$2.37 Billion is the total value of Sigma Planning Corp's 1051 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARES TRcall | $90,108,000 | – | 543,900 | +100.0% | 3.80% | – |
| IYT | New | ISHARES TRtrans avg etf | $3,271,000 | – | 16,724 | +100.0% | 0.14% | – |
| DVOL | New | FIRST TR EXCHANGE-TRADED FDdorsy wr momnt | $2,030,000 | – | 91,199 | +100.0% | 0.09% | – |
| UBER | New | UBER TECHNOLOGIES INC | $1,761,000 | – | 59,209 | +100.0% | 0.07% | – |
| IYJ | New | ISHARES TRus industrials | $1,716,000 | – | 10,238 | +100.0% | 0.07% | – |
| HL | New | HECLA MNG CO | $1,610,000 | – | 474,932 | +100.0% | 0.07% | – |
| SOXX | New | ISHARES TRphlx semicnd etf | $1,502,000 | – | 5,980 | +100.0% | 0.06% | – |
| XOM | New | EXXON MOBIL CORPcall | $1,396,000 | – | 20,000 | +100.0% | 0.06% | – |
| BSCO | New | INVESCO EXCH TRD SLF IDX FD | $1,362,000 | – | 63,451 | +100.0% | 0.06% | – |
| ARKW | New | ARK ETF TRnext gnrtn inter | $1,285,000 | – | 22,305 | +100.0% | 0.05% | – |
| SBGL | New | SIBANYE STILLWATERsponsored adr | $1,145,000 | – | 115,273 | +100.0% | 0.05% | – |
| DBEZ | New | DBX ETF TRxtrack msci euro | $1,104,000 | – | 33,120 | +100.0% | 0.05% | – |
| DEEF | New | DBX ETF TRxtrack ftse us | $1,105,000 | – | 38,461 | +100.0% | 0.05% | – |
| SVM | New | SILVERCORP METALS INC | $958,000 | – | 168,902 | +100.0% | 0.04% | – |
| PAA | New | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $899,000 | – | 48,870 | +100.0% | 0.04% | – |
| GORO | New | GOLD RESOURCE CORP | $881,000 | – | 159,097 | +100.0% | 0.04% | – |
| CZA | New | INVESCO EXCHANGE TRADED FD Tzacks mid cap | $849,000 | – | 11,040 | +100.0% | 0.04% | – |
| DT | New | DYNATRACE INC | $841,000 | – | 33,242 | +100.0% | 0.04% | – |
| VGR | New | VECTOR GROUP LTD | $777,000 | – | 57,999 | +100.0% | 0.03% | – |
| PSR | New | INVESCO ACTIVELY MANAGD ETFactive us real | $763,000 | – | 7,964 | +100.0% | 0.03% | – |
| GIGB | New | GOLDMAN SACHS ETF TRaccess invt gr | $714,000 | – | 13,576 | +100.0% | 0.03% | – |
| GNR | New | SPDR INDEX SHS FDSglb nat resrce | $635,000 | – | 13,761 | +100.0% | 0.03% | – |
| TFC | New | TRUIST FINL CORP | $569,000 | – | 10,102 | +100.0% | 0.02% | – |
| DDOG | New | DATADOG INC | $548,000 | – | 14,500 | +100.0% | 0.02% | – |
| GRMN | New | GARMIN LTD | $549,000 | – | 5,625 | +100.0% | 0.02% | – |
| GOOG | New | ALPHABET INCcall | $535,000 | – | 400 | +100.0% | 0.02% | – |
| AMTD | New | TD AMERITRADE HLDG CORP | $553,000 | – | 11,118 | +100.0% | 0.02% | – |
| BSJO | New | INVESCO EXCH TRD SLF IDX FD | $518,000 | – | 20,332 | +100.0% | 0.02% | – |
| BGS | New | B & G FOODS INC NEW | $503,000 | – | 28,080 | +100.0% | 0.02% | – |
| HTRB | New | HARTFORD FDS EXCHANGE TRADEtotal rtrn etf | $456,000 | – | 11,336 | +100.0% | 0.02% | – |
| LKNCY | New | LUCKIN COFFEE INCsponsored ads | $439,000 | – | 11,160 | +100.0% | 0.02% | – |
| PGHY | New | INVESCO EXCHNG TRADED FD TRgbl srt trm hy | $430,000 | – | 18,867 | +100.0% | 0.02% | – |
| SKT | New | TANGER FACTORY OUTLET CTRS I | $397,000 | – | 26,974 | +100.0% | 0.02% | – |
| LGLV | New | SPDR SERIES TRUSTssga us lrg etf | $391,000 | – | 3,423 | +100.0% | 0.02% | – |
