$1.68 Billion is the total value of Sigma Planning Corp's 915 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMH | New | VANECK VECTORS ETF TRsemiconductor et | $2,807,000 | – | 23,960 | +100.0% | 0.17% | – |
| VRSN | New | VERISIGN INC | $2,689,000 | – | 14,933 | +100.0% | 0.16% | – |
| UUP | New | INVESCO DB US DLR INDEX TRbullish fd | $1,874,000 | – | 69,846 | +100.0% | 0.11% | – |
| BAPR | New | INNOVATOR ETFS TRs&p 500 buffer | $1,755,000 | – | 70,701 | +100.0% | 0.10% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $1,727,000 | – | 6,700 | +100.0% | 0.10% | – |
| AGGY | New | WISDOMTREE TRyield enhancd us | $1,552,000 | – | 30,045 | +100.0% | 0.09% | – |
| FNOV | New | FIRST TR EXCHNG TRADED FD VIcboe eqt bufer | $1,397,000 | – | 51,250 | +100.0% | 0.08% | – |
| WTRG | New | ESSENTIAL UTILS INC | $1,340,000 | – | 32,929 | +100.0% | 0.08% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $1,247,000 | – | 8,536 | +100.0% | 0.07% | – |
| CG | New | CARLYLE GROUP INC | $1,187,000 | – | 54,823 | +100.0% | 0.07% | – |
| BNDW | New | VANGUARD SCOTTSDALE FDStotal wld bd etf | $998,000 | – | 12,557 | +100.0% | 0.06% | – |
| EDV | New | VANGUARD WORLD FDextended dur | $981,000 | – | 5,851 | +100.0% | 0.06% | – |
| NEM | New | NEWMONT CORP | $964,000 | – | 21,295 | +100.0% | 0.06% | – |
| WPM | New | WHEATON PRECIOUS METALS CORP | $819,000 | – | 29,742 | +100.0% | 0.05% | – |
| ESGU | New | ISHARES TResg msci usa etf | $823,000 | – | 14,316 | +100.0% | 0.05% | – |
| ZTR | New | VIRTUS TOTAL RETURN FUND INC | $807,000 | – | 112,036 | +100.0% | 0.05% | – |
| AGZ | New | ISHARES TRagency bond etf | $737,000 | – | 6,113 | +100.0% | 0.04% | – |
| JETS | New | ETF SER SOLUTIONSus glb jets | $727,000 | – | 49,362 | +100.0% | 0.04% | – |
| EGO | New | ELDORADO GOLD CORP NEW | $654,000 | – | 106,061 | +100.0% | 0.04% | – |
| KGC | New | KINROSS GOLD CORP | $644,000 | – | 161,790 | +100.0% | 0.04% | – |
| SSRM | New | SSR MNG INC | $616,000 | – | 54,103 | +100.0% | 0.04% | – |
| MUX | New | MCEWEN MNG INC | $618,000 | – | 935,779 | +100.0% | 0.04% | – |
| AUY | New | YAMANA GOLD INC | $614,000 | – | 223,214 | +100.0% | 0.04% | – |
| VDE | New | VANGUARD WORLD FDSenergy etf | $569,000 | – | 14,895 | +100.0% | 0.03% | – |
| FIS | New | FIDELITY NATL INFORMATION SV | $563,000 | – | 4,632 | +100.0% | 0.03% | – |
| ESGE | New | ISHARES INCesg msci em etf | $483,000 | – | 17,643 | +100.0% | 0.03% | – |
| KBE | New | SPDR SER TRs&p bk etf | $486,000 | – | 18,013 | +100.0% | 0.03% | – |
| JPM | New | JPMORGAN CHASE & COput | $459,000 | – | 5,100 | +100.0% | 0.03% | – |
| FSLY | New | FASTLY INCcl a | $445,000 | – | 23,444 | +100.0% | 0.03% | – |
| DOCU | New | DOCUSIGN INC | $437,000 | – | 4,727 | +100.0% | 0.03% | – |
| VTWV | New | VANGUARD SCOTTSDALE FDSvng rus2000val | $420,000 | – | 5,836 | +100.0% | 0.02% | – |
| XOP | New | SPDR SER TRs&p oilgas exp | $423,000 | – | 12,842 | +100.0% | 0.02% | – |
| PTBD | New | PACER FDS TRtrendpilot us bd | $421,000 | – | 16,508 | +100.0% | 0.02% | – |
