$1.76 Billion is the total value of Sigma Planning Corp's 940 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.875% 1/1 | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| Exit | ZOMEDICA PHARMACEUTICALS COR | $0 | – | -13,491 | -100.0% | -0.00% | – | |
| Exit | ARES CAP CORPnote 4.375% 1/1 | $0 | – | -16,000 | -100.0% | -0.00% | – | |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -10,070 | -100.0% | -0.00% | – |
| YRCW | Exit | YRC WORLDWIDE INC | $0 | – | -13,100 | -100.0% | -0.00% | – |
| IAG | Exit | IAMGOLD CORP | $0 | – | -12,855 | -100.0% | -0.00% | – |
| HL | Exit | HECLA MNG CO | $0 | – | -20,022 | -100.0% | -0.00% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -10,574 | -100.0% | -0.00% | – |
| BTG | Exit | B2GOLD CORP | $0 | – | -17,000 | -100.0% | -0.00% | – |
| SNAP | Exit | SNAP INCcl a | $0 | – | -10,165 | -100.0% | -0.00% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -12,143 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| BBDC | Exit | BARINGS BDC INC | $0 | – | -10,120 | -100.0% | -0.01% | – |
| SKY | Exit | SKYLINE CHAMPION CORPORATION | $0 | – | -11,064 | -100.0% | -0.01% | – |
| CDE | Exit | COEUR MNG INC | $0 | – | -36,834 | -100.0% | -0.01% | – |
| ECF | Exit | ELLSWORTH GRWTH AND INCOME L | $0 | – | -20,490 | -100.0% | -0.01% | – |
| PFXF | Exit | VANECK VECTORS ETF TRpfd secs ex finl | $0 | – | -10,655 | -100.0% | -0.01% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -14,888 | -100.0% | -0.01% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -17,038 | -100.0% | -0.01% | – |
| NEM | Exit | NEWMONT MINING CORP | $0 | – | -6,026 | -100.0% | -0.02% | – |
| IPKW | Exit | INVESCO EXCHNG TRADED FD TRintl buyback | $0 | – | -7,301 | -100.0% | -0.02% | – |
| HAS | Exit | HASBRO INC | $0 | – | -2,662 | -100.0% | -0.02% | – |
| XHB | Exit | SPDR SERIES TRUSTs&p homebuild | $0 | – | -6,690 | -100.0% | -0.02% | – |
| ICE | Exit | INTERCONTINENTAL EXCHANGE INcall | $0 | – | -3,000 | -100.0% | -0.02% | – |
| CNC | Exit | CENTENE CORP DEL | $0 | – | -1,905 | -100.0% | -0.02% | – |
| IYM | Exit | ISHARES TRu.s. bas mtl etf | $0 | – | -2,633 | -100.0% | -0.02% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INC | $0 | – | -4,802 | -100.0% | -0.02% | – |
| DBEM | Exit | DBX ETF TRxtrack msci emrg | $0 | – | -10,730 | -100.0% | -0.02% | – |
| GBAB | Exit | GUGGENHEIM TAXABLE MUN MNGD | $0 | – | -9,787 | -100.0% | -0.02% | – |
| GOLD | Exit | RANDGOLD RES LTDadr | $0 | – | -2,805 | -100.0% | -0.02% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -2,288 | -100.0% | -0.02% | – |
| HCA | Exit | HCA HEALTHCARE INC | $0 | – | -1,821 | -100.0% | -0.02% | – |
| IYG | Exit | ISHARES TRu.s. fin svc etf | $0 | – | -2,068 | -100.0% | -0.02% | – |
| SHM | Exit | SPDR SER TRnuveen blmbrg sr | $0 | – | -4,839 | -100.0% | -0.02% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -1,000 | -100.0% | -0.02% | – |
| TLRY | Exit | TILRAY INC | $0 | – | -3,547 | -100.0% | -0.02% | – |
| NTRI | Exit | NUTRI SYS INC NEW | $0 | – | -5,750 | -100.0% | -0.02% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -20,598 | -100.0% | -0.02% | – |
| GHDX | Exit | GENOMIC HEALTH INC | $0 | – | -3,900 | -100.0% | -0.02% | – |
| GSIE | Exit | GOLDMAN SACHS ETF TRactivebeta int | $0 | – | -10,099 | -100.0% | -0.02% | – |
| HELE | Exit | HELEN OF TROY CORP LTD | $0 | – | -1,955 | -100.0% | -0.02% | – |
| HYLS | Exit | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $0 | – | -6,275 | -100.0% | -0.02% | – |
| DVA | Exit | DAVITA INC | $0 | – | -5,737 | -100.0% | -0.02% | – |
| BA | Exit | BOEING COcall | $0 | – | -900 | -100.0% | -0.02% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -21,049 | -100.0% | -0.02% | – |
| RWM | Exit | PROSHARES TRshrt russell2000 | $0 | – | -6,160 | -100.0% | -0.02% | – |
| PICK | Exit | ISHARES INCmsci gbl etf new | $0 | – | -10,782 | -100.0% | -0.02% | – |
| BKT | Exit | BLACKROCK INCOME TR INC | $0 | – | -52,608 | -100.0% | -0.02% | – |
| HEP | Exit | HOLLY ENERGY PARTNERS L P | $0 | – | -10,754 | -100.0% | -0.02% | – |
| CALF | Exit | PACER FDS TRpacer us small | $0 | – | -12,806 | -100.0% | -0.02% | – |
| SSRM | Exit | SSR MNG INC | $0 | – | -25,638 | -100.0% | -0.02% | – |
| WDFC | Exit | WD-40 CO | $0 | – | -1,834 | -100.0% | -0.02% | – |
| MSFT | Exit | MICROSOFT CORPcall | $0 | – | -3,500 | -100.0% | -0.03% | – |
| AGZD | Exit | WISDOMTREE TRintrst rate hdge | $0 | – | -7,805 | -100.0% | -0.03% | – |
| SCG | Exit | SCANA CORP NEW | $0 | – | -7,796 | -100.0% | -0.03% | – |
| TVIX | Exit | CREDIT SUISSE NASSAU BRH | $0 | – | -5,885 | -100.0% | -0.03% | – |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -4,463 | -100.0% | -0.03% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -60,686 | -100.0% | -0.03% | – |
| SCIU | Exit | GLOBAL X FDSscien beta us | $0 | – | -17,537 | -100.0% | -0.04% | – |
| FB | Exit | FACEBOOK INCcall | $0 | – | -3,800 | -100.0% | -0.04% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -4,400 | -100.0% | -0.05% | – |
| FYC | Exit | FIRST TR EXCNGE TRD ALPHADEXsml cp grw alp | $0 | – | -16,992 | -100.0% | -0.05% | – |
| IWM | Exit | ISHARES TRcall | $0 | – | -5,200 | -100.0% | -0.05% | – |
| FCOM | Exit | FIDELITY | $0 | – | -25,570 | -100.0% | -0.05% | – |
| NTNX | Exit | NUTANIX INCcl a | $0 | – | -17,395 | -100.0% | -0.05% | – |
| NFLX | Exit | NETFLIX INCcall | $0 | – | -4,200 | -100.0% | -0.08% | – |
| PSQ | Exit | PROSHARES TRshort qqq new | $0 | – | -37,240 | -100.0% | -0.09% | – |
| IWC | Exit | ISHARES TRmicro-cap etf | $0 | – | -18,221 | -100.0% | -0.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.