Sigma Planning Corp - Q4 2019 holdings

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$2.37 Billion is the total value of Sigma Planning Corp's 1051 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 20.1% .

All

			Value		Shares		↓ Weighting
IVV	Sell	ISHARES TRcore s&p500 etf	$93,276,000	+1.0%	288,565	-6.7%	3.94%	-11.2%
AAPL	Sell	APPLE INC	$67,750,000	+30.5%	230,715	-0.5%	2.86%	+14.7%
IVW	Sell	ISHARES TRs&p 500 grwt etf	$46,566,000	-3.1%	240,476	-9.9%	1.96%	-14.8%
SPLV	Sell	INVESCO EXCHNG TRADED FD TRs&p500 low vol	$36,415,000	-6.0%	624,185	-6.7%	1.54%	-17.4%
ITOT	Sell	ISHARES TRcore s&p ttl stk	$23,808,000	+7.8%	327,527	-0.6%	1.00%	-5.3%
VGT	Sell	VANGUARD WORLD FDSinf tech etf	$18,793,000	+10.6%	76,754	-2.7%	0.79%	-2.8%
MTUM	Sell	ISHARES TRusa momentum fct	$11,649,000	-25.7%	92,775	-29.4%	0.49%	-34.7%
BRKB	Sell	BERKSHIRE HATHAWAY INC DELcl b new	$10,496,000	+8.6%	46,341	-0.2%	0.44%	-4.5%
GOOG	Sell	ALPHABET INCcap stk cl c	$8,910,000	+8.2%	6,664	-1.3%	0.38%	-4.8%
PG	Sell	PROCTER & GAMBLE CO	$8,455,000	-3.4%	67,697	-3.8%	0.36%	-15.0%
MINT	Sell	PIMCO ETF TRenhan shrt ma ac	$7,707,000	-18.6%	75,866	-18.5%	0.32%	-28.4%
NEE	Sell	NEXTERA ENERGY INC	$7,690,000	-42.3%	31,757	-44.5%	0.32%	-49.3%
INTC	Sell	INTEL CORP	$7,489,000	+12.2%	125,127	-3.4%	0.32%	-1.2%
IYR	Sell	ISHARES TRu.s. real es etf	$7,116,000	-33.5%	76,449	-33.1%	0.30%	-41.5%
FVC	Sell	FIRST TR EXCHANGE TRADED FDdorsey wright	$6,982,000	-3.9%	252,710	-8.0%	0.30%	-15.5%
FDN	Sell	FIRST TR EXCHANGE TRADED FDdj internt idx	$6,888,000	-21.1%	49,513	-23.6%	0.29%	-30.5%
FLOT	Sell	ISHARES TRfltg rate nt etf	$6,763,000	-0.9%	132,822	-0.7%	0.28%	-12.8%
WM	Sell	WASTE MGMT INC DEL	$5,871,000	-4.1%	51,513	-3.2%	0.25%	-15.6%
FTCS	Sell	FIRST TR EXCHANGE TRADED FDcap strength etf	$5,573,000	-31.7%	92,324	-35.7%	0.24%	-39.9%
LQDH	Sell	ISHARES US ETF TRint rt hdg c b	$5,569,000	-12.4%	57,892	-15.3%	0.24%	-23.0%
MCD	Sell	MCDONALDS CORP	$5,581,000	-39.5%	28,244	-34.2%	0.24%	-47.0%
IJS	Sell	ISHARES TRsp smcp600vl etf	$5,306,000	-18.4%	32,996	-23.7%	0.22%	-28.2%
XLU	Sell	SELECT SECTOR SPDR TRsbi int-utils	$5,279,000	-44.4%	81,698	-44.3%	0.22%	-51.1%
XLP	Sell	SELECT SECTOR SPDR TRsbi cons stpls	$5,188,000	-1.8%	82,368	-4.2%	0.22%	-13.4%
CAT	Sell	CATERPILLAR INC DEL	$5,087,000	+15.1%	34,444	-1.6%	0.22%	+1.4%
TIP	Sell	ISHARES TRtips bd etf	$5,071,000	-5.7%	43,504	-5.9%	0.21%	-17.1%
DVY	Sell	ISHARES TRselect divid etf	$4,969,000	-2.7%	47,032	-6.1%	0.21%	-14.3%
CVS	Sell	CVS HEALTH CORP	$4,613,000	+11.3%	62,097	-5.5%	0.20%	-2.0%
IJT	Sell	ISHARES TRs&p sml 600 gwt	$4,600,000	+5.5%	23,799	-2.7%	0.19%	-7.2%
IXUS	Sell	ISHARES TRcore msci total	$4,548,000	-8.7%	73,479	-14.8%	0.19%	-19.7%
HDV	Sell	ISHARES TRcore high dv etf	$4,378,000	-20.5%	44,640	-23.7%	0.18%	-29.9%
CMS	Sell	CMS ENERGY CORP	$4,334,000	-2.4%	68,961	-0.6%	0.18%	-14.1%
IWF	Sell	ISHARES TRrus 1000 grw etf	$4,282,000	+9.6%	24,339	-0.5%	0.18%	-3.2%
ARKK	Sell	ARK ETF TRinnovation etf	$4,223,000	-6.2%	84,384	-19.6%	0.18%	-17.6%
CASH	Sell	META FINL GROUP INC	$4,177,000	+7.6%	114,402	-3.9%	0.18%	-5.4%
VOOG	Sell	VANGUARD ADMIRAL FDS INC500 grth idx f	$4,158,000	-2.3%	23,842	-9.4%	0.18%	-14.2%
HON	Sell	HONEYWELL INTL INC	$4,031,000	-4.1%	22,775	-8.4%	0.17%	-15.8%
SO	Sell	SOUTHERN CO	$3,981,000	-10.9%	62,494	-13.6%	0.17%	-21.5%
STPZ	Sell	PIMCO ETF TR1-5 us tip idx	$3,876,000	-0.9%	74,004	-0.8%	0.16%	-12.8%
IJK	Sell	ISHARES TRs&p mc 400gr etf	$3,898,000	-28.1%	16,368	-32.4%	0.16%	-36.9%
VNQ	Sell	VANGUARD INDEX FDSreal estate etf	$3,851,000	-19.1%	41,497	-18.7%	0.16%	-28.9%
ONEQ	Sell	FIDELITY COMWLTH TRndq cp idx trk	$3,794,000	+6.3%	10,853	-4.5%	0.16%	-6.4%
ISTB	Sell	ISHARES TRcore 1 5 yr usd	$3,794,000	-3.7%	75,283	-3.5%	0.16%	-15.3%
PFF	Sell	ISHARES TRpfd and incm sec	$3,797,000	-44.3%	100,999	-44.4%	0.16%	-51.1%
TLT	Sell	ISHARES TR20 yr tr bd etf	$3,770,000	-61.2%	27,826	-59.1%	0.16%	-66.0%
NEAR	Sell	ISHARES US ETF TRsht mat bd etf	$3,534,000	-4.1%	70,328	-4.0%	0.15%	-15.8%
VOE	Sell	VANGUARD INDEX FDSmcap vl idxvip	$3,541,000	+0.5%	29,704	-4.8%	0.15%	-11.8%
OHI	Sell	OMEGA HEALTHCARE INVS INC	$3,509,000	-2.6%	82,855	-3.9%	0.15%	-14.5%
SYY	Sell	SYSCO CORP	$3,465,000	-5.7%	40,505	-12.5%	0.15%	-17.0%
TXN	Sell	TEXAS INSTRS INC	$3,359,000	-2.5%	26,186	-1.8%	0.14%	-13.9%
BIL	Sell	SPDR SERIES TRUSTspdr bloomberg	$3,321,000	-15.8%	36,326	-15.7%	0.14%	-25.9%
KMB	Sell	KIMBERLY CLARK CORP	$3,145,000	-7.4%	22,861	-4.4%	0.13%	-18.4%
