$2.37 Billion is the total value of Sigma Planning Corp's 1051 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ORCL | ORACLE CORP | $1,103,000 | -3.8% | 20,825 | 0.0% | 0.05% | -14.5% | |
| JPI | NUVEEN PFD & INCOME TERM FD | $658,000 | +4.3% | 25,505 | 0.0% | 0.03% | -6.7% | |
| CRM | SALESFORCE COM INCcall | $651,000 | +9.6% | 4,000 | 0.0% | 0.03% | -6.9% | |
| IMCG | ISHARES TRmrgstr md cp grw | $448,000 | +8.0% | 1,703 | 0.0% | 0.02% | -5.0% | |
| SPY | SPDR S&P 500 ETF TRcall | $418,000 | +8.3% | 1,300 | 0.0% | 0.02% | -5.3% | |
| HYZD | WISDOMTREE TRhedged hi yld bd | $407,000 | +0.7% | 17,552 | 0.0% | 0.02% | -10.5% | |
| LZB | LA Z BOY INC | $302,000 | -6.2% | 9,598 | 0.0% | 0.01% | -13.3% | |
| GF | NEW GERMANY FD INC | $247,000 | +13.3% | 15,758 | 0.0% | 0.01% | 0.0% | |
| BJUL | INNOVATOR ETFS TRs&p 500 buffer | $244,000 | +5.6% | 8,815 | 0.0% | 0.01% | -9.1% | |
| EXPI | EXP WORLD HOLDINGS INC | $214,000 | +35.4% | 18,896 | 0.0% | 0.01% | +12.5% | |
| AVK | ADVENT CONVERTIBLE & INCOME | $199,000 | +7.0% | 12,767 | 0.0% | 0.01% | -11.1% | |
| BUI | BLACKROCK UTILITIES INFRSTRC | $201,000 | -8.6% | 9,000 | 0.0% | 0.01% | -27.3% | |
| NFJ | ALLIANZGI NFJ DIVID INT & PR | $159,000 | +6.0% | 12,250 | 0.0% | 0.01% | 0.0% | |
| GE | GENERAL ELECTRIC COcall | $123,000 | +25.5% | 11,000 | 0.0% | 0.01% | 0.0% | |
| GAB | GABELLI EQUITY TR INC | $88,000 | +2.3% | 14,452 | 0.0% | 0.00% | 0.0% | |
| NCZ | ALLIANZGI CONV INCOME FD II | $76,000 | +2.7% | 14,782 | 0.0% | 0.00% | -25.0% | |
| LYG | LLOYDS BANKING GROUP PLCsponsored adr | $68,000 | +25.9% | 20,615 | 0.0% | 0.00% | 0.0% | |
| PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $49,000 | 0.0% | 48,000 | 0.0% | 0.00% | 0.0% | ||
| FAX | ABERDEEN ASIA PACIFIC INCOM | $51,000 | +2.0% | 12,025 | 0.0% | 0.00% | 0.0% | |
| ISIG | INSIGNIA SYS INC | $29,000 | -25.6% | 40,300 | 0.0% | 0.00% | -50.0% | |
| NEBLQ | NOBLE CORP PLCcall | $15,000 | -6.2% | 12,500 | 0.0% | 0.00% | 0.0% | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| TGB | TASEKO MINES LTD | $16,000 | +14.3% | 34,000 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.