Sigma Planning Corp - Q4 2020 holdings

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$2.94 Billion is the total value of Sigma Planning Corp's 1194 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was - .

All

			Value		Shares		↓ Weighting
SPHB	New	INVESCO EXCH TRADED FD TR IIs&p 500 hb etf	$12,190,000	–	214,733	+100.0%	0.42%	–
PWR	New	QUANTA SVCS INC	$10,541,000	–	146,362	+100.0%	0.36%	–
FXY	New	INVESCO CURRENCYSHARES JAPANjapanese yen	$8,345,000	–	91,245	+100.0%	0.28%	–
ALGN	New	ALIGN TECHNOLOGY INC	$7,406,000	–	13,859	+100.0%	0.25%	–
ISCG	New	ISHARES TRmrgstr sm cp gr	$6,430,000	–	21,187	+100.0%	0.22%	–
GPS	New	GAP INC	$5,929,000	–	293,651	+100.0%	0.20%	–
IYM	New	ISHARES TRu.s. bas mtl etf	$3,659,000	–	32,265	+100.0%	0.12%	–
ESPO	New	VANECK VECTORS ETF TRvideo gaming	$3,398,000	–	48,542	+100.0%	0.12%	–
BSCP	New	INVESCO EXCH TRD SLF IDX FD	$2,288,000	–	101,084	+100.0%	0.08%	–
ARKQ	New	ARK ETF TRautnmus technlgy	$1,972,000	–	25,848	+100.0%	0.07%	–
DWAS	New	INVESCO EXCH TRADED FD TR IIdwa smlcp ment	$1,727,000	–	22,939	+100.0%	0.06%	–
BZUN	New	BAOZUN INCsponsored adr	$1,453,000	–	42,312	+100.0%	0.05%	–
PFE	New	PFIZER INCcall	$1,333,000	–	36,200	+100.0%	0.04%	–
FTGC	New	FIRST TR EXCHANGE TRAD FD VIfst tr glb fd	$1,208,000	–	62,470	+100.0%	0.04%	–
DHI	New	D R HORTON INCcall	$965,000	–	14,000	+100.0%	0.03%	–
BSJP	New	INVESCO EXCH TRD SLF IDX FD	$903,000	–	36,829	+100.0%	0.03%	–
TTCF	New	TATTOOED CHEF INC	$822,000	–	35,932	+100.0%	0.03%	–
COPX	New	GLOBAL X FDSglobal x copper	$806,000	–	26,555	+100.0%	0.03%	–
LIT	New	GLOBAL X FDSlithium btry etf	$759,000	–	12,259	+100.0%	0.03%	–
IQLT	New	ISHARES TRmsci intl qualty	$733,000	–	20,548	+100.0%	0.02%	–
GRWG	New	GROWGENERATION CORP	$697,000	–	17,324	+100.0%	0.02%	–
ERIC	New	ERICSSONcall	$717,000	–	60,000	+100.0%	0.02%	–
PKI	New	PERKINELMER INC	$710,000	–	4,949	+100.0%	0.02%	–
JMIA	New	JUMIA TECHNOLOGIES AGsponsored ads	$719,000	–	17,827	+100.0%	0.02%	–
VIGI	New	VANGUARD WHITEHALL FDSintl dvd etf	$668,000	–	8,209	+100.0%	0.02%	–
FIVN	New	FIVE9 INC	$678,000	–	3,888	+100.0%	0.02%	–
API	New	AGORA INCads	$639,000	–	16,160	+100.0%	0.02%	–
CROX	New	CROCS INC	$633,000	–	10,096	+100.0%	0.02%	–
ETSY	New	ETSY INC	$641,000	–	3,604	+100.0%	0.02%	–
STZ	New	CONSTELLATION BRANDS INCcall	$657,000	–	3,000	+100.0%	0.02%	–
CVLT	New	COMMVAULT SYSTEMS INC	$635,000	–	11,460	+100.0%	0.02%	–
ABB	New	ABB LTDsponsored adr	$642,000	–	22,958	+100.0%	0.02%	–
ASAN	New	ASANA INCcl a	$616,000	–	20,837	+100.0%	0.02%	–
