$2.37 Billion is the total value of Sigma Planning Corp's 1051 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FGPRQ | Exit | FERRELLGAS PARTNERS L.P.unit ltd part | $0 | – | -11,190 | -100.0% | -0.00% | – |
| AXU | Exit | ALEXCO RESOURCE CORP | $0 | – | -13,000 | -100.0% | -0.00% | – |
| ACST | Exit | ACASTI PHARMA INCcl a new | $0 | – | -10,300 | -100.0% | -0.00% | – |
| VRML | Exit | VERMILLION INC | $0 | – | -20,200 | -100.0% | -0.00% | – |
| CLIR | Exit | CLEARSIGN COMBUSTION CORP | $0 | – | -10,271 | -100.0% | -0.00% | – |
| NEBLQ | Exit | NOBLE CORP PLC | $0 | – | -11,670 | -100.0% | -0.00% | – |
| DFODQ | Exit | DEAN FOODS CO NEW | $0 | – | -11,733 | -100.0% | -0.00% | – |
| EYESW | Exit | SECOND SIGHT MED PRODS INC*w exp 03/06/202 | $0 | – | -161,337 | -100.0% | -0.00% | – |
| EZPW | Exit | EZCORP INCcl a non vtg | $0 | – | -11,212 | -100.0% | -0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -10,067 | -100.0% | -0.00% | – |
| TEUM | Exit | PARETEUM CORP | $0 | – | -41,200 | -100.0% | -0.00% | – |
| AEG | Exit | AEGON N V | $0 | – | -16,032 | -100.0% | -0.00% | – |
| LMB | Exit | LIMBACH HLDGS INC | $0 | – | -15,762 | -100.0% | -0.00% | – |
| S | Exit | SPRINT CORPORATION | $0 | – | -12,302 | -100.0% | -0.00% | – |
| NYMT | Exit | NEW YORK MTG TR INC | $0 | – | -12,874 | -100.0% | -0.00% | – |
| LTHM | Exit | LIVENT CORP | $0 | – | -11,161 | -100.0% | -0.00% | – |
| CLF | Exit | CLEVELAND CLIFFS INC | $0 | – | -16,701 | -100.0% | -0.01% | – |
| HMI | Exit | HUAMI CORPsponsored ads | $0 | – | -13,300 | -100.0% | -0.01% | – |
| OI | Exit | OWENS ILL INC | $0 | – | -13,032 | -100.0% | -0.01% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -10,640 | -100.0% | -0.01% | – |
| FSD | Exit | FIRST TR HIGH INCOME L/S FD | $0 | – | -11,411 | -100.0% | -0.01% | – |
| SNAP | Exit | SNAP INCcl a | $0 | – | -10,279 | -100.0% | -0.01% | – |
| PDBC | Exit | INVESCO ACTIVELY MANAGD ETFoptimum yield | $0 | – | -11,079 | -100.0% | -0.01% | – |
| LOB | Exit | LIVE OAK BANCSHARES INC | $0 | – | -11,813 | -100.0% | -0.01% | – |
| USCI | Exit | UNITED STS COMMODITY INDEX F | $0 | – | -5,675 | -100.0% | -0.01% | – |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -17,624 | -100.0% | -0.01% | – |
| AGR | Exit | AVANGRID INC | $0 | – | -3,917 | -100.0% | -0.01% | – |
| DXCM | Exit | DEXCOM INC | $0 | – | -1,456 | -100.0% | -0.01% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -1,067 | -100.0% | -0.01% | – |
| PJP | Exit | INVESCO EXCHANGE TRADED FD Tdynmc phrmctls | $0 | – | -3,535 | -100.0% | -0.01% | – |
| NPO | Exit | ENPRO INDS INC | $0 | – | -3,159 | -100.0% | -0.01% | – |
| FCOM | Exit | FIDELITY COVINGTON TR | $0 | – | -6,244 | -100.0% | -0.01% | – |
| LNT | Exit | ALLIANT ENERGY CORP | $0 | – | -3,922 | -100.0% | -0.01% | – |
| IBDN | Exit | ISHARES TRibonds dec22 etf | $0 | – | -9,095 | -100.0% | -0.01% | – |
| EXR | Exit | EXTRA SPACE STORAGE INC | $0 | – | -1,903 | -100.0% | -0.01% | – |
| TLRY | Exit | TILRAY INC | $0 | – | -9,834 | -100.0% | -0.01% | – |
| SCHA | Exit | SCHWAB STRATEGIC TRus sml cap etf | $0 | – | -3,611 | -100.0% | -0.01% | – |
| WFCPRL | Exit | WELLS FARGO CO NEWperp pfd cnv a | $0 | – | -162 | -100.0% | -0.01% | – |
| GLPG | Exit | GALAPAGOS NVspon adr | $0 | – | -1,696 | -100.0% | -0.01% | – |
| BLL | Exit | BALL CORP | $0 | – | -3,460 | -100.0% | -0.01% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -13,943 | -100.0% | -0.01% | – |
| KGC | Exit | KINROSS GOLD CORP | $0 | – | -58,138 | -100.0% | -0.01% | – |
| STAG | Exit | STAG INDL INC | $0 | – | -9,088 | -100.0% | -0.01% | – |
| MSFT | Exit | MICROSOFT CORPcall | $0 | – | -2,000 | -100.0% | -0.01% | – |
| UHS | Exit | UNIVERSAL HLTH SVCS INCcl b | $0 | – | -1,778 | -100.0% | -0.01% | – |
| MOS | Exit | MOSAIC CO NEW | $0 | – | -13,978 | -100.0% | -0.01% | – |
| LAD | Exit | LITHIA MTRS INCcl a | $0 | – | -2,142 | -100.0% | -0.01% | – |