| TT | New | TRANE TECHNOLOGIES PLC | $398,000 | – | 4,824 | +100.0% | 0.02% | – |
| GWW | New | GRAINGER W W INC | $383,000 | – | 1,540 | +100.0% | 0.02% | – |
| VGSH | New | VANGUARD SCOTTSDALE FDSshort term treas | $382,000 | – | 6,127 | +100.0% | 0.02% | – |
| VTEB | New | VANGUARD MUN BD FD INCtax exempt bd | $395,000 | – | 7,460 | +100.0% | 0.02% | – |
| SIZE | New | ISHARES TRusa size factor | $372,000 | – | 5,216 | +100.0% | 0.02% | – |
| BUD | New | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $375,000 | – | 8,508 | +100.0% | 0.02% | – |
| FTSD | New | FRANKLIN ETF TRliberty shrt etf | $342,000 | – | 3,605 | +100.0% | 0.02% | – |
| IYE | New | ISHARES TRu.s. energy etf | $331,000 | – | 21,618 | +100.0% | 0.02% | – |
| ZTS | New | ZOETIS INCcl a | $339,000 | – | 2,879 | +100.0% | 0.02% | – |
| PDBC | New | INVESCO ACTIVELY MANAGD ETFoptimum yield | $315,000 | – | 26,657 | +100.0% | 0.02% | – |
| NTR | New | NUTRIEN LTD | $320,000 | – | 9,435 | +100.0% | 0.02% | – |
| MRNA | New | MODERNA INC | $304,000 | – | 10,155 | +100.0% | 0.02% | – |
| SNY | New | SANOFIsponsored adr | $305,000 | – | 6,969 | +100.0% | 0.02% | – |
| TFI | New | SPDR SER TRnuveen brc munic | $289,000 | – | 5,783 | +100.0% | 0.02% | – |
| EWW | New | ISHARES INCmsci mexico etf | $283,000 | – | 9,995 | +100.0% | 0.02% | – |
| VIXY | New | PROSHARES TR IIvix sh trm futrs | $278,000 | – | 7,330 | +100.0% | 0.02% | – |
| GII | New | SPDR INDEX SHS FDSs&p gblinf etf | $278,000 | – | 7,126 | +100.0% | 0.02% | – |
| LEA | New | LEAR CORP | $285,000 | – | 3,510 | +100.0% | 0.02% | – |
| ZGNX | New | ZOGENIX INC | $275,000 | – | 11,140 | +100.0% | 0.02% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $273,000 | – | 22,433 | +100.0% | 0.02% | – |
| FRME | New | FIRST MERCHANTS CORP | $265,000 | – | 10,012 | +100.0% | 0.02% | – |
| LH | New | LABORATORY CORP AMER HLDGS | $253,000 | – | 1,998 | +100.0% | 0.02% | – |
| FITB | New | FIFTH THIRD BANCORP | $253,000 | – | 17,054 | +100.0% | 0.02% | – |
| ES | New | EVERSOURCE ENERGY | $245,000 | – | 3,131 | +100.0% | 0.02% | – |
| ATO | New | ATMOS ENERGY CORP | $254,000 | – | 2,561 | +100.0% | 0.02% | – |
| FNV | New | FRANCO NEVADA CORP | $252,000 | – | 2,535 | +100.0% | 0.02% | – |
| ICVT | New | ISHARES TRconv bd etf | $246,000 | – | 4,525 | +100.0% | 0.02% | – |
| INGR | New | INGREDION INC | $234,000 | – | 3,098 | +100.0% | 0.01% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTDord | $244,000 | – | 10,781 | +100.0% | 0.01% | – |
| DTP | New | DTE ENERGY COunit 11/01/2022s | $216,000 | – | 5,733 | +100.0% | 0.01% | – |
| ITM | New | VANECK VECTORS ETF TRamt free int etf | $226,000 | – | 4,601 | +100.0% | 0.01% | – |
| VMW | New | VMWARE INCput | $218,000 | – | 1,800 | +100.0% | 0.01% | – |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD | $226,000 | – | 7,035 | +100.0% | 0.01% | – |
| PIRS | New | PIERIS PHARMACEUTICALS INC | $216,000 | – | 94,750 | +100.0% | 0.01% | – |
| PH | New | PARKER HANNIFIN CORP | $214,000 | – | 1,649 | +100.0% | 0.01% | – |
| ZS | New | ZSCALER INC | $210,000 | – | 3,456 | +100.0% | 0.01% | – |
| RYT | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql tec | $205,000 | – | 1,286 | +100.0% | 0.01% | – |
| MGM | New | MGM RESORTS INTERNATIONAL | $208,000 | – | 17,585 | +100.0% | 0.01% | – |
| JDD | New | NUVEEN DIVERSIFIED DIVID & I | $199,000 | – | 28,281 | +100.0% | 0.01% | – |
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $206,000 | – | 162 | +100.0% | 0.01% | – |
| BMAR | New | INNOVATOR ETFS TRs&p 500 buffer | $202,000 | – | 8,555 | +100.0% | 0.01% | – |
| IXC | New | ISHARES TRglobal energ etf | $188,000 | – | 11,108 | +100.0% | 0.01% | – |
| OIL | New | BARCLAYS BANK PLCipath b s&p etn | $190,000 | – | 45,920 | +100.0% | 0.01% | – |
| PBCT | New | PEOPLES UTD FINL INC | $188,000 | – | 17,046 | +100.0% | 0.01% | – |
| HUN | New | HUNTSMAN CORP | $167,000 | – | 11,566 | +100.0% | 0.01% | – |
| FULT | New | FULTON FINL CORP PA | $146,000 | – | 12,688 | +100.0% | 0.01% | – |
| PDT | New | HANCOCK JOHN PREM DIVID FD | $155,000 | – | 12,750 | +100.0% | 0.01% | – |
| VHC | New | VIRNETX HLDG CORPcall | $118,000 | – | 21,600 | +100.0% | 0.01% | – |
| SILJ | New | ETF MANAGERS TRprime junir slvr | $101,000 | – | 15,240 | +100.0% | 0.01% | – |
| RLJ | New | RLJ LODGING TR | $98,000 | – | 12,700 | +100.0% | 0.01% | – |
| GYLD | New | ARROW ETF TRarrow dj glb yld | $95,000 | – | 10,027 | +100.0% | 0.01% | – |
| CIM | New | CHIMERA INVT CORP | $94,000 | – | 10,348 | +100.0% | 0.01% | – |
| FHN | New | FIRST HORIZON NATL CORP | $82,000 | – | 10,235 | +100.0% | 0.01% | – |
| LQDA | New | LIQUIDIA TECHNOLOGIES INC | $67,000 | – | 14,180 | +100.0% | 0.00% | – |
| NYMT | New | NEW YORK MTG TR INC | $64,000 | – | 41,130 | +100.0% | 0.00% | – |
| NCNA | New | NUCANA PLCsponsored adr | $65,000 | – | 11,075 | +100.0% | 0.00% | – |
| CIDM | New | CINEDIGM CORP | $62,000 | – | 170,000 | +100.0% | 0.00% | – |
| LGFA | New | LIONS GATE ENTMNT CORPcl a vtg | $67,000 | – | 11,000 | +100.0% | 0.00% | – |
| NRZ | New | NEW RESIDENTIAL INVT CORP | $51,000 | – | 10,250 | +100.0% | 0.00% | – |
| AWP | New | ABERDEEN GLOBAL PREMIER PPTY | $54,000 | – | 12,757 | +100.0% | 0.00% | – |
| USO | New | UNITED STATES OIL FUND LPunits | $58,000 | – | 13,709 | +100.0% | 0.00% | – |
| ZIOP | New | ZIOPHARM ONCOLOGY INC | $32,000 | – | 13,000 | +100.0% | 0.00% | – |
| ONCS | New | ONCOSEC MED INC | $35,000 | – | 27,502 | +100.0% | 0.00% | – |
| RMTI | New | ROCKWELL MED INC | $26,000 | – | 12,471 | +100.0% | 0.00% | – |
| AYTU | New | AYTU BIOSCIENCE INC | $23,000 | – | 15,420 | +100.0% | 0.00% | – |
| SJT | New | SAN JUAN BASIN RTY TRunit ben int | $21,000 | – | 10,037 | +100.0% | 0.00% | – |
| New | AETHLON MED INC | $23,000 | – | 15,177 | +100.0% | 0.00% | – | |
| EYESW | New | SECOND SIGHT MED PRODS INC*w exp 03/14/202 | $1,000 | – | 20,154 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.