QRVO	New	QORVO INC	$609,000	–	3,663	+100.0%	0.02%	–
BIPC	New	BROOKFIELD INFRASTRUCTURE CO	$629,000	–	8,701	+100.0%	0.02%	–
SNAP	New	SNAP INCcl a	$606,000	–	12,113	+100.0%	0.02%	–
MANU	New	MANCHESTER UTD PLC NEWord cl a	$545,000	–	32,548	+100.0%	0.02%	–
BLCN	New	SIREN ETF TRnsd nxgn eco etf	$558,000	–	13,689	+100.0%	0.02%	–
VDE	New	VANGUARD WORLD FDSenergy etf	$563,000	–	10,861	+100.0%	0.02%	–
FXR	New	FIRST TR EXCHANGE TRADED FDindls prod dur	$573,000	–	11,425	+100.0%	0.02%	–
MMYT	New	MAKEMYTRIP LIMITED MAURITIUS	$550,000	–	18,632	+100.0%	0.02%	–
UNG	New	UNITED STS NAT GAS FD LPunit par	$528,000	–	57,425	+100.0%	0.02%	–
FSLR	New	FIRST SOLAR INC	$541,000	–	5,466	+100.0%	0.02%	–
PBW	New	INVESCO EXCHANGE TRADED FD Twilderhil clan	$501,000	–	4,847	+100.0%	0.02%	–
ORI	New	OLD REP INTL CORP	$492,000	–	24,952	+100.0%	0.02%	–
IEX	New	IDEX CORP	$487,000	–	2,445	+100.0%	0.02%	–
ADBE	New	ADOBE SYSTEMS INCORPORATEDcall	$500,000	–	1,000	+100.0%	0.02%	–
RETA	New	REATA PHARMACEUTICALS INCcl a	$459,000	–	3,715	+100.0%	0.02%	–
VTRS	New	VIATRIS INC	$463,000	–	24,696	+100.0%	0.02%	–
QQQJ	New	INVESCO EXCH TRADED FD TR IInasdaqnxtgen100	$460,000	–	14,915	+100.0%	0.02%	–
FLIR	New	FLIR SYS INC	$456,000	–	10,406	+100.0%	0.02%	–
VIXY	New	PROSHARES TR IIvix sh trm futrs	$466,000	–	33,925	+100.0%	0.02%	–
BSET	New	BASSETT FURNITURE INDS INC	$454,000	–	22,597	+100.0%	0.02%	–
XME	New	SPDR SER TRs&p metals mng	$437,000	–	13,071	+100.0%	0.02%	–
RGR	New	STURM RUGER & CO INC	$432,000	–	6,642	+100.0%	0.02%	–
TNA	New	DIREXION SHS ETF TRcall	$444,000	–	6,700	+100.0%	0.02%	–
TX	New	TERNIUM SAsponsored ads	$445,000	–	15,300	+100.0%	0.02%	–
NUAN	New	NUANCE COMMUNICATIONS INC	$445,000	–	10,081	+100.0%	0.02%	–
CRM	New	SALESFORCE COM INCcall	$445,000	–	2,000	+100.0%	0.02%	–
AVLR	New	AVALARA INC	$433,000	–	2,625	+100.0%	0.02%	–
ANSS	New	ANSYS INC	$447,000	–	1,229	+100.0%	0.02%	–
KOF	New	COCA-COLA FEMSA SAB DE CVsponsord adr rep	$380,000	–	8,233	+100.0%	0.01%	–
IDRV	New	ISHARES TRself drivng ev	$373,000	–	8,639	+100.0%	0.01%	–
MLPX	New	GLOBAL X FDSglb x mlp enrg i	$380,000	–	14,091	+100.0%	0.01%	–
EWJ	New	ISHARES INCmsci jpn etf new	$370,000	–	5,483	+100.0%	0.01%	–
PAAS	New	PAN AMERN SILVER CORP	$391,000	–	11,334	+100.0%	0.01%	–
EMN	New	EASTMAN CHEM CO	$387,000	–	3,855	+100.0%	0.01%	–
PJAN	New	INNOVATOR ETFS TRs&p 500 power	$341,000	–	11,135	+100.0%	0.01%	–
EWU	New	ISHARES TRmsci uk etf new	$348,000	–	11,873	+100.0%	0.01%	–
SCHB	New	SCHWAB STRATEGIC TRus brd mkt etf	$339,000	–	3,720	+100.0%	0.01%	–
