$2.53 Billion is the total value of Sigma Planning Corp's 1060 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MTNB | Exit | MATINAS BIOPHARMA HLDGS INC | $0 | – | -12,600 | -100.0% | 0.00% | – |
| XXII | Exit | 22ND CENTY GROUP INC | $0 | – | -18,350 | -100.0% | -0.00% | – |
| MCC | Exit | MEDLEY CAP CORP | $0 | – | -18,501 | -100.0% | -0.00% | – |
| CLNY | Exit | COLONY CAP INC NEW | $0 | – | -10,025 | -100.0% | -0.00% | – |
| PLM | Exit | POLYMET MNG CORP | $0 | – | -54,509 | -100.0% | -0.00% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -12,956 | -100.0% | -0.00% | – |
| PTE | Exit | POLARITYTE INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CEM | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -11,371 | -100.0% | -0.00% | – |
| SID | Exit | COMPANHIA SIDERURGICA NACIONsponsored adr | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CPE | Exit | CALLON PETE CO DEL | $0 | – | -32,771 | -100.0% | -0.00% | – |
| NCZ | Exit | ALLIANZGI CONV INCOME FD II | $0 | – | -14,582 | -100.0% | -0.00% | – |
| CLNC | Exit | COLONY CR REAL ESTATE INC | $0 | – | -10,250 | -100.0% | -0.00% | – |
| CRON | Exit | CRONOS GROUP INC | $0 | – | -10,622 | -100.0% | -0.00% | – |
| DHT | Exit | DHT HOLDINGS INCcall | $0 | – | -17,900 | -100.0% | -0.00% | – |
| BGR | Exit | BLACKROCK ENERGY & RES TR | $0 | – | -11,904 | -100.0% | -0.00% | – |
| CXW | Exit | CORECIVIC INC | $0 | – | -10,017 | -100.0% | -0.00% | – |
| RF | Exit | REGIONS FINANCIAL CORP NEW | $0 | – | -10,497 | -100.0% | -0.01% | – |
| ZNGA | Exit | ZYNGA INCcl a | $0 | – | -12,192 | -100.0% | -0.01% | – |
| FHN | Exit | FIRST HORIZON NATL CORP | $0 | – | -10,326 | -100.0% | -0.01% | – |
| LGFA | Exit | LIONS GATE ENTMNT CORPcl a vtg | $0 | – | -15,100 | -100.0% | -0.01% | – |
| ATAX | Exit | AMERICA FIRST MULTIFAMILY INben unit ctf | $0 | – | -24,918 | -100.0% | -0.01% | – |
| PE | Exit | PARSLEY ENERGY INCcl a | $0 | – | -11,299 | -100.0% | -0.01% | – |
| TPVG | Exit | TRIPLEPOINT VENTURE GROWTH B | $0 | – | -11,098 | -100.0% | -0.01% | – |
| NFJ | Exit | ALLIANZGI DIVIDEND INT & PRM | $0 | – | -10,813 | -100.0% | -0.01% | – |
| CGBD | Exit | TCG BDC INC | $0 | – | -13,893 | -100.0% | -0.01% | – |
| BPY | Exit | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $0 | – | -11,799 | -100.0% | -0.01% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -12,046 | -100.0% | -0.01% | – |
| MORT | Exit | VANECK VECTORS ETF TR | $0 | – | -10,015 | -100.0% | -0.01% | – |
| FULT | Exit | FULTON FINL CORP PA | $0 | – | -12,695 | -100.0% | -0.01% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -15,203 | -100.0% | -0.01% | – |
| AMJ | Exit | JPMORGAN CHASE & COalerian ml etn | $0 | – | -10,687 | -100.0% | -0.01% | – |
| CC | Exit | CHEMOURS CO | $0 | – | -10,601 | -100.0% | -0.01% | – |
| JBLU | Exit | JETBLUE AWYS CORP | $0 | – | -14,447 | -100.0% | -0.01% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -18,803 | -100.0% | -0.01% | – |
