.0% | -0.00% | – |
| GAIN | Exit | GLADSTONE INVT CORP | $0 | – | -10,744 | -100.0% | -0.00% | – |
| GYLD | Exit | ARROW ETF TRarrow dj glb yld | $0 | – | -10,049 | -100.0% | -0.00% | – |
| GBDC | Exit | GOLUB CAP BDC INC | $0 | – | -10,204 | -100.0% | -0.01% | – |
| VER | Exit | VEREIT INC | $0 | – | -20,422 | -100.0% | -0.01% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOG | $0 | – | -11,051 | -100.0% | -0.01% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -13,357 | -100.0% | -0.01% | – |
| INFY | Exit | INFOSYS LTDsponsored adr | $0 | – | -10,133 | -100.0% | -0.01% | – |
| GLDD | Exit | GREAT LAKES DREDGE & DOCK CO | $0 | – | -14,723 | -100.0% | -0.01% | – |
| GEO | Exit | GEO GROUP INC NEW | $0 | – | -13,660 | -100.0% | -0.01% | – |
| GNMK | Exit | GENMARK DIAGNOSTICS INC | $0 | – | -11,457 | -100.0% | -0.01% | – |
| AXAS | Exit | ABRAXAS PETE CORP | $0 | – | -1,290,500 | -100.0% | -0.01% | – |
| GLDI | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -18,701 | -100.0% | -0.01% | – |
| TSLX | Exit | SIXTH STREET SPECIALTY LENDN | $0 | – | -10,678 | -100.0% | -0.01% | – |
| RWX | Exit | SPDR INDEX SHS FDSdj intl rl etf | $0 | – | -6,844 | -100.0% | -0.01% | – |
| INFO | Exit | IHS MARKIT LTD | $0 | – | -2,690 | -100.0% | -0.01% | – |
| CHRW | Exit | C H ROBINSON WORLDWIDE INC | $0 | – | -2,017 | -100.0% | -0.01% | – |
| FPF | Exit | FIRST TR INTER DUR PFD & IN | $0 | – | -9,972 | -100.0% | -0.01% | – |
| WFCPRL | Exit | WELLS FARGO CO NEWperp pfd cnv a | $0 | – | -159 | -100.0% | -0.01% | – |
| MSFT | Exit | MICROSOFT CORPcall | $0 | – | -1,000 | -100.0% | -0.01% | – |
| STAG | Exit | STAG INDL INC | $0 | – | -6,563 | -100.0% | -0.01% | – |
| FCEF | Exit | FIRST TR EXCHNG TRADED FD VIcef incm oppty | $0 | – | -10,323 | -100.0% | -0.01% | – |
| VGR | Exit | VECTOR GROUP LTD | $0 | – | -20,541 | -100.0% | -0.01% | – |
| AES | Exit | AES CORP | $0 | – | -11,701 | -100.0% | -0.01% | – |
| KBH | Exit | KB HOME | $0 | – | -6,010 | -100.0% | -0.01% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -2,000 | -100.0% | -0.01% | – |
| BKLN | Exit | INVESCO EXCH TRADED FD TR IIsr ln etf | $0 | – | -10,419 | -100.0% | -0.01% | – |
| PD | Exit | PAGERDUTY INC | $0 | – | -8,871 | -100.0% | -0.01% | – |
| AVNS | Exit | AVANOS MED INC | $0 | – | -6,973 | -100.0% | -0.01% | – |
| BMAR | Exit | INNOVATOR ETFS TRs&p 500 buffer | $0 | – | -8,155 | -100.0% | -0.01% | – |
| DTN | Exit | WISDOMTREE TRus divid ex fncl | $0 | – | -3,028 | -100.0% | -0.01% | – |
| CODI | Exit | COMPASS DIVERSIFIEDsh ben int | $0 | – | -11,428 | -100.0% | -0.01% | – |
| UN | Exit | UNILEVER N V | $0 | – | -4,238 | -100.0% | -0.01% | – |
| IOVA | Exit | IOVANCE BIOTHERAPEUTICS INC | $0 | – | -7,461 | -100.0% | -0.01% | – |
| VXX | Exit | BARCLAYS BANK PLCcall | $0 | – | -10,200 | -100.0% | -0.01% | – |
| AB | Exit | ALLIANCEBERNSTEIN HLDG L Punit ltd partn | $0 | – | -9,657 | -100.0% | -0.01% | – |
| EDOW | Exit | FIRST TR EXCHANGE TRADED FDdow 30 eql wgt | $0 | – | -10,794 | -100.0% | -0.01% | – |
| IVOL | Exit | KRANESHARES TRquadrtc int rt | $0 | – | -9,016 | -100.0% | -0.01% | – |
| TPHD | Exit | TIMOTHY PLANhig dv stk etf | $0 | – | -10,525 | -100.0% | -0.01% | – |
| DGS | Exit | WISDOMTREE TRemg mkts smcap | $0 | – | -5,982 | -100.0% | -0.01% | – |