VIS	New	VANGUARD WORLD FDSindustrial etf	$355,000	–	2,090	+100.0%	0.01%	–
FSMB	New	FIRST TR EXCH TRADED FD IIIshrt dur mng mun	$356,000	–	17,117	+100.0%	0.01%	–
RKT	New	ROCKET COS INC	$349,000	–	17,277	+100.0%	0.01%	–
OIH	New	VANECK VECTORS ETF TRoil svcs etf	$350,000	–	2,270	+100.0%	0.01%	–
CC	New	CHEMOURS CO	$356,000	–	14,369	+100.0%	0.01%	–
MAG	New	MAG SILVER CORP	$343,000	–	16,727	+100.0%	0.01%	–
AG	New	FIRST MAJESTIC SILVER CORP	$344,000	–	25,599	+100.0%	0.01%	–
SCPL	New	SCIPLAY CORPORATIONcl a	$356,000	–	25,700	+100.0%	0.01%	–
WMB	New	WILLIAMS COS INC	$363,000	–	18,119	+100.0%	0.01%	–
EWP	New	ISHARES INCmsci spain etf	$310,000	–	11,480	+100.0%	0.01%	–
VRP	New	INVESCO EXCH TRADED FD TR IIvar rate pfd	$324,000	–	12,503	+100.0%	0.01%	–
HL	New	HECLA MNG CO	$331,000	–	51,152	+100.0%	0.01%	–
EWT	New	ISHARES INCmsci taiwan etf	$321,000	–	6,056	+100.0%	0.01%	–
CHIQ	New	GLOBAL X FDSmsci china cnsmr	$323,000	–	9,073	+100.0%	0.01%	–
KWEB	New	KRANESHARES TRcsi chi internet	$326,000	–	4,238	+100.0%	0.01%	–
JWN	New	NORDSTROM INCcall	$312,000	–	10,000	+100.0%	0.01%	–
FTCH	New	FARFETCH LTDord sh cl a	$319,000	–	4,992	+100.0%	0.01%	–
EXK	New	ENDEAVOUR SILVER CORP	$332,000	–	65,784	+100.0%	0.01%	–
SSRM	New	SSR MNG INC	$319,000	–	15,838	+100.0%	0.01%	–
SSTK	New	SHUTTERSTOCK INC	$329,000	–	4,593	+100.0%	0.01%	–
SBSW	New	SIBANYE STILLWATER LTDsponsored adr	$311,000	–	19,562	+100.0%	0.01%	–
CDE	New	COEUR MNG INC	$331,000	–	31,974	+100.0%	0.01%	–
COG	New	CABOT OIL & GAS CORP	$332,000	–	20,378	+100.0%	0.01%	–
USO	New	UNITED STS OIL FD LPunits	$317,000	–	9,591	+100.0%	0.01%	–
VICI	New	VICI PPTYS INC	$335,000	–	13,149	+100.0%	0.01%	–
CR	New	CRANE CO	$283,000	–	3,647	+100.0%	0.01%	–
VMW	New	VMWARE INCcall	$281,000	–	2,000	+100.0%	0.01%	–
BVN	New	COMPANIA DE MINAS BUENAVENTUsponsored adr	$291,000	–	23,879	+100.0%	0.01%	–
EMLC	New	VANECK VECTORS ETF TRjp morgan mkts	$308,000	–	9,246	+100.0%	0.01%	–
VRTX	New	VERTEX PHARMACEUTICALS INC	$282,000	–	1,195	+100.0%	0.01%	–
GORO	New	GOLD RESOURCE CORP	$287,000	–	98,492	+100.0%	0.01%	–
SIL	New	GLOBAL X FDSglobal x silver	$290,000	–	6,362	+100.0%	0.01%	–
PAVE	New	GLOBAL X FDSus infr dev etf	$286,000	–	13,475	+100.0%	0.01%	–
TSLA	New	TESLA INCput	$282,000	–	400	+100.0%	0.01%	–
APPN	New	APPIAN CORPcl a	$282,000	–	1,742	+100.0%	0.01%	–
EDIT	New	EDITAS MEDICINE INC	$283,000	–	4,038	+100.0%	0.01%	–
FDNI	New	FIRST TR EXCHANGE TRADED FDdj intl intrnt	$291,000	–	6,417	+100.0%	0.01%	–