| HPQ | Exit | HP INC | $0 | – | -10,782 | -100.0% | -0.01% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -2,014 | -100.0% | -0.01% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INC | $0 | – | -3,426 | -100.0% | -0.01% | – |
| CR | Exit | CRANE CO | $0 | – | -3,608 | -100.0% | -0.01% | – |
| DEM | Exit | WISDOMTREE TRemer mkt high fd | $0 | – | -5,708 | -100.0% | -0.01% | – |
| AON | Exit | AON PLC | $0 | – | -1,106 | -100.0% | -0.01% | – |
| NUSI | Exit | ETF SER SOLUTIONSnationwide rsk | $0 | – | -7,421 | -100.0% | -0.01% | – |
| ZYXI | Exit | ZYNEX INC | $0 | – | -8,085 | -100.0% | -0.01% | – |
| FLTR | Exit | VANECK VECTORS ETF TRinvt grade fltg | $0 | – | -8,226 | -100.0% | -0.01% | – |
| LNT | Exit | ALLIANT ENERGY CORP | $0 | – | -4,243 | -100.0% | -0.01% | – |
| EMLC | Exit | VANECK VECTORS ETF TRjp morgan mkts | $0 | – | -6,875 | -100.0% | -0.01% | – |
| PEAK | Exit | HEALTHPEAK PROPERTIES INC | $0 | – | -7,757 | -100.0% | -0.01% | – |
| INOV | Exit | INOVALON HLDGS INC | $0 | – | -10,900 | -100.0% | -0.01% | – |
| LKQ | Exit | LKQ CORP | $0 | – | -7,875 | -100.0% | -0.01% | – |
| AWR | Exit | AMER STATES WTR CO | $0 | – | -2,664 | -100.0% | -0.01% | – |
| VPC | Exit | ETFIS SER TR Ivirtus pvt cr | $0 | – | -11,119 | -100.0% | -0.01% | – |
| BDCS | Exit | UBS AG JERSEY BRHetrac wells bdci | $0 | – | -14,664 | -100.0% | -0.01% | – |
| FUN | Exit | CEDAR FAIR L Pdepositry unit | $0 | – | -8,072 | -100.0% | -0.01% | – |
| QDF | Exit | FLEXSHARES TRqualt divd idx | $0 | – | -5,486 | -100.0% | -0.01% | – |
| RWL | Exit | INVESCO EXCHANGE-TRADED FD Ts&p 500 revenue | $0 | – | -4,341 | -100.0% | -0.01% | – |
| FB | Exit | FACEBOOK INCcall | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SMCI | Exit | SUPER MICRO COMPUTER INC | $0 | – | -8,250 | -100.0% | -0.01% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDcall | $0 | – | -1,100 | -100.0% | -0.01% | – |
| TDY | Exit | TELEDYNE TECHNOLOGIES INC | $0 | – | -697 | -100.0% | -0.01% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -1,577 | -100.0% | -0.01% | – |
| TTE | Exit | TOTAL S.A.sponsored ads | $0 | – | -6,117 | -100.0% | -0.01% | – |
| XSD | Exit | SPDR SER TRs&p semicndctr | $0 | – | -2,033 | -100.0% | -0.01% | – |
| NXST | Exit | NEXSTAR MEDIA GROUP INCcl a | $0 | – | -2,625 | -100.0% | -0.01% | – |
| CYTK | Exit | CYTOKINETICS INC | $0 | – | -9,700 | -100.0% | -0.01% | – |
| OMC | Exit | OMNICOM GROUP INC | $0 | – | -4,128 | -100.0% | -0.01% | – |
| FLJP | Exit | FRANKLIN TEMPLETON ETF TRftse japan etf | $0 | – | -9,286 | -100.0% | -0.01% | – |
| SILJ | Exit | ETF MANAGERS TRprime junir slvr | $0 | – | -18,505 | -100.0% | -0.01% | – |
| FXO | Exit | FIRST TR EXCHANGE TRADED FDfinls alphadex | $0 | – | -8,540 | -100.0% | -0.01% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -5,542 | -100.0% | -0.01% | – |