IUSG	Sell	ISHARES TRcore s&p us gwt	$3,025,000	+6.6%	44,728	-0.9%	0.13%	-5.9%
VUG	Sell	VANGUARD INDEX FDSgrowth etf	$3,019,000	+3.8%	16,570	-5.3%	0.13%	-9.3%
USRT	Sell	ISHARES TRcre u s reit etf	$2,918,000	-16.5%	53,446	-15.0%	0.12%	-26.8%
IUSV	Sell	ISHARES TRcore s&p us vlu	$2,892,000	-10.4%	45,896	-17.8%	0.12%	-21.3%
MMM	Sell	3M CO	$2,783,000	-7.8%	15,777	-14.1%	0.12%	-19.3%
NFLX	Sell	NETFLIX INC	$2,699,000	+1.3%	8,341	-16.2%	0.11%	-10.9%
CLX	Sell	CLOROX CO DEL	$2,698,000	-0.1%	17,574	-1.1%	0.11%	-12.3%
IJJ	Sell	ISHARES TRs&p mc 400vl etf	$2,600,000	-38.7%	15,226	-42.6%	0.11%	-45.8%
ADP	Sell	AUTOMATIC DATA PROCESSING IN	$2,519,000	+5.5%	14,773	-0.1%	0.11%	-7.8%
D	Sell	DOMINION ENERGY INC	$2,459,000	-6.4%	29,691	-8.4%	0.10%	-17.5%
ABT	Sell	ABBOTT LABS	$2,461,000	-8.4%	28,337	-11.8%	0.10%	-19.4%
NKE	Sell	NIKE INCcl b	$2,456,000	+6.0%	24,243	-1.7%	0.10%	-6.3%
PCY	Sell	INVESCO EXCHNG TRADED FD TRemrng mkt svrg	$2,440,000	-53.2%	82,479	-53.9%	0.10%	-58.8%
SMLV	Sell	SPDR SERIES TRUSTssga us smal etf	$2,448,000	+3.2%	24,460	-2.0%	0.10%	-9.6%
DUK	Sell	DUKE ENERGY CORP NEW	$2,384,000	-16.2%	26,139	-11.9%	0.10%	-25.7%
IWO	Sell	ISHARES TRrus 2000 grw etf	$2,363,000	+8.4%	11,029	-2.5%	0.10%	-4.8%
BSV	Sell	VANGUARD BD INDEX FD INCshort trm bond	$2,322,000	-2.1%	28,810	-1.9%	0.10%	-14.0%
SKYY	Sell	FIRST TR EXCHANGE TRADED FD	$2,242,000	-36.9%	37,140	-41.0%	0.10%	-44.4%
ETN	Sell	EATON CORP PLC	$2,250,000	+13.9%	23,749	-0.0%	0.10%	0.0%
SYK	Sell	STRYKER CORP	$2,149,000	-20.9%	10,236	-18.5%	0.09%	-30.0%
PSX	Sell	PHILLIPS 66	$2,135,000	+7.4%	19,159	-1.3%	0.09%	-5.3%
PHK	Sell	PIMCO HIGH INCOME FD	$2,117,000	-9.6%	281,846	-6.8%	0.09%	-20.5%
DAL	Sell	DELTA AIR LINES INC DEL	$2,108,000	+0.5%	36,049	-1.0%	0.09%	-11.9%
WPC	Sell	W P CAREY INC	$2,106,000	-62.9%	26,307	-58.5%	0.09%	-67.3%
QCOM	Sell	QUALCOMM INC	$2,112,000	+7.3%	23,934	-7.2%	0.09%	-5.3%
USB	Sell	US BANCORP DEL	$2,074,000	+5.6%	34,982	-1.4%	0.09%	-7.4%
UTX	Sell	UNITED TECHNOLOGIES CORP	$2,072,000	+1.2%	13,836	-7.8%	0.09%	-11.2%
SLQD	Sell	ISHARES TR0-5yr invt gr cp	$2,035,000	-4.3%	39,872	-4.1%	0.09%	-15.7%
FXU	Sell	FIRST TR EXCHANGE TRADED FDutilities alph	$1,965,000	-6.8%	67,287	-5.4%	0.08%	-17.8%
PM	Sell	PHILIP MORRIS INTL INC	$1,946,000	-1.5%	22,871	-12.1%	0.08%	-13.7%
FEX	Sell	FIRST TR LRGE CP CORE ALPHA	$1,902,000	-44.8%	29,160	-48.5%	0.08%	-51.5%
DG	Sell	DOLLAR GEN CORP NEW	$1,844,000	-3.4%	11,821	-1.6%	0.08%	-15.2%
ISRG	Sell	INTUITIVE SURGICAL INC	$1,823,000	+6.2%	3,083	-3.0%	0.08%	-6.1%
EEMV	Sell	ISHARES INCmin vol emrg mkt	$1,824,000	-55.2%	31,095	-56.4%	0.08%	-60.5%
SHOP	Sell	SHOPIFY INCcl a	$1,805,000	-47.7%	4,540	-59.0%	0.08%	-54.2%
MDY	Sell	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$1,801,000	+5.3%	4,798	-1.1%	0.08%	-7.3%
XBI	Sell	SPDR SERIES TRUSTs&p biotech	$1,796,000	+9.4%	18,883	-12.3%	0.08%	-3.8%
HFRO	Sell	HIGHLAND INCOME FUND	$1,768,000	-11.4%	142,225	-4.9%	0.08%	-21.9%
FTSM	Sell	FIRST TR EXCHANGE TRADED FDfirst tr enh new	$1,777,000	-14.5%	29,564	-14.6%	0.08%	-25.0%
SPHD	Sell	INVESCO EXCHNG TRADED FD TRs&p500 hdl vol	$1,754,000	-8.1%	39,842	-11.0%	0.07%	-19.6%
FDX	Sell	FEDEX CORP	$1,703,000	-43.8%	11,264	-45.9%	0.07%	-50.3%
PAAS	Sell	PAN AMERICAN SILVER CORP	$1,708,000	+25.5%	72,081	-17.0%	0.07%	+10.8%
FMAT	Sell	FIDELITY COVINGTON TRmsci matls index	$1,648,000	-6.9%	48,017	-12.3%	0.07%	-17.6%
DE	Sell	DEERE & CO	$1,655,000	+1.1%	9,553	-1.5%	0.07%	-11.4%
DOW	Sell	DOW INC	$1,629,000	+12.4%	29,759	-2.2%	0.07%	-1.4%
TRV	Sell	TRAVELERS COMPANIES INC	$1,603,000	-22.5%	11,705	-15.9%	0.07%	-31.3%
TSLA	Sell	TESLA INC	$1,613,000	+73.4%	3,855	-0.1%	0.07%	+51.1%
FNY	Sell	FIRST TR EXCNGE TRD ALPHADEXmid cp gr alph	$1,581,000	-35.4%	33,034	-39.6%	0.07%	-42.7%
AXP	Sell	AMERICAN EXPRESS CO	$1,571,000	+4.2%	12,621	-0.9%	0.07%	-8.3%
XT	Sell	ISHARES TRexponential tech	$1,568,000	+4.0%	36,673	-5.9%	0.07%	-8.3%
HRL	Sell	HORMEL FOODS CORP	$1,461,000	+3.0%	32,396	-0.2%	0.06%	-8.8%
FTSL	Sell	FIRST TR EXCHANGE TRADED FDsenior ln fd	$1,457,000	-5.0%	30,402	-5.9%	0.06%	-17.6%
XEL	Sell	XCEL ENERGY INC	$1,430,000	-2.5%	22,529	-0.2%	0.06%	-14.3%
FIDU	Sell	FIDELITY COVINGTON TRmsci indl indx	$1,359,000	-9.8%	32,335	-14.4%	0.06%	-20.8%
OLED	Sell	UNIVERSAL DISPLAY CORP	$1,337,000	+13.8%	6,490	-7.2%	0.06%	0.0%
FV	Sell	FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf	$1,312,000	-16.5%	41,559	-21.7%	0.06%	-26.7%
CHI	Sell	CALAMOS CONV OPP AND INC FDsh ben int	$1,300,000	+1.9%	118,151	-3.6%	0.06%	-9.8%
