$2.53 Billion is the total value of Sigma Planning Corp's 1060 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JPM | JPMORGAN CHASE & COput | $385,000 | +2.4% | 4,000 | 0.0% | 0.02% | -11.8% | |
| NAPR | INNOVATOR ETFS TRnasdaq 100 power | $357,000 | +2.0% | 10,225 | 0.0% | 0.01% | -6.7% | |
| SYBT | STOCK YDS BANCORP INC | $292,000 | -15.4% | 8,572 | 0.0% | 0.01% | -20.0% | |
| FVC | FIRST TR EXCHANGE-TRADED FDdorsey wright | $281,000 | +6.0% | 10,739 | 0.0% | 0.01% | -8.3% | |
| DTP | DTE ENERGY COunit 11/01/2022s | $259,000 | +6.6% | 5,733 | 0.0% | 0.01% | -9.1% | |
| WFCPRL | WELLS FARGO CO NEWperp pfd cnv a | $213,000 | +3.4% | 159 | 0.0% | 0.01% | -11.1% | |
| GF | NEW GERMANY FD INC | $189,000 | +11.2% | 11,213 | 0.0% | 0.01% | 0.0% | |
| CGC | CANOPY GROWTH CORPcall | $143,000 | -11.7% | 10,000 | 0.0% | 0.01% | -14.3% | |
| TLRY | TILRAY INCcall | $73,000 | -31.8% | 15,000 | 0.0% | 0.00% | -40.0% | |
| GAB | GABELLI EQUITY TR INC | $69,000 | +1.5% | 13,569 | 0.0% | 0.00% | 0.0% | |
| RWT | REDWOOD TR INC | $75,000 | +7.1% | 10,000 | 0.0% | 0.00% | 0.0% | |
| NRZ | NEW RESIDENTIAL INVT CORP | $81,000 | +6.6% | 10,250 | 0.0% | 0.00% | 0.0% | |
| PROSPECT CAP CORPnote 4.950% 7/1 | $48,000 | +9.1% | 48,000 | 0.0% | 0.00% | 0.0% | ||
| PDS | PRECISION DRILLING CORP | $13,000 | -13.3% | 20,000 | 0.0% | 0.00% | 0.0% | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $14,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| ISIG | INSIGNIA SYS INC | $27,000 | -6.9% | 40,300 | 0.0% | 0.00% | 0.0% | |
| SJT | SAN JUAN BASIN RTY TRunit ben int | $26,000 | +13.0% | 10,232 | 0.0% | 0.00% | 0.0% | |
| EYESW | SECOND SIGHT MED PRODS INC*w exp 03/14/202 | $1,000 | -50.0% | 20,154 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.