| MCO | Exit | MOODYS CORP | $0 | – | -954 | -100.0% | -0.01% | – |
| ES | Exit | EVERSOURCE ENERGY | $0 | – | -3,135 | -100.0% | -0.01% | – |
| HELE | Exit | HELEN OF TROY CORP LTD | $0 | – | -1,375 | -100.0% | -0.01% | – |
| USO | Exit | UNITED STS OIL FD LPunits | $0 | – | -10,059 | -100.0% | -0.01% | – |
| FLIR | Exit | FLIR SYS INC | $0 | – | -6,710 | -100.0% | -0.01% | – |
| LGLV | Exit | SPDR SER TRssga us lrg etf | $0 | – | -2,759 | -100.0% | -0.01% | – |
| WERN | Exit | WERNER ENTERPRISES INC | $0 | – | -6,218 | -100.0% | -0.01% | – |
| WYND | Exit | WYNDHAM DESTINATIONS INC | $0 | – | -9,595 | -100.0% | -0.01% | – |
| PPA | Exit | INVESCO EXCHANGE TRADED FD Taerospace defn | $0 | – | -5,026 | -100.0% | -0.01% | – |
| BOX | Exit | BOX INCcl a | $0 | – | -14,081 | -100.0% | -0.01% | – |
| LQDH | Exit | ISHARES U S ETF TRint rt hdg c b | $0 | – | -3,239 | -100.0% | -0.01% | – |
| NVMI | Exit | NOVA MEASURING INSTRUMENTS L | $0 | – | -6,320 | -100.0% | -0.01% | – |
| CIEN | Exit | CIENA CORP | $0 | – | -5,531 | -100.0% | -0.01% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -8,103 | -100.0% | -0.01% | – |
| EL | Exit | LAUDER ESTEE COS INCcl a | $0 | – | -1,557 | -100.0% | -0.01% | – |
| WDFC | Exit | WD-40 CO | $0 | – | -1,445 | -100.0% | -0.01% | – |
| HEI | Exit | HEICO CORP NEW | $0 | – | -3,198 | -100.0% | -0.01% | – |
| SPTS | Exit | SPDR SER TRportfolio sh tsr | $0 | – | -10,446 | -100.0% | -0.01% | – |
| FTHI | Exit | FIRST TR EXCHANGE-TRADED FDbuywrit incm etf | $0 | – | -17,106 | -100.0% | -0.02% | – |
| PING | Exit | PING IDENTITY HLDG CORP | $0 | – | -10,945 | -100.0% | -0.02% | – |
| SPNS | Exit | SAPIENS INTL CORP N V | $0 | – | -13,156 | -100.0% | -0.02% | – |
| KBE | Exit | SPDR SER TRs&p bk etf | $0 | – | -11,242 | -100.0% | -0.02% | – |
| HDMV | Exit | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $0 | – | -12,885 | -100.0% | -0.02% | – |
| SAFM | Exit | SANDERSON FARMS INC | $0 | – | -3,307 | -100.0% | -0.02% | – |
| LOGI | Exit | LOGITECH INTL S A | $0 | – | -6,110 | -100.0% | -0.02% | – |
| EFX | Exit | EQUIFAX INC | $0 | – | -2,238 | -100.0% | -0.02% | – |
| ISMD | Exit | NORTHERN LTS FD TR IVinspire smal etf | $0 | – | -16,742 | -100.0% | -0.02% | – |
| PRDO | Exit | PERDOCEO ED CORP | $0 | – | -24,772 | -100.0% | -0.02% | – |
| GWW | Exit | GRAINGER W W INC | $0 | – | -1,320 | -100.0% | -0.02% | – |
| SIL | Exit | GLOBAL X FDSglobal x silver | $0 | – | -11,312 | -100.0% | -0.02% | – |
| DRD | Exit | DRDGOLD LIMITEDspon adr repstg | $0 | – | -26,334 | -100.0% | -0.02% | – |
| UCTT | Exit | ULTRA CLEAN HLDGS INC | $0 | – | -17,750 | -100.0% | -0.02% | – |
| KYN | Exit | KAYNE ANDERSN MLP MIDS INVT | $0 | – | -80,349 | -100.0% | -0.02% | – |
| GII | Exit | SPDR INDEX SHS FDSs&p gblinf etf | $0 | – | -10,029 | -100.0% | -0.02% | – |
| XRX | Exit | XEROX HOLDINGS CORP | $0 | – | -27,576 | -100.0% | -0.02% | – |