MBB	Sell	ISHARES TRmbs etf	$1,222,000	-47.3%	11,311	-47.2%	0.05%	-53.2%
ADM	Sell	ARCHER DANIELS MIDLAND CO	$1,220,000	+10.7%	26,319	-1.9%	0.05%	-3.8%
TJX	Sell	TJX COS INC NEW	$1,212,000	+3.0%	19,848	-6.0%	0.05%	-8.9%
EMR	Sell	EMERSON ELEC CO	$1,192,000	-18.0%	15,629	-28.1%	0.05%	-28.6%
EW	Sell	EDWARDS LIFESCIENCES CORP	$1,196,000	-5.3%	5,125	-10.7%	0.05%	-18.0%
BX	Sell	BLACKSTONE GROUP INC	$1,152,000	+7.5%	20,584	-6.2%	0.05%	-3.9%
ED	Sell	CONSOLIDATED EDISON INC	$1,160,000	-10.1%	12,818	-6.1%	0.05%	-21.0%
CORP	Sell	PIMCO ETF TRinv grd crp bd	$1,144,000	-44.8%	10,402	-44.9%	0.05%	-51.5%
PTMC	Sell	PACER FDS TRtrendp us mid cp	$1,119,000	+1.5%	36,425	-3.5%	0.05%	-11.3%
IHF	Sell	ISHARES TRus hlthcr pr etf	$1,110,000	+22.5%	5,528	-1.3%	0.05%	+9.3%
FRI	Sell	FIRST TR S&P REIT INDEX FD	$1,112,000	-10.7%	42,565	-9.0%	0.05%	-21.7%
KR	Sell	KROGER CO	$1,085,000	+3.9%	37,425	-7.6%	0.05%	-8.0%
TRTN	Sell	TRITON INTL LTDcl a	$1,086,000	+2.7%	27,006	-13.5%	0.05%	-9.8%
IEI	Sell	ISHARES TR3 7 yr treas bd	$1,064,000	-9.2%	8,464	-8.4%	0.04%	-19.6%
DD	Sell	DUPONT DE NEMOURS INC	$1,058,000	-39.2%	16,487	-32.4%	0.04%	-46.4%
IWD	Sell	ISHARES TRrus 1000 val etf	$1,034,000	-10.3%	7,574	-15.8%	0.04%	-20.0%
FYC	Sell	FIRST TR EXCNGE TRD ALPHADEXsml cp grw alp	$1,039,000	-50.1%	22,262	-53.1%	0.04%	-56.0%
OKTA	Sell	OKTA INCcl a	$1,026,000	-11.2%	8,890	-24.2%	0.04%	-21.8%
NOC	Sell	NORTHROP GRUMMAN CORP	$1,005,000	-24.3%	2,921	-17.6%	0.04%	-34.4%
ROK	Sell	ROCKWELL AUTOMATION INC	$991,000	+13.8%	4,891	-7.5%	0.04%	0.0%
CAH	Sell	CARDINAL HEALTH INC	$1,004,000	-20.9%	19,856	-26.2%	0.04%	-31.1%
BIP	Sell	BROOKFIELD INFRAST PARTNERSlp int unit	$1,004,000	-16.8%	20,083	-17.5%	0.04%	-27.6%
CDE	Sell	COEUR MNG INC	$951,000	-3.2%	117,655	-42.3%	0.04%	-14.9%
BHVN	Sell	BIOHAVEN PHARMACTL HLDG CO L	$918,000	+16.1%	16,868	-11.1%	0.04%	+2.6%
STNE	Sell	STONECO LTD	$916,000	+11.8%	22,952	-2.5%	0.04%	0.0%
VOX	Sell	VANGUARD WORLD FDS	$913,000	-1.5%	9,723	-9.1%	0.04%	-11.4%
VLO	Sell	VALERO ENERGY CORP NEW	$909,000	+2.5%	9,711	-6.6%	0.04%	-11.6%
BLK	Sell	BLACKROCK INC	$882,000	+5.1%	1,754	-6.8%	0.04%	-7.5%
FDIS	Sell	FIDELITY COVINGTON TRmsci consm dis	$871,000	+0.1%	18,054	-5.0%	0.04%	-11.9%
BFB	Sell	BROWN FORMAN CORPcl b	$849,000	-7.1%	12,563	-13.7%	0.04%	-18.2%
RDSA	Sell	ROYAL DUTCH SHELL PLCspons adr a	$846,000	-8.4%	14,338	-8.6%	0.04%	-18.2%
EXC	Sell	EXELON CORP	$841,000	-8.5%	18,439	-3.1%	0.04%	-20.5%
IP	Sell	INTL PAPER CO	$833,000	-36.7%	18,087	-42.5%	0.04%	-44.4%
RH	Sell	RH	$797,000	-27.1%	3,734	-41.7%	0.03%	-34.6%
MDIV	Sell	FIRST TR EXCHANGE TRADED FDmulti asset di	$778,000	-2.5%	41,430	-4.3%	0.03%	-13.2%
WBA	Sell	WALGREENS BOOTS ALLIANCE INC	$771,000	-43.6%	13,072	-47.1%	0.03%	-50.0%
WELL	Sell	WELLTOWER INC	$792,000	-14.6%	9,680	-5.4%	0.03%	-25.0%
SCHF	Sell	SCHWAB STRATEGIC TRintl eqty etf	$754,000	+1.3%	22,428	-4.0%	0.03%	-11.1%
RDSB	Sell	ROYAL DUTCH SHELL PLCspon adr b	$768,000	-13.3%	12,805	-13.4%	0.03%	-25.6%
APD	Sell	AIR PRODS & CHEMS INC	$744,000	+3.5%	3,166	-2.3%	0.03%	-11.4%
APO	Sell	APOLLO GLOBAL MGMT INC	$736,000	-3.8%	15,431	-23.7%	0.03%	-16.2%
YETI	Sell	YETI HLDGS INC	$735,000	+20.9%	21,147	-2.5%	0.03%	+6.9%
AAPL	Sell	APPLE INCcall	$734,000	+2.4%	2,500	-21.9%	0.03%	-8.8%
VDC	Sell	VANGUARD WORLD FDSconsum stp etf	$730,000	+2.0%	4,526	-1.0%	0.03%	-8.8%
IBB	Sell	ISHARES TRnasdaq biotech	$729,000	+18.7%	6,051	-2.0%	0.03%	+6.9%
POCT	Sell	INNOVATOR ETFS TRs&p 500 pwretf	$710,000	-22.3%	28,194	-23.2%	0.03%	-31.8%
WHR	Sell	WHIRLPOOL CORP	$711,000	-15.5%	4,818	-9.3%	0.03%	-25.0%
PSEC	Sell	PROSPECT CAPITAL CORPORATION	$714,000	-7.5%	110,931	-5.4%	0.03%	-18.9%
AG	Sell	FIRST MAJESTIC SILVER CORP	$677,000	-48.5%	55,202	-61.8%	0.03%	-54.0%
DVYE	Sell	ISHARES INCem mkts div etf	$683,000	+6.7%	16,818	-1.7%	0.03%	-6.5%
VEEV	Sell	VEEVA SYS INC	$661,000	-13.1%	4,700	-5.7%	0.03%	-24.3%
AMCR	Sell	AMCOR PLCord	$662,000	+5.1%	61,027	-5.5%	0.03%	-6.7%
KRE	Sell	SPDR SERIES TRUSTs&p regl bkg	$652,000	+8.8%	11,191	-1.4%	0.03%	-3.4%
AGNC	Sell	AGNC INVT CORP	$665,000	+6.9%	37,619	-2.7%	0.03%	-6.7%
NNN	Sell	NATIONAL RETAIL PPTYS INC	$663,000	-7.7%	12,366	-2.8%	0.03%	-17.6%
SLB	Sell	SCHLUMBERGER LTD	$636,000	+2.6%	15,812	-12.9%	0.03%	-10.0%
PRF	Sell	INVESCO EXCHANGE TRADED FD Tftse rafi 1000	$633,000	-19.1%	4,999	-24.6%	0.03%	-28.9%
JNK	Sell	SPDR SERIES TRUSTbloomberg brclys	$629,000	-17.7%	5,745	-18.3%	0.03%	-27.0%