FAS	New	DIREXION SHS ETF TRcall	$304,000	–	5,000	+100.0%	0.01%	–
DNL	New	WISDOMTREE TRglb us qtly div	$285,000	–	3,739	+100.0%	0.01%	–
NGD	New	NEW GOLD INC CDA	$290,000	–	132,492	+100.0%	0.01%	–
CI	New	CIGNA CORP NEW	$253,000	–	1,215	+100.0%	0.01%	–
CALX	New	CALIX INC	$259,000	–	8,700	+100.0%	0.01%	–
IPAY	New	ETF MANAGERS TRprime mobile pay	$259,000	–	3,900	+100.0%	0.01%	–
FDLO	New	FIDELITY COVINGTON TRUSTlow volity etf	$259,000	–	6,074	+100.0%	0.01%	–
BDEC	New	INNOVATOR ETFS TRs&p 500 buffer e	$273,000	–	8,942	+100.0%	0.01%	–
ILTB	New	ISHARES TRcore lt usdb etf	$261,000	–	3,411	+100.0%	0.01%	–
Y	New	ALLEGHANY CORP DEL	$269,000	–	446	+100.0%	0.01%	–
ALLY	New	ALLY FINL INC	$258,000	–	7,243	+100.0%	0.01%	–
HPQ	New	HP INC	$253,000	–	10,285	+100.0%	0.01%	–
EOG	New	EOG RES INC	$267,000	–	5,357	+100.0%	0.01%	–
PFFD	New	GLOBAL X FDSus pfd etf	$263,000	–	10,181	+100.0%	0.01%	–
CLDR	New	CLOUDERA INC	$275,000	–	19,800	+100.0%	0.01%	–
DLB	New	DOLBY LABORATORIES INC	$247,000	–	2,539	+100.0%	0.01%	–
DLR	New	DIGITAL RLTY TR INCcall	$223,000	–	1,600	+100.0%	0.01%	–
OC	New	OWENS CORNING NEW	$228,000	–	3,009	+100.0%	0.01%	–
OMI	New	OWENS & MINOR INC NEW	$234,000	–	8,646	+100.0%	0.01%	–
STLD	New	STEEL DYNAMICS INC	$226,000	–	6,117	+100.0%	0.01%	–
FYX	New	FIRST TR SML CP CORE ALPHA F	$243,000	–	3,159	+100.0%	0.01%	–
NWSA	New	NEWS CORP NEWcl a	$230,000	–	12,814	+100.0%	0.01%	–
TMHC	New	TAYLOR MORRISON HOME CORP	$233,000	–	9,100	+100.0%	0.01%	–
TTE	New	TOTAL SEsponsored ads	$235,000	–	5,596	+100.0%	0.01%	–
IIVI	New	II-VI INC	$242,000	–	3,190	+100.0%	0.01%	–
TWOU	New	2U INC	$229,000	–	5,734	+100.0%	0.01%	–
BEPC	New	BROOKFIELD RENEWABLE CORPcl a sub vtg	$227,000	–	3,903	+100.0%	0.01%	–
BR	New	BROADRIDGE FINL SOLUTIONS IN	$223,000	–	1,453	+100.0%	0.01%	–
KDP	New	KEURIG DR PEPPER INC	$231,000	–	7,211	+100.0%	0.01%	–
BUI	New	BLACKROCK UTILITIES INFRSTRC	$225,000	–	9,000	+100.0%	0.01%	–
JD	New	JD.COM INCspon adr cl a	$221,000	–	2,513	+100.0%	0.01%	–
DIVO	New	AMPLIFY ETF TRcwp enhanced div	$228,000	–	6,983	+100.0%	0.01%	–
EWZ	New	ISHARES INCmsci brazil etf	$232,000	–	6,250	+100.0%	0.01%	–
VOD	New	VODAFONE GROUP PLC NEWsponsored adr	$244,000	–	14,826	+100.0%	0.01%	–
BABA	New	ALIBABA GROUP HLDG LTDcall	$233,000	–	1,000	+100.0%	0.01%	–
WBS	New	WEBSTER FINL CORP CONN	$233,000	–	5,525	+100.0%	0.01%	–
WDC	New	WESTERN DIGITAL CORP.	$228,000	–	4,123	+100.0%	0.01%	–
HEI	New	HEICO CORP NEW	$238,000	–	1,800	+100.0%	0.01%	–
XYL	New	XYLEM INC	$232,000	–	2,281	+100.0%	0.01%	–
