$1.03 Billion is the total value of Sigma Planning Corp's 776 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MORL | UBS AG LONDON BRHetracs mth2xre | $727,000 | +13.8% | 41,000 | 0.0% | 0.07% | 0.0% | |
| LVLT | LEVEL 3 COMMUNICATIONS INC | $617,000 | +1.5% | 10,782 | 0.0% | 0.06% | -9.1% | |
| FDEF | FIRST DEFIANCE FINL CORP | $555,000 | -2.3% | 11,201 | 0.0% | 0.05% | -12.9% | |
| CR | CRANE CO | $380,000 | +3.8% | 5,075 | 0.0% | 0.04% | -7.5% | |
| IMCG | ISHARES TRmrgstr md cp grw | $352,000 | +7.3% | 2,023 | 0.0% | 0.03% | -5.6% | |
| MZF | MANAGED DURATION INVT GRD FU | $301,000 | +0.7% | 22,795 | 0.0% | 0.03% | -12.1% | |
| WW | WEIGHT WATCHERS INTL INC NEW | $238,000 | +36.0% | 15,300 | 0.0% | 0.02% | +21.1% | |
| DOO | WISDOMTREE TRintl div ex finl | $227,000 | +6.6% | 5,700 | 0.0% | 0.02% | -4.3% | |
| NEOG | NEOGEN CORP | $224,000 | -0.9% | 3,423 | 0.0% | 0.02% | -12.0% | |
| ISCV | ISHARES TRmrning sm cp etf | $225,000 | +0.9% | 1,563 | 0.0% | 0.02% | -8.3% | |
| SRC | SPIRIT RLTY CAP INC NEW | $183,000 | -6.6% | 18,055 | 0.0% | 0.02% | -14.3% | |
| CYS | CYS INVTS INC | $157,000 | +3.3% | 19,720 | 0.0% | 0.02% | -11.8% | |
| JPC | NUVEEN PFD INCOME OPPRTNY FD | $103,000 | 0.0% | 10,500 | 0.0% | 0.01% | -9.1% | |
| PROSPECT CAPITAL CORPORATIONnote 4.750% 4/1 | $79,000 | +1.3% | 80,000 | 0.0% | 0.01% | -11.1% | ||
| AGI | ALAMOS GOLD INC NEW | $84,000 | +16.7% | 10,476 | 0.0% | 0.01% | 0.0% | |
| PROSPECT CAPITAL CORPORATIONnote 5.875% 1/1 | $72,000 | 0.0% | 70,000 | 0.0% | 0.01% | -12.5% | ||
| ISIG | INSIGNIA SYS INC | $60,000 | -38.8% | 40,300 | 0.0% | 0.01% | -45.5% | |
| NCZ | ALLIANZGI CONV & INCOME FD I | $65,000 | +6.6% | 10,690 | 0.0% | 0.01% | -14.3% | |
| KOPN | KOPIN CORP | $53,000 | +43.2% | 13,000 | 0.0% | 0.01% | +25.0% | |
| ARTX | AROTECH CORP | $30,000 | -14.3% | 10,000 | 0.0% | 0.00% | -25.0% | |
| WEB COM GROUP INCnote 1.000% 8/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| MEMPQ | MEMORIAL PRODTN PARTNERS LP | $1,000 | 0.0% | 10,995 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 36 | Q3 2023 | 6.4% |
| APPLE INC | 36 | Q3 2023 | 5.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
| ISHARES TR | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.5% |
| SPDR S&P 500 ETF TR | 36 | Q3 2023 | 2.7% |
| MICROSOFT CORP | 36 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 36 | Q3 2023 | 2.6% |
| ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD | 36 | Q3 2023 | 2.6% |
| ISHARES TR | 36 | Q3 2023 | 2.4% |
View Sigma Planning Corp's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Santa Fe Gold CORP | August 17, 2010 | 359,500 | 0.4% |
View Sigma Planning Corp's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| 13F-HR | 2024-02-01 |
| 13F-HR | 2023-11-06 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-02-02 |
View Sigma Planning Corp's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.