HYLD	Sell	EXCHANGE LISTED FDS TRhigh yield etf	$635,000	-24.7%	18,943	-23.9%	0.03%	-32.5%
CHD	Sell	CHURCH & DWIGHT INC	$620,000	-9.5%	8,810	-3.3%	0.03%	-21.2%
TWTR	Sell	TWITTER INC	$610,000	-42.6%	19,027	-26.2%	0.03%	-49.0%
BSJM	Sell	INVESCO EXCH TRD SLF IDX FD	$617,000	-2.2%	25,241	-2.6%	0.03%	-13.3%
ABC	Sell	AMERISOURCEBERGEN CORP	$610,000	+2.0%	7,180	-1.2%	0.03%	-10.3%
HTA	Sell	HEALTHCARE TR AMER INCcl a new	$592,000	-1.8%	19,547	-4.7%	0.02%	-13.8%
CTVA	Sell	CORTEVA INC	$590,000	-3.8%	19,975	-8.7%	0.02%	-13.8%
MKL	Sell	MARKEL CORP	$584,000	-12.8%	511	-9.9%	0.02%	-21.9%
MPC	Sell	MARATHON PETE CORP	$602,000	-42.0%	9,992	-41.5%	0.02%	-50.0%
HSY	Sell	HERSHEY CO	$582,000	-51.9%	3,957	-49.3%	0.02%	-56.9%
WEC	Sell	WEC ENERGY GROUP INC	$592,000	-18.6%	6,415	-16.1%	0.02%	-28.6%
GH	Sell	GUARDANT HEALTH INC	$590,000	-33.5%	7,545	-45.7%	0.02%	-41.9%
BSJL	Sell	INVESCO EXCH TRD SLF IDX FD	$593,000	-3.3%	24,045	-3.4%	0.02%	-13.8%
CIK	Sell	CREDIT SUISSE ASSET MGMT INC	$584,000	-12.2%	181,423	-14.1%	0.02%	-21.9%
IUSB	Sell	ISHARES TRcore total usd	$560,000	-48.5%	10,755	-48.2%	0.02%	-53.8%
FE	Sell	FIRSTENERGY CORP	$562,000	-0.5%	11,569	-1.2%	0.02%	-11.1%
HUM	Sell	HUMANA INC	$572,000	+41.6%	1,561	-1.3%	0.02%	+26.3%
MPW	Sell	MEDICAL PPTYS TRUST INC	$573,000	+2.9%	27,149	-4.7%	0.02%	-11.1%
BSJN	Sell	INVESCO EXCH TRD SLF IDX FD	$563,000	-3.1%	21,548	-3.3%	0.02%	-14.3%
RYU	Sell	INVESCO EXCHANGE TRADED FD Ts&p500 eql utl	$534,000	-6.2%	5,021	-6.0%	0.02%	-14.8%
GPP	Sell	GREEN PLAINS PARTNERS LP	$546,000	-8.1%	39,474	-11.8%	0.02%	-20.7%
BKLN	Sell	INVESCO EXCHNG TRADED FD TRsr ln etf	$551,000	-14.4%	24,137	-15.4%	0.02%	-25.8%
AMZN	Sell	AMAZON COM INCcall	$554,000	-60.1%	300	-62.5%	0.02%	-65.7%
AWR	Sell	AMERICAN STS WTR CO	$550,000	-33.8%	6,343	-31.4%	0.02%	-42.5%
HYS	Sell	PIMCO ETF TR0-5 high yield	$545,000	-0.2%	5,465	-0.2%	0.02%	-11.5%
CUZ	Sell	COUSINS PPTYS INC	$522,000	+8.1%	12,675	-1.3%	0.02%	-4.3%
SDIV	Sell	GLOBAL X FDSglb x superdiv	$522,000	-15.7%	29,525	-19.0%	0.02%	-26.7%
FAST	Sell	FASTENAL CO	$515,000	+2.6%	13,928	-9.3%	0.02%	-8.3%
ISMD	Sell	NORTHERN LTS FD TR IVinspire smal etf	$513,000	+5.8%	18,192	-1.2%	0.02%	-4.3%
NGG	Sell	NATIONAL GRID PLCsponsored adr ne	$493,000	+9.6%	7,858	-5.5%	0.02%	-4.5%
PSA	Sell	PUBLIC STORAGE	$490,000	-17.4%	2,302	-4.7%	0.02%	-25.0%
NLY	Sell	ANNALY CAP MGMT INC	$506,000	-2.5%	53,706	-9.0%	0.02%	-16.0%
ANTM	Sell	ANTHEM INC	$500,000	+14.4%	1,655	-9.0%	0.02%	0.0%
LVS	Sell	LAS VEGAS SANDS CORP	$496,000	+8.1%	7,182	-9.6%	0.02%	-4.5%
MS	Sell	MORGAN STANLEY	$506,000	+17.9%	9,906	-1.5%	0.02%	0.0%
GDV	Sell	GABELLI DIVD & INCOME TR	$493,000	-8.5%	22,467	-10.4%	0.02%	-19.2%
SUN	Sell	SUNOCO LP	$476,000	-11.7%	15,539	-9.3%	0.02%	-23.1%
IMCB	Sell	ISHARES TRmrgstr md cp etf	$471,000	+5.6%	2,249	-0.2%	0.02%	-4.8%
SPGI	Sell	S&P GLOBAL INC	$483,000	-24.2%	1,769	-32.0%	0.02%	-35.5%
FEZ	Sell	SPDR INDEX SHS FDSeuro stoxx 50	$476,000	+7.2%	11,663	-0.8%	0.02%	-4.8%
JPS	Sell	NUVEEN PFD & INCM SECURTIES	$470,000	-21.3%	46,905	-22.6%	0.02%	-31.0%
URI	Sell	UNITED RENTALS INC	$474,000	+9.5%	2,845	-18.1%	0.02%	-4.8%
CODI	Sell	COMPASS DIVERSIFIED HOLDINGSsh ben int	$481,000	+19.7%	19,336	-5.2%	0.02%	+5.3%
SMDV	Sell	PROSHARES TRruss 2000 divd	$469,000	-18.9%	7,591	-22.0%	0.02%	-28.6%
STOR	Sell	STORE CAP CORP	$448,000	-7.1%	12,031	-6.7%	0.02%	-17.4%
GD	Sell	GENERAL DYNAMICS CORP	$454,000	-9.0%	2,572	-5.8%	0.02%	-20.8%
ROBO	Sell	EXCHANGE TRADED CONCEPTS TRrobo glb etf	$444,000	-23.2%	10,567	-29.9%	0.02%	-32.1%
PSCH	Sell	INVESCO EXCHNG TRADED FD TRs&p smlcp helt	$447,000	-54.1%	3,456	-59.7%	0.02%	-59.6%
SPEM	Sell	SPDR INDEX SHS FDSportfolio emg mk	$458,000	-5.2%	12,194	-13.4%	0.02%	-17.4%
PALL	Sell	ABERDEEN STD PALLADIUM ETF Tphyscl palladm	$439,000	+3.8%	2,397	-9.9%	0.02%	-5.0%
BTI	Sell	BRITISH AMERN TOB PLCsponsored adr	$424,000	-18.5%	9,975	-29.2%	0.02%	-28.0%
IWN	Sell	ISHARES TRrus 2000 val etf	$422,000	+2.4%	3,280	-5.0%	0.02%	-10.0%
ATVI	Sell	ACTIVISION BLIZZARD INC	$428,000	-12.7%	7,210	-22.1%	0.02%	-25.0%
CCL	Sell	CARNIVAL CORPunit 99/99/9999	$434,000	+4.6%	8,535	-10.1%	0.02%	-10.0%
GM	Sell	GENERAL MTRS CO	$435,000	-6.9%	11,890	-4.6%	0.02%	-18.2%
CIBR	Sell	FIRST TR EXCHANGE TRADED FDnasdaq cyb etf	$424,000	-8.0%	14,114	-15.3%	0.02%	-18.2%
VFH	Sell	VANGUARD WORLD FDSfinancials etf	$401,000	-4.5%	5,257	-12.4%	0.02%	-15.0%
TSN	Sell	TYSON FOODS INCcl a	$393,000	-11.9%	4,315	-16.7%	0.02%	-19.0%
CSGP	Sell	COSTAR GROUP INC	$401,000	-20.4%	671	-21.1%	0.02%	-29.2%