BJAN	New	INNOVATOR ETFS TRs&p 500 buffer	$222,000	–	6,785	+100.0%	0.01%	–
ACWX	New	ISHARES TRmsci acwi ex us	$230,000	–	4,330	+100.0%	0.01%	–
AAXJ	New	ISHARES TRmsci ac asia etf	$249,000	–	2,783	+100.0%	0.01%	–
EWW	New	ISHARES INCmsci mexico etf	$237,000	–	5,516	+100.0%	0.01%	–
RHS	New	INVESCO EXCHANGE TRADED FD Ts&p500 eql stp	$235,000	–	1,552	+100.0%	0.01%	–
SPOT	New	SPOTIFY TECHNOLOGY S A	$237,000	–	754	+100.0%	0.01%	–
ERTH	New	INVESCO EXCHANGE TRADED FD Tcleantech etf	$223,000	–	2,971	+100.0%	0.01%	–
PSL	New	INVESCO EXCHANGE TRADED FD Tdwa staples	$228,000	–	2,633	+100.0%	0.01%	–
IPO	New	RENAISSANCE CAP GREENWICH FDipo etf	$240,000	–	3,729	+100.0%	0.01%	–
RGEN	New	REPLIGEN CORP	$226,000	–	1,180	+100.0%	0.01%	–
RXT	New	RACKSPACE TECHNOLOGY INC	$225,000	–	11,800	+100.0%	0.01%	–
IBMM	New	ISHARES TRibonds dec	$209,000	–	7,729	+100.0%	0.01%	–
AAPL	New	APPLE INCput	$212,000	–	1,600	+100.0%	0.01%	–
SONY	New	SONY CORPsponsored adr	$219,000	–	2,161	+100.0%	0.01%	–
UTF	New	COHEN & STEERS INFRASTRUCTUR	$218,000	–	8,442	+100.0%	0.01%	–
CDW	New	CDW CORP	$204,000	–	1,545	+100.0%	0.01%	–
MXIM	New	MAXIM INTEGRATED PRODS INC	$217,000	–	2,442	+100.0%	0.01%	–
MAXR	New	MAXAR TECHNOLOGIES INC	$200,000	–	5,193	+100.0%	0.01%	–
BLOK	New	AMPLIFY ETF TRblockchain ldr	$210,000	–	5,993	+100.0%	0.01%	–
JPI	New	NUVEEN PFD & INCOME TERM FD	$210,000	–	8,550	+100.0%	0.01%	–
NULV	New	NUSHARES ETF TRnuveen esg lrgvl	$205,000	–	6,229	+100.0%	0.01%	–
SILJ	New	ETF MANAGERS TRprime junir slvr	$192,000	–	11,746	+100.0%	0.01%	–
HOG	New	HARLEY DAVIDSON INC	$204,000	–	5,546	+100.0%	0.01%	–
EIX	New	EDISON INTL	$208,000	–	3,303	+100.0%	0.01%	–
ONLN	New	PROSHARES TRonline rtl etf	$212,000	–	2,792	+100.0%	0.01%	–
HIG	New	HARTFORD FINL SVCS GROUP INC	$200,000	–	4,084	+100.0%	0.01%	–
LQDH	New	ISHARES U S ETF TRint rt hdg c b	$216,000	–	2,257	+100.0%	0.01%	–
DOV	New	DOVER CORP	$206,000	–	1,631	+100.0%	0.01%	–
PEAK	New	HEALTHPEAK PROPERTIES INC	$211,000	–	6,979	+100.0%	0.01%	–
IGLB	New	ISHARES TR10+ yr invst grd	$213,000	–	2,919	+100.0%	0.01%	–
PPA	New	INVESCO EXCHANGE TRADED FD Taerospace defn	$200,000	–	2,949	+100.0%	0.01%	–
PFC	New	PREMIER FINANCIAL CORP	$215,000	–	9,338	+100.0%	0.01%	–
DPW	New	DPW HLDGS INC	$214,000	–	49,200	+100.0%	0.01%	–
IBTX	New	INDEPENDENT BK GROUP INC	$201,000	–	3,207	+100.0%	0.01%	–
PSEP	New	INNOVATOR ETFS TRs&p 500 pwr	$200,000	–	7,178	+100.0%	0.01%	–
DRI	New	DARDEN RESTAURANTS INC	$205,000	–	1,717	+100.0%	0.01%	–
POCT	New	INNOVATOR ETFS TRs&p 500 pwretf	$214,000	–	7,704	+100.0%	0.01%	–