| IFV | Exit | FIRST TR EXCHANGE TRADED FDdorsey wright | $0 | – | -14,798 | -100.0% | -0.01% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -4,226 | -100.0% | -0.01% | – |
| DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -2,399 | -100.0% | -0.01% | – |
| TEN | Exit | TENNECO INC | $0 | – | -25,551 | -100.0% | -0.02% | – |
| MDU | Exit | MDU RES GROUP INC | $0 | – | -11,219 | -100.0% | -0.02% | – |
| VEEV | Exit | VEEVA SYS INCcall | $0 | – | -2,000 | -100.0% | -0.02% | – |
| WST | Exit | WEST PHARMACEUTICAL SVSC INC | $0 | – | -2,180 | -100.0% | -0.02% | – |
| RFDI | Exit | FIRST TR EXCH TRADED FD IIIrivrfrnt dyn dev | $0 | – | -6,157 | -100.0% | -0.02% | – |
| HALL | Exit | HALLMARK FINL SVCS INC EC | $0 | – | -17,790 | -100.0% | -0.02% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INcl a | $0 | – | -4,358 | -100.0% | -0.02% | – |
| AYX | Exit | ALTERYX INC | $0 | – | -3,021 | -100.0% | -0.02% | – |
| STWD | Exit | STARWOOD PPTY TR INC | $0 | – | -14,502 | -100.0% | -0.02% | – |
| APLE | Exit | APPLE HOSPITALITY REIT INC | $0 | – | -21,030 | -100.0% | -0.02% | – |
| VWOB | Exit | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $0 | – | -4,429 | -100.0% | -0.02% | – |
| LSTR | Exit | LANDSTAR SYS INC | $0 | – | -3,350 | -100.0% | -0.02% | – |
| BYND | Exit | BEYOND MEAT INCcall | $0 | – | -2,500 | -100.0% | -0.02% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $0 | – | -3,970 | -100.0% | -0.02% | – |
| TNDM | Exit | TANDEM DIABETES CARE INC | $0 | – | -6,784 | -100.0% | -0.02% | – |
| NFLX | Exit | NETFLIX INCcall | $0 | – | -1,500 | -100.0% | -0.02% | – |
| ZS | Exit | ZSCALER INC | $0 | – | -8,463 | -100.0% | -0.02% | – |
| TER | Exit | TERADYNE INC | $0 | – | -6,682 | -100.0% | -0.02% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -15,147 | -100.0% | -0.02% | – |
| AMCX | Exit | AMC NETWORKS INCcl a | $0 | – | -8,450 | -100.0% | -0.02% | – |
| USFD | Exit | US FOODS HLDG CORP | $0 | – | -10,100 | -100.0% | -0.02% | – |
| SWCH | Exit | SWITCH INCcl a | $0 | – | -29,760 | -100.0% | -0.02% | – |
| ZTS | Exit | ZOETIS INCcl a | $0 | – | -3,952 | -100.0% | -0.02% | – |
| CME | Exit | CME GROUP INCcall | $0 | – | -2,500 | -100.0% | -0.02% | – |
| UOCT | Exit | INNOVATOR ETFS TRs&p 500 ultra | $0 | – | -22,792 | -100.0% | -0.03% | – |
| ETSY | Exit | ETSY INC | $0 | – | -10,742 | -100.0% | -0.03% | – |
| TEAM | Exit | ATLASSIAN CORP PLCcl a | $0 | – | -4,961 | -100.0% | -0.03% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -7,224 | -100.0% | -0.03% | – |
| TLH | Exit | ISHARES TR10-20 yr trs etf | $0 | – | -5,785 | -100.0% | -0.04% | – |
| SSRM | Exit | SSR MNG INC | $0 | – | -61,279 | -100.0% | -0.04% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -3,000 | -100.0% | -0.04% | – |
| HCP | Exit | HCP INC | $0 | – | -25,895 | -100.0% | -0.04% | – |
| SMH | Exit | VANECK VECTORS ETF TRsemiconductor et | $0 | – | -10,242 | -100.0% | -0.06% | – |
| EGO | Exit | ELDORADO GOLD CORP NEW | $0 | – | -161,663 | -100.0% | -0.06% | – |
| BSCJ | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -63,735 | -100.0% | -0.06% | – |
| BSJJ | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -56,857 | -100.0% | -0.06% | – |
| IYC | Exit | ISHARES TRu.s. cnsm sv etf | $0 | – | -6,958 | -100.0% | -0.07% | – |
| PUI | Exit | INVESCO EXCHANGE TRADED FD Tdwa utils mumt | $0 | – | -47,766 | -100.0% | -0.08% | – |
| FDMO | Exit | FIDELITY COVINGTON TRmomentum factr | $0 | – | -50,639 | -100.0% | -0.08% | – |
| BOCT | Exit | INNOVATOR ETFS TRs&p 500 bufetf | $0 | – | -76,091 | -100.0% | -0.09% | – |
| SECT | Exit | NORTHERN LTS FD TR IVmain sectr rotn | $0 | – | -68,377 | -100.0% | -0.10% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INC | $0 | – | -38,801 | -100.0% | -0.15% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -64,831 | -100.0% | -0.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.