CMG	Sell	CHIPOTLE MEXICAN GRILL INC	$413,000	-93.7%	493	-93.7%	0.02%	-94.6%
DTN	Sell	WISDOMTREE TRus divid ex fncl	$396,000	+2.6%	4,284	-3.0%	0.02%	-10.5%
CTAS	Sell	CINTAS CORP	$405,000	-27.7%	1,504	-28.0%	0.02%	-37.0%
IVR	Sell	INVESCO MORTGAGE CAPITAL INC	$399,000	-9.5%	23,961	-16.8%	0.02%	-19.0%
HMLP	Sell	HOEGH LNG PARTNERS LP	$390,000	-23.8%	24,946	-24.6%	0.02%	-36.0%
GPM	Sell	GUGGENHEIM ENHNCD EQTY INCM	$373,000	-5.6%	46,244	-8.9%	0.02%	-15.8%
SHV	Sell	ISHARES TRshort treas bd	$370,000	-72.6%	3,352	-72.6%	0.02%	-75.4%
AB	Sell	ALLIANCEBERNSTEIN HOLDING LPunit ltd partn	$391,000	-6.5%	12,930	-9.2%	0.02%	-20.0%
EL	Sell	LAUDER ESTEE COS INCcl a	$381,000	-11.4%	1,847	-14.6%	0.02%	-23.8%
BLV	Sell	VANGUARD BD INDEX FD INClong term bond	$374,000	-8.3%	3,722	-6.2%	0.02%	-20.0%
BKNG	Sell	BOOKING HLDGS INC	$374,000	-8.3%	181	-12.6%	0.02%	-20.0%
EVV	Sell	EATON VANCE LTD DUR INCOME F	$370,000	+2.5%	27,922	-3.4%	0.02%	-5.9%
UTG	Sell	REAVES UTIL INCOME FD	$386,000	-31.7%	10,412	-32.3%	0.02%	-40.7%
PGF	Sell	INVESCO EXCHANGE TRADED FD Tfinl pfd etf	$384,000	-3.5%	20,329	-4.0%	0.02%	-15.8%
SLYV	Sell	SPDR SERIES TRUSTs&p 600 smcp val	$375,000	+4.2%	5,710	-2.8%	0.02%	-5.9%
ILCG	Sell	ISHARES TRmrngstr lg-cp gr	$384,000	-91.1%	1,828	-91.8%	0.02%	-92.2%
TROW	Sell	PRICE T ROWE GROUP INC	$359,000	+2.6%	2,946	-3.8%	0.02%	-11.8%
EXAS	Sell	EXACT SCIENCES CORP	$344,000	-20.9%	3,724	-22.7%	0.02%	-28.6%
NTG	Sell	TORTOISE MIDSTRM ENERGY FD I	$344,000	-12.0%	31,401	-1.3%	0.02%	-21.1%
FISV	Sell	FISERV INC	$351,000	-11.6%	3,031	-20.9%	0.02%	-21.1%
HBAN	Sell	HUNTINGTON BANCSHARES INC	$346,000	+3.3%	22,953	-2.2%	0.02%	-6.2%
QDF	Sell	FLEXSHARES TRqualt divd idx	$355,000	-74.8%	7,327	-76.4%	0.02%	-77.9%
UTRN	Sell	EXCHANGE TRADED CONCEPTS TRvspr us lc etf	$351,000	-0.6%	12,995	-3.0%	0.02%	-11.8%
RQI	Sell	COHEN & STEERS QUALITY RLTY	$366,000	-47.4%	24,577	-44.1%	0.02%	-54.5%
TRGP	Sell	TARGA RES CORP	$363,000	-2.2%	8,892	-3.7%	0.02%	-16.7%
SIL	Sell	GLOBAL X FDSglobal x silver	$356,000	+17.9%	10,721	-0.3%	0.02%	+7.1%
KIO	Sell	KKR INCOME OPPORTUNITIES FD	$328,000	-16.8%	20,771	-17.9%	0.01%	-26.3%
DLTR	Sell	DOLLAR TREE INC	$332,000	-58.9%	3,527	-50.1%	0.01%	-64.1%
EFG	Sell	ISHARES TReafe grwth etf	$339,000	-5.8%	3,924	-12.2%	0.01%	-17.6%
SABR	Sell	SABRE CORP	$327,000	-31.3%	14,590	-31.3%	0.01%	-39.1%
RDIV	Sell	INVESCO EXCHNG TRADED FD TRs&p ultra divide	$320,000	-49.4%	8,098	-51.7%	0.01%	-53.3%
XPO	Sell	XPO LOGISTICS INC	$338,000	+10.1%	4,239	-1.1%	0.01%	-6.7%
AAXJ	Sell	ISHARES TRmsci ac asia etf	$341,000	+4.6%	4,641	-5.6%	0.01%	-12.5%
GBAB	Sell	GUGGENHEIM TAXABLE MUN MNGD	$323,000	-1.5%	13,644	-0.7%	0.01%	-12.5%
YUM	Sell	YUM BRANDS INC	$329,000	-18.4%	3,266	-8.1%	0.01%	-26.3%
GOLD	Sell	BARRICK GOLD CORPORATION	$337,000	-89.8%	18,108	-90.5%	0.01%	-91.2%
LTC	Sell	LTC PPTYS INC	$333,000	-13.3%	7,438	-0.9%	0.01%	-22.2%
MSI	Sell	MOTOROLA SOLUTIONS INC	$324,000	-60.5%	2,011	-58.2%	0.01%	-64.1%
MEDP	Sell	MEDPACE HLDGS INC	$336,000	0.0%	3,994	-0.1%	0.01%	-12.5%
INFO	Sell	IHS MARKIT LTD	$328,000	+0.3%	4,353	-10.9%	0.01%	-12.5%
PGR	Sell	PROGRESSIVE CORP OHIO	$338,000	-33.6%	4,668	-29.1%	0.01%	-41.7%
PPG	Sell	PPG INDS INC	$340,000	+8.6%	2,547	-3.5%	0.01%	-6.7%
FLTR	Sell	VANECK VECTORS ETF TRUSTinvt grade fltg	$313,000	-25.3%	12,354	-25.6%	0.01%	-35.0%
CYBR	Sell	CYBERARK SOFTWARE LTD	$303,000	+1.3%	2,600	-13.1%	0.01%	-7.1%
FNX	Sell	FIRST TR MID CAP CORE ALPHAD	$300,000	+7.1%	4,137	-0.1%	0.01%	0.0%
LKQ	Sell	LKQ CORP	$313,000	+8.7%	8,754	-4.5%	0.01%	-7.1%
DGX	Sell	QUEST DIAGNOSTICS INC	$319,000	-1.5%	2,990	-1.4%	0.01%	-18.8%
VER	Sell	VEREIT INC	$307,000	-7.0%	33,225	-1.4%	0.01%	-18.8%
DOO	Sell	WISDOMTREE TRintl div ex finl	$302,000	-1.9%	7,074	-7.3%	0.01%	-13.3%
SJM	Sell	SMUCKER J M CO	$315,000	-16.9%	3,020	-12.4%	0.01%	-27.8%
HOG	Sell	HARLEY DAVIDSON INC	$312,000	+1.0%	8,377	-2.5%	0.01%	-13.3%
ALLE	Sell	ALLEGION PUB LTD CO	$301,000	+19.4%	2,418	-0.5%	0.01%	+8.3%
RWX	Sell	SPDR INDEX SHS FDSdj intl rl etf	$298,000	-5.1%	7,694	-3.2%	0.01%	-13.3%
IDXX	Sell	IDEXX LABS INC	$302,000	-17.3%	1,158	-13.7%	0.01%	-27.8%
BWX	Sell	SPDR SERIES TRUSTblomberg intl tr	$311,000	-13.6%	10,791	-13.9%	0.01%	-23.5%
FEN	Sell	FIRST TR ENERGY INCOME & GRW	$293,000	-40.1%	12,962	-39.9%	0.01%	-47.8%
IQV	Sell	IQVIA HLDGS INC	$283,000	+0.4%	1,829	-3.2%	0.01%	-14.3%
URTH	Sell	ISHARES INCmsci world etf	$279,000	+5.3%	2,819	-2.3%	0.01%	-7.7%
RYH	Sell	INVESCO EXCHANGE TRADED FD Ts&p500 eql hlt	$275,000	-11.6%	1,240	-21.9%	0.01%	-20.0%