XRT	New	SPDR SER TRs&p retail etf	$216,000	–	3,353	+100.0%	0.01%	–
RH	New	RH	$209,000	–	467	+100.0%	0.01%	–
AY	New	ATLANTICA SUSTAINABLE INFR P	$205,000	–	5,405	+100.0%	0.01%	–
NLS	New	NAUTILUS INC	$211,000	–	11,651	+100.0%	0.01%	–
FYC	New	FIRST TR EXCHANGE-TRADED ALPsml cp grw alp	$204,000	–	3,302	+100.0%	0.01%	–
LYV	New	LIVE NATION ENTERTAINMENT INput	$206,000	–	2,800	+100.0%	0.01%	–
KKR	New	KKR & CO INC	$218,000	–	5,393	+100.0%	0.01%	–
KLAC	New	KLA CORP	$217,000	–	837	+100.0%	0.01%	–
TTWO	New	TAKE-TWO INTERACTIVE SOFTWAR	$220,000	–	1,057	+100.0%	0.01%	–
BUFF	New	INNOVATOR ETFS TR IIladrd fd s&p 500	$203,000	–	6,100	+100.0%	0.01%	–
IBMN	New	ISHARES TRibonds dec 25	$202,000	–	7,177	+100.0%	0.01%	–
IBMJ	New	ISHARES TRibonds dec2021	$209,000	–	8,101	+100.0%	0.01%	–
STM	New	STMICROELECTRONICS N Vny registry	$220,000	–	5,930	+100.0%	0.01%	–
IBML	New	ISHARES TRibonds dec2023	$209,000	–	7,984	+100.0%	0.01%	–
MELI	New	MERCADOLIBRE INC	$206,000	–	123	+100.0%	0.01%	–
FFC	New	FLAHERTY & CRUMRINE PFD SECS	$207,000	–	8,854	+100.0%	0.01%	–
AXTI	New	AXT INC	$176,000	–	18,400	+100.0%	0.01%	–
GLU	New	GABELLI GLOBL UTIL & INCOME	$188,000	–	10,212	+100.0%	0.01%	–
GEVO	New	GEVO INC	$167,000	–	39,300	+100.0%	0.01%	–
RFI	New	COHEN & STEERS TOTAL RETURN	$176,000	–	13,286	+100.0%	0.01%	–
HRB	New	BLOCK H & R INC	$169,000	–	10,678	+100.0%	0.01%	–
ABR	New	ARBOR REALTY TRUST INC	$162,000	–	11,446	+100.0%	0.01%	–
	New	PROSPECT CAP CORPnote 6.375% 3/0	$180,000	–	175,000	+100.0%	0.01%	–
EIGR	New	EIGER BIOPHARMACEUTICALS INC	$187,000	–	15,200	+100.0%	0.01%	–
	New	ABRAXAS PETE CORP	$155,000	–	67,650	+100.0%	0.01%	–
RACA	New	THERAPEUTICS ACQUISITION COR	$159,000	–	11,450	+100.0%	0.01%	–
RADA	New	RADA ELECTR INDS LTD	$122,000	–	12,509	+100.0%	0.00%	–
NNDM	New	NANO DIMENSION LTDsponsord ads new	$107,000	–	11,746	+100.0%	0.00%	–
TLRY	New	TILRAY INC	$124,000	–	15,019	+100.0%	0.00%	–
UMC	New	UNITED MICROELECTRONICS CORPspon adr new	$110,000	–	13,000	+100.0%	0.00%	–
CEMI	New	CHEMBIO DIAGNOSTICS INC	$102,000	–	21,400	+100.0%	0.00%	–
CRON	New	CRONOS GROUP INC	$92,000	–	13,252	+100.0%	0.00%	–
EVGN	New	EVOGENE LTD	$56,000	–	12,010	+100.0%	0.00%	–
ZOM	New	ZOMEDICA CORP	$15,000	–	64,000	+100.0%	0.00%	–
TTI	New	TETRA TECHNOLOGIES INC DEL	$21,000	–	24,331	+100.0%	0.00%	–
CIDM	New	CINEDIGM CORP	$8,000	–	12,000	+100.0%	0.00%	–
ADXS	New	ADVAXIS INC	$4,000	–	10,306	+100.0%	0.00%	–
PTE	New	POLARITYTE INC	$7,000	–	10,500	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-02-09