| QRVO | Exit | QORVO INC | $0 | – | -4,022 | -100.0% | -0.02% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INC | $0 | – | -3,795 | -100.0% | -0.02% | – |
| TER | Exit | TERADYNE INC | $0 | – | -5,748 | -100.0% | -0.02% | – |
| BL | Exit | BLACKLINE INC | $0 | – | -5,939 | -100.0% | -0.02% | – |
| NGD | Exit | NEW GOLD INC CDA | $0 | – | -371,373 | -100.0% | -0.02% | – |
| UNG | Exit | UNITED STS NAT GAS FD LPunit par | $0 | – | -50,993 | -100.0% | -0.02% | – |
| EXK | Exit | ENDEAVOUR SILVER CORP | $0 | – | -236,121 | -100.0% | -0.02% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEM INC | $0 | – | -5,619 | -100.0% | -0.02% | – |
| MTCH | Exit | MATCH GROUP INC | $0 | – | -5,353 | -100.0% | -0.02% | – |
| SGEN | Exit | SEATTLE GENETICS INC | $0 | – | -3,475 | -100.0% | -0.03% | – |
| THO | Exit | THOR INDS INC | $0 | – | -5,638 | -100.0% | -0.03% | – |
| MKL | Exit | MARKEL CORP | $0 | – | -726 | -100.0% | -0.03% | – |
| AME | Exit | AMETEK INC | $0 | – | -7,565 | -100.0% | -0.03% | – |
| FYC | Exit | FIRST TR EXCHANGE-TRADED ALPsml cp grw alp | $0 | – | -16,625 | -100.0% | -0.03% | – |
| WDC | Exit | WESTERN DIGITAL CORP. | $0 | – | -19,175 | -100.0% | -0.04% | – |
| ESPO | Exit | VANECK VECTORS ETF TRvideo gaming | $0 | – | -16,757 | -100.0% | -0.04% | – |
| MAG | Exit | MAG SILVER CORP | $0 | – | -63,047 | -100.0% | -0.04% | – |
| BVN | Exit | COMPANIA DE MINAS BUENAVENTUsponsored adr | $0 | – | -102,864 | -100.0% | -0.04% | – |
| EQX | Exit | EQUINOX GOLD CORP | $0 | – | -88,788 | -100.0% | -0.04% | – |
| FSM | Exit | FORTUNA SILVER MINES INC | $0 | – | -201,640 | -100.0% | -0.04% | – |
| CDE | Exit | COEUR MNG INC | $0 | – | -205,688 | -100.0% | -0.05% | – |
| SSRM | Exit | SSR MNG INC | $0 | – | -48,880 | -100.0% | -0.05% | – |
| HL | Exit | HECLA MNG CO | $0 | – | -330,927 | -100.0% | -0.05% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORP | $0 | – | -106,750 | -100.0% | -0.05% | – |
| PAAS | Exit | PAN AMERN SILVER CORP | $0 | – | -36,264 | -100.0% | -0.05% | – |
| XOM | Exit | EXXON MOBIL CORPcall | $0 | – | -28,000 | -100.0% | -0.06% | – |
| PSR | Exit | INVESCO ACTIVELY MANAGED ETFactive us real | $0 | – | -16,909 | -100.0% | -0.06% | – |
| SCHR | Exit | SCHWAB STRATEGIC TRintrm trm tres | $0 | – | -24,182 | -100.0% | -0.06% | – |
| PLW | Exit | INVESCO EXCH TRADED FD TR II1 30 lader tre | $0 | – | -39,376 | -100.0% | -0.07% | – |
| BDEC | Exit | INNOVATOR ETFS TRs&p 500 buffer e | $0 | – | -62,919 | -100.0% | -0.07% | – |
| PZZA | Exit | PAPA JOHNS INTL INC | $0 | – | -27,193 | -100.0% | -0.10% | – |
| MKTX | Exit | MARKETAXESS HLDGS INC | $0 | – | -4,729 | -100.0% | -0.10% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -9,006 | -100.0% | -0.12% | – |
| CONE | Exit | CYRUSONE INC | $0 | – | -41,918 | -100.0% | -0.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.