FFTY	Sell	INNOVATOR ETFS TRibd 50 etf	$292,000	-48.5%	8,404	-52.2%	0.01%	-55.6%
JKHY	Sell	HENRY JACK & ASSOC INC	$287,000	-3.0%	1,970	-3.0%	0.01%	-14.3%
HA	Sell	HAWAIIAN HOLDINGS INC	$277,000	+0.7%	9,466	-9.5%	0.01%	-7.7%
FLJP	Sell	FRANKLIN TEMPLETON ETF TRftse japan etf	$278,000	+3.3%	10,645	-1.2%	0.01%	-7.7%
AMJ	Sell	JPMORGAN CHASE & COalerian ml etn	$288,000	-10.0%	13,213	-4.0%	0.01%	-20.0%
MAR	Sell	MARRIOTT INTL INC NEWcl a	$284,000	-5.3%	1,877	-22.2%	0.01%	-14.3%
ORLY	Sell	O REILLY AUTOMOTIVE INC NEW	$296,000	+3.5%	675	-6.0%	0.01%	-14.3%
EXPD	Sell	EXPEDITORS INTL WASH INC	$283,000	-3.4%	3,626	-8.2%	0.01%	-14.3%
DNP	Sell	DNP SELECT INCOME FD	$286,000	-5.6%	22,380	-4.9%	0.01%	-20.0%
EYES	Sell	SECOND SIGHT MED PRODS INC	$281,000	-11.6%	379,233	-1.8%	0.01%	-20.0%
SKY	Sell	SKYLINE CHAMPION CORPORATION	$287,000	-23.9%	9,061	-27.7%	0.01%	-33.3%
AON	Sell	AON PLC	$295,000	+1.0%	1,418	-5.9%	0.01%	-14.3%
OUSA	Sell	OSI ETF TRoshars ftse us	$259,000	-12.2%	7,073	-16.6%	0.01%	-21.4%
ICF	Sell	ISHARES TRcohen steer reit	$266,000	-7.0%	2,276	-4.6%	0.01%	-21.4%
ETJ	Sell	EATON VANCE RISK MNGD DIV EQ	$255,000	-5.2%	27,337	-6.1%	0.01%	-15.4%
G	Sell	GENPACT LIMITED	$262,000	-4.4%	6,220	-12.1%	0.01%	-15.4%
IFGL	Sell	ISHARES TRintl dev re etf	$261,000	-3.3%	8,626	-5.1%	0.01%	-15.4%
CCK	Sell	CROWN HOLDINGS INC	$272,000	-4.9%	3,744	-13.5%	0.01%	-21.4%
GPN	Sell	GLOBAL PMTS INC	$253,000	-14.2%	1,383	-25.4%	0.01%	-21.4%
WDFC	Sell	WD-40 CO	$258,000	-10.4%	1,327	-15.3%	0.01%	-21.4%
ALSN	Sell	ALLISON TRANSMISSION HLDGS I	$261,000	-3.0%	5,395	-5.6%	0.01%	-15.4%
KLAC	Sell	KLA CORPORATION	$268,000	-11.3%	1,503	-20.7%	0.01%	-21.4%
ARI	Sell	APOLLO COML REAL EST FIN INC	$252,000	-14.9%	13,780	-10.8%	0.01%	-21.4%
ILCB	Sell	ISHARES TRmrngstr lg-cp et	$263,000	+9.1%	1,423	-0.9%	0.01%	-8.3%
ACB	Sell	AURORA CANNABIS INC	$252,000	-51.5%	116,561	-1.6%	0.01%	-56.0%
NWL	Sell	NEWELL BRANDS INC	$256,000	-4.5%	13,325	-7.0%	0.01%	-15.4%
SCHH	Sell	SCHWAB STRATEGIC TRus reit etf	$261,000	-9.4%	5,684	-6.9%	0.01%	-21.4%
PKW	Sell	INVESCO EXCHANGE TRADED FD Tbuyback achiev	$254,000	-9.3%	3,678	-17.8%	0.01%	-15.4%
PHO	Sell	INVESCO EXCHANGE TRADED FD Twater res etf	$251,000	+2.4%	6,490	-3.0%	0.01%	-8.3%
PXD	Sell	PIONEER NAT RES CO	$262,000	+10.5%	1,728	-8.4%	0.01%	0.0%
BBF	Sell	BLACKROCK MUNIC INCM INVST Tsh ben int	$270,000	-27.6%	20,157	-24.1%	0.01%	-38.9%
BXMX	Sell	NUVEEN S&P 500 BUY-WRITE INC	$259,000	-0.8%	18,854	-5.5%	0.01%	-15.4%
EIX	Sell	EDISON INTL	$242,000	-21.2%	3,207	-21.2%	0.01%	-33.3%
UN	Sell	UNILEVER N V	$230,000	-15.8%	4,005	-11.8%	0.01%	-23.1%
FYX	Sell	FIRST TR SML CP CORE ALPHA F	$233,000	-6.0%	3,592	-12.8%	0.01%	-16.7%
DALI	Sell	FIRST TR EXCHANGE TRADED FDdorseywrgt etf	$229,000	-7.3%	10,846	-12.5%	0.01%	-16.7%
FTV	Sell	FORTIVE CORP	$239,000	+5.8%	3,128	-4.9%	0.01%	-9.1%
INDA	Sell	ISHARES TRmsci india etf	$235,000	+2.2%	6,696	-2.1%	0.01%	-9.1%
GPC	Sell	GENUINE PARTS CO	$228,000	-17.4%	2,144	-22.7%	0.01%	-23.1%
ITB	Sell	ISHARES TRus home cons etf	$227,000	-9.2%	5,105	-11.5%	0.01%	-16.7%
ISCV	Sell	ISHARES TRmrning sm cp etf	$236,000	+6.8%	1,643	-0.5%	0.01%	-9.1%
ZBH	Sell	ZIMMER BIOMET HLDGS INC	$228,000	-47.0%	1,524	-51.3%	0.01%	-52.4%
HAS	Sell	HASBRO INC	$237,000	-16.0%	2,245	-5.5%	0.01%	-28.6%
XHE	Sell	SPDR SERIES TRUSThlth cr equip	$247,000	-18.5%	2,878	-25.8%	0.01%	-33.3%
EBAY	Sell	EBAY INC	$205,000	-26.5%	5,681	-20.5%	0.01%	-30.8%
VIS	Sell	VANGUARD WORLD FDSindustrial etf	$221,000	-7.9%	1,439	-12.3%	0.01%	-25.0%
PTF	Sell	INVESCO EXCHANGE TRADED FD Tdwa technology	$220,000	-86.7%	2,843	-88.2%	0.01%	-88.6%
PSL	Sell	INVESCO EXCHANGE TRADED FD Tdwa staples	$208,000	-87.7%	2,808	-88.0%	0.01%	-88.9%
KL	Sell	KIRKLAND LAKE GOLD LTD	$206,000	-24.8%	4,682	-23.3%	0.01%	-30.8%
USHY	Sell	ISHARES TRbroad usd high	$208,000	-1.4%	5,068	-1.8%	0.01%	-10.0%
AGN	Sell	ALLERGAN PLC	$209,000	-0.9%	1,090	-12.9%	0.01%	-10.0%
HIG	Sell	HARTFORD FINL SVCS GROUP INC	$208,000	-3.7%	3,415	-4.1%	0.01%	-10.0%
IYK	Sell	ISHARES TRu.s. cnsm gd etf	$222,000	+1.8%	1,669	-2.9%	0.01%	-10.0%
DELL	Sell	DELL TECHNOLOGIES INCcl c	$207,000	-7.2%	4,020	-6.6%	0.01%	-18.2%
TPL	Sell	TEXAS PAC LD TRsub ctf prop i t	$206,000	-7.2%	264	-22.8%	0.01%	-18.2%
BNS	Sell	BANK N S HALIFAX	$212,000	-14.5%	3,758	-13.9%	0.01%	-25.0%
MLHR	Sell	MILLER HERMAN INC	$218,000	-19.9%	5,223	-11.5%	0.01%	-30.8%
VMO	Sell	INVESCO MUN OPPORTUNITY TR	$189,000	-3.1%	15,307	-1.7%	0.01%	-11.1%