| IVZ | New | INVESCO LTD | $377,000 | – | 20,943 | +100.0% | 0.02% | – |
| WMS | New | ADVANCED DRAIN SYS INC DEL | $382,000 | – | 9,835 | +100.0% | 0.02% | – |
| VOOV | New | VANGUARD ADMIRAL FDS INC500 val idx fd | $391,000 | – | 3,114 | +100.0% | 0.02% | – |
| IQ | New | IQIYI INCsponsored ads | $369,000 | – | 17,500 | +100.0% | 0.02% | – |
| TYL | New | TYLER TECHNOLOGIES INC | $348,000 | – | 1,160 | +100.0% | 0.02% | – |
| QTUM | New | ETF SER SOLUTIONSdefiance quant | $358,000 | – | 12,180 | +100.0% | 0.02% | – |
| ABG | New | ASBURY AUTOMOTIVE GROUP INC | $358,000 | – | 3,203 | +100.0% | 0.02% | – |
| AMRN | New | AMARIN CORP PLCspons adr new | $356,000 | – | 16,617 | +100.0% | 0.02% | – |
| BIIB | New | BIOGEN INC | $353,000 | – | 1,191 | +100.0% | 0.02% | – |
| FN | New | FABRINET | $357,000 | – | 5,500 | +100.0% | 0.02% | – |
| ITRI | New | ITRON INC | $343,000 | – | 4,085 | +100.0% | 0.01% | – |
| REET | New | ISHARES TRglobal reit etf | $343,000 | – | 12,400 | +100.0% | 0.01% | – |
| FTNT | New | FORTINET INC | $322,000 | – | 3,014 | +100.0% | 0.01% | – |
| DGS | New | WISDOMTREE TRemg mkts smcap | $337,000 | – | 7,041 | +100.0% | 0.01% | – |
| ASML | New | ASML HOLDING N V | $321,000 | – | 1,085 | +100.0% | 0.01% | – |
| GSBC | New | GREAT SOUTHN BANCORP INC | $323,000 | – | 5,095 | +100.0% | 0.01% | – |
| DDIV | New | FIRST TR EXCHANGE TRADED FDdorseywright mom | $329,000 | – | 12,381 | +100.0% | 0.01% | – |
| PGNY | New | PROGYNY INC | $342,000 | – | 12,450 | +100.0% | 0.01% | – |
| VFC | New | V F CORP | $312,000 | – | 3,128 | +100.0% | 0.01% | – |
| BOH | New | BANK HAWAII CORP | $307,000 | – | 3,230 | +100.0% | 0.01% | – |
| AVGO | New | BROADCOM INCcall | $316,000 | – | 1,000 | +100.0% | 0.01% | – |
| SRC | New | SPIRIT RLTY CAP INC NEW | $317,000 | – | 6,442 | +100.0% | 0.01% | – |
| ALGN | New | ALIGN TECHNOLOGY INC | $313,000 | – | 1,122 | +100.0% | 0.01% | – |
| GTN | New | GRAY TELEVISION INC | $302,000 | – | 14,091 | +100.0% | 0.01% | – |
| UAA | New | UNDER ARMOUR INCcl a | $306,000 | – | 14,173 | +100.0% | 0.01% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $300,000 | – | 20,543 | +100.0% | 0.01% | – |
| FDRR | New | FIDELITY COVINGTON TRdivid etf risi | $302,000 | – | 8,579 | +100.0% | 0.01% | – |
| PEAK | New | HEALTHPEAK PPTYS INC | $293,000 | – | 8,510 | +100.0% | 0.01% | – |
| PPTY | New | ETF SER SOLUTIONSus diversified | $286,000 | – | 8,810 | +100.0% | 0.01% | – |
| DOV | New | DOVER CORP | $294,000 | – | 2,551 | +100.0% | 0.01% | – |
| XHB | New | SPDR SERIES TRUSTs&p homebuild | $283,000 | – | 6,220 | +100.0% | 0.01% | – |
| BKK | New | BLACKROCK MUN 2020 TERM TR | $294,000 | – | 19,743 | +100.0% | 0.01% | – |
| ARWR | New | ARROWHEAD PHARMACEUTICALS IN | $275,000 | – | 4,340 | +100.0% | 0.01% | – |
| SSW | New | SEASPAN CORP | $291,000 | – | 20,510 | +100.0% | 0.01% | – |
| EVER | New | EVERQUOTE INC | $254,000 | – | 7,386 | +100.0% | 0.01% | – |
| TLRY | New | TILRAY INCcall | $257,000 | – | 15,000 | +100.0% | 0.01% | – |
| EHTH | New | EHEALTH INC | $269,000 | – | 2,800 | +100.0% | 0.01% | – |