| FEZ | Exit | SPDR INDEX SHS FDSeuro stoxx 50 | $0 | – | -6,708 | -100.0% | -0.01% | – |
| MDP | Exit | MEREDITH CORP | $0 | – | -21,887 | -100.0% | -0.01% | – |
| RYH | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql hlt | $0 | – | -1,172 | -100.0% | -0.01% | – |
| IYJ | Exit | ISHARES TRus industrials | $0 | – | -1,734 | -100.0% | -0.01% | – |
| WING | Exit | WINGSTOP INC | $0 | – | -2,073 | -100.0% | -0.01% | – |
| TSCO | Exit | TRACTOR SUPPLY CO | $0 | – | -1,881 | -100.0% | -0.01% | – |
| TGT | Exit | TARGET CORPcall | $0 | – | -2,000 | -100.0% | -0.01% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -10,456 | -100.0% | -0.01% | – |
| FRI | Exit | FIRST TR S&P REIT INDEX FD | $0 | – | -14,440 | -100.0% | -0.01% | – |
| BLES | Exit | NORTHERN LTS FD TR IVinspire gbl hope | $0 | – | -11,850 | -100.0% | -0.01% | – |
| MNA | Exit | INDEXIQ ETF TRiq mrgr arb etf | $0 | – | -9,418 | -100.0% | -0.01% | – |
| SNA | Exit | SNAP ON INC | $0 | – | -2,443 | -100.0% | -0.01% | – |
| NAPR | Exit | INNOVATOR ETFS TRnasdaq 100 power | $0 | – | -10,225 | -100.0% | -0.01% | – |
| BGFV | Exit | BIG 5 SPORTING GOODS CORP | $0 | – | -51,316 | -100.0% | -0.02% | – |
| SWX | Exit | SOUTHWEST GAS HOLDINGS INC | $0 | – | -5,886 | -100.0% | -0.02% | – |
| JPM | Exit | JPMORGAN CHASE & COput | $0 | – | -4,000 | -100.0% | -0.02% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -11,534 | -100.0% | -0.02% | – |
| SAIL | Exit | SAILPOINT TECHNLGIES HLDGS I | $0 | – | -10,500 | -100.0% | -0.02% | – |
| WRK | Exit | WESTROCK CO | $0 | – | -12,634 | -100.0% | -0.02% | – |
| BAPR | Exit | INNOVATOR ETFS TRs&p 500 buffer | $0 | – | -15,218 | -100.0% | -0.02% | – |
| FDM | Exit | FIRST TR DOW JONES SELECT MI | $0 | – | -11,616 | -100.0% | -0.02% | – |
| BWG | Exit | BRANDYWINEGBL GBL INCM OPP | $0 | – | -38,270 | -100.0% | -0.02% | – |
| LADR | Exit | LADDER CAP CORPcl a | $0 | – | -63,841 | -100.0% | -0.02% | – |
| ZROZ | Exit | PIMCO ETF TR25yr+ zero u s | $0 | – | -2,657 | -100.0% | -0.02% | – |
| BLCN | Exit | REALITY SHS ETF TRnsd nxgn eco etf | $0 | – | -13,327 | -100.0% | -0.02% | – |
| SEDG | Exit | SOLAREDGE TECHNOLOGIES INC | $0 | – | -1,970 | -100.0% | -0.02% | – |
| LVGO | Exit | LIVONGO HEALTH INC | $0 | – | -4,864 | -100.0% | -0.03% | – |
| SRC | Exit | SPIRIT RLTY CAP INC NEW | $0 | – | -20,720 | -100.0% | -0.03% | – |
| BSJK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -38,372 | -100.0% | -0.04% | – |
| FTXN | Exit | FIRST TR EXCHANGE-TRADED FDnasdq oil gas | $0 | – | -118,367 | -100.0% | -0.04% | – |
| AAAU | Exit | PERTH MINT PHYSICAL GOLD ETFunit | $0 | – | -71,316 | -100.0% | -0.05% | – |
| BIL | Exit | SPDR SER TRspdr bloomberg | $0 | – | -15,268 | -100.0% | -0.06% | – |
| FNOV | Exit | FIRST TR EXCHNG TRADED FD VIcboe eqt bufer | $0 | – | -49,995 | -100.0% | -0.06% | – |
| JBHT | Exit | HUNT J B TRANS SVCS INC | $0 | – | -13,373 | -100.0% | -0.07% | – |
| IWO | Exit | ISHARES TRput | $0 | – | -8,600 | -100.0% | -0.08% | – |
| BSCK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -104,302 | -100.0% | -0.09% | – |
| FFEB | Exit | FIRST TR EXCHNG TRADED FD VIus eqt buffer | $0 | – | -108,220 | -100.0% | -0.13% | – |
| BIG | Exit | BIG LOTS INC | $0 | – | -91,654 | -100.0% | -0.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
| 13F-HR | 2021-10-28 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.