GNW	Sell	GENWORTH FINL INC	$193,000	-1.5%	43,920	-1.6%	0.01%	-11.1%
REZ	Sell	ISHARES TRresidnl real est	$201,000	-91.3%	2,668	-90.8%	0.01%	-92.8%
BOX	Sell	BOX INCcl a	$196,000	-3.4%	11,682	-4.9%	0.01%	-20.0%
INFY	Sell	INFOSYS LTDsponsored adr	$189,000	-38.2%	18,320	-32.0%	0.01%	-46.7%
PEY	Sell	INVESCO EXCHANGE TRADED FD Thig yld eq div	$201,000	+0.5%	10,597	-3.0%	0.01%	-20.0%
FEYE	Sell	FIREEYE INC	$193,000	+8.4%	11,684	-12.4%	0.01%	-11.1%
RIG	Sell	TRANSOCEAN LTD	$167,000	+50.5%	24,254	-2.0%	0.01%	+40.0%
IGT	Sell	INTERNATIONAL GAME TECHNOLOG	$163,000	-5.2%	10,891	-9.9%	0.01%	-12.5%
FCX	Sell	FREEPORT-MCMORAN INCcl b	$163,000	-1.2%	12,415	-27.9%	0.01%	-12.5%
EFR	Sell	EATON VANCE SR FLTNG RTE TR	$140,000	-7.9%	10,320	-11.6%	0.01%	-14.3%
AT	Sell	ATLANTIC PWR CORP	$149,000	-3.9%	64,057	-3.3%	0.01%	-14.3%
MFA	Sell	MFA FINL INC	$145,000	-5.8%	18,945	-9.6%	0.01%	-14.3%
LIVE	Sell	LIVE VENTURES INC	$150,000	-16.7%	20,026	-4.8%	0.01%	-33.3%
JRO	Sell	NUVEEN FLTNG RTE INCM OPP FD	$126,000	-51.9%	12,602	-54.1%	0.01%	-61.5%
CRON	Sell	CRONOS GROUP INC	$98,000	-33.8%	12,767	-22.0%	0.00%	-42.9%
EXG	Sell	EATON VANCE TAX MNGD GBL DV	$99,000	-1.0%	11,318	-7.4%	0.00%	-20.0%
RRC	Sell	RANGE RES CORP	$98,000	-4.9%	20,145	-25.2%	0.00%	-20.0%
IGR	Sell	CBRE CLARION GLOBAL REAL EST	$97,000	+1.0%	12,048	-0.8%	0.00%	-20.0%
SAND	Sell	SANDSTORM GOLD LTD	$94,000	+22.1%	12,600	-7.4%	0.00%	0.0%
NOK	Sell	NOKIA CORPsponsored adr	$77,000	-91.9%	20,683	-88.9%	0.00%	-93.3%
AGE	Sell	AGEX THERAPEUTICS INC	$71,000	-10.1%	38,750	-4.4%	0.00%	-25.0%
CPE	Sell	CALLON PETE CO DEL	$59,000	-7.8%	12,226	-17.6%	0.00%	-33.3%
MCC	Sell	MEDLEY CAP CORP	$58,000	-17.1%	26,452	-2.3%	0.00%	-33.3%
RYAM	Sell	RAYONIER ADVANCED MATLS INC	$42,000	-57.6%	10,815	-52.9%	0.00%	-60.0%
MDRIQ	Sell	MCDERMOTT INTL INC	$34,000	-78.1%	50,426	-34.1%	0.00%	-85.7%
REED	Sell	REEDS INC	$29,000	-31.0%	31,832	-1.7%	0.00%	-50.0%
OCN	Sell	OCWEN FINL CORP	$34,000	-39.3%	25,000	-15.8%	0.00%	-66.7%
FGPRQ	Exit	FERRELLGAS PARTNERS L.P.unit ltd part	$0	–	-11,190	-100.0%	-0.00%	–
AXU	Exit	ALEXCO RESOURCE CORP	$0	–	-13,000	-100.0%	-0.00%	–
ACST	Exit	ACASTI PHARMA INCcl a new	$0	–	-10,300	-100.0%	-0.00%	–
VRML	Exit	VERMILLION INC	$0	–	-20,200	-100.0%	-0.00%	–
CLIR	Exit	CLEARSIGN COMBUSTION CORP	$0	–	-10,271	-100.0%	-0.00%	–
NEBLQ	Exit	NOBLE CORP PLC	$0	–	-11,670	-100.0%	-0.00%	–
DFODQ	Exit	DEAN FOODS CO NEW	$0	–	-11,733	-100.0%	-0.00%	–
EYESW	Exit	SECOND SIGHT MED PRODS INC*w exp 03/06/202	$0	–	-161,337	-100.0%	-0.00%	–
EZPW	Exit	EZCORP INCcl a non vtg	$0	–	-11,212	-100.0%	-0.00%	–
GIM	Exit	TEMPLETON GLOBAL INCOME FD	$0	–	-10,067	-100.0%	-0.00%	–
TEUM	Exit	PARETEUM CORP	$0	–	-41,200	-100.0%	-0.00%	–
AEG	Exit	AEGON N V	$0	–	-16,032	-100.0%	-0.00%	–
LMB	Exit	LIMBACH HLDGS INC	$0	–	-15,762	-100.0%	-0.00%	–
S	Exit	SPRINT CORPORATION	$0	–	-12,302	-100.0%	-0.00%	–
NYMT	Exit	NEW YORK MTG TR INC	$0	–	-12,874	-100.0%	-0.00%	–
LTHM	Exit	LIVENT CORP	$0	–	-11,161	-100.0%	-0.00%	–
CLF	Exit	CLEVELAND CLIFFS INC	$0	–	-16,701	-100.0%	-0.01%	–
HMI	Exit	HUAMI CORPsponsored ads	$0	–	-13,300	-100.0%	-0.01%	–
OI	Exit	OWENS ILL INC	$0	–	-13,032	-100.0%	-0.01%	–
HBI	Exit	HANESBRANDS INC	$0	–	-10,640	-100.0%	-0.01%	–
FSD	Exit	FIRST TR HIGH INCOME L/S FD	$0	–	-11,411	-100.0%	-0.01%	–
SNAP	Exit	SNAP INCcl a	$0	–	-10,279	-100.0%	-0.01%	–
PDBC	Exit	INVESCO ACTIVELY MANAGD ETFoptimum yield	$0	–	-11,079	-100.0%	-0.01%	–
LOB	Exit	LIVE OAK BANCSHARES INC	$0	–	-11,813	-100.0%	-0.01%	–
USCI	Exit	UNITED STS COMMODITY INDEX F	$0	–	-5,675	-100.0%	-0.01%	–
MRO	Exit	MARATHON OIL CORP	$0	–	-17,624	-100.0%	-0.01%	–
AGR	Exit	AVANGRID INC	$0	–	-3,917	-100.0%	-0.01%	–
DXCM	Exit	DEXCOM INC	$0	–	-1,456	-100.0%	-0.01%	–
PANW	Exit	PALO ALTO NETWORKS INC	$0	–	-1,067	-100.0%	-0.01%	–
PJP	Exit	INVESCO EXCHANGE TRADED FD Tdynmc phrmctls	$0	–	-3,535	-100.0%	-0.01%	–
NPO	Exit	ENPRO INDS INC	$0	–	-3,159	-100.0%	-0.01%	–
FCOM	Exit	FIDELITY COVINGTON TR	$0	–	-6,244	-100.0%	-0.01%	–
LNT	Exit	ALLIANT ENERGY CORP	$0	–	-3,922	-100.0%	-0.01%	–
IBDN	Exit	ISHARES TRibonds dec22 etf	$0	–	-9,095	-100.0%	-0.01%	–
EXR	Exit	EXTRA SPACE STORAGE INC	$0	–	-1,903	-100.0%	-0.01%	–
TLRY	Exit	TILRAY INC	$0	–	-9,834	-100.0%	-0.01%	–
SCHA	Exit	SCHWAB STRATEGIC TRus sml cap etf	$0	–	-3,611	-100.0%	-0.01%	–
WFCPRL	Exit	WELLS FARGO CO NEWperp pfd cnv a	$0	–	-162	-100.0%	-0.01%	–
GLPG	Exit	GALAPAGOS NVspon adr	$0	–	-1,696	-100.0%	-0.01%	–
BLL	Exit	BALL CORP	$0	–	-3,460	-100.0%	-0.01%	–
LSCC	Exit	LATTICE SEMICONDUCTOR CORP	$0	–	-13,943	-100.0%	-0.01%	–
KGC	Exit	KINROSS GOLD CORP	$0	–	-58,138	-100.0%	-0.01%	–
STAG	Exit	STAG INDL INC	$0	–	-9,088	-100.0%	-0.01%	–
MSFT	Exit	MICROSOFT CORPcall	$0	–	-2,000	-100.0%	-0.01%	–
UHS	Exit	UNIVERSAL HLTH SVCS INCcl b	$0	–	-1,778	-100.0%	-0.01%	–
MOS	Exit	MOSAIC CO NEW	$0	–	-13,978	-100.0%	-0.01%	–
LAD	Exit	LITHIA MTRS INCcl a	$0	–	-2,142	-100.0%	-0.01%	–
IFV	Exit	FIRST TR EXCHANGE TRADED FDdorsey wright	$0	–	-14,798	-100.0%	-0.01%	–
STI	Exit	SUNTRUST BKS INC	$0	–	-4,226	-100.0%	-0.01%	–
DRI	Exit	DARDEN RESTAURANTS INC	$0	–	-2,399	-100.0%	-0.01%	–
TEN	Exit	TENNECO INC	$0	–	-25,551	-100.0%	-0.02%	–
MDU	Exit	MDU RES GROUP INC	$0	–	-11,219	-100.0%	-0.02%	–
VEEV	Exit	VEEVA SYS INCcall	$0	–	-2,000	-100.0%	-0.02%	–
WST	Exit	WEST PHARMACEUTICAL SVSC INC	$0	–	-2,180	-100.0%	-0.02%	–
RFDI	Exit	FIRST TR EXCH TRADED FD IIIrivrfrnt dyn dev	$0	–	-6,157	-100.0%	-0.02%	–
HALL	Exit	HALLMARK FINL SVCS INC EC	$0	–	-17,790	-100.0%	-0.02%	–
ZM	Exit	ZOOM VIDEO COMMUNICATIONS INcl a	$0	–	-4,358	-100.0%	-0.02%	–
AYX	Exit	ALTERYX INC	$0	–	-3,021	-100.0%	-0.02%	–
STWD	Exit	STARWOOD PPTY TR INC	$0	–	-14,502	-100.0%	-0.02%	–
APLE	Exit	APPLE HOSPITALITY REIT INC	$0	–	-21,030	-100.0%	-0.02%	–
VWOB	Exit	VANGUARD WHITEHALL FDS INCemerg mkt bd etf	$0	–	-4,429	-100.0%	-0.02%	–
LSTR	Exit	LANDSTAR SYS INC	$0	–	-3,350	-100.0%	-0.02%	–
BYND	Exit	BEYOND MEAT INCcall	$0	–	-2,500	-100.0%	-0.02%	–
BUD	Exit	ANHEUSER BUSCH INBEV SA/NVsponsored adr	$0	–	-3,970	-100.0%	-0.02%	–
TNDM	Exit	TANDEM DIABETES CARE INC	$0	–	-6,784	-100.0%	-0.02%	–
NFLX	Exit	NETFLIX INCcall	$0	–	-1,500	-100.0%	-0.02%	–
ZS	Exit	ZSCALER INC	$0	–	-8,463	-100.0%	-0.02%	–
TER	Exit	TERADYNE INC	$0	–	-6,682	-100.0%	-0.02%	–
L100PS	Exit	ARCONIC INC	$0	–	-15,147	-100.0%	-0.02%	–
AMCX	Exit	AMC NETWORKS INCcl a	$0	–	-8,450	-100.0%	-0.02%	–
USFD	Exit	US FOODS HLDG CORP	$0	–	-10,100	-100.0%	-0.02%	–
SWCH	Exit	SWITCH INCcl a	$0	–	-29,760	-100.0%	-0.02%	–
ZTS	Exit	ZOETIS INCcl a	$0	–	-3,952	-100.0%	-0.02%	–
CME	Exit	CME GROUP INCcall	$0	–	-2,500	-100.0%	-0.02%	–
UOCT	Exit	INNOVATOR ETFS TRs&p 500 ultra	$0	–	-22,792	-100.0%	-0.03%	–
ETSY	Exit	ETSY INC	$0	–	-10,742	-100.0%	-0.03%	–
TEAM	Exit	ATLASSIAN CORP PLCcl a	$0	–	-4,961	-100.0%	-0.03%	–
CELG	Exit	CELGENE CORP	$0	–	-7,224	-100.0%	-0.03%	–
TLH	Exit	ISHARES TR10-20 yr trs etf	$0	–	-5,785	-100.0%	-0.04%	–
SSRM	Exit	SSR MNG INC	$0	–	-61,279	-100.0%	-0.04%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-3,000	-100.0%	-0.04%	–
HCP	Exit	HCP INC	$0	–	-25,895	-100.0%	-0.04%	–
SMH	Exit	VANECK VECTORS ETF TRsemiconductor et	$0	–	-10,242	-100.0%	-0.06%	–
EGO	Exit	ELDORADO GOLD CORP NEW	$0	–	-161,663	-100.0%	-0.06%	–
BSCJ	Exit	INVESCO EXCH TRD SLF IDX FD	$0	–	-63,735	-100.0%	-0.06%	–
BSJJ	Exit	INVESCO EXCH TRD SLF IDX FD	$0	–	-56,857	-100.0%	-0.06%	–
IYC	Exit	ISHARES TRu.s. cnsm sv etf	$0	–	-6,958	-100.0%	-0.07%	–
PUI	Exit	INVESCO EXCHANGE TRADED FD Tdwa utils mumt	$0	–	-47,766	-100.0%	-0.08%	–
FDMO	Exit	FIDELITY COVINGTON TRmomentum factr	$0	–	-50,639	-100.0%	-0.08%	–
BOCT	Exit	INNOVATOR ETFS TRs&p 500 bufetf	$0	–	-76,091	-100.0%	-0.09%	–
SECT	Exit	NORTHERN LTS FD TR IVmain sectr rotn	$0	–	-68,377	-100.0%	-0.10%	–
DNKN	Exit	DUNKIN BRANDS GROUP INC	$0	–	-38,801	-100.0%	-0.15%	–
AVLR	Exit	AVALARA INC	$0	–	-64,831	-100.0%	-0.21%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-02-03

Signatures

The EDGAR filing(s) were signed by:

Brandon Rydell — Chief Financial Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
ISHARES TR	36	Q3 2023	6.4%
APPLE INC	36	Q3 2023	5.7%
ISHARES TR	36	Q3 2023	3.1%
ISHARES TR	36	Q3 2023	2.6%
ISHARES TR	36	Q3 2023	2.5%
SPDR S&P 500 ETF TR	36	Q3 2023	2.7%
MICROSOFT CORP	36	Q3 2023	2.1%
AMAZON.COM INC	36	Q3 2023	2.6%
ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD	36	Q3 2023	2.6%
ISHARES TR	36	Q3 2023	2.4%

View Sigma Planning Corp's complete holdings history.

Latest significant ownerships (13-D/G)

Sigma Planning Corp Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Santa Fe Gold CORP	August 17, 2010	359,500	0.4%

View Sigma Planning Corp's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-02
13F-HR	2024-02-01
13F-HR	2023-11-06
13F-HR	2023-08-02
13F-HR	2023-05-08
13F-HR	2023-01-24
13F-HR	2022-11-10
13F-HR	2022-08-11
13F-HR	2022-04-20
13F-HR	2022-02-02

View Sigma Planning Corp's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Sigma Planning Corp's holdings