| VIAC | New | VIACOMCBS INCcl b | $249,000 | – | 5,924 | +100.0% | 0.01% | – |
| DVLU | New | FIRST TR EXCHANGE-TRADED FDdorsy wrgh vlu | $249,000 | – | 12,714 | +100.0% | 0.01% | – |
| MMC | New | MARSH & MCLENNAN COS INC | $270,000 | – | 2,419 | +100.0% | 0.01% | – |
| MCK | New | MCKESSON CORP | $268,000 | – | 1,935 | +100.0% | 0.01% | – |
| BRT | New | BRT APARTMENTS CORP | $259,000 | – | 15,287 | +100.0% | 0.01% | – |
| NXST | New | NEXSTAR MEDIA GROUP INCcl a | $252,000 | – | 2,145 | +100.0% | 0.01% | – |
| LIN | New | LINDE PLC | $257,000 | – | 1,207 | +100.0% | 0.01% | – |
| CNC | New | CENTENE CORP DEL | $246,000 | – | 3,905 | +100.0% | 0.01% | – |
| DISCK | New | DISCOVERY INC | $243,000 | – | 7,972 | +100.0% | 0.01% | – |
| TCF | New | TCF FINANCIAL CORPORATION NE | $227,000 | – | 4,846 | +100.0% | 0.01% | – |
| TSLX | New | TPG SPECIALTY LENDING INC | $240,000 | – | 11,186 | +100.0% | 0.01% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $238,000 | – | 4,120 | +100.0% | 0.01% | – |
| JMF | New | NUVEEN ENERGY MLP TOTL RTRNF | $239,000 | – | 30,789 | +100.0% | 0.01% | – |
| LDOS | New | LEIDOS HLDGS INC | $227,000 | – | 2,316 | +100.0% | 0.01% | – |
| FTXL | New | FIRST TR EXCHANGE TRADED FDnasdq semcndtr | $226,000 | – | 5,487 | +100.0% | 0.01% | – |
| VV | New | VANGUARD INDEX FDSlarge cap etf | $231,000 | – | 1,565 | +100.0% | 0.01% | – |
| VLUE | New | ISHARES TRedge msci usa vl | $228,000 | – | 2,539 | +100.0% | 0.01% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INC | $242,000 | – | 1,104 | +100.0% | 0.01% | – |
| ITT | New | ITT INC | $239,000 | – | 3,238 | +100.0% | 0.01% | – |
| SPDW | New | SPDR INDEX SHS FDSportfolio devlpd | $235,000 | – | 7,483 | +100.0% | 0.01% | – |
| MDP | New | MEREDITH CORP | $212,000 | – | 6,521 | +100.0% | 0.01% | – |
| FQAL | New | FIDELITY COVINGTON TRqlty fctor etf | $205,000 | – | 5,426 | +100.0% | 0.01% | – |
| IOVA | New | IOVANCE BIOTHERAPEUTICS INC | $223,000 | – | 8,066 | +100.0% | 0.01% | – |
| CI | New | CIGNA CORP NEW | $204,000 | – | 996 | +100.0% | 0.01% | – |
| STLD | New | STEEL DYNAMICS INC | $218,000 | – | 6,403 | +100.0% | 0.01% | – |
| STX | New | SEAGATE TECHNOLOGY PLC | $202,000 | – | 3,403 | +100.0% | 0.01% | – |
| BPY | New | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $222,000 | – | 12,165 | +100.0% | 0.01% | – |
| ARLO | New | ARLO TECHNOLOGIES INC | $214,000 | – | 50,900 | +100.0% | 0.01% | – |
| VPC | New | ETFIS SER TR Ivirtus pvt cr | $213,000 | – | 8,499 | +100.0% | 0.01% | – |
| FB | New | FACEBOOK INCcall | $205,000 | – | 1,000 | +100.0% | 0.01% | – |
| KPTI | New | KARYOPHARM THERAPEUTICS INC | $203,000 | – | 10,610 | +100.0% | 0.01% | – |
| KKR | New | KKR & CO INCcl a | $216,000 | – | 7,400 | +100.0% | 0.01% | – |
| PB | New | PROSPERITY BANCSHARES INC | $214,000 | – | 2,976 | +100.0% | 0.01% | – |
| RJF | New | RAYMOND JAMES FINANCIAL INC | $205,000 | – | 2,286 | +100.0% | 0.01% | – |
| TOK | New | ISHARES TRmsci kokusai etf | $204,000 | – | 2,759 | +100.0% | 0.01% | – |
| ISCB | New | ISHARES TRmrgstr sm cp etf | $212,000 | – | 1,124 | +100.0% | 0.01% | – |
| BABA | New | ALIBABA GROUP HLDG LTDcall | $212,000 | – | 1,000 | +100.0% | 0.01% | – |
| SHM | New | SPDR SERIES TRUSTnuveen blmbrg sr | $222,000 | – | 4,525 | +100.0% | 0.01% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE IN | $213,000 | – | 2,302 | +100.0% | 0.01% | – |
| QQQ | New | INVESCO QQQ TRcall | $213,000 | – | 1,000 | +100.0% | 0.01% | – |
| CACI | New | CACI INTL INCcl a | $204,000 | – | 816 | +100.0% | 0.01% | – |
| PNFP | New | PINNACLE FINL PARTNERS INC | $207,000 | – | 3,232 | +100.0% | 0.01% | – |
| CGC | New | CANOPY GROWTH CORPcall | $211,000 | – | 10,000 | +100.0% | 0.01% | – |
| DWPP | New | FIRST TR EXCHANGE TRADED FDdorsey wright pe | $204,000 | – | 6,087 | +100.0% | 0.01% | – |
| VIOO | New | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $201,000 | – | 1,323 | +100.0% | 0.01% | – |
| NUAN | New | NUANCE COMMUNICATIONS INC | $182,000 | – | 10,231 | +100.0% | 0.01% | – |
| REGL | New | PROSHARES TRs&p mdcp 400 div | $201,000 | – | 3,340 | +100.0% | 0.01% | – |
| RE | New | EVEREST RE GROUP LTD | $201,000 | – | 725 | +100.0% | 0.01% | – |
| GPK | New | GRAPHIC PACKAGING HLDG CO | $199,000 | – | 11,935 | +100.0% | 0.01% | – |
| EFT | New | EATON VANCE FLTING RATE INC | $191,000 | – | 13,934 | +100.0% | 0.01% | – |
| SRET | New | GLOBAL X FDSreit etf | $197,000 | – | 12,849 | +100.0% | 0.01% | – |
| M | New | MACYS INC | $173,000 | – | 10,203 | +100.0% | 0.01% | – |
| NAC | New | NUVEEN CA QUALTY MUN INCOME | $171,000 | – | 11,475 | +100.0% | 0.01% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $172,000 | – | 10,838 | +100.0% | 0.01% | – |
| VXX | New | BARCLAYS BK PLCipath b shrt trm | $163,000 | – | 10,771 | +100.0% | 0.01% | – |
| RPAI | New | RETAIL PPTYS AMER INCcl a | $164,000 | – | 12,249 | +100.0% | 0.01% | – |
| MYOV | New | MYOVANT SCIENCES LTD | $155,000 | – | 10,000 | +100.0% | 0.01% | – |
| MAT | New | MATTEL INC | $139,000 | – | 10,271 | +100.0% | 0.01% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $134,000 | – | 11,006 | +100.0% | 0.01% | – |
| SDC | New | SMILEDIRECTCLUB INC | $117,000 | – | 13,425 | +100.0% | 0.01% | – |
| SIEN | New | SIENTRA INC | $110,000 | – | 12,288 | +100.0% | 0.01% | – |
| IDN | New | INTELLICHECK INC | $115,000 | – | 15,403 | +100.0% | 0.01% | – |
| EVH | New | EVOLENT HEALTH INCcl a | $91,000 | – | 10,053 | +100.0% | 0.00% | – |
| UNIT | New | UNITI GROUP INC | $86,000 | – | 10,446 | +100.0% | 0.00% | – |
| ZNGA | New | ZYNGA INCcl a | $69,000 | – | 11,348 | +100.0% | 0.00% | – |
| BKCC | New | BLACKROCK CAPITAL INVESTMENT | $57,000 | – | 11,500 | +100.0% | 0.00% | – |
| NIO | New | NIO INCspon ads | $45,000 | – | 11,204 | +100.0% | 0.00% | – |
| TFFP | New | TFF PHARMACEUTICALS INC | $56,000 | – | 10,500 | +100.0% | 0.00% | – |
| GRWG | New | GROWGENERATION CORP | $49,000 | – | 11,910 | +100.0% | 0.00% | – |
| PLM | New | POLYMET MINING CORP | $14,000 | – | 54,509 | +100.0% | 0.00% | – |
| PDS | New | PRECISION DRILLING CORP | $21,000 | – | 15,000 | +100.0% | 0.00% | – |
| MTNB | New | MATINAS BIOPHARMA HLDGS INC | $29,000 | – | 12,817 | +100.0% | 0.00% | – |
| LLEXQ | New | LILIS ENERGY INC | $6,000 | – | 16,260 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.