Signatures

The EDGAR filing(s) were signed by:

Brandon Rydell — Chief Financial Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
ISHARES TR	36	Q3 2023	6.4%
APPLE INC	36	Q3 2023	5.7%
ISHARES TR	36	Q3 2023	3.1%
ISHARES TR	36	Q3 2023	2.6%
ISHARES TR	36	Q3 2023	2.5%
SPDR S&P 500 ETF TR	36	Q3 2023	2.7%
MICROSOFT CORP	36	Q3 2023	2.1%
AMAZON.COM INC	36	Q3 2023	2.6%
ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD	36	Q3 2023	2.6%
ISHARES TR	36	Q3 2023	2.4%

View Sigma Planning Corp's complete holdings history.

Latest significant ownerships (13-D/G)

Sigma Planning Corp Q4 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Santa Fe Gold CORP	August 17, 2010	359,500	0.4%

View Sigma Planning Corp's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-01
13F-HR	2023-11-06
13F-HR	2023-08-02
13F-HR	2023-05-08
13F-HR	2023-01-24
13F-HR	2022-11-10
13F-HR	2022-08-11
13F-HR	2022-04-20
13F-HR	2022-02-02
13F-HR	2021-10-28

View Sigma Planning Corp's complete filings history.

All filings

View complete filings history.

